Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| ALLIANCEBERNSTEIN HOLDING L.P.AB · Entity 4151 | Chief People Officer | December 11, 2024 | December 13, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
ALLIANCEBERNSTEIN HOLDING L.P.
Report date December 11, 2024 · Filed December 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| AB Holding UnitsSEC Table I · non-derivative | Indirectby rabbi trust under employee incentive comp award program | 32,716 |
Reported balance
After 2024-12-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2024-12-11 · Grant · Acquired 15,992 · Balance 32,716 F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2: Reporting Person's 2024 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 11, 2024, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 15,992 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2025, 2026 and 2027. F3: Closing price of an AB Holding Unit (NYSE: AB) on the date as of which the award was approved and valued (December 11, 2024). |
Filing footnotes · ownership attribution and instrument terms
F1: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units")
F2: Reporting Person's 2024 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 11, 2024, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 15,992 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2025, 2026 and 2027.
F3: Closing price of an AB Holding Unit (NYSE: AB) on the date as of which the award was approved and valued (December 11, 2024).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 11, 2024 Filed Dec 13, 2024 21:49 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | GrantAB Holding Units | 15,992 | $36.19 | $578,750.48 |
DisclosureSEC source: 0002009217-24-000007 · wk-form4_1734126551.xml · nonDerivative · entry 1 Spencer Catherine R. · CIK 0002009217 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Indirect · by rabbi trust under employee incentive comp award program Disclosed balance after: 32,716 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: Reporting Person's 2024 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 11, 2024, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 15,992 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2025, 2026 and 2027. F3 · price: Closing price of an AB Holding Unit (NYSE: AB) on the date as of which the award was approved and valued (December 11, 2024). F2 · balance_after: Reporting Person's 2024 long-term incentive compensation award, which was approved by the Section 16 Subcommittee (a committee consisting entirely of independent directors) of the Compensation and Workplace Practices Committee of the Board of Directors as of December 11, 2024, was made in the form of AB Holding Units. Reporting Person therefore may be deemed to have acquired 15,992 AB Holding Units. These AB Holding Units are held in a rabbi trust under AllianceBernstein's incentive compensation award program until they vest and are delivered to the Reporting Person. The award vests, subject to various agreements and covenants set forth in the applicable award agreement, in equal annual increments on each of December 1, 2025, 2026 and 2027. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 22:14 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 12,014 | $36.27 | $435,747.78 |
DisclosureSEC source: 0002009217-24-000005 · wk-form4_1733350455.xml · nonDerivative · entry 2 Spencer Catherine R. · CIK 0002009217 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 72,711 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: On December 2, 2024, 16,034 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to her. Of these AB Holding Units, 4,020 AB Holding Units were withheld for tax purposes and 12,014 AB Holding Units were delivered to her. F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on November 29, 2024. F2 · balance_after: On December 2, 2024, 16,034 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to her. Of these AB Holding Units, 4,020 AB Holding Units were withheld for tax purposes and 12,014 AB Holding Units were delivered to her. Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 22:14 UTC | ALLIANCEBERNSTEIN HOLDING L.P. AB · Entity 4151 | Tax withholdingAB Holding Units | 16,034 | $36.27 | $581,553.18 |
DisclosureSEC source: 0002009217-24-000005 · wk-form4_1733350455.xml · nonDerivative · entry 1 Spencer Catherine R. · CIK 0002009217 · Chief People Officer 10b5-1 filing: No plan indicated Ownership: Indirect · by rabbi trust under employee incentive comp award program Disclosed balance after: 16,724 F1 · security: Units representing assignments of beneficial ownership of limited partnership interests in AllianceBernstein Holding L.P. ("AB Holding Units") F2 · shares: On December 2, 2024, 16,034 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to her. Of these AB Holding Units, 4,020 AB Holding Units were withheld for tax purposes and 12,014 AB Holding Units were delivered to her. F3 · price: The closing price of an AB Holding Unit for NYSE composite transactions on November 29, 2024. F2 · balance_after: On December 2, 2024, 16,034 AB Holding Units previously owned by Reporting Person through a rabbi trust under an employee incentive compensation award program were distributed to her. Of these AB Holding Units, 4,020 AB Holding Units were withheld for tax purposes and 12,014 AB Holding Units were delivered to her. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.