person · Reporting owner

Gagnon Neil

Disclosed activity across 7 companies

Tapewire entity: 85824
SEC CIK: 0001070170

Reported relationships

Latest disclosed role at each company.

Company	Last reported as	Report date	Published
Amber Road, Inc.AMBR · Entity 12617	10% owner	August 09, 2018	August 14, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Amber Road, Inc.

Report date August 09, 2018 · Filed August 14, 2018

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.001 par value per shareSEC Table I · non-derivative	Direct	487,158	Reported balance Holding disclosure · report date 2018-08-09 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 487,158 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any.
Common Stock, $0.001 par value per shareSEC Table I · non-derivative	IndirectBy Managing Member as General Partner of Gagnon Investment Associates	671,219	Reported balance Holding disclosure · report date 2018-08-09 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 671,219
Common Stock, $0.001 par value per shareSEC Table I · non-derivative	IndirectBy Managing Member as General Partner of Darwin Partnership	102,589	Reported balance Holding disclosure · report date 2018-08-09 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 102,589
Common Stock, $0.001 par value per shareSEC Table I · non-derivative	IndirectBy Limited Partner of the Family Partnership	95,968	Reported balance Holding disclosure · report date 2018-08-09 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 95,968
Common Stock, $0.001 par value per shareSEC Table I · non-derivative	IndirectBy self as Trustee of Gagnon Securities LLC Profit Sharing Plan	20,600	Reported balance Holding disclosure · report date 2018-08-09 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 20,600

Filing footnotes · ownership attribution and instrument terms

F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any.

Past disclosures · reporting ended (6)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Ameresco, Inc.

Report date December 09, 2016 · Filed December 13, 2016

Section 16 reporting ended · disclosed 2016-12-13. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Managing Member as General Partner of Gagnon Investment Associates	1,018,460	Reported balance After 2016-12-09 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2016-12-09 · Sale · Disposed 37,519 · Balance 1,018,460
Common StockSEC Table I · non-derivative	IndirectBy Managing Member as General Partner of Darwin Partnership	91,325	Reported balance After 2016-12-09 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2016-12-09 · Sale · Disposed 1,781 · Balance 91,325
Common StockSEC Table I · non-derivative	Direct	557,368	Reported balance Holding disclosure · report date 2016-12-09 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 557,368
Common StockSEC Table I · non-derivative	IndirectBy Limited Partner of The Family Partnership	121,405	Reported balance Holding disclosure · report date 2016-12-09 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 121,405
Common StockSEC Table I · non-derivative	IndirectBy self as Trustee of Gagnon Securities LLC Profit Sharing Plan	15,941	Reported balance Holding disclosure · report date 2016-12-09 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 15,941

Apollo Endosurgery, Inc.

Report date October 15, 2021 · Filed October 18, 2021

Section 16 reporting ended · disclosed 2021-10-18. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, $0.001 par value per shareSEC Table I · non-derivative	Direct	413,962	Reported balance Holding disclosure · report date 2021-10-15 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 413,962
Common Stock, $0.001 par value per shareSEC Table I · non-derivative	IndirectBy Limited Partner of the Family Partnership	85,015	Reported balance Holding disclosure · report date 2021-10-15 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 85,015
Common Stock, $0.001 par value per shareSEC Table I · non-derivative	IndirectBy Managing Member as General Partner of Gagnon Investment Associates	1,329,354	Reported balance Holding disclosure · report date 2021-10-15 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 1,329,354 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any.
Common Stock, $0.001 par value per shareSEC Table I · non-derivative	IndirectBy Managing Member as General Partner of Darwin Partnership	116,360	Reported balance Holding disclosure · report date 2021-10-15 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 116,360 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any.
Common Stock, $0.001 par value per shareSEC Table I · non-derivative	IndirectBy self as Trustee of Gagnon Securities LLC Profit Sharing Plan	26,446	Reported balance Holding disclosure · report date 2021-10-15 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 26,446 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any.

