Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Alcoa CorpAA · Entity 3397 | Director | May 09, 2022 | May 11, 2022 |
| HERSHEY COHSY · Entity 795 | Director | April 01, 2017 | April 04, 2017 |
| Roman DBDR Acquisition Corp. IIDRDB · Entity 5854 | Director | December 12, 2024 | December 13, 2024 |
| WRKCo Inc.WRK · Entity 162579 | Director | November 02, 2018 | November 06, 2018 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Alcoa Corp
Report date May 09, 2022 · Filed May 11, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 38,758 |
Reported balance
After 2022-05-09 transaction · row 1
1 source rowRow 1 · 2022-05-09 · Grant · Acquired 2,767 · Balance 38,758 |
HERSHEY CO
Report date April 01, 2017 · Filed April 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,080.443 |
Reported balance
After 2017-04-01 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-04-01 · Grant · Acquired 120.703 · Balance 8,080.443 F1: The total amount of securities reported as directly owned in Column 5 includes 7.943 shares acquired on March 15, 2017, pursuant to a dividend reinvestment feature of the Company's Directors' Compensation Plan, the provisions of which are substantially similar to the dividend reinvestment features of the broad-based dividend reinvestment plan available generally to Company stockholders. |
Filing footnotes · ownership attribution and instrument terms
F1: The total amount of securities reported as directly owned in Column 5 includes 7.943 shares acquired on March 15, 2017, pursuant to a dividend reinvestment feature of the Company's Directors' Compensation Plan, the provisions of which are substantially similar to the dividend reinvestment features of the broad-based dividend reinvestment plan available generally to Company stockholders.
Roman DBDR Acquisition Corp. II
Report date December 12, 2024 · Filed December 13, 2024
This filing explicitly reported no securities owned.
WRKCo Inc.
Report date November 02, 2018 · Filed November 06, 2018
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-11-02 transaction · row 1
1 source rowRow 1 · 2018-11-02 · Disposition to issuer · Disposed 11,577 · Balance 0 F1: On November 2, 2018, pursuant to the terms of the Agreement and Plan of Merger, dated as of January 28, 2018, by and among WRKCo Inc. (formerly known as WestRock Company), KapStone Paper and Packaging Corporation ("KapStone), WestRock Company (formerly known as Whiskey Holdco, Inc.) (the "Company"), Whiskey Merger Sub, Inc. and Kola Merger Sub Inc., (i) Whiskey Merger Sub, Inc. merged with and into WRKCo Inc., with WRKCo Inc. surviving such merger as a wholly owned subsidiary of the Company and (ii) Kola Merger Sub, Inc. merged with and into KapStone with KapStone surviving such merger as a wholly owned subsidiary of the Company (such mergers, together, the "Mergers"). F2: In connection with the Mergers, each share of common stock issued and outstanding immediately prior to the consummation of the Mergers, converted into one share of the Company's common stock, in the case of restricted shares, subject to the same terms and conditions as were applicable to such shares immediately prior to the consummation of the Mergers. |
Filing footnotes · ownership attribution and instrument terms
F1: On November 2, 2018, pursuant to the terms of the Agreement and Plan of Merger, dated as of January 28, 2018, by and among WRKCo Inc. (formerly known as WestRock Company), KapStone Paper and Packaging Corporation ("KapStone), WestRock Company (formerly known as Whiskey Holdco, Inc.) (the "Company"), Whiskey Merger Sub, Inc. and Kola Merger Sub Inc., (i) Whiskey Merger Sub, Inc. merged with and into WRKCo Inc., with WRKCo Inc. surviving such merger as a wholly owned subsidiary of the Company and (ii) Kola Merger Sub, Inc. merged with and into KapStone with KapStone surviving such merger as a wholly owned subsidiary of the Company (such mergers, together, the "Mergers").
F2: In connection with the Mergers, each share of common stock issued and outstanding immediately prior to the consummation of the Mergers, converted into one share of the Company's common stock, in the case of restricted shares, subject to the same terms and conditions as were applicable to such shares immediately prior to the consummation of the Mergers.
