Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Amber Road, Inc.AMBR · Entity 12617 | 10% owner | August 09, 2018 | August 14, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Amber Road, Inc.
Report date August 09, 2018 · Filed August 14, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | Direct | 487,158 |
Reported balance
Holding disclosure · report date 2018-08-09 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 487,158 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Gagnon Investment Associates | 671,219 |
Reported balance
Holding disclosure · report date 2018-08-09 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 671,219 |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Darwin Partnership | 102,589 |
Reported balance
Holding disclosure · report date 2018-08-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 102,589 |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectBy Limited Partner of the Family Partnership | 95,968 |
Reported balance
Holding disclosure · report date 2018-08-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 95,968 |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectBy self as Trustee of Gagnon Securities LLC Profit Sharing Plan | 20,600 |
Reported balance
Holding disclosure · report date 2018-08-09 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 20,600 |
Filing footnotes · ownership attribution and instrument terms
F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any.
Past disclosures · reporting ended (6)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Ameresco, Inc.
Report date December 09, 2016 · Filed December 13, 2016
Section 16 reporting ended · disclosed 2016-12-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Gagnon Investment Associates | 1,018,460 |
Reported balance
After 2016-12-09 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2016-12-09 · Sale · Disposed 37,519 · Balance 1,018,460 |
| Common StockSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Darwin Partnership | 91,325 |
Reported balance
After 2016-12-09 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2016-12-09 · Sale · Disposed 1,781 · Balance 91,325 |
| Common StockSEC Table I · non-derivative | Direct | 557,368 |
Reported balance
Holding disclosure · report date 2016-12-09 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 557,368 |
| Common StockSEC Table I · non-derivative | IndirectBy Limited Partner of The Family Partnership | 121,405 |
Reported balance
Holding disclosure · report date 2016-12-09 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 121,405 |
| Common StockSEC Table I · non-derivative | IndirectBy self as Trustee of Gagnon Securities LLC Profit Sharing Plan | 15,941 |
Reported balance
Holding disclosure · report date 2016-12-09 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 15,941 |
Apollo Endosurgery, Inc.
Report date October 15, 2021 · Filed October 18, 2021
Section 16 reporting ended · disclosed 2021-10-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | Direct | 413,962 |
Reported balance
Holding disclosure · report date 2021-10-15 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 413,962 |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectBy Limited Partner of the Family Partnership | 85,015 |
Reported balance
Holding disclosure · report date 2021-10-15 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 85,015 |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Gagnon Investment Associates | 1,329,354 |
Reported balance
Holding disclosure · report date 2021-10-15 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 1,329,354 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Darwin Partnership | 116,360 |
Reported balance
Holding disclosure · report date 2021-10-15 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 116,360 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. |
| Common Stock, $0.001 par value per shareSEC Table I · non-derivative | IndirectBy self as Trustee of Gagnon Securities LLC Profit Sharing Plan | 26,446 |
Reported balance
Holding disclosure · report date 2021-10-15 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 26,446 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provide investment management services to investment vehicles and managed accounts (collectively, the "Accounts"), and as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any.
CareDx, Inc.