Filing footnotes · ownership attribution and instrument terms

CareDx, Inc.

Report date October 31, 2018 · Filed November 02, 2018

Section 16 reporting ended · disclosed 2018-11-02. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Managing Member as General Partner of Darwin Partnership	107,940	Reported balance After 2018-10-31 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2018-10-31 · Sale · Disposed 10,449 · Balance 107,940
Common StockSEC Table I · non-derivative	IndirectBy Managing Member as General Partner of Gagnon Investment Associates	867,744	Reported balance After 2018-10-31 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2018-10-31 · Sale · Disposed 98,150 · Balance 867,744
Common StockSEC Table I · non-derivative	IndirectBy Limited Partner of the Family Partnership	203,484	Reported balance Holding disclosure · report date 2018-10-31 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 203,484
Common StockSEC Table I · non-derivative	Direct	828,768	Reported balance Holding disclosure · report date 2018-10-31 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 828,768
Common StockSEC Table I · non-derivative	IndirectBy self as Trustee of Gagnon Securities LLC Profit Sharing Plan	40,529	Reported balance Holding disclosure · report date 2018-10-31 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 40,529

General Finance CORP

Report date April 19, 2021 · Filed April 21, 2021

Section 16 reporting ended · disclosed 2021-04-21. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common StockSEC Table I · non-derivative	IndirectBy Managing Member as General Partner of Darwin Partnership	37,020	Reported balance After 2021-04-19 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 1 · 2021-04-19 · Sale · Disposed 67,003 · Balance 37,020
Common StockSEC Table I · non-derivative	IndirectBy Managing Member as General Partner of Gagnon Investment Associates	317,109	Reported balance After 2021-04-19 transaction · row 2 Account identity is unresolved; indirect or unspecified ownership is not merged. 1 source row Row 2 · 2021-04-19 · Sale · Disposed 573,915 · Balance 317,109
Common StockSEC Table I · non-derivative	Direct	531,535	Reported balance Holding disclosure · report date 2021-04-19 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 531,535
Common StockSEC Table I · non-derivative	IndirectBy Limited Partner of the Gagnon Family Partnership	135,705	Reported balance Holding disclosure · report date 2021-04-19 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 135,705
Common StockSEC Table I · non-derivative	IndirectBy self as Trustee of Gagnon Securities LLC Profit Sharing Plan	20,003	Reported balance Holding disclosure · report date 2021-04-19 · row 5 Holding and transaction disclosures are not merged. 1 source row Row 5 · Balance 20,003

POWER SOLUTIONS INTERNATIONAL, INC.

Report date October 03, 2024 · Filed October 07, 2024

Section 16 reporting ended · disclosed 2024-10-07. Current position is not established by this disclosure.

Security / award	Ownership account	Disclosed shares / units	Disclosure context
Common Stock, par value $0.001 per shareSEC Table I · non-derivative	IndirectBy Managing Member as General Partner of Gagnon Investment Associates	757,744	Reported balance Holding disclosure · report date 2024-10-03 · row 1 Holding and transaction disclosures are not merged. 1 source row Row 1 · Balance 757,744 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any.
Common Stock, par value $0.001 per shareSEC Table I · non-derivative	IndirectBy self as Trustee of Gagnon Securities LLC Profit Sharing Plan	23,437	Reported balance Holding disclosure · report date 2024-10-03 · row 2 Holding and transaction disclosures are not merged. 1 source row Row 2 · Balance 23,437 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any.
Common Stock, par value $0.001 per shareSEC Table I · non-derivative	IndirectBy Limited Partner of the Family Partnership	121,024	Reported balance Holding disclosure · report date 2024-10-03 · row 3 Holding and transaction disclosures are not merged. 1 source row Row 3 · Balance 121,024
Common Stock, par value $0.001 per shareSEC Table I · non-derivative	IndirectBy Managing Member as General Partner of Darwin Partnership	70,180	Reported balance Holding disclosure · report date 2024-10-03 · row 4 Holding and transaction disclosures are not merged. 1 source row Row 4 · Balance 70,180 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any.

