Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Amber Road, Inc.AMBR · Entity 12617 | 10% owner | August 09, 2018 | August 14, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Amber Road, Inc.
Report date August 09, 2018 · Filed August 14, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | Direct | 487,158 |
Reported balance
Holding disclosure · report date 2018-08-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 487,158 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Gagnon Investment Associates | 671,219 |
Reported balance
Holding disclosure · report date 2018-08-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 671,219 |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Darwin Partnership | 102,589 |
Reported balance
Holding disclosure · report date 2018-08-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 102,589 |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectBy Limited Partner of the Family Partnership | 95,968 |
Reported balance
Holding disclosure · report date 2018-08-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 95,968 |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectBy self as Trustee of Gagnon Securities LLC Profit Sharing Plan | 20,600 |
Reported balance
Holding disclosure · report date 2018-08-09 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 20,600 |
Filing footnotes · ownership attribution and instrument terms
F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any.
Past disclosures · reporting ended (6)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Ameresco, Inc.
Report date December 09, 2016 · Filed December 13, 2016
Section 16 reporting ended · disclosed 2016-12-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Gagnon Investment Associates | 1,018,460 |
Reported balance
After 2016-12-09 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-12-09 · Sale · Disposed 37,519 · Balance 1,018,460 |
| Common StockSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Darwin Partnership | 91,325 |
Reported balance
After 2016-12-09 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2016-12-09 · Sale · Disposed 1,781 · Balance 91,325 |
| Common StockSEC Table I · non-derivative | Direct | 557,368 |
Reported balance
Holding disclosure · report date 2016-12-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 557,368 |
| Common StockSEC Table I · non-derivative | IndirectBy Limited Partner of The Family Partnership | 121,405 |
Reported balance
Holding disclosure · report date 2016-12-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 121,405 |
| Common StockSEC Table I · non-derivative | IndirectBy self as Trustee of Gagnon Securities LLC Profit Sharing Plan | 15,941 |
Reported balance
Holding disclosure · report date 2016-12-09 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 15,941 |
Apollo Endosurgery, Inc.
Report date October 15, 2021 · Filed October 18, 2021
Section 16 reporting ended · disclosed 2021-10-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | Direct | 413,962 |
Reported balance
Holding disclosure · report date 2021-10-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 413,962 |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectBy Limited Partner of the Family Partnership | 85,015 |
Reported balance
Holding disclosure · report date 2021-10-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 85,015 |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Gagnon Investment Associates | 1,329,354 |
Reported balance
Holding disclosure · report date 2021-10-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,329,354 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Darwin Partnership | 116,360 |
Reported balance
Holding disclosure · report date 2021-10-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 116,360 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectBy self as Trustee of Gagnon Securities LLC Profit Sharing Plan | 26,446 |
Reported balance
Holding disclosure · report date 2021-10-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 26,446 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any.
CareDx, Inc.
Report date October 31, 2018 · Filed November 02, 2018
Section 16 reporting ended · disclosed 2018-11-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Darwin Partnership | 107,940 |
Reported balance
After 2018-10-31 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-10-31 · Sale · Disposed 10,449 · Balance 107,940 |
| Common StockSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Gagnon Investment Associates | 867,744 |
Reported balance
After 2018-10-31 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-10-31 · Sale · Disposed 98,150 · Balance 867,744 |
| Common StockSEC Table I · non-derivative | IndirectBy Limited Partner of the Family Partnership | 203,484 |
Reported balance
Holding disclosure · report date 2018-10-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 203,484 |
| Common StockSEC Table I · non-derivative | Direct | 828,768 |
Reported balance
Holding disclosure · report date 2018-10-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 828,768 |
| Common StockSEC Table I · non-derivative | IndirectBy self as Trustee of Gagnon Securities LLC Profit Sharing Plan | 40,529 |
Reported balance
Holding disclosure · report date 2018-10-31 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 40,529 |
General Finance CORP
Report date April 19, 2021 · Filed April 21, 2021
Section 16 reporting ended · disclosed 2021-04-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Darwin Partnership | 37,020 |
Reported balance
After 2021-04-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-04-19 · Sale · Disposed 67,003 · Balance 37,020 |
| Common StockSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Gagnon Investment Associates | 317,109 |
Reported balance
After 2021-04-19 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-04-19 · Sale · Disposed 573,915 · Balance 317,109 |
| Common StockSEC Table I · non-derivative | Direct | 531,535 |
Reported balance
Holding disclosure · report date 2021-04-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 531,535 |
| Common StockSEC Table I · non-derivative | IndirectBy Limited Partner of the Gagnon Family Partnership | 135,705 |
Reported balance
Holding disclosure · report date 2021-04-19 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 135,705 |
| Common StockSEC Table I · non-derivative | IndirectBy self as Trustee of Gagnon Securities LLC Profit Sharing Plan | 20,003 |
Reported balance
Holding disclosure · report date 2021-04-19 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 20,003 |
POWER SOLUTIONS INTERNATIONAL, INC.