Report date October 31, 2018 · Filed November 02, 2018
Section 16 reporting ended · disclosed 2018-11-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Darwin Partnership | 107,940 |
Reported balance
After 2018-10-31 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2018-10-31 · Sale · Disposed 10,449 · Balance 107,940 |
| Common StockSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Gagnon Investment Associates | 867,744 |
Reported balance
After 2018-10-31 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2018-10-31 · Sale · Disposed 98,150 · Balance 867,744 |
| Common StockSEC Table I · non-derivative | IndirectBy Limited Partner of the Family Partnership | 203,484 |
Reported balance
Holding disclosure · report date 2018-10-31 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 203,484 |
| Common StockSEC Table I · non-derivative | Direct | 828,768 |
Reported balance
Holding disclosure · report date 2018-10-31 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 828,768 |
| Common StockSEC Table I · non-derivative | IndirectBy self as Trustee of Gagnon Securities LLC Profit Sharing Plan | 40,529 |
Reported balance
Holding disclosure · report date 2018-10-31 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 40,529 |
General Finance CORP
Report date April 19, 2021 · Filed April 21, 2021
Section 16 reporting ended · disclosed 2021-04-21. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Darwin Partnership | 37,020 |
Reported balance
After 2021-04-19 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2021-04-19 · Sale · Disposed 67,003 · Balance 37,020 |
| Common StockSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Gagnon Investment Associates | 317,109 |
Reported balance
After 2021-04-19 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2021-04-19 · Sale · Disposed 573,915 · Balance 317,109 |
| Common StockSEC Table I · non-derivative | Direct | 531,535 |
Reported balance
Holding disclosure · report date 2021-04-19 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 531,535 |
| Common StockSEC Table I · non-derivative | IndirectBy Limited Partner of the Gagnon Family Partnership | 135,705 |
Reported balance
Holding disclosure · report date 2021-04-19 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 135,705 |
| Common StockSEC Table I · non-derivative | IndirectBy self as Trustee of Gagnon Securities LLC Profit Sharing Plan | 20,003 |
Reported balance
Holding disclosure · report date 2021-04-19 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 20,003 |
POWER SOLUTIONS INTERNATIONAL, INC.
Report date October 03, 2024 · Filed October 07, 2024
Section 16 reporting ended · disclosed 2024-10-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Gagnon Investment Associates | 757,744 |
Reported balance
Holding disclosure · report date 2024-10-03 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 757,744 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy self as Trustee of Gagnon Securities LLC Profit Sharing Plan | 23,437 |
Reported balance
Holding disclosure · report date 2024-10-03 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 23,437 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy Limited Partner of the Family Partnership | 121,024 |
Reported balance
Holding disclosure · report date 2024-10-03 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 121,024 |
| Common Stock, par value $0.001 per shareSEC Table I · non-derivative | IndirectBy Managing Member as General Partner of Darwin Partnership | 70,180 |
Reported balance
Holding disclosure · report date 2024-10-03 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 70,180 F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. |
Filing footnotes · ownership attribution and instrument terms
F1: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any.
SecureWorks Corp
Report date November 19, 2024 · Filed November 21, 2024
Section 16 reporting ended · disclosed 2024-11-21. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| June 03, 2024 Filed Jun 5, 2024 16:13 UTC | SecureWorks Corp SCWX · Entity 11323 | PurchaseCommon Stock, $0.01 par value per share | 340 | $5.85 | $1,989.41 |
DisclosureSEC source: 0001019056-24-000191 · gagnon.xml · nonDerivative · entry 4 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan Disclosed balance after: 34,919 F1 · price: These shares were purchased in multiple transactions at prices ranging from $5.79 to $5.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 16:13 UTC | SecureWorks Corp SCWX · Entity 11323 | PurchaseCommon Stock, $0.01 par value per share | 1,073 | $5.85 | $6,278.34 |