Filing footnotes · ownership attribution and instrument terms

F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any.

SecureWorks Corp

Report date November 19, 2024 · Filed November 21, 2024

Section 16 reporting ended · disclosed 2024-11-21. Current position is not established by this disclosure.

No balance rows disclosed in this filing.

Transaction history

JSON API

Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction date	Company	Activity / security	Shares / units	Reported price	Reported value	Details
May 09, 2023 Filed May 11, 2023 17:36 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	15,000	$8.71	$130,596.00	Disclosure SEC source: 0001019056-23-000239 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 523,206 Read SEC document
May 08, 2023 Filed May 9, 2023 17:20 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	2,848	$8.48	$24,146.48	Disclosure SEC source: 0001019056-23-000233 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 508,206 Read SEC document
May 05, 2023 Filed May 9, 2023 17:20 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	6,904	$8.78	$60,649.57	Disclosure SEC source: 0001019056-23-000233 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 505,358 Read SEC document
May 04, 2023 Filed May 8, 2023 17:41 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	10,436	$8.71	$90,893.39	Disclosure SEC source: 0001019056-23-000229 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 498,454 Read SEC document
May 03, 2023 Filed May 4, 2023 16:38 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	5,660	$8.91	$50,409.09	Disclosure SEC source: 0001019056-23-000226 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 488,018 Read SEC document
May 02, 2023 Filed May 4, 2023 16:38 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	8,523	$8.92	$76,039.65	Disclosure SEC source: 0001019056-23-000226 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 482,358 Read SEC document
April 28, 2023 Filed May 2, 2023 17:09 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	3,062	$8.99	$27,524.62	Disclosure SEC source: 0001019056-23-000224 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 473,835 Read SEC document
April 27, 2023 Filed Apr 28, 2023 17:36 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	13,608	$9.03	$122,902.01	Disclosure SEC source: 0001019056-23-000222 · gagnon.xml · nonDerivative · entry 3 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 470,773 Read SEC document
April 26, 2023 Filed Apr 28, 2023 17:36 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	1,050	$9.05	$9,504.18	Disclosure SEC source: 0001019056-23-000222 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 457,165 Read SEC document
April 26, 2023 Filed Apr 28, 2023 17:36 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	18,011	$9.05	$163,028.37	Disclosure SEC source: 0001019056-23-000222 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partner of the Family Partnership Disclosed balance after: 138,897 Read SEC document
April 26, 2023 Filed Apr 28, 2023 17:35 UTC	POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108	PurchaseCommon Stock, par value $0.001 per share	200	$2.95	$590.00	Disclosure SEC source: 0001019056-23-000220 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 480,071 Read SEC document
April 24, 2023 Filed Apr 26, 2023 16:30 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	5,000	$9.77	$48,870.00	Disclosure SEC source: 0001019056-23-000218 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partner of the Family Partnership Disclosed balance after: 120,886 Read SEC document
April 21, 2023 Filed Apr 25, 2023 19:00 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	12,174	$9.77	$118,988.68	Disclosure SEC source: 0001019056-23-000214 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partner of the Family Partnership Disclosed balance after: 115,886 Read SEC document
April 20, 2023 Filed Apr 21, 2023 16:32 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	2,292	$9.20	$21,079.75	Disclosure SEC source: 0001019056-23-000212 · gagnon.xml · nonDerivative · entry 3 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partner of the Family Partnership Disclosed balance after: 103,712 Read SEC document
April 20, 2023 Filed Apr 21, 2023 16:32 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	12,708	$9.20	$116,876.75	Disclosure SEC source: 0001019056-23-000212 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 456,115 Read SEC document
April 19, 2023 Filed Apr 21, 2023 16:32 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	5,023	$8.90	$44,679.59	Disclosure SEC source: 0001019056-23-000212 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 443,407 Read SEC document
