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person · Reporting owner

Chen Stephen

Disclosed activity across 1 company

Tapewire entity
85627
SEC CIK
0001951417

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Phunware, Inc.PHUN · Entity 7291Director · Interim ChiefExecutiveOfficerJune 13, 2024November 27, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Phunware, Inc.

Report date June 13, 2024 · Filed November 27, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect27,114 Reported balance After 2024-06-13 transaction · row 2 Holding and transaction disclosures are not merged.
1 source row

Row 2 · 2024-06-13 · Grant · Acquired 25,019 · Balance 27,114

F2: On June 13, 2024, the Reporting Person was granted the number of restricted stock units ("RSUs") in Table I, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vest immediately.

Common StockSEC Table I · non-derivativeDirect2,095 Reported balance Holding disclosure · report date 2024-06-13 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 2,095

F1: Effective on February 26, 2024, the Issuer effected a one-for-fifty reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

Filing footnotes · ownership attribution and instrument terms

F1: Effective on February 26, 2024, the Issuer effected a one-for-fifty reverse stock split of its common stock (the "Reverse Stock Split"). The amount of securities reported on this Form 4 have been adjusted to reflect the Reverse Stock Split.

F2: On June 13, 2024, the Reporting Person was granted the number of restricted stock units ("RSUs") in Table I, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vest immediately.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
June 13, 2024 Filed Nov 27, 2024 02:24 UTC Phunware, Inc. PHUN · Entity 7291 GrantCommon Stock 25,019 $5.81 $145,360.39
Disclosure

SEC source: 0000950170-24-131227 · ownership.xml · nonDerivative · entry 2

Chen Stephen · CIK 0001951417 · Director · Interim ChiefExecutiveOfficer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 27,114

F2 · shares: On June 13, 2024, the Reporting Person was granted the number of restricted stock units ("RSUs") in Table I, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vest immediately.

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November 14, 2022 Filed Nov 16, 2022 22:42 UTC Phunware, Inc. PHUN · Entity 7291 GrantCommon Stock 104,742 $0.00 $0.00
Disclosure

SEC source: 0001628280-22-030188 · wf-form4_166863855115565.xml · nonDerivative · entry 1

Chen Stephen · CIK 0001951417 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 104,742

F1 · shares: On November 14, 2022, the reporting person was granted the number of restricted stock units ("RSUs") in Table 1, Box 4 above, each of which represents a contingent right to receive one share of Phunware, Inc. common stock. The RSUs vest in four equal installments commencing on February 11, 2023, and quarterly thereafter until the final vesting date of November 11, 2023. Vesting is subject to the reporting person's continued service on such vesting date. Notwithstanding the foregoing vesting schedule, in the event of a change of control, 100% of the remaining unvested RSUs shall immediately become fully vested, subject to the reporting person continuing to provide service through such date.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.