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person · Reporting owner

Williams R Neil

Disclosed activity across 4 companies

Tapewire entity
85219
SEC CIK
0001423081

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
AMYRIS, INC.AMRS · Entity 91367DirectorOctober 23, 2019October 25, 2019
INTUIT INC.INTU · Entity 2373EVP & CFOSeptember 12, 2017September 13, 2017
Oportun Financial CorpOPRT · Entity 5862DirectorDecember 11, 2024December 11, 2024
RingCentral, Inc.RNG · Entity 2299DirectorJune 03, 2024June 04, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

AMYRIS, INC.

Report date October 23, 2019 · Filed October 25, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect7,398 Reported balance After 2019-10-23 transaction · row 1
1 source row

Row 1 · 2019-10-23 · Grant · Acquired 2,266 · Balance 7,398

F1: Represents a restricted stock unit award that vests as to 100% of the units on October 23, 2020.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.73 · Expires 2029-10-23Direct3,466 Reported balance After 2019-10-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2019-10-23 · Grant · Acquired 3,466 · Balance 3,466

F2: Stock option vests as to 100% of the shares underlying the stock option on October 23, 2020.

Filing footnotes · ownership attribution and instrument terms

F1: Represents a restricted stock unit award that vests as to 100% of the units on October 23, 2020.

F2: Stock option vests as to 100% of the shares underlying the stock option on October 23, 2020.

INTUIT INC.

Report date September 12, 2017 · Filed September 13, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,785 Ending reported balance After 2017-09-12 transaction · row 8
8 source rows · reconciled sequence

Row 1 · 2017-09-12 · Exercise / conversion · Acquired 34,728 · Balance 64,620

Row 2 · 2017-09-12 · Sale · Disposed 34,728 · Balance 29,892

F1: This transaction was executed in multiple trades ranging from $141.00 to $141.37. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Row 3 · 2017-09-12 · Exercise / conversion · Acquired 53,000 · Balance 82,892

Row 4 · 2017-09-12 · Sale · Disposed 53,000 · Balance 29,892

Row 5 · 2017-09-12 · Exercise / conversion · Acquired 70,750 · Balance 100,642

Row 6 · 2017-09-12 · Sale · Disposed 100 · Balance 100,542

Row 7 · 2017-09-12 · Sale · Disposed 70,650 · Balance 29,892

Row 8 · 2017-09-12 · Sale · Disposed 26,107 · Balance 3,785

F2: This transaction was executed in multiple trades ranging from $141.51 to $141.92. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $56.52 · Expires 2019-07-24Direct0 Reported balance After 2017-09-12 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2017-09-12 · Exercise / conversion · Disposed 34,728 · Balance 0

F3: Represents the date the award was fully vested.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $63.11 · Expires 2020-07-23Direct0 Reported balance After 2017-09-12 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2017-09-12 · Exercise / conversion · Disposed 53,000 · Balance 0

F3: Represents the date the award was fully vested.

Non-Qualified Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $82.59 · Expires 2021-07-23Direct0 Reported balance After 2017-09-12 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2017-09-12 · Exercise / conversion · Disposed 70,750 · Balance 0

F3: Represents the date the award was fully vested.

Filing footnotes · ownership attribution and instrument terms

F1: This transaction was executed in multiple trades ranging from $141.00 to $141.37. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F2: This transaction was executed in multiple trades ranging from $141.51 to $141.92. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

F3: Represents the date the award was fully vested.

Oportun Financial Corp

Report date December 11, 2024 · Filed December 11, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect140,338 Reported balance After 2024-12-11 transaction · row 1
1 source row

Row 1 · 2024-12-11 · Purchase · Acquired 25,000 · Balance 140,338

F1: Weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.78 to $3.93 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Filing footnotes · ownership attribution and instrument terms

F1: Weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.78 to $3.93 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

RingCentral, Inc.

Report date June 03, 2024 · Filed June 04, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect31,009 Reported balance After 2024-06-03 transaction · row 1
1 source row

Row 1 · 2024-06-03 · Grant · Acquired 5,829 · Balance 31,009

F1: Represents Restricted Stock Units that will vest in equal quarterly installments over a one year period on September 3, 2024, December 3, 2024, March 3, 2025, and June 3, 2025 (or the date of the Issuer's 2025 annual meeting of stockholders, if earlier than June 3, 2025).