Report date October 03, 2024 · Filed October 07, 2024
Section 16 reporting ended · disclosed 2024-10-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Gagnon Investment Associates | 757,744 |
Reported balance
Holding disclosure · report date 2024-10-03 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 757,744 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy self as Trustee of Gagnon Securities LLC Profit Sharing Plan | 23,437 |
Reported balance
Holding disclosure · report date 2024-10-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 23,437 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy Limited Partner of the Family Partnership | 121,024 |
Reported balance
Holding disclosure · report date 2024-10-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 121,024 |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Darwin Partnership | 70,180 |
Reported balance
Holding disclosure · report date 2024-10-03 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 70,180 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any.
SecureWorks Corp
Report date November 19, 2024 · Filed November 21, 2024
Section 16 reporting ended · disclosed 2024-11-21. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 26, 2018 Filed Mar 28, 2018 17:39 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 2,723 | $7.42 | $20,213.10 |
DisclosureSEC source: 0001019056-18-000473 · neil_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 1,790,652 Read SEC document |
| March 23, 2018 Filed Mar 26, 2018 19:19 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 2,200 | $7.40 | $16,280.00 |
DisclosureSEC source: 0001019056-18-000469 · neil_4.xml · nonDerivative · entry 2 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 1,793,375 Read SEC document |
| March 22, 2018 Filed Mar 26, 2018 19:19 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 16,974 | $7.42 | $125,999.70 |
DisclosureSEC source: 0001019056-18-000469 · neil_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 1,795,575 Read SEC document |
| March 21, 2018 Filed Mar 21, 2018 17:59 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 10,620 | $7.40 | $78,588.00 |
DisclosureSEC source: 0001019056-18-000467 · neil_4.xml · nonDerivative · entry 4 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 1,812,549 Read SEC document |
| March 20, 2018 Filed Mar 21, 2018 17:59 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 5,000 | $7.40 | $37,000.00 |
DisclosureSEC source: 0001019056-18-000467 · neil_4.xml · nonDerivative · entry 3 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 1,823,169 Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 17:59 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 89 | $7.40 | $658.60 |
DisclosureSEC source: 0001019056-18-000467 · neil_4.xml · nonDerivative · entry 5 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 193,648 Read SEC document |
| March 19, 2018 Filed Mar 21, 2018 17:59 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 1,023 | $7.40 | $7,570.20 |
DisclosureSEC source: 0001019056-18-000467 · neil_4.xml · nonDerivative · entry 2 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 1,828,169 Read SEC document |
| February 28, 2018 Filed Mar 21, 2018 17:59 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 700 | $7.30 | $5,110.00 |
DisclosureSEC source: 0001019056-18-000467 · neil_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 1,829,192 Read SEC document |
| February 27, 2018 Filed Feb 28, 2018 16:04 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 5,021 | $7.30 | $36,653.30 |
DisclosureSEC source: 0001019056-18-000411 · neil_4.xml · nonDerivative · entry 2 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 1,829,892 Read SEC document |
| February 26, 2018 Filed Feb 28, 2018 16:04 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 700 | $7.28 | $5,097.47 |
DisclosureSEC source: 0001019056-18-000411 · neil_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 1,834,913 Read SEC document |
| February 23, 2018 Filed Feb 26, 2018 18:42 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 6,843 | $7.40 | $50,650.52 |
DisclosureSEC source: 0001019056-18-000407 · neil_4.xml · nonDerivative · entry 3 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 1,835,613 Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 18:42 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 587 | $7.40 | $4,343.86 |
DisclosureSEC source: 0001019056-18-000407 · neil_4.xml · nonDerivative · entry 2 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 1,842,456 Read SEC document |
| February 21, 2018 Filed Feb 26, 2018 18:42 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 8 | $7.40 | $59.20 |
DisclosureSEC source: 0001019056-18-000407 · neil_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 1,843,043 Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 14:31 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 2,005 | $7.50 | $15,037.50 |
DisclosureSEC source: 0001019056-18-000387 · neil_4.xml · nonDerivative · entry 2 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 1,843,051 Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 14:31 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 171 | $7.50 | $1,282.50 |