Past disclosures · reporting ended (3)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
FIRST DATA CORP
Report date July 29, 2019 · Filed July 29, 2019
Section 16 reporting ended · disclosed 2019-07-29. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 1
1 source rowRow 1 · 2019-07-29 · Disposition to issuer · Disposed 34,976 · Balance 0 F1: Pursuant to the Agreement and Plan of Merger dated January 16, 2019 (Merger Agreement) among First Data Corporation (Issuer), Fiserv, Inc. (Fiserv), and 300 Holdings, Inc. (Merger Sub), upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). |
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-07-29 · Disposition to issuer · Disposed 18,673 · Balance 0 F2: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F1: Pursuant to the Agreement and Plan of Merger dated January 16, 2019 (Merger Agreement) among First Data Corporation (Issuer), Fiserv, Inc. (Fiserv), and 300 Holdings, Inc. (Merger Sub), upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). |
| Stock Options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.65 · Expires 2024-11-12 | Direct | 0 |
Reported balance
After 2019-07-29 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2019-07-29 · Disposition to issuer · Disposed 158,182 · Balance 0 F4: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F3: These stock options are fully vested and exercisable. F2: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger dated January 16, 2019 (Merger Agreement) among First Data Corporation (Issuer), Fiserv, Inc. (Fiserv), and 300 Holdings, Inc. (Merger Sub), upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio).
F2: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events.
F3: These stock options are fully vested and exercisable.
F4: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio.
WestRock Co
Report date July 05, 2024 · Filed July 08, 2024
Section 16 reporting ended · disclosed 2024-07-08. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2024-07-05 transaction · row 1
1 source rowRow 1 · 2024-07-05 · Disposition to issuer · Disposed 23,513 · Balance 0 F1: Includes an aggregate of 6,845.0 shares underlying unvested restricted stock unit awards and vested restricted stock unit awards held pursuant to Non-Employee Director Deferred Compensation Plans, which awards were fully vested (to the extent not already vested) as of immediately prior to the Merger Effective Time (as defined in the Transaction Agreement, dated as of September 12, 2023, by and among the Issuer, Smurfit Kappa Group plc, Smurfit Westrock plc (formerly known as Smurfit WestRock Limited, "Smurfit Westrock"), and Sun Merger Sub, LLC (the "Transaction Agreement")). Also includes dividend equivalents exempt from Section 16 that were credited since the Reporting Person's most recent Form 4. F2: Pursuant to the Transaction Agreement, at the Merger Effective Time, each share of the Issuer's common stock held by the Reporting Person was cancelled and automatically converted into the right to receive, without interest and less applicable withholding taxes, one ordinary share of Smurfit Westrock and $5.00 in cash. With respect to any amount payable that constitutes nonqualified deferred compensation subject to Section 409A of the Internal Revenue Code ("Section 409A"), to the extent that payment of such amount would otherwise cause the imposition of a tax or penalty under Section 409A, the delivery of the Merger Consideration will be made at the earliest time permitted under the Transaction Agreement and the terms of the corresponding award that will not result in the imposition of such tax or penalty. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes an aggregate of 6,845.0 shares underlying unvested restricted stock unit awards and vested restricted stock unit awards held pursuant to Non-Employee Director Deferred Compensation Plans, which awards were fully vested (to the extent not already vested) as of immediately prior to the Merger Effective Time (as defined in the Transaction Agreement, dated as of September 12, 2023, by and among the Issuer, Smurfit Kappa Group plc, Smurfit Westrock plc (formerly known as Smurfit WestRock Limited, "Smurfit Westrock"), and Sun Merger Sub, LLC (the "Transaction Agreement")). Also includes dividend equivalents exempt from Section 16 that were credited since the Reporting Person's most recent Form 4.