Filing footnotes · ownership attribution and instrument terms

F1: Represents Restricted Stock Units that will vest in equal quarterly installments over a one year period on September 3, 2024, December 3, 2024, March 3, 2025, and June 3, 2025 (or the date of the Issuer's 2025 annual meeting of stockholders, if earlier than June 3, 2025).

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 11, 2024 Filed Dec 11, 2024 17:32 UTC Oportun Financial Corp OPRT · Entity 5862 PurchaseCommon Stock 25,000 $3.87 $96,750.00
Disclosure

SEC source: 0001538716-24-000154 · wk-form4_1733956333.xml · nonDerivative · entry 1

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 140,338

F1 · price: Weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.78 to $3.93 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Read SEC document
June 26, 2024 Filed Jun 28, 2024 17:09 UTC Oportun Financial Corp OPRT · Entity 5862 GrantCommon Stock 33,359 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-24-000095 · wk-form4_1719608947.xml · nonDerivative · entry 1

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 115,338

F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 26, 2024, December 26, 2024, March 26, 2025, and upon the earlier of (i) the date immediately preceding the Issuer's 2025 annual stockholder meeting or (ii) June 26, 2025, subject to the Reporting Person's continued service through such date.

F2 · price: Each Restricted Stock Units (RSU) represents the right to receive, at settlement, one share of common stock.

Read SEC document
June 03, 2024 Filed Jun 4, 2024 19:07 UTC RingCentral, Inc. RNG · Entity 2299 GrantClass A Common Stock 5,829 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-015489 · form4-06042024_110653.xml · nonDerivative · entry 1

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 31,009

F1 · shares: Represents Restricted Stock Units that will vest in equal quarterly installments over a one year period on September 3, 2024, December 3, 2024, March 3, 2025, and June 3, 2025 (or the date of the Issuer's 2025 annual meeting of stockholders, if earlier than June 3, 2025).

Read SEC document
December 31, 2023 Filed Jan 3, 2024 20:40 UTC Oportun Financial Corp OPRT · Entity 5862 GrantCommon Stock 3,886 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-24-000002 · wk-form4_1704332416.xml · nonDerivative · entry 1

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 81,979

F1 · price: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2028.

Read SEC document
September 30, 2023 Filed Oct 3, 2023 17:35 UTC Oportun Financial Corp OPRT · Entity 5862 GrantCommon Stock 2,961 $0.00 $0.00
Disclosure

SEC source: 0001538716-23-000146 · wk-form4_1696368901.xml · nonDerivative · entry 1

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 78,093

F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2028.

Read SEC document
June 30, 2023 Filed Jul 5, 2023 17:30 UTC Oportun Financial Corp OPRT · Entity 5862 GrantCommon Stock 3,215 $0.00 $0.00
Disclosure

SEC source: 0001538716-23-000113 · wk-form4_1688592605.xml · nonDerivative · entry 1

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 75,132

F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2028.

Read SEC document
June 06, 2023 Filed Jun 7, 2023 17:14 UTC Oportun Financial Corp OPRT · Entity 5862 GrantCommon Stock 19,441 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-23-000089 · wk-form4_1686172438.xml · nonDerivative · entry 1

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 71,917

F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 6, 2023, December 6, 2023, March 6, 2024, and upon the earlier of (i) the date of the Issuer's 2024 annual stockholder meeting or (ii) June 6, 2024, subject to the Reporting Person's continued service through such date.

F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
June 01, 2023 Filed Jun 5, 2023 16:04 UTC RingCentral, Inc. RNG · Entity 2299 GrantClass A Common Stock 8,448 $0.00 $0.00
Disclosure

SEC source: 0001209191-23-034245 · doc4.xml · nonDerivative · entry 1

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 25,180

F1 · shares: Represents Restricted Stock Units that will vest and be settled in shares of Class A Common Stock on the earlier of (a) June 1, 2024 or (b) the date of the Issuer's 2024 annual meeting of stockholders.

Read SEC document
March 31, 2023 Filed Apr 4, 2023 17:21 UTC Oportun Financial Corp OPRT · Entity 5862 GrantCommon Stock 2,794 $0.00 $0.00
Disclosure

SEC source: 0001538716-23-000063 · wf-form4_168064329702375.xml · nonDerivative · entry 1

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,476

F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2027.