DisclosureSEC source: 0001019056-24-000191 · gagnon.xml · nonDerivative · entry 3 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 628,058 F1 · price: These shares were purchased in multiple transactions at prices ranging from $5.79 to $5.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 16:13 UTC | SecureWorks Corp SCWX · Entity 11323 | PurchaseCommon Stock, $0.01 par value per share | 4,780 | $5.85 | $27,968.74 |
DisclosureSEC source: 0001019056-24-000191 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 626,985 F1 · price: These shares were purchased in multiple transactions at prices ranging from $5.79 to $5.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| June 03, 2024 Filed Jun 5, 2024 16:13 UTC | SecureWorks Corp SCWX · Entity 11323 | PurchaseCommon Stock, $0.01 par value per share | 3,338 | $5.85 | $19,531.31 |
DisclosureSEC source: 0001019056-24-000191 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 622,205 F1 · price: These shares were purchased in multiple transactions at prices ranging from $5.79 to $5.90, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| May 14, 2024 Filed May 15, 2024 16:06 UTC | SecureWorks Corp SCWX · Entity 11323 | PurchaseCommon Stock, $0.01 par value per share | 7,920 | $6.36 | $50,348.23 |
DisclosureSEC source: 0001019056-24-000174 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 618,867 F2 · price: These shares were purchased in multiple transactions at prices ranging from $6.35 to $6.37, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| May 13, 2024 Filed May 15, 2024 16:06 UTC | SecureWorks Corp SCWX · Entity 11323 | PurchaseCommon Stock, $0.01 par value per share | 1,313 | $6.28 | $8,247.61 |
DisclosureSEC source: 0001019056-24-000174 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan Disclosed balance after: 34,579 F1 · price: These shares were purchased in multiple transactions at prices ranging from $6.26 to $6.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F3 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| April 30, 2024 Filed May 2, 2024 16:30 UTC | POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108 | PurchaseCommon Stock, par value $0.001 per share | 7,144 | $2.00 | $14,288.00 |
DisclosureSEC source: 0001019056-24-000153 · gagnon.xml · nonDerivative · entry 6 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partner of the Family Partnership Disclosed balance after: 121,024 Read SEC document |
| April 30, 2024 Filed May 2, 2024 16:30 UTC | POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108 | PurchaseCommon Stock, par value $0.001 per share | 5,007 | $2.00 | $10,014.00 |
DisclosureSEC source: 0001019056-24-000153 · gagnon.xml · nonDerivative · entry 5 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 507,869 Read SEC document |
| April 30, 2024 Filed May 2, 2024 16:30 UTC | POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108 | PurchaseCommon Stock, par value $0.001 per share | 15,689 | $2.00 | $31,378.00 |
DisclosureSEC source: 0001019056-24-000153 · gagnon.xml · nonDerivative · entry 4 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 502,862 Read SEC document |
| April 30, 2024 Filed May 2, 2024 16:30 UTC | POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108 | PurchaseCommon Stock, par value $0.001 per share | 1,089 | $2.00 | $2,178.00 |
DisclosureSEC source: 0001019056-24-000153 · gagnon.xml · nonDerivative · entry 3 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan Disclosed balance after: 23,437 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| April 30, 2024 Filed May 2, 2024 16:30 UTC | POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108 | PurchaseCommon Stock, par value $0.001 per share | 6 | $2.00 | $12.00 |
DisclosureSEC source: 0001019056-24-000153 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan Disclosed balance after: 22,348 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| April 30, 2024 Filed May 2, 2024 16:30 UTC | POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108 | PurchaseCommon Stock, par value $0.001 per share | 48,683 | $2.00 | $97,366.00 |
DisclosureSEC source: 0001019056-24-000153 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 757,744 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| April 25, 2024 Filed Apr 29, 2024 15:39 UTC | POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108 | PurchaseCommon Stock, par value $0.001 per share | 7,750 | $2.00 | $15,500.00 |
DisclosureSEC source: 0001019056-24-000149 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 709,061 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| April 23, 2024 Filed Apr 25, 2024 17:15 UTC | SecureWorks Corp SCWX · Entity 11323 | PurchaseCommon Stock, $0.01 par value per share | 4,025 | $5.99 | $24,090.83 |