F2: Pursuant to the Transaction Agreement, at the Merger Effective Time, each share of the Issuer's common stock held by the Reporting Person was cancelled and automatically converted into the right to receive, without interest and less applicable withholding taxes, one ordinary share of Smurfit Westrock and $5.00 in cash. With respect to any amount payable that constitutes nonqualified deferred compensation subject to Section 409A of the Internal Revenue Code ("Section 409A"), to the extent that payment of such amount would otherwise cause the imposition of a tax or penalty under Section 409A, the delivery of the Merger Consideration will be made at the earliest time permitted under the Transaction Agreement and the terms of the corresponding award that will not result in the imposition of such tax or penalty.
XL GROUP LTD
Report date September 12, 2018 · Filed September 14, 2018
Section 16 reporting ended · disclosed 2018-09-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2018-09-12 transaction · row 1
1 source rowRow 1 · 2018-09-12 · Disposition to issuer · Disposed 4,767 · Balance 0 F1: Disposed of following the completion of the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of March 5, 2018, by and among AXA SA, Camelot Holdings Ltd. and the Issuer. At the effective time of the Merger, each issued and outstanding common share of XL Group Ltd was automatically cancelled and converted into the right to receive $57.60 in cash (the "Merger Consideration"). F2: Includes all common shares held directly by the Reporting Person immediately prior to the Merger and which were automatically cancelled and converted into the right to receive the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of following the completion of the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of March 5, 2018, by and among AXA SA, Camelot Holdings Ltd. and the Issuer. At the effective time of the Merger, each issued and outstanding common share of XL Group Ltd was automatically cancelled and converted into the right to receive $57.60 in cash (the "Merger Consideration").
F2: Includes all common shares held directly by the Reporting Person immediately prior to the Merger and which were automatically cancelled and converted into the right to receive the Merger Consideration.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| July 05, 2024 Filed Jul 8, 2024 17:00 UTC | WestRock Co WRK · Entity 89113 | Disposition to issuerCommon Stock | 23,513 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001062993-24-013540 · form4.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes an aggregate of 6,845.0 shares underlying unvested restricted stock unit awards and vested restricted stock unit awards held pursuant to Non-Employee Director Deferred Compensation Plans, which awards were fully vested (to the extent not already vested) as of immediately prior to the Merger Effective Time (as defined in the Transaction Agreement, dated as of September 12, 2023, by and among the Issuer, Smurfit Kappa Group plc, Smurfit Westrock plc (formerly known as Smurfit WestRock Limited, "Smurfit Westrock"), and Sun Merger Sub, LLC (the "Transaction Agreement")). Also includes dividend equivalents exempt from Section 16 that were credited since the Reporting Person's most recent Form 4. F2 · price: Pursuant to the Transaction Agreement, at the Merger Effective Time, each share of the Issuer's common stock held by the Reporting Person was cancelled and automatically converted into the right to receive, without interest and less applicable withholding taxes, one ordinary share of Smurfit Westrock and $5.00 in cash. With respect to any amount payable that constitutes nonqualified deferred compensation subject to Section 409A of the Internal Revenue Code ("Section 409A"), to the extent that payment of such amount would otherwise cause the imposition of a tax or penalty under Section 409A, the delivery of the Merger Consideration will be made at the earliest time permitted under the Transaction Agreement and the terms of the corresponding award that will not result in the imposition of such tax or penalty. Read SEC document |
| February 05, 2024 Filed Feb 6, 2024 16:14 UTC | WestRock Co WRK · Entity 89113 | GrantCommon Stock | 4,139 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-002083 · form4.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,428 F1 · shares: Relates to the annual grant of restricted stock units, which pursuant to its terms, is scheduled to vest on February 5, 2025. F2 · balance_after: Includes dividend equivalents exempt from Section 16 that were credited since the Reporting Person's most recent Form 4. Read SEC document |