Read SEC document
December 31, 2022 Filed Jan 3, 2023 17:33 UTC Oportun Financial Corp OPRT · Entity 5862 GrantCommon Stock 3,063 $0.00 $0.00
Disclosure

SEC source: 0001538716-23-000010 · wf-form4_167278521849739.xml · nonDerivative · entry 1

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,682

F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2027.

Read SEC document
September 30, 2022 Filed Oct 3, 2022 17:36 UTC Oportun Financial Corp OPRT · Entity 5862 GrantCommon Stock 3,862 $0.00 $0.00
Disclosure

SEC source: 0001538716-22-000207 · wf-form4_166483242804840.xml · nonDerivative · entry 1

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,619

F1 · shares: The shares represent a fully vested restricted stock unit award. Each restricted stock unit represents the right to receive at settlement, one share of common stock. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2027.

Read SEC document
June 30, 2022 Filed Jun 30, 2022 20:18 UTC Oportun Financial Corp OPRT · Entity 5862 GrantCommon Stock 2,041 $0.00 $0.00
Disclosure

SEC source: 0001538716-22-000148 · wf-form4_165663468124291.xml · nonDerivative · entry 1

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,757

F1 · shares: The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2027.

Read SEC document
June 14, 2022 Filed Jun 15, 2022 18:59 UTC Oportun Financial Corp OPRT · Entity 5862 GrantCommon Stock 12,551 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-22-000134 · wf-form4_165533394290060.xml · nonDerivative · entry 1

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,716

F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 14, 2022, December 14, 2022, March 14, 2023, and upon the earlier of (i) the date immediately preceding the Issuer's 2023 annual stockholder meeting or (ii) June 14, 2023, subject to the Reporting Person's continued service through such date.

F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

Read SEC document
June 01, 2022 Filed Jun 3, 2022 17:51 UTC RingCentral, Inc. RNG · Entity 2299 GrantClass A Common Stock 4,770 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-034279 · doc4.xml · nonDerivative · entry 1

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,732

F1 · shares: Represents Restricted Stock Units that will vest and be settled in shares of Class A Common Stock on the earlier of (a) June 1, 2023 or (b) the date of the Issuer's 2023 annual meeting of stockholders.

Read SEC document
March 31, 2022 Filed Apr 4, 2022 18:11 UTC Oportun Financial Corp OPRT · Entity 5862 GrantCommon Stock 1,176 $0.00 $0.00
Disclosure

SEC source: 0001538716-22-000084 · wf-form4_164911025244935.xml · nonDerivative · entry 1

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,165

F1 · shares: The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2027.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 16:09 UTC RingCentral, Inc. RNG · Entity 2299 ConversionClass B Common Stock · Derivative 30,000 $0.00 $0.00
Disclosure

SEC source: 0001209191-22-015387 · doc4.xml · derivative · entry 11

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation.

F1 · kind: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.

F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation.

F11 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 16:09 UTC RingCentral, Inc. RNG · Entity 2299 Exercise / conversionClass B Common Stock · Derivative 30,000 $2.73 $81,900.00
Disclosure

SEC source: 0001209191-22-015387 · doc4.xml · derivative · entry 10

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,000

Underlying: Class A Common Stock · 30,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F11 · derivative.exercise_price: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation.

F11 · derivative.exercise_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation.

F11 · derivative.expiration_date: Each share of Class B Common Stock is convertible at any time at the option of the holder into one share of Class A Common Stock and has no expiration date. In addition, each share of Class B Common Stock held by a shareholder will convert automatically into one share of Class A Common Stock upon (i) any transfer of such share (subject to certain exceptions), or (ii) the occurrence of certain other specific instances, including the vote of the holders of the Class B Common Stock, as set forth in the issuer's Amended and Restated Certificate of Incorporation.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 16:09 UTC RingCentral, Inc. RNG · Entity 2299 Exercise / conversionStock Option (right to buy) · Derivative 30,000 $0.00 Strike: $2.73 $0.00
Disclosure

SEC source: 0001209191-22-015387 · doc4.xml · derivative · entry 9

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class B Common Stock · 30,000 shares

