Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| HeartCore Enterprises, Inc.HTCR · Entity 8377 | Director · Chairman, CEO & President · 10% owner | June 15, 2023 | December 03, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
HeartCore Enterprises, Inc.
Report date June 15, 2023 · Filed December 03, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 10,684,473 |
Reported balance
After 2023-06-15 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-06-15 · Sale · Disposed 7,110 · Balance 10,684,473 |
| Common StockSEC Table I · non-derivative | Direct | 10,677,363 |
Reported balance
After 2024-10-01 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2024-10-01 · Grant · Acquired 45,938 · Balance 10,677,363 F1: Represents a grant by the issuer's board of directors pursuant to the issuer's 2023 Equity Incentive Plan. The grant was fully vested as of the grant date. F2: On certain prior Section 16 filings, although the transactions were accurately reported, the number of securities reported as beneficially owned following the reported transactions was inaccurate. This amount reflects correction of the prior error. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a grant by the issuer's board of directors pursuant to the issuer's 2023 Equity Incentive Plan. The grant was fully vested as of the grant date.
F2: On certain prior Section 16 filings, although the transactions were accurately reported, the number of securities reported as beneficially owned following the reported transactions was inaccurate. This amount reflects correction of the prior error.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| October 01, 2024 Filed Dec 3, 2024 02:43 UTC | HeartCore Enterprises, Inc. HTCR · Entity 8377 | GrantCommon Stock | 45,938 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-24-048363 · ownership.xml · nonDerivative · entry 2 Yamamoto Sumitaka · CIK 0001904502 · Director · Chairman, CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,677,363 F1 · kind: Represents a grant by the issuer's board of directors pursuant to the issuer's 2023 Equity Incentive Plan. The grant was fully vested as of the grant date. F2 · balance_after: On certain prior Section 16 filings, although the transactions were accurately reported, the number of securities reported as beneficially owned following the reported transactions was inaccurate. This amount reflects correction of the prior error. Read SEC document |
| November 15, 2023 Filed Nov 15, 2023 23:09 UTC | HeartCore Enterprises, Inc. HTCR · Entity 8377 | PurchaseCommon Stock | 10,012 | $0.51 | $5,079.09 |
DisclosureSEC source: 0001493152-23-041545 · ownership.xml · nonDerivative · entry 1 Yamamoto Sumitaka · CIK 0001904502 · Director · Chairman, CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,607,159 F1 · kind: Represents the purchase of shares on the open market. Read SEC document |
| July 03, 2023 Filed Jul 3, 2023 22:03 UTC | HeartCore Enterprises, Inc. HTCR · Entity 8377 | SaleCommon Stock | 2,414 | $1.43 | $3,448.16 |
DisclosureSEC source: 0001493152-23-023355 · ownership.xml · nonDerivative · entry 4 Yamamoto Sumitaka · CIK 0001904502 · Director · Chairman, CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,597,147 Read SEC document |
| June 30, 2023 Filed Jun 30, 2023 19:56 UTC | HeartCore Enterprises, Inc. HTCR · Entity 8377 | SaleCommon Stock | 17,340 | $1.46 | $25,257.44 |
DisclosureSEC source: 0001493152-23-023088 · ownership.xml · nonDerivative · entry 1 Yamamoto Sumitaka · CIK 0001904502 · Director · Chairman, CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,624,962 Read SEC document |
| June 30, 2023 Filed Jul 3, 2023 22:03 UTC | HeartCore Enterprises, Inc. HTCR · Entity 8377 | SaleCommon Stock | 2,588 | $1.44 | $3,730.86 |
DisclosureSEC source: 0001493152-23-023355 · ownership.xml · nonDerivative · entry 3 Yamamoto Sumitaka · CIK 0001904502 · Director · Chairman, CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,599,561 Read SEC document |