| February 03, 2023 Filed Feb 6, 2023 16:20 UTC | WestRock Co WRK · Entity 89113 | GrantCommon Stock | 4,586 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-23-002260 · form4.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,033 F1 · shares: Relates to the annual grant of restricted stock units, which pursuant to its terms, is scheduled to vest on February 3, 2024. F2 · balance_after: Includes dividend equivalents exempt from Section 16 that were credited since the Reporting Person's most recent Form 4. Read SEC document |
| August 17, 2022 Filed Aug 19, 2022 09:02 UTC | WestRock Co WRK · Entity 89113 | SaleCommon Stock | 2,483 | $42.36 | $105,179.88 |
DisclosureSEC source: 0001062993-22-018435 · form4.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,326 F1 · price: The price reported in Column 4 is a weighted average price. Shares were sold in multiple transactions at prices ranging from $42.34 to $42.37, inclusive. The Reporting Person undertakes to provide to the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each separate purchase price. F2 · balance_after: Includes additional dividend equivalents and reinvestments from prior periods that were exempt from Section 16 and were not previously reflected in the Reporting Person's beneficial ownership. Read SEC document |
| August 10, 2022 Filed Aug 12, 2022 16:21 UTC | WestRock Co WRK · Entity 89113 | SaleCommon Stock | 1,417 | $42.31 | $59,953.27 |
DisclosureSEC source: 0001062993-22-017859 · form4.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,675 Read SEC document |
| May 09, 2022 Filed May 11, 2022 16:17 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 2,767 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-028282 · doc4.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,758 Read SEC document |
| March 08, 2022 Filed Mar 10, 2022 15:23 UTC | WestRock Co WRK · Entity 89113 | SaleCommon Stock | 6,690 | $41.38 | $276,832.20 |
DisclosureSEC source: 0001062993-22-007298 · form4.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,092 F1 · shares: Reflects sale of Shares at a sales price of $41.38 per share. Read SEC document |
| February 07, 2022 Filed Feb 8, 2022 19:47 UTC | WestRock Co WRK · Entity 89113 | GrantCommon Stock | 3,533 | $45.29 | $160,009.57 |
DisclosureSEC source: 0001062993-22-003155 · form4.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,782 F1 · shares: Relates to grant of stock which, pursuant to its items, is scheduled to vest on February 7, 2023. Read SEC document |
| November 16, 2021 Filed Nov 18, 2021 17:15 UTC | WestRock Co WRK · Entity 89113 | SaleCommon Stock | 3,050 | $49.45 | $150,822.50 |
DisclosureSEC source: 0001732845-21-000074 · edgar.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,249 F1 · shares: Reflects sale of Shares at a sales price of $49.45 per share. Read SEC document |
| May 10, 2021 Filed May 12, 2021 16:25 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 3,655 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-032046 · doc4.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,991 Read SEC document |
| January 29, 2021 Filed Feb 2, 2021 16:55 UTC | WestRock Co WRK · Entity 89113 | GrantCommon Stock | 3,862 | $41.43 | $160,002.66 |
DisclosureSEC source: 0000950157-21-000100 · form4.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,038 F1 · shares: Relates to a grant of stock that, pursuant to its terms, is scheduled to vest on January 29, 2022. F2 · balance_after: Includes 73 shares acquired from dividend payments on the stock grant that was made on January 31, 2020 and vested on January 31, 2021. Read SEC document |
| January 27, 2021 Filed Jan 28, 2021 17:30 UTC | Alcoa Corp AA · Entity 3397 | PurchaseCommon Stock, par value $0.01 per share | 400 | $17.50 | $7,000.00 |
DisclosureSEC source: 0001209191-21-005913 · doc4.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,336 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| November 17, 2020 Filed Nov 18, 2020 17:00 UTC | Alcoa Corp AA · Entity 3397 | PurchaseCommon Stock, par value $0.01 per share | 200 | $17.29 | $3,458.00 |