Expires 2022-03-07

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: Options were fully vested and exercisable.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 16:09 UTC RingCentral, Inc. RNG · Entity 2299 SaleClass A Common Stock 1,250 $131.71 $164,640.00
Disclosure

SEC source: 0001209191-22-015387 · doc4.xml · nonDerivative · entry 8

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,962

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $131.42 to $131.95, inclusive.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 16:09 UTC RingCentral, Inc. RNG · Entity 2299 SaleClass A Common Stock 3,050 $130.86 $399,116.90
Disclosure

SEC source: 0001209191-22-015387 · doc4.xml · nonDerivative · entry 7

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,212

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $130.41 to $131.37, inclusive.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 16:09 UTC RingCentral, Inc. RNG · Entity 2299 SaleClass A Common Stock 2,070 $129.77 $268,619.76
Disclosure

SEC source: 0001209191-22-015387 · doc4.xml · nonDerivative · entry 6

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,262

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $129.38 to $130.37, inclusive.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 16:09 UTC RingCentral, Inc. RNG · Entity 2299 SaleClass A Common Stock 4,573 $128.97 $589,761.52
Disclosure

SEC source: 0001209191-22-015387 · doc4.xml · nonDerivative · entry 5

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,332

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $128.375 to $129.37, inclusive.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 16:09 UTC RingCentral, Inc. RNG · Entity 2299 SaleClass A Common Stock 6,817 $127.75 $870,899.02
Disclosure

SEC source: 0001209191-22-015387 · doc4.xml · nonDerivative · entry 4

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,905

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $127.34 to $128.31, inclusive.

Read SEC document
March 01, 2022 Filed Mar 3, 2022 16:09 UTC RingCentral, Inc. RNG · Entity 2299 SaleClass A Common Stock 5,290 $126.81 $670,824.90
Disclosure

SEC source: 0001209191-22-015387 · doc4.xml · nonDerivative · entry 3

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,722

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.34 to $127.32, inclusive.

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March 01, 2022 Filed Mar 3, 2022 16:09 UTC RingCentral, Inc. RNG · Entity 2299 SaleClass A Common Stock 6,950 $125.92 $875,123.15
Disclosure

SEC source: 0001209191-22-015387 · doc4.xml · nonDerivative · entry 2

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 35,012

F2 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.34 to $126.33, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (3) through (9) to this Form 4.

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March 01, 2022 Filed Mar 3, 2022 16:09 UTC RingCentral, Inc. RNG · Entity 2299 ConversionClass A Common Stock 30,000 Not disclosed Not disclosed
Disclosure

SEC source: 0001209191-22-015387 · doc4.xml · nonDerivative · entry 1

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,962

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.

F1 · price: Each share of Class A Common Stock was issued upon conversion of one share of Class B Common Stock.

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December 31, 2021 Filed Jan 3, 2022 16:05 UTC Oportun Financial Corp OPRT · Entity 5862 GrantCommon Stock 834 $0.00 $0.00
Disclosure

SEC source: 0001538716-22-000004 · wf-form4_164124388992462.xml · nonDerivative · entry 1

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,989

F1 · shares: The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2026.

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September 30, 2021 Filed Oct 1, 2021 17:07 UTC Oportun Financial Corp OPRT · Entity 5862 GrantCommon Stock 675 $0.00 $0.00
Disclosure

SEC source: 0001538716-21-000215 · wf-form4_163312243816512.xml · nonDerivative · entry 1

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,155

F1 · shares: The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2026.

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August 13, 2021 Filed Aug 16, 2021 17:12 UTC RingCentral, Inc. RNG · Entity 2299 SaleClass A Common Stock 100 $254.58 $25,458.00
Disclosure

SEC source: 0001209191-21-051646 · doc4.xml · nonDerivative · entry 5

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,962

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $254.56 to $254.67, inclusive.

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August 13, 2021 Filed Aug 16, 2021 17:12 UTC RingCentral, Inc. RNG · Entity 2299 SaleClass A Common Stock 200 $253.19 $50,638.00
Disclosure

SEC source: 0001209191-21-051646 · doc4.xml · nonDerivative · entry 4

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,062

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $253.18 to $253.245, inclusive.

