Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| GLADSTONE INVESTMENT CORPORATIONDEGAIN · Entity 8917 | Chief Valuation Officer | August 19, 2022 | August 19, 2022 |
| Gladstone Alternative Income FundGAIAX · Entity 41030 | Chief Valuation Officer | December 09, 2024 | December 10, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
GLADSTONE INVESTMENT CORPORATIONDE
Report date August 19, 2022 · Filed August 19, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 100 |
Reported balance
After 2022-08-19 transaction · row 1
1 source rowRow 1 · 2022-08-19 · Purchase · Acquired 100 · Balance 100 |
Gladstone Alternative Income Fund
Report date December 09, 2024 · Filed December 10, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common SharesSEC Table I · non-derivative | Direct | 300 |
Reported balance
After 2024-12-09 transaction · row 1
1 source rowRow 1 · 2024-12-09 · Purchase · Acquired 300 · Balance 300 |
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 09, 2024 Filed Dec 10, 2024 21:05 UTC | Gladstone Alternative Income Fund GAIAX · Entity 41030 | PurchaseClass A Common Shares | 300 | $10.00 | $3,000.00 |
DisclosureSEC source: 0001062993-24-020361 · form4.xml · nonDerivative · entry 1 Smith Jennifer A · CIK 0001614473 · Chief Valuation Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300 Read SEC document |
| August 19, 2022 Filed Aug 19, 2022 18:43 UTC | GLADSTONE INVESTMENT CORPORATIONDE GAIN · Entity 8917 | PurchaseCommon Stock | 100 | $15.61 | $1,561.00 |
DisclosureSEC source: 0001062993-22-018451 · form4.xml · nonDerivative · entry 1 Smith Jennifer A · CIK 0001614473 · Chief Valuation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.