DisclosureSEC source: 0001019056-18-000387 · neil_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 193,737 Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 13:55 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 19,224 | $7.47 | $143,603.28 |
DisclosureSEC source: 0001019056-18-000357 · neil_4.xml · nonDerivative · entry 2 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 1,845,056 Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 13:55 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 1,648 | $7.47 | $12,310.56 |
DisclosureSEC source: 0001019056-18-000357 · neil_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 193,908 Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 16:13 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 1,278 | $4.00 | $5,112.00 |
DisclosureSEC source: 0001019056-17-000707 · caredx_4.xml · nonDerivative · entry 2 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan Disclosed balance after: 40,529 Read SEC document |
| October 05, 2017 Filed Oct 6, 2017 16:13 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 9,364 | $4.00 | $37,456.00 |
DisclosureSEC source: 0001019056-17-000707 · caredx_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 928,768 Read SEC document |
| September 07, 2017 Filed Sep 8, 2017 13:53 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 856 | $3.05 | $2,610.80 |
DisclosureSEC source: 0001019056-17-000689 · caredx_4.xml · nonDerivative · entry 3 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan Disclosed balance after: 39,251 Read SEC document |
| September 07, 2017 Filed Sep 8, 2017 13:53 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 2,858 | $3.05 | $8,716.90 |
DisclosureSEC source: 0001019056-17-000689 · caredx_4.xml · nonDerivative · entry 2 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 919,404 Read SEC document |
| September 07, 2017 Filed Sep 8, 2017 13:53 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 2,782 | $3.05 | $8,485.10 |
DisclosureSEC source: 0001019056-17-000689 · caredx_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 916,546 Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 14:37 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 3,945 | $4.75 | $18,738.75 |
DisclosureSEC source: 0001019056-17-000685 · neil_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 195,556 Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 14:36 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 2,410 | $2.77 | $6,675.70 |
DisclosureSEC source: 0001019056-17-000683 · caredx_4.xml · nonDerivative · entry 3 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan Disclosed balance after: 38,395 Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 14:36 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 10,033 | $2.77 | $27,791.41 |
DisclosureSEC source: 0001019056-17-000683 · caredx_4.xml · nonDerivative · entry 2 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 913,764 Read SEC document |
| August 28, 2017 Filed Aug 30, 2017 14:36 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 9,005 | $2.77 | $24,943.85 |
DisclosureSEC source: 0001019056-17-000683 · caredx_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 903,731 Read SEC document |
| August 25, 2017 Filed Aug 28, 2017 18:03 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 4,960 | $2.93 | $14,532.80 |
DisclosureSEC source: 0001019056-17-000681 · caredx_4.xml · nonDerivative · entry 6 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 118,389 Read SEC document |
| August 25, 2017 Filed Aug 28, 2017 18:03 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 760 | $2.93 | $2,226.80 |
DisclosureSEC source: 0001019056-17-000681 · caredx_4.xml · nonDerivative · entry 4 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan Disclosed balance after: 35,985 Read SEC document |
| August 24, 2017 Filed Aug 28, 2017 18:03 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 19,577 | $3.19 | $62,450.63 |
DisclosureSEC source: 0001019056-17-000681 · caredx_4.xml · nonDerivative · entry 5 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 113,429 Read SEC document |
| August 24, 2017 Filed Aug 28, 2017 18:03 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 1,312 | $2.39 | $3,135.68 |
DisclosureSEC source: 0001019056-17-000681 · caredx_4.xml · nonDerivative · entry 3 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan Disclosed balance after: 35,225 Read SEC document |
| August 24, 2017 Filed Aug 28, 2017 18:03 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 4,253 | $2.39 | $10,164.67 |
DisclosureSEC source: 0001019056-17-000681 · caredx_4.xml · nonDerivative · entry 2 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 894,726 Read SEC document |
| August 24, 2017 Filed Aug 28, 2017 18:03 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 4,257 | $2.39 | $10,174.23 |
DisclosureSEC source: 0001019056-17-000681 · caredx_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 890,473 Read SEC document |
| July 24, 2017 Filed Jul 25, 2017 17:14 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 1,486 | $1.23 | $1,827.78 |