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August 13, 2021 Filed Aug 16, 2021 17:12 UTC RingCentral, Inc. RNG · Entity 2299 SaleClass A Common Stock 772 $252.73 $195,107.56
Disclosure

SEC source: 0001209191-21-051646 · doc4.xml · nonDerivative · entry 3

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 12,262

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2020.

F4 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $252.17 to $253.15, inclusive.

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August 12, 2021 Filed Aug 16, 2021 17:12 UTC RingCentral, Inc. RNG · Entity 2299 SaleClass A Common Stock 371 $251.27 $93,221.17
Disclosure

SEC source: 0001209191-21-051646 · doc4.xml · nonDerivative · entry 2

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,034

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2020.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $251.19 to $251.37, inclusive.

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August 12, 2021 Filed Aug 16, 2021 17:12 UTC RingCentral, Inc. RNG · Entity 2299 SaleClass A Common Stock 700 $250.71 $175,497.00
Disclosure

SEC source: 0001209191-21-051646 · doc4.xml · nonDerivative · entry 1

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,405

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2020.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $250.15 to $251.14, inclusive. The Reporting Person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnotes (2) through (6) to this Form 4.

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June 30, 2021 Filed Jul 1, 2021 19:01 UTC Oportun Financial Corp OPRT · Entity 5862 GrantCommon Stock 843 $0.00 $0.00
Disclosure

SEC source: 0001538716-21-000133 · wf-form4_162518044478126.xml · nonDerivative · entry 1

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,480

F1 · shares: The shares represent a fully vested restricted stock unit award. The Reporting Person has elected to defer delivery of the shares, pursuant to the Restricted Stock Unit Award Grant Notice (Non-Employee Director) and Restricted Stock Unit Award Agreement and the deferral election form, subject to compliance with the Internal Revenue Code Section 409A. The shares will be delivered in a lump sum on the earlier of: (i) January 30 of the calendar year following the Reporting Person's separation of service from the Issuer or (ii) January 30, 2026.

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June 08, 2021 Filed Jun 10, 2021 17:16 UTC Oportun Financial Corp OPRT · Entity 5862 GrantCommon Stock 6,010 Not disclosed Not disclosed
Disclosure

SEC source: 0001538716-21-000112 · wf-form4_162335976952665.xml · nonDerivative · entry 1

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,637

F1 · shares: Represents an award of restricted stock units that will vest one-fourth on each of September 8, 2021, December 8, 2021, March 8, 2022, and upon the earlier of (i) the date immediately preceding the Issuer's 2022 annual stockholder meeting or (ii) June 8, 2022, subject to the Reporting Person's continued service through such date.

F2 · price: Each restricted stock unit represents the right to receive at settlement, one share of common stock.

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June 01, 2021 Filed Jun 3, 2021 20:46 UTC RingCentral, Inc. RNG · Entity 2299 GrantClass A Common Stock 1,027 $0.00 $0.00
Disclosure

SEC source: 0001209191-21-038026 · doc4.xml · nonDerivative · entry 1

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,105

F1 · shares: Represents Restricted Stock Units that will vest and be settled in shares of Class A Common Stock on the earlier of (a) June 1, 2022 or (b) the date of the Issuer's 2022 annual meeting of stockholders.

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April 15, 2021 Filed Apr 16, 2021 17:56 UTC RingCentral, Inc. RNG · Entity 2299 Exercise / conversionStock Option (right to buy) · Derivative 2,389 $0.00 Strike: $12.30 $0.00
Disclosure

SEC source: 0001209191-21-027029 · doc4.xml · derivative · entry 18

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,389 shares

Expires 2021-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: Options were fully vested and exercisable.

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April 15, 2021 Filed Apr 16, 2021 17:56 UTC RingCentral, Inc. RNG · Entity 2299 SaleClass A Common Stock 203 $329.45 $66,878.35
Disclosure

SEC source: 0001209191-21-027029 · doc4.xml · nonDerivative · entry 16

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,078

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2020.

F13 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $329.41 to $329.47, inclusive.

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April 15, 2021 Filed Apr 16, 2021 17:56 UTC RingCentral, Inc. RNG · Entity 2299 SaleClass A Common Stock 545 $328.79 $179,190.55
Disclosure

SEC source: 0001209191-21-027029 · doc4.xml · nonDerivative · entry 15

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,281

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2020.