DisclosureSEC source: 0001209191-20-059163 · doc4.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,936 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| October 19, 2020 Filed Oct 20, 2020 16:23 UTC | Alcoa Corp AA · Entity 3397 | PurchaseCommon Stock, par value $0.01 per share | 200 | $12.75 | $2,550.00 |
DisclosureSEC source: 0001209191-20-055371 · doc4.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,736 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| September 24, 2020 Filed Sep 28, 2020 07:06 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 2,564 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-052169 · doc4.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,536 Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 16:28 UTC | Alcoa Corp AA · Entity 3397 | PurchaseCommon Stock, per value $0.01 per share | 100 | $13.30 | $1,329.50 |
DisclosureSEC source: 0001209191-20-051154 · doc4.xml · nonDerivative · entry 2 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,972 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| September 17, 2020 Filed Sep 18, 2020 16:28 UTC | Alcoa Corp AA · Entity 3397 | PurchaseCommon Stock, par value $0.01 per share | 100 | $13.30 | $1,330.00 |
DisclosureSEC source: 0001209191-20-051154 · doc4.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,872 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| September 14, 2020 Filed Sep 15, 2020 13:51 UTC | WestRock Co WRK · Entity 89113 | PurchaseCommon Stock | 100 | $32.95 | $3,295.00 |
DisclosureSEC source: 0001732845-20-000133 · edgar.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,200 Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 16:19 UTC | Alcoa Corp AA · Entity 3397 | PurchaseCommon Stock, par value $0.01 per share | 100 | $14.72 | $1,472.00 |
DisclosureSEC source: 0001209191-20-047186 · doc4.xml · nonDerivative · entry 2 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,772 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| August 17, 2020 Filed Aug 18, 2020 16:19 UTC | Alcoa Corp AA · Entity 3397 | PurchaseCommon Stock, par value $0.01 per share | 100 | $14.73 | $1,473.00 |
DisclosureSEC source: 0001209191-20-047186 · doc4.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,672 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| July 17, 2020 Filed Jul 20, 2020 16:32 UTC | Alcoa Corp AA · Entity 3397 | PurchaseCommon Stock, par value $0.01 per share | 200 | $13.66 | $2,732.00 |
DisclosureSEC source: 0001209191-20-043049 · doc4.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,572 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| July 14, 2020 Filed Jul 15, 2020 13:59 UTC | WestRock Co WRK · Entity 89113 | PurchaseCommon Stock | 100 | $28.15 | $2,815.00 |
DisclosureSEC source: 0001732845-20-000130 · edgar.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · shares: The purchase of shares was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2019. Read SEC document |
| June 17, 2020 Filed Jun 19, 2020 16:17 UTC | Alcoa Corp AA · Entity 3397 | PurchaseCommon Stock, par value $0.01 per share | 200 | $11.50 | $2,300.00 |
DisclosureSEC source: 0001209191-20-037916 · doc4.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,372 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| June 15, 2020 Filed Jun 16, 2020 14:32 UTC | WestRock Co WRK · Entity 89113 | PurchaseCommon Stock | 100 | $27.02 | $2,702.00 |
DisclosureSEC source: 0001732845-20-000126 · edgar.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Trust Disclosed balance after: 900 F1 · shares: The purchase in this form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on September 13, 2019. Read SEC document |
| May 18, 2020 Filed May 19, 2020 16:32 UTC | Alcoa Corp AA · Entity 3397 | PurchaseCommon Stock, par value $0.01 per share | 200 | $7.12 | $1,424.00 |
DisclosureSEC source: 0001209191-20-030491 · doc4.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,172 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| May 14, 2020 Filed May 18, 2020 12:17 UTC | WestRock Co WRK · Entity 89113 | PurchaseCommon Stock | 100 | $23.70 | $2,370.00 |
DisclosureSEC source: 0001732845-20-000102 · edgar.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · By trust Disclosed balance after: 800 F1 · shares: The purchase in this form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on September 13, 2019. Read SEC document |
| May 08, 2020 Filed May 12, 2020 16:35 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 14,870 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-028534 · doc4.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,972 Read SEC document |
