Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Arq, Inc.ADES · Entity 2240 | Director · President & CEO | March 23, 2020 | March 25, 2020 |
| ModivCare IncMODV · Entity 76927 | Director · President, CEO | November 21, 2024 | November 25, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Arq, Inc.
Report date March 23, 2020 · Filed March 25, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 325,905 |
Ending reported balance
After 2020-03-23 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2020-03-23 · Grant · Acquired 23,864 · Balance 356,409 Row 2 · 2020-03-23 · Tax withholding · Disposed 30,504 · Balance 325,905 |
| Performance Share UnitsSEC Table II · derivative / convertible security · Expires 2023-03-10 | Direct | 47,726 |
Reported balance
After 2020-03-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2020-03-23 · Grant · Acquired 47,726 · Balance 47,726 F1: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2023 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2022. F2: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award. |
Filing footnotes · ownership attribution and instrument terms
F1: Each Performance Share Unit ("PSU") represents a contingent right to receive one share of the Company's common stock upon vesting of the PSU, which will occur, if at all, no later than March 10, 2023 subject to the reporting person's continuous service with the Company or its related entities and the achievement of certain pre-established goals to be measured as of December 31, 2022.
F2: Represents the maximum number of PSUs that will vest, if at all, which is 200% of the target award.
ModivCare Inc
Report date November 21, 2024 · Filed November 25, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 40,344 |
Reported balance
After 2024-11-21 transaction · row 1
1 source rowRow 1 · 2024-11-21 · Tax withholding · Disposed 55 · Balance 40,344 F1: Number of shares of common stock withheld to satisfy the reporting person's tax withholding obligations upon vesting of a previously reported restricted stock unit award. |
Filing footnotes · ownership attribution and instrument terms
F1: Number of shares of common stock withheld to satisfy the reporting person's tax withholding obligations upon vesting of a previously reported restricted stock unit award.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 16, 2016 Filed Oct 18, 2016 22:24 UTC | Arq, Inc. ADES · Entity 2240 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001618774-16-000008 · wf-form4_147682944851980.xml · nonDerivative · entry 1 Sampson L Heath · CIK 0001618774 · Director · President & CEO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,318 F1 · shares: Represents Restricted Stock issued pursuant to the Long Term Incentive Plan ("LTIP") under the Advanced Emissions Solutions, Inc. (the "Company") Amended and Restated 2007 Equity Incentive Plan, as amended (the "2007 Plan"). The Restricted Stock will vest in equal installments on October 16, 2017, October 16, 2018, October 16, 2019 and October 16, 2020 subject to continuous service with the Company or its related entities unless such shares vest sooner pursuant to Section 11 of the 2007 Plan or the reporting person's employment agreement with the Company. F2 · price: The shares of Restricted Stock were granted for services to be rendered to the Company by the reporting person. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.