April 05, 2023 Filed Apr 6, 2023 17:59 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	100	$8.25	$825.00	Disclosure SEC source: 0001019056-23-000199 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 438,384 Read SEC document
March 30, 2023 Filed Apr 6, 2023 17:59 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	9,799	$8.25	$80,821.17	Disclosure SEC source: 0001019056-23-000199 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 438,284 Read SEC document
March 29, 2023 Filed Mar 30, 2023 16:05 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	1,153	$8.25	$9,512.25	Disclosure SEC source: 0001019056-23-000194 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 428,485 Read SEC document
March 28, 2023 Filed Mar 30, 2023 16:05 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	2,900	$8.25	$23,922.97	Disclosure SEC source: 0001019056-23-000194 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 427,332 Read SEC document
March 27, 2023 Filed Mar 28, 2023 17:52 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	2,372	$8.10	$19,204.19	Disclosure SEC source: 0001019056-23-000190 · gagnon.xml · nonDerivative · entry 4 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 424,432 Read SEC document
March 24, 2023 Filed Mar 28, 2023 17:52 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	1,108	$8.20	$9,087.71	Disclosure SEC source: 0001019056-23-000190 · gagnon.xml · nonDerivative · entry 3 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 422,060 Read SEC document
March 24, 2023 Filed Mar 28, 2023 17:52 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	1,676	$8.09	$13,557.00	Disclosure SEC source: 0001019056-23-000190 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 46,541 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document
March 24, 2023 Filed Mar 28, 2023 17:52 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	12,635	$8.09	$102,203.25	Disclosure SEC source: 0001019056-23-000190 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 708,994 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document
March 23, 2023 Filed Mar 24, 2023 16:13 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	2,923	$8.19	$23,937.62	Disclosure SEC source: 0001019056-23-000181 · gagnon.xml · nonDerivative · entry 3 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 44,865 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document
March 23, 2023 Filed Mar 24, 2023 16:13 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	22,027	$8.19	$180,387.91	Disclosure SEC source: 0001019056-23-000181 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 696,359 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document
March 22, 2023 Filed Mar 24, 2023 16:13 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	19,892	$8.13	$161,751.80	Disclosure SEC source: 0001019056-23-000181 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 674,332 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document
March 21, 2023 Filed Mar 22, 2023 17:43 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	21,546	$8.13	$175,212.07	Disclosure SEC source: 0001019056-23-000177 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 654,440 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document
March 20, 2023 Filed Mar 22, 2023 17:43 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	17,865	$7.65	$136,685.12	Disclosure SEC source: 0001019056-23-000177 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 632,894 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document
March 17, 2023 Filed Mar 20, 2023 18:53 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	14,513	$7.49	$108,686.41	Disclosure SEC source: 0001019056-23-000173 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 615,029 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document
March 16, 2023 Filed Mar 20, 2023 18:53 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	9,786	$7.70	$75,368.84	Disclosure SEC source: 0001019056-23-000173 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 600,516 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document
February 08, 2023 Filed Feb 10, 2023 16:14 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	8,654	$8.71	$75,410.96	Disclosure SEC source: 0001019056-23-000118 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 420,952 Read SEC document
February 07, 2023 Filed Feb 8, 2023 16:05 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	11,006	$8.53	$93,865.77	Disclosure SEC source: 0001019056-23-000106 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 412,298 Read SEC document
February 06, 2023 Filed Feb 8, 2023 16:05 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	5,961	$8.60	$51,255.66	Disclosure SEC source: 0001019056-23-000106 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 401,292 Read SEC document