| April 17, 2020 Filed Apr 20, 2020 17:27 UTC | Alcoa Corp AA · Entity 3397 | PurchaseCommon Stock, par value $0.01 per share | 200 | $7.32 | $1,464.00 |
DisclosureSEC source: 0001209191-20-025129 · doc4.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,102 F1 · kind: The transaction reported on this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person. Read SEC document |
| April 14, 2020 Filed Apr 14, 2020 16:58 UTC | WestRock Co WRK · Entity 89113 | PurchaseCommon Stock | 100 | $32.69 | $3,269.00 |
DisclosureSEC source: 0001732845-20-000100 · edgar.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · In Trust Disclosed balance after: 700 F1 · shares: The purchase in this Form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on September 13, 2019. Read SEC document |
| March 16, 2020 Filed Mar 17, 2020 10:14 UTC | WestRock Co WRK · Entity 89113 | PurchaseCommon Stock | 100 | $22.42 | $2,242.00 |
DisclosureSEC source: 0001732845-20-000086 · edgar.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · In Trust Disclosed balance after: 600 F1 · shares: The purchase in this Form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on September 13, 2019. Read SEC document |
| February 14, 2020 Filed Feb 18, 2020 06:28 UTC | WestRock Co WRK · Entity 89113 | PurchaseCommon Stock | 100 | $40.75 | $4,075.00 |
DisclosureSEC source: 0001732845-20-000070 · edgar.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Joint with Spouse Disclosed balance after: 500 F1 · shares: The purchase in this Form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on September 13, 2019. Read SEC document |
| January 31, 2020 Filed Feb 4, 2020 14:25 UTC | WestRock Co WRK · Entity 89113 | GrantCommon Stock | 4,103 | $39.00 | $160,017.00 |
DisclosureSEC source: 0001732845-20-000043 · edgar.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,103 F1 · shares: Relates to a grant of stock which, pursuant to its terms, is scheduled to vest on January 31, 2021. Read SEC document |
| January 14, 2020 Filed Jan 15, 2020 15:51 UTC | WestRock Co WRK · Entity 89113 | PurchaseCommon Stock | 100 | $42.74 | $4,274.00 |
DisclosureSEC source: 0001732845-20-000004 · edgar.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Joint with Spouse Disclosed balance after: 400 F1 · shares: The purchase in this Form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on September 13, 2019. Read SEC document |
| December 16, 2019 Filed Dec 16, 2019 17:37 UTC | WestRock Co WRK · Entity 89113 | PurchaseCommon Stock | 100 | $41.50 | $4,149.97 |
DisclosureSEC source: 0001732845-19-000132 · edgar.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Joint with spouse Disclosed balance after: 300 F1 · shares: The purchase reported in this Form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on September 13, 2019. F2 · price: Shares were sold at average price of $41.4997. Prices ranging from $41.4650 to $41.50 per share. Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 09:32 UTC | WestRock Co WRK · Entity 89113 | PurchaseCommon Stock | 100 | $40.43 | $4,043.00 |
DisclosureSEC source: 0001732845-19-000124 · edgar.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Joint with Spouse Disclosed balance after: 200 F1 · shares: The purchase reported in this Form 4 was effected pursuant to a rule 10b5-1 trading plan adopted by the reporting person on September 13, 2019. Read SEC document |
| October 14, 2019 Filed Oct 15, 2019 09:37 UTC | WestRock Co WRK · Entity 89113 | GrantCommon Stock | 100 | $36.23 | $3,623.00 |
DisclosureSEC source: 0001732845-19-000088 · edgar.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · Joint with Spouse Disclosed balance after: 100 F1 · balance_after: The purchases reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 13, 2019. Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 17:19 UTC | FIRST DATA CORP FDC · Entity 15928 | Disposition to issuerStock Options (right to buy) · Derivative | 158,182 | Not disclosed Strike: $12.65 | Not disclosed |