DisclosureSEC source: 0001019056-24-000147 · gagnon.xml · nonDerivative · entry 6 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan Disclosed balance after: 33,266 F1 · price: These shares were purchased in multiple transactions at prices ranging from $5.9150 to $6.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| April 23, 2024 Filed Apr 25, 2024 17:15 UTC | SecureWorks Corp SCWX · Entity 11323 | PurchaseCommon Stock, $0.01 par value per share | 11,444 | $5.99 | $68,495.77 |
DisclosureSEC source: 0001019056-24-000147 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 610,947 F1 · price: These shares were purchased in multiple transactions at prices ranging from $5.9150 to $6.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| April 23, 2024 Filed Apr 25, 2024 17:15 UTC | SecureWorks Corp SCWX · Entity 11323 | PurchaseCommon Stock, $0.01 par value per share | 2,354 | $5.99 | $14,089.40 |
DisclosureSEC source: 0001019056-24-000147 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 599,503 F1 · price: These shares were purchased in multiple transactions at prices ranging from $5.9150 to $6.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| March 25, 2024 Filed Apr 29, 2024 15:39 UTC | POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108 | PurchaseCommon Stock, par value $0.001 per share | 1,181 | $2.00 | $2,362.00 |
DisclosureSEC source: 0001019056-24-000149 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 701,311 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| March 22, 2024 Filed Mar 26, 2024 17:34 UTC | POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108 | PurchaseCommon Stock, par value $0.001 per share | 1,321 | $2.00 | $2,642.00 |
DisclosureSEC source: 0001019056-24-000134 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 700,130 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| March 20, 2024 Filed Mar 22, 2024 14:55 UTC | POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108 | PurchaseCommon Stock, par value $0.001 per share | 5,392 | $2.00 | $10,784.00 |
DisclosureSEC source: 0001019056-24-000132 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 698,809 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| March 12, 2024 Filed Mar 15, 2024 13:03 UTC | POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108 | PurchaseCommon Stock, par value $0.001 per share | 1,817 | $2.00 | $3,634.00 |
DisclosureSEC source: 0001019056-24-000128 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 693,417 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| March 01, 2024 Filed Mar 15, 2024 13:03 UTC | POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108 | PurchaseCommon Stock, par value $0.001 per share | 5,000 | $2.00 | $10,000.00 |
DisclosureSEC source: 0001019056-24-000128 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 691,600 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| February 29, 2024 Filed Mar 1, 2024 17:08 UTC | POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108 | PurchaseCommon Stock, par value $0.001 per share | 25,069 | $1.95 | $48,867.00 |
DisclosureSEC source: 0001019056-24-000116 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 686,600 F1 · price: These shares were purchased in multiple transactions at prices ranging from $1.90 to $2.00, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| February 20, 2024 Filed Feb 22, 2024 16:05 UTC | POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108 | PurchaseCommon Stock, par value $0.001 per share | 976 | $2.00 | $1,952.00 |
DisclosureSEC source: 0001019056-24-000103 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 661,531 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| February 13, 2024 Filed Feb 14, 2024 17:12 UTC | SecureWorks Corp SCWX · Entity 11323 | PurchaseCommon Stock, $0.01 par value per share | 5,731 | $6.72 | $38,511.17 |
DisclosureSEC source: 0001019056-24-000091 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 597,149 F1 · price: These shares were purchased in multiple transactions at prices ranging from $6.7150 to $6.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| February 12, 2024 Filed Feb 13, 2024 16:09 UTC | SecureWorks Corp SCWX · Entity 11323 | PurchaseCommon Stock, $0.01 par value per share | 1,169 | $6.80 | $7,945.58 |
DisclosureSEC source: 0001019056-24-000068 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 591,418 F1 · price: These shares were purchased in multiple transactions at prices ranging from $6.76 to $6.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| February 12, 2024 Filed Feb 13, 2024 16:08 UTC | POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108 | PurchaseCommon Stock, par value $0.001 per share | 244 | $1.97 | $480.68 |