DisclosureSEC source: 0001019056-17-000626 · caredx_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 955,758 Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 11:54 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 5,609 | $5.00 | $28,045.00 |
DisclosureSEC source: 0001019056-17-000599 · neil_4.xml · nonDerivative · entry 4 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 957,493 Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 11:54 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 1,976 | $5.00 | $9,880.00 |
DisclosureSEC source: 0001019056-17-000599 · neil_4.xml · nonDerivative · entry 3 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 963,102 Read SEC document |
| June 30, 2017 Filed Jul 3, 2017 11:54 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 9,806 | $5.04 | $49,422.24 |
DisclosureSEC source: 0001019056-17-000599 · neil_4.xml · nonDerivative · entry 2 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 199,501 Read SEC document |
| June 29, 2017 Filed Jul 3, 2017 11:54 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 7,441 | $5.04 | $37,502.64 |
DisclosureSEC source: 0001019056-17-000599 · neil_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 209,307 Read SEC document |
| June 29, 2017 Filed Jul 3, 2017 11:42 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 1,808 | $1.11 | $2,006.88 |
DisclosureSEC source: 0001019056-17-000597 · caredx_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 954,272 Read SEC document |
| June 23, 2017 Filed Jun 27, 2017 10:10 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 63,120 | $1.10 | $69,432.00 |
DisclosureSEC source: 0001019056-17-000577 · caredx_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partner of the Family Partnership Disclosed balance after: 203,484 Read SEC document |
| May 24, 2017 Filed May 26, 2017 18:24 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 6,302 | $1.00 | $6,302.00 |
DisclosureSEC source: 0001019056-17-000522 · caredx_4.xml · nonDerivative · entry 2 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 886,216 Read SEC document |
| May 24, 2017 Filed May 26, 2017 18:24 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 1,137 | $1.00 | $1,137.00 |
DisclosureSEC source: 0001019056-17-000522 · caredx_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 879,914 Read SEC document |
| May 23, 2017 Filed May 24, 2017 18:23 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 1,987 | $1.04 | $2,066.48 |
DisclosureSEC source: 0001019056-17-000505 · caredx_4.xml · nonDerivative · entry 2 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan Disclosed balance after: 33,913 Read SEC document |
| May 23, 2017 Filed May 24, 2017 18:23 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 4,849 | $1.04 | $5,042.96 |
DisclosureSEC source: 0001019056-17-000505 · caredx_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 878,777 Read SEC document |
| April 28, 2017 Filed May 2, 2017 18:43 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 15,116 | $0.89 | $13,453.24 |
DisclosureSEC source: 0001019056-17-000408 · caredx_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 873,928 Read SEC document |
| April 17, 2017 Filed Apr 18, 2017 15:00 UTC | General Finance CORP GFN · Entity 138946 | SaleCommon Stock | 5,690 | $5.05 | $28,734.50 |
DisclosureSEC source: 0001019056-17-000372 · neil_4.xml · nonDerivative · entry 1 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 216,748 Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 11:35 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 27 | $1.66 | $44.82 |
DisclosureSEC source: 0001019056-17-000307 · caredx_4.xml · nonDerivative · entry 7 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan Disclosed balance after: 31,926 Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 11:35 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 24,852 | $1.66 | $41,254.32 |
DisclosureSEC source: 0001019056-17-000307 · caredx_4.xml · nonDerivative · entry 6 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By Limited Partner of the Family Partnership Disclosed balance after: 140,364 Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 11:35 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 40,899 | $1.66 | $67,892.34 |
DisclosureSEC source: 0001019056-17-000307 · caredx_4.xml · nonDerivative · entry 5 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 858,812 Read SEC document |
| March 16, 2017 Filed Mar 20, 2017 11:35 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 35,406 | $1.66 | $58,773.96 |
DisclosureSEC source: 0001019056-17-000307 · caredx_4.xml · nonDerivative · entry 4 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 817,913 Read SEC document |
| January 20, 2017 Filed Mar 20, 2017 11:35 UTC | CareDx, Inc. CDNA · Entity 4344 | PurchaseCommon Stock | 2,930 | $2.60 | $7,618.00 |
DisclosureSEC source: 0001019056-17-000307 · caredx_4.xml · nonDerivative · entry 3 GAGNON NEIL · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan Disclosed balance after: 31,899 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.