DisclosureSEC source: 0001209191-19-043547 · doc4.xml · derivative · entry 3 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class B Common Stock · 158,182 shares Expires 2024-11-12 F4 · price: Pursuant to the Merger Agreement, immediately after the effective time of the Merger, the option was converted into an option to purchase a number of shares of Fiserv common stock equal to the number of shares of Issuer common stock subject to such option award immediately prior the effective time multiplied by the exchange ratio, with an exercise price per share equal to the exercise price per share of such stock option immediately prior to the effective time divided by the exchange ratio. F3 · derivative.exercise_date: These stock options are fully vested and exercisable. F2 · derivative.underlying: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 17:19 UTC | FIRST DATA CORP FDC · Entity 15928 | Disposition to issuerClass B Common Stock · Derivative | 18,673 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-043547 · doc4.xml · derivative · entry 2 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 18,673 shares Expires not disclosed F2 · derivative.exercise_price: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F1 · price: Pursuant to the Agreement and Plan of Merger dated January 16, 2019 (Merger Agreement) among First Data Corporation (Issuer), Fiserv, Inc. (Fiserv), and 300 Holdings, Inc. (Merger Sub), upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). F2 · derivative.exercise_date: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. F2 · derivative.expiration_date: Shares of Class B common stock were convertible into shares of Class A common stock on a one-for-one basis at any time at the option of the holder with the prior written consent of the issuer, automatically upon transfer, with certain exceptions, and upon certain other events. Read SEC document |
| July 29, 2019 Filed Jul 29, 2019 17:19 UTC | FIRST DATA CORP FDC · Entity 15928 | Disposition to issuerClass A Common Stock | 34,976 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-19-043547 · doc4.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: Pursuant to the Agreement and Plan of Merger dated January 16, 2019 (Merger Agreement) among First Data Corporation (Issuer), Fiserv, Inc. (Fiserv), and 300 Holdings, Inc. (Merger Sub), upon the effective time of the merger of Merger Sub into Issuer (the Merger) on July 29, 2019, each common share of the Issuer was converted in the right to receive 0.303 shares of Fiserv common stock (the exchange ratio). Read SEC document |
| May 10, 2019 Filed May 14, 2019 16:55 UTC | Alcoa Corp AA · Entity 3397 | GrantCommon Stock, par value $0.01 per share | 4,792 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-029690 · doc4.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,902 Read SEC document |
| May 09, 2019 Filed May 13, 2019 16:17 UTC | FIRST DATA CORP FDC · Entity 15928 | GrantClass A Common Stock | 5,961 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-029318 · doc4.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 34,976 F1 · kind: Represents an immediately vested annual stock award grant. Read SEC document |
| January 31, 2019 Filed Feb 1, 2019 15:36 UTC | WestRock Co WRK · Entity 89113 | GrantCommon Stock | 3,316 | $40.71 | $134,994.36 |
DisclosureSEC source: 0001732845-19-000017 · edgar.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,893 F1 · shares: Relates to a grant of stock which, pursuant to its terms, is scheduled to vest on January 31, 2020. Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 09:48 UTC | WestRock Co WRK · Entity 89113 | GrantCommon Stock | 11,577 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001732845-18-000059 · edgar.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,577 F1 · price: On November 2, 2018, pursuant to the terms of the Agreement and Plan of Merger, dated as of January 28, 2018, by and among WRKCo Inc. (formerly known as WestRock Company), KapStone Paper and Packaging Corporation ("KapStone"), WestRock Company (formerly known as Whiskey Holdco, Inc.) ("WestRock"), Whiskey Merger Sub, Inc. and Kola Merger Sub Inc.: (i) Whiskey Merger Sub, Inc. merged with and into WRKCo Inc., with WRKCo Inc. surviving such merger as a wholly owned subsidiary of WestRock and (ii) Kola Merger Sub, Inc. merged with and into KapStone with KapStone surviving such merger as a wholly owned subsidiary of WestRock (such mergers, together, the "Mergers"). F2 · price: Represents shares of WestRock common stock acquired in connection with the Mergers in exchange for shares of WRKCo Inc. common stock on a one-for-one basis and, in the case of restricted stock, subject to the same terms and conditions as were applicable to such shares immediately prior to the consummation of the Mergers. Read SEC document |