DisclosureSEC source: 0001019056-24-000067 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 660,555 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| February 09, 2024 Filed Feb 13, 2024 16:08 UTC | POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108 | PurchaseCommon Stock, par value $0.001 per share | 631 | $2.00 | $1,262.00 |
DisclosureSEC source: 0001019056-24-000067 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 660,311 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| February 01, 2024 Filed Feb 2, 2024 16:05 UTC | SecureWorks Corp SCWX · Entity 11323 | PurchaseCommon Stock, $0.01 par value per share | 55 | $6.80 | $374.00 |
DisclosureSEC source: 0001019056-24-000047 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 590,249 Read SEC document |
| January 30, 2024 Filed Feb 1, 2024 16:05 UTC | SecureWorks Corp SCWX · Entity 11323 | PurchaseCommon Stock, $0.01 par value per share | 5,000 | $6.80 | $33,983.50 |
DisclosureSEC source: 0001019056-24-000045 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 590,194 F1 · price: These shares were purchased in multiple transactions at prices ranging from $6.76 to $6.80, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| January 24, 2024 Filed Jan 26, 2024 16:05 UTC | POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108 | PurchaseCommon Stock, par value $0.001 per share | 348 | $1.87 | $651.39 |
DisclosureSEC source: 0001019056-24-000037 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By self as Trustee of Gagnon Securities LLC Profit Sharing Plan Disclosed balance after: 22,342 F1 · price: These shares were purchased in multiple transactions at prices ranging from $1.80 to $2.05, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. F2 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| January 10, 2024 Filed Jan 12, 2024 16:05 UTC | SecureWorks Corp SCWX · Entity 11323 | PurchaseCommon Stock, $0.01 par value per share | 1,900 | $6.55 | $12,443.86 |
DisclosureSEC source: 0001019056-24-000020 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 585,194 F1 · price: These shares were purchased in multiple transactions at prices ranging from $6.50 to $6.70, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| January 09, 2024 Filed Jan 10, 2024 16:34 UTC | SecureWorks Corp SCWX · Entity 11323 | PurchaseCommon Stock, $0.01 par value per share | 5,000 | $6.48 | $32,406.50 |
DisclosureSEC source: 0001019056-24-000017 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 583,294 F2 · price: These shares were purchased in multiple transactions at prices ranging from $6.25 to $6.50, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| January 08, 2024 Filed Jan 10, 2024 16:34 UTC | SecureWorks Corp SCWX · Entity 11323 | PurchaseCommon Stock, $0.01 par value per share | 6,694 | $6.34 | $42,409.17 |
DisclosureSEC source: 0001019056-24-000017 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 578,294 F1 · price: These shares were purchased in multiple transactions at prices ranging from $6.25 to $6.40, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote to this Form 4. Read SEC document |
| July 17, 2023 Filed Jul 19, 2023 16:36 UTC | SecureWorks Corp SCWX · Entity 11323 | PurchaseCommon Stock, $0.01 par value per share | 636 | $7.45 | $4,735.97 |
DisclosureSEC source: 0001019056-23-000313 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 571,600 Read SEC document |
| July 07, 2023 Filed Jul 10, 2023 16:05 UTC | SecureWorks Corp SCWX · Entity 11323 | PurchaseCommon Stock, $0.01 par value per share | 3,126 | $6.99 | $21,841.36 |
DisclosureSEC source: 0001019056-23-000306 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 570,964 Read SEC document |
| July 06, 2023 Filed Jul 7, 2023 17:36 UTC | SecureWorks Corp SCWX · Entity 11323 | PurchaseCommon Stock, $0.01 par value per share | 6,725 | $6.84 | $45,967.39 |
DisclosureSEC source: 0001019056-23-000304 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 567,838 Read SEC document |
| June 27, 2023 Filed Jun 28, 2023 16:55 UTC | SecureWorks Corp SCWX · Entity 11323 | PurchaseCommon Stock, $0.01 par value per share | 5,107 | $6.99 | $35,706.61 |
DisclosureSEC source: 0001019056-23-000297 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 561,113 Read SEC document |
| June 26, 2023 Filed Jun 27, 2023 16:05 UTC | SecureWorks Corp SCWX · Entity 11323 | PurchaseCommon Stock, $0.01 par value per share | 3,768 | $7.00 | $26,370.35 |