| June 29, 2023 Filed Jun 29, 2023 20:37 UTC | HeartCore Enterprises, Inc. HTCR · Entity 8377 | SaleCommon Stock | 17,868 | $1.57 | $27,970.57 |
DisclosureSEC source: 0001493152-23-022930 · ownership.xml · nonDerivative · entry 1 Yamamoto Sumitaka · CIK 0001904502 · Director · Chairman, CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,642,302 Read SEC document |
| June 27, 2023 Filed Jun 28, 2023 19:19 UTC | HeartCore Enterprises, Inc. HTCR · Entity 8377 | SaleCommon Stock | 7,333 | $1.60 | $11,706.40 |
DisclosureSEC source: 0001493152-23-022756 · ownership.xml · nonDerivative · entry 1 Yamamoto Sumitaka · CIK 0001904502 · Director · Chairman, CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,660,170 Read SEC document |
| June 26, 2023 Filed Jun 27, 2023 18:25 UTC | HeartCore Enterprises, Inc. HTCR · Entity 8377 | SaleCommon Stock | 37,970 | $1.61 | $60,945.65 |
DisclosureSEC source: 0001493152-23-022596 · ownership.xml · nonDerivative · entry 1 Yamamoto Sumitaka · CIK 0001904502 · Director · Chairman, CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,667,503 Read SEC document |
| June 23, 2023 Filed Jul 3, 2023 22:03 UTC | HeartCore Enterprises, Inc. HTCR · Entity 8377 | SaleCommon Stock | 7,900 | $1.61 | $12,696.09 |
DisclosureSEC source: 0001493152-23-023355 · ownership.xml · nonDerivative · entry 2 Yamamoto Sumitaka · CIK 0001904502 · Director · Chairman, CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,602,149 Read SEC document |
| June 22, 2023 Filed Jul 3, 2023 22:03 UTC | HeartCore Enterprises, Inc. HTCR · Entity 8377 | SaleCommon Stock | 14,913 | $1.61 | $23,980.10 |
DisclosureSEC source: 0001493152-23-023355 · ownership.xml · nonDerivative · entry 1 Yamamoto Sumitaka · CIK 0001904502 · Director · Chairman, CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,610,049 Read SEC document |
| June 21, 2023 Filed Jun 22, 2023 20:05 UTC | HeartCore Enterprises, Inc. HTCR · Entity 8377 | SaleCommon Stock | 13,745 | $1.57 | $21,634.63 |
DisclosureSEC source: 0001493152-23-022124 · ownership.xml · nonDerivative · entry 1 Yamamoto Sumitaka · CIK 0001904502 · Director · Chairman, CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,705,473 Read SEC document |
| June 20, 2023 Filed Jun 21, 2023 20:05 UTC | HeartCore Enterprises, Inc. HTCR · Entity 8377 | SaleCommon Stock | 10,461 | $1.50 | $15,720.79 |
DisclosureSEC source: 0001493152-23-021995 · ownership.xml · nonDerivative · entry 2 Yamamoto Sumitaka · CIK 0001904502 · Director · Chairman, CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,708,757 Read SEC document |
| June 16, 2023 Filed Jun 21, 2023 20:05 UTC | HeartCore Enterprises, Inc. HTCR · Entity 8377 | SaleCommon Stock | 8,137 | $1.48 | $12,073.68 |
DisclosureSEC source: 0001493152-23-021995 · ownership.xml · nonDerivative · entry 1 Yamamoto Sumitaka · CIK 0001904502 · Director · Chairman, CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,719,218 Read SEC document |
| June 15, 2023 Filed Dec 3, 2024 02:43 UTC | HeartCore Enterprises, Inc. HTCR · Entity 8377 | SaleCommon Stock | 7,110 | $1.47 | $10,426.82 |
DisclosureSEC source: 0001493152-24-048363 · ownership.xml · nonDerivative · entry 1 Yamamoto Sumitaka · CIK 0001904502 · Director · Chairman, CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,684,473 Read SEC document |
| June 14, 2023 Filed Jun 15, 2023 20:05 UTC | HeartCore Enterprises, Inc. HTCR · Entity 8377 | SaleCommon Stock | 13,545 | $1.49 | $20,134.64 |
DisclosureSEC source: 0001493152-23-021425 · ownership.xml · nonDerivative · entry 1 Yamamoto Sumitaka · CIK 0001904502 · Director · Chairman, CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,727,355 Read SEC document |
| June 13, 2023 Filed Jun 14, 2023 20:05 UTC | HeartCore Enterprises, Inc. HTCR · Entity 8377 | SaleCommon Stock | 8,526 | $1.39 | $11,808.51 |
DisclosureSEC source: 0001493152-23-021232 · ownership.xml · nonDerivative · entry 3 Yamamoto Sumitaka · CIK 0001904502 · Director · Chairman, CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,740,900 Read SEC document |