F12 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $328.38 to $328.96, inclusive.

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April 15, 2021 Filed Apr 16, 2021 17:56 UTC RingCentral, Inc. RNG · Entity 2299 SaleClass A Common Stock 755 $327.81 $247,496.55
Disclosure

SEC source: 0001209191-21-027029 · doc4.xml · nonDerivative · entry 14

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,826

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2020.

F11 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $327.37 to $328.335, inclusive.

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April 15, 2021 Filed Apr 16, 2021 17:56 UTC RingCentral, Inc. RNG · Entity 2299 SaleClass A Common Stock 346 $326.58 $112,996.68
Disclosure

SEC source: 0001209191-21-027029 · doc4.xml · nonDerivative · entry 13

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,581

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2020.

F10 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $326.26 to $326.82, inclusive.

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April 15, 2021 Filed Apr 16, 2021 17:56 UTC RingCentral, Inc. RNG · Entity 2299 SaleClass A Common Stock 40 $325.28 $13,011.20
Disclosure

SEC source: 0001209191-21-027029 · doc4.xml · nonDerivative · entry 12

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,927

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2020.

F9 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $325.25 to $325.31, inclusive.

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April 15, 2021 Filed Apr 16, 2021 17:56 UTC RingCentral, Inc. RNG · Entity 2299 SaleClass A Common Stock 500 $324.22 $162,110.00
Disclosure

SEC source: 0001209191-21-027029 · doc4.xml · nonDerivative · entry 11

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 14,967

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2020.

F8 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $323.89 to $324.67, inclusive.

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April 15, 2021 Filed Apr 16, 2021 17:56 UTC RingCentral, Inc. RNG · Entity 2299 Exercise / conversionClass A Common Stock 2,389 $12.30 $29,384.70
Disclosure

SEC source: 0001209191-21-027029 · doc4.xml · nonDerivative · entry 10

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,467

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
April 14, 2021 Filed Apr 16, 2021 17:56 UTC RingCentral, Inc. RNG · Entity 2299 Exercise / conversionStock Option (right to buy) · Derivative 2,388 $0.00 Strike: $12.30 $0.00
Disclosure

SEC source: 0001209191-21-027029 · doc4.xml · derivative · entry 17

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,389

Underlying: Class A Common Stock · 2,388 shares

Expires 2021-05-15

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F14 · derivative.exercise_date: Options were fully vested and exercisable.

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April 14, 2021 Filed Apr 16, 2021 17:56 UTC RingCentral, Inc. RNG · Entity 2299 SaleClass A Common Stock 100 $328.28 $32,828.00
Disclosure

SEC source: 0001209191-21-027029 · doc4.xml · nonDerivative · entry 9

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,078

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2020.

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April 14, 2021 Filed Apr 16, 2021 17:56 UTC RingCentral, Inc. RNG · Entity 2299 SaleClass A Common Stock 200 $325.82 $65,164.00
Disclosure

SEC source: 0001209191-21-027029 · doc4.xml · nonDerivative · entry 8

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,178

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2020.

F7 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $325.51 to $326.12, inclusive.

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April 14, 2021 Filed Apr 16, 2021 17:56 UTC RingCentral, Inc. RNG · Entity 2299 SaleClass A Common Stock 100 $324.49 $32,449.00
Disclosure

SEC source: 0001209191-21-027029 · doc4.xml · nonDerivative · entry 7

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,378

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2020.

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April 14, 2021 Filed Apr 16, 2021 17:56 UTC RingCentral, Inc. RNG · Entity 2299 SaleClass A Common Stock 300 $322.72 $96,816.00
Disclosure

SEC source: 0001209191-21-027029 · doc4.xml · nonDerivative · entry 6

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,478

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2020.

F6 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $322.47 to $323.00, inclusive.

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April 14, 2021 Filed Apr 16, 2021 17:56 UTC RingCentral, Inc. RNG · Entity 2299 SaleClass A Common Stock 401 $321.73 $129,013.73
Disclosure

SEC source: 0001209191-21-027029 · doc4.xml · nonDerivative · entry 5

Williams R Neil · CIK 0001423081 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,778

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 19, 2020.

F5 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $321.44 to $322.26, inclusive.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.