January 26, 2023 Filed Jan 30, 2023 16:05 UTC	POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108	PurchaseCommon Stock, par value $0.001 per share	63	$3.00	$189.00	Disclosure SEC source: 0001019056-23-000083 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,871 Read SEC document
January 11, 2023 Filed Jan 13, 2023 16:05 UTC	POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108	PurchaseCommon Stock, par value $0.001 per share	500	$3.00	$1,500.00	Disclosure SEC source: 0001019056-23-000029 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,808 Read SEC document
January 10, 2023 Filed Jan 11, 2023 16:28 UTC	POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108	PurchaseCommon Stock, par value $0.001 per share	5,360	$3.00	$16,080.00	Disclosure SEC source: 0001019056-23-000025 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 479,308 Read SEC document
January 09, 2023 Filed Jan 11, 2023 16:28 UTC	POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108	PurchaseCommon Stock, par value $0.001 per share	5	$3.00	$15.00	Disclosure SEC source: 0001019056-23-000025 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,948 Read SEC document
January 06, 2023 Filed Jan 9, 2023 16:06 UTC	POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108	PurchaseCommon Stock, par value $0.001 per share	872	$3.00	$2,616.00	Disclosure SEC source: 0001019056-23-000019 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,943 Read SEC document
January 05, 2023 Filed Jan 9, 2023 16:06 UTC	POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108	PurchaseCommon Stock, par value $0.001 per share	5,000	$3.00	$15,000.00	Disclosure SEC source: 0001019056-23-000019 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 473,071 Read SEC document
January 03, 2023 Filed Jan 5, 2023 16:05 UTC	POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108	PurchaseCommon Stock, par value $0.001 per share	500	$3.00	$1,500.00	Disclosure SEC source: 0001019056-23-000014 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 468,071 Read SEC document
December 21, 2022 Filed Dec 22, 2022 16:05 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	3,142	$5.75	$18,058.96	Disclosure SEC source: 0001019056-22-000690 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan Disclosed balance after: 29,241 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document
December 20, 2022 Filed Dec 22, 2022 16:05 UTC	SecureWorks Corp SCWX · Entity 11323	PurchaseCommon Stock, $0.01 par value per share	11,555	$5.67	$65,558.45	Disclosure SEC source: 0001019056-22-000690 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan Disclosed balance after: 26,099 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document
December 09, 2022 Filed Dec 13, 2022 19:05 UTC	POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108	PurchaseCommon Stock, par value $0.001 per share	256	$3.00	$768.00	Disclosure SEC source: 0001019056-22-000683 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,571 Read SEC document
December 02, 2022 Filed Dec 5, 2022 16:12 UTC	POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108	PurchaseCommon Stock, par value $0.001 per share	352	$3.00	$1,056.00	Disclosure SEC source: 0001019056-22-000681 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 467,301 Read SEC document
November 30, 2022 Filed Dec 1, 2022 16:05 UTC	POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108	PurchaseCommon Stock, par value $0.001 per share	82	$3.00	$246.00	Disclosure SEC source: 0001019056-22-000677 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,949 Read SEC document
November 29, 2022 Filed Nov 30, 2022 17:40 UTC	POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108	PurchaseCommon Stock, par value $0.001 per share	523	$3.00	$1,569.00	Disclosure SEC source: 0001019056-22-000672 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,867 Read SEC document
November 28, 2022 Filed Nov 30, 2022 17:40 UTC	POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108	PurchaseCommon Stock, par value $0.001 per share	5,000	$3.00	$15,000.00	Disclosure SEC source: 0001019056-22-000672 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 466,344 Read SEC document
November 23, 2022 Filed Nov 28, 2022 16:07 UTC	POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108	PurchaseCommon Stock, par value $0.001 per share	15	$3.00	$45.00	Disclosure SEC source: 0001019056-22-000663 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,344 Read SEC document
November 22, 2022 Filed Nov 23, 2022 16:05 UTC	POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108	PurchaseCommon Stock, par value $0.001 per share	1,900	$2.88	$5,475.04	Disclosure SEC source: 0001019056-22-000662 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 461,329 Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.