| June 12, 2023 Filed Jun 14, 2023 20:05 UTC | HeartCore Enterprises, Inc. HTCR · Entity 8377 | SaleCommon Stock | 75,000 | $1.32 | $98,775.00 |
DisclosureSEC source: 0001493152-23-021232 · ownership.xml · nonDerivative · entry 2 Yamamoto Sumitaka · CIK 0001904502 · Director · Chairman, CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,749,426 Read SEC document |
| June 09, 2023 Filed Jun 14, 2023 20:05 UTC | HeartCore Enterprises, Inc. HTCR · Entity 8377 | SaleCommon Stock | 74,826 | $1.37 | $102,436.79 |
DisclosureSEC source: 0001493152-23-021232 · ownership.xml · nonDerivative · entry 1 Yamamoto Sumitaka · CIK 0001904502 · Director · Chairman, CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,824,426 Read SEC document |
| June 08, 2023 Filed Jun 9, 2023 20:05 UTC | HeartCore Enterprises, Inc. HTCR · Entity 8377 | SaleCommon Stock | 17,025 | $1.52 | $25,896.73 |
DisclosureSEC source: 0001493152-23-020722 · ownership.xml · nonDerivative · entry 3 Yamamoto Sumitaka · CIK 0001904502 · Director · Chairman, CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,899,252 Read SEC document |
| June 07, 2023 Filed Jun 9, 2023 20:05 UTC | HeartCore Enterprises, Inc. HTCR · Entity 8377 | SaleCommon Stock | 18,528 | $1.46 | $27,076.82 |
DisclosureSEC source: 0001493152-23-020722 · ownership.xml · nonDerivative · entry 2 Yamamoto Sumitaka · CIK 0001904502 · Director · Chairman, CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,916,277 Read SEC document |
| June 06, 2023 Filed Jun 9, 2023 20:05 UTC | HeartCore Enterprises, Inc. HTCR · Entity 8377 | SaleCommon Stock | 26,000 | $1.42 | $36,946.00 |
DisclosureSEC source: 0001493152-23-020722 · ownership.xml · nonDerivative · entry 1 Yamamoto Sumitaka · CIK 0001904502 · Director · Chairman, CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,934,805 Read SEC document |
| June 05, 2023 Filed Jun 7, 2023 23:26 UTC | HeartCore Enterprises, Inc. HTCR · Entity 8377 | SaleCommon Stock | 34,727 | $1.44 | $50,045.08 |
DisclosureSEC source: 0001493152-23-020497 · ownership.xml · nonDerivative · entry 1 Yamamoto Sumitaka · CIK 0001904502 · Director · Chairman, CEO & President · 10% owner 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,960,805 Read SEC document |
| February 09, 2022 Filed Feb 11, 2022 21:05 UTC | HeartCore Enterprises, Inc. HTCR · Entity 8377 | GrantCommon Stock | 45,720 | $0.00 | $0.00 |
DisclosureSEC source: 0001493152-22-004001 · ownership.xml · nonDerivative · entry 1 Yamamoto Sumitaka · CIK 0001904502 · Director · Chairman, CEO & President · 10% owner 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,030,259 F1 · kind: On February 9, 2022, the issuer's board of directors granted to the reporting person 45,720 shares of restricted common stock pursuant to the Restricted Stock Award Agreement dated February 9, 2022 between the issuer and the reporting person and pursuant to the HeartCore Enterprises, Inc. 2021 Equity Incentive Plan. The grant vests with respect to 11,430 shares on each of February 9, 2023, February 9, 2024, February 9, 2025 and February 9, 2026. F1 · price: On February 9, 2022, the issuer's board of directors granted to the reporting person 45,720 shares of restricted common stock pursuant to the Restricted Stock Award Agreement dated February 9, 2022 between the issuer and the reporting person and pursuant to the HeartCore Enterprises, Inc. 2021 Equity Incentive Plan. The grant vests with respect to 11,430 shares on each of February 9, 2023, February 9, 2024, February 9, 2025 and February 9, 2026. F1 · acquired: On February 9, 2022, the issuer's board of directors granted to the reporting person 45,720 shares of restricted common stock pursuant to the Restricted Stock Award Agreement dated February 9, 2022 between the issuer and the reporting person and pursuant to the HeartCore Enterprises, Inc. 2021 Equity Incentive Plan. The grant vests with respect to 11,430 shares on each of February 9, 2023, February 9, 2024, February 9, 2025 and February 9, 2026. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.