| November 02, 2018 Filed Nov 6, 2018 08:26 UTC | WRKCo Inc. WRK · Entity 162579 | Disposition to issuerCommon Stock | 11,577 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001636023-18-000147 · edgar.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On November 2, 2018, pursuant to the terms of the Agreement and Plan of Merger, dated as of January 28, 2018, by and among WRKCo Inc. (formerly known as WestRock Company), KapStone Paper and Packaging Corporation ("KapStone), WestRock Company (formerly known as Whiskey Holdco, Inc.) (the "Company"), Whiskey Merger Sub, Inc. and Kola Merger Sub Inc., (i) Whiskey Merger Sub, Inc. merged with and into WRKCo Inc., with WRKCo Inc. surviving such merger as a wholly owned subsidiary of the Company and (ii) Kola Merger Sub, Inc. merged with and into KapStone with KapStone surviving such merger as a wholly owned subsidiary of the Company (such mergers, together, the "Mergers"). F2 · price: In connection with the Mergers, each share of common stock issued and outstanding immediately prior to the consummation of the Mergers, converted into one share of the Company's common stock, in the case of restricted shares, subject to the same terms and conditions as were applicable to such shares immediately prior to the consummation of the Mergers. Read SEC document |
| September 17, 2018 Filed Sep 18, 2018 16:03 UTC | FIRST DATA CORP FDC · Entity 15928 | PurchaseClass A Common Stock | 94 | $26.52 | $2,493.32 |
DisclosureSEC source: 0001209191-18-051418 · doc4.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,015 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Nevels on September 14, 2017. F2 · price: The price represents the weighted average purchase price for multiple transactions reported on this line. The prices of the transactions ranged from $26.035 to $26.53, inclusive. Upon request of the SEC staff, First Data Corporation (FDC), or a security holder of FDC, the reporting person will provide full information regarding the number of shares purchased at each separate price. Read SEC document |
| September 12, 2018 Filed Sep 14, 2018 16:16 UTC | XL GROUP LTD XL · Entity 163619 | Disposition to issuerCommon Shares | 4,767 | $57.60 | $274,579.20 |
DisclosureSEC source: 0001209191-18-051077 · doc4.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of following the completion of the merger (the "Merger") described in the Agreement and Plan of Merger, dated as of March 5, 2018, by and among AXA SA, Camelot Holdings Ltd. and the Issuer. At the effective time of the Merger, each issued and outstanding common share of XL Group Ltd was automatically cancelled and converted into the right to receive $57.60 in cash (the "Merger Consideration"). F2 · shares: Includes all common shares held directly by the Reporting Person immediately prior to the Merger and which were automatically cancelled and converted into the right to receive the Merger Consideration. Read SEC document |
| August 16, 2018 Filed Aug 17, 2018 16:51 UTC | FIRST DATA CORP FDC · Entity 15928 | PurchaseClass A Common Stock | 100 | $24.15 | $2,415.00 |
DisclosureSEC source: 0001209191-18-047403 · doc4.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,921 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Nevels on September 14, 2017. Read SEC document |
| July 16, 2018 Filed Jul 17, 2018 16:06 UTC | FIRST DATA CORP FDC · Entity 15928 | PurchaseClass A Common Stock | 100 | $22.24 | $2,224.00 |
DisclosureSEC source: 0001209191-18-042829 · doc4.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,821 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Nevels on September 14, 2017. Read SEC document |
| June 18, 2018 Filed Jun 19, 2018 16:58 UTC | FIRST DATA CORP FDC · Entity 15928 | PurchaseClass A Common Stock | 100 | $21.41 | $2,141.00 |
DisclosureSEC source: 0001209191-18-038609 · doc4.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,721 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Nevels on September 14, 2017. Read SEC document |
| May 16, 2018 Filed May 17, 2018 16:17 UTC | FIRST DATA CORP FDC · Entity 15928 | PurchaseClass A Common Stock | 100 | $19.66 | $1,966.00 |
DisclosureSEC source: 0001209191-18-030888 · doc4.xml · nonDerivative · entry 1 Nevels James E · CIK 0001327751 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,621 F1 · kind: This transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by Mr. Nevels on September 14, 2017. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.