DisclosureSEC source: 0001019056-23-000293 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partner of the Family Partnership Disclosed balance after: 145,842 Read SEC document |
| June 26, 2023 Filed Jun 27, 2023 16:05 UTC | SecureWorks Corp SCWX · Entity 11323 | PurchaseCommon Stock, $0.01 par value per share | 2,062 | $7.00 | $14,430.91 |
DisclosureSEC source: 0001019056-23-000293 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 556,006 Read SEC document |
| June 21, 2023 Filed Jun 22, 2023 16:05 UTC | SecureWorks Corp SCWX · Entity 11323 | PurchaseCommon Stock, $0.01 par value per share | 1,182 | $6.85 | $8,096.70 |
DisclosureSEC source: 0001019056-23-000282 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partner of the Family Partnership Disclosed balance after: 142,074 Read SEC document |
| June 21, 2023 Filed Jun 22, 2023 16:05 UTC | SecureWorks Corp SCWX · Entity 11323 | PurchaseCommon Stock, $0.01 par value per share | 3,670 | $6.85 | $25,139.50 |
DisclosureSEC source: 0001019056-23-000282 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 553,944 Read SEC document |
| June 13, 2023 Filed Jun 14, 2023 16:05 UTC | SecureWorks Corp SCWX · Entity 11323 | PurchaseCommon Stock, $0.01 par value per share | 7,916 | $6.96 | $55,084.28 |
DisclosureSEC source: 0001019056-23-000272 · gagnon.xml · nonDerivative · entry 4 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 550,274 Read SEC document |
| June 13, 2023 Filed Jun 14, 2023 16:05 UTC | SecureWorks Corp SCWX · Entity 11323 | PurchaseCommon Stock, $0.01 par value per share | 1,995 | $6.96 | $13,882.41 |
DisclosureSEC source: 0001019056-23-000272 · gagnon.xml · nonDerivative · entry 3 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Limited Partner of the Family Partnership Disclosed balance after: 140,892 Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 16:05 UTC | SecureWorks Corp SCWX · Entity 11323 | PurchaseCommon Stock, $0.01 par value per share | 25,529 | $6.80 | $173,561.46 |
DisclosureSEC source: 0001019056-23-000272 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 744,444 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 16:05 UTC | SecureWorks Corp SCWX · Entity 11323 | PurchaseCommon Stock, $0.01 par value per share | 1,676 | $6.80 | $11,394.45 |
DisclosureSEC source: 0001019056-23-000272 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 48,868 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 17:19 UTC | SecureWorks Corp SCWX · Entity 11323 | PurchaseCommon Stock, $0.01 par value per share | 9,921 | $6.87 | $68,140.40 |
DisclosureSEC source: 0001019056-23-000265 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managing Member as General Partner of Gagnon Investment Associates Disclosed balance after: 718,915 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| June 09, 2023 Filed Jun 12, 2023 17:19 UTC | SecureWorks Corp SCWX · Entity 11323 | PurchaseCommon Stock, $0.01 par value per share | 651 | $6.87 | $4,471.26 |
DisclosureSEC source: 0001019056-23-000265 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Indirect · By Managing Member as General Partner of Darwin Partnership Disclosed balance after: 47,192 F1 · ownership.nature: Neil Gagnon serves as the Chief Executive Officer of Gagnon Advisors, LLC and is the managing member and principal owner of Gagnon Securities LLC, each of which provides investment management services to investment vehicles and managed accounts (collectively, the "Accounts") and, as such, has investment discretion with respect to the Accounts. Mr. Gagnon's interest in the securities reported herein is limited to the extent of his pecuniary interest in each of the Accounts, if any. Read SEC document |
| May 24, 2023 Filed May 26, 2023 16:05 UTC | POWER SOLUTIONS INTERNATIONAL, INC. PSIX · Entity 5108 | PurchaseCommon Stock, par value $0.001 per share | 7,102 | $2.85 | $20,240.70 |
DisclosureSEC source: 0001019056-23-000257 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 487,173 Read SEC document |
| May 11, 2023 Filed May 15, 2023 16:05 UTC | SecureWorks Corp SCWX · Entity 11323 | PurchaseCommon Stock, $0.01 par value per share | 12,565 | $8.48 | $106,605.23 |
DisclosureSEC source: 0001019056-23-000251 · gagnon.xml · nonDerivative · entry 1 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 542,358 Read SEC document |
| May 10, 2023 Filed May 11, 2023 17:36 UTC | SecureWorks Corp SCWX · Entity 11323 | PurchaseCommon Stock, $0.01 par value per share | 6,587 | $8.74 | $57,589.48 |
DisclosureSEC source: 0001019056-23-000239 · gagnon.xml · nonDerivative · entry 2 Gagnon Neil · CIK 0001070170 · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 529,793 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.