Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NMF SLF I, Inc.NONE · Entity 107817 | Chief Compliance Officer | March 04, 2022 | March 09, 2022 |
| New Mountain Finance CorpNMFC · Entity 5211 | CCO and Corporate Secretary | May 20, 2022 | May 20, 2022 |
| New Mountain Guardian III BDC, L.L.C.NONE · Entity 84827 | Chief Compliance Officer | March 04, 2022 | March 09, 2022 |
| New Mountain Guardian IV BDC, L.L.C.NONE · Entity 68803 | CCO and Corporate Secretary | July 05, 2022 | July 05, 2022 |
| New Mountain Guardian IV Income Fund, L.L.C.NONE · Entity 68785 | CCO and Corporate Secretary | July 21, 2023 | July 21, 2023 |
| New Mountain Private Credit FundNONE · Entity 83207 | See Remarks | November 26, 2024 | November 26, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NMF SLF I, Inc.
Report date March 04, 2022 · Filed March 09, 2022
This filing explicitly reported no securities owned.
New Mountain Finance Corp
Report date May 20, 2022 · Filed May 20, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,143.423 |
Reported balance
After 2022-05-20 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2022-05-20 · Purchase · Acquired 4,500 · Balance 10,143.423 F1: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hartswell's previous beneficial ownership report on Form 3 on March 9, 2022. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hartswell's previous beneficial ownership report on Form 3 on March 9, 2022.
New Mountain Guardian III BDC, L.L.C.
Report date March 04, 2022 · Filed March 09, 2022
This filing explicitly reported no securities owned.
New Mountain Guardian IV BDC, L.L.C.
Report date July 05, 2022 · Filed July 05, 2022
This filing explicitly reported no securities owned.
New Mountain Guardian IV Income Fund, L.L.C.
Report date July 21, 2023 · Filed July 21, 2023
This filing explicitly reported no securities owned.
New Mountain Private Credit Fund
Report date November 26, 2024 · Filed November 26, 2024
This filing explicitly reported no securities owned.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 20, 2022 Filed May 20, 2022 21:31 UTC | New Mountain Finance Corp NMFC · Entity 5211 | PurchaseCommon Stock | 4,500 | $12.65 | $56,930.85 |
DisclosureSEC source: 0001104659-22-063504 · tm2216122-2_4seq1.xml · nonDerivative · entry 1 Hartswell Joseph · CIK 0001412073 · CCO and Corporate Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,143.423 F1 · balance_after: Includes shares acquired under the New Mountain Finance Corporation dividend reinvestment plan since the filing of Mr. Hartswell's previous beneficial ownership report on Form 3 on March 9, 2022. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.