Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AMC Global Media Inc.AMCX · Entity 5454 | Director · 10% owner · Member of 13(d) Group | March 28, 2024 | April 01, 2024 |
| Madison Square Garden Entertainment Corp.MSGE · Entity 4110 | Director · Member of 13 (d) Group | December 11, 2024 | December 13, 2024 |
| Madison Square Garden Sports Corp.MSGS · Entity 3572 | Director · 10% owner · Member of 13(d) Group | December 04, 2024 | December 06, 2024 |
| Sphere Entertainment Co.SPHR · Entity 3931 | Director · 10% owner · Member of 13(d) Group | December 09, 2024 | December 11, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AMC Global Media Inc.
Report date March 28, 2024 · Filed April 01, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | Direct | 109,322 |
Reported balance
After 2024-03-28 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-03-28 · Other · Acquired 109,322 · Balance 109,322 F1: Class B Common Stock of AMC Networks Inc. ("AMC Networks") is convertible at the option of the holder on a share for share basis into AMC Networks Class A Common Stock. F2: Reflects the withdrawal of shares from a trust for the benefit of the Reporting Person's descendants in exchange for cash pursuant to the substitution of assets provision of the trust. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy CFD 2009 Revocable Trust | 763,807 |
Reported balance
Holding disclosure · report date 2024-03-28 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance 763,807 F1: Class B Common Stock of AMC Networks Inc. ("AMC Networks") is convertible at the option of the holder on a share for share basis into AMC Networks Class A Common Stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Class B Common Stock of AMC Networks Inc. ("AMC Networks") is convertible at the option of the holder on a share for share basis into AMC Networks Class A Common Stock.
F2: Reflects the withdrawal of shares from a trust for the benefit of the Reporting Person's descendants in exchange for cash pursuant to the substitution of assets provision of the trust.
Madison Square Garden Entertainment Corp.
Report date December 11, 2024 · Filed December 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 12,989 |
Reported balance
After 2024-12-11 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-12-11 · Grant · Acquired 4,353 · Balance 12,989 F1: Each restricted stock unit ("RSU") is granted under the Madison Square Garden Entertainment Corp. 2023 Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F2: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") is granted under the Madison Square Garden Entertainment Corp. 2023 Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.
F2: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service.
Madison Square Garden Sports Corp.
Report date December 04, 2024 · Filed December 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 6,774 |
Reported balance
After 2024-12-04 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-12-04 · Grant · Acquired 709 · Balance 6,774 F1: Each restrictd stock unit ("RSU") is granted under the Madison Square Garden Sports Corp. 2015 Stock Plan for Non-Employee Directors, as amended and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F2: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restrictd stock unit ("RSU") is granted under the Madison Square Garden Sports Corp. 2015 Stock Plan for Non-Employee Directors, as amended and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.
F2: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service.
Sphere Entertainment Co.
Report date December 09, 2024 · Filed December 11, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 24,389 |
Reported balance
After 2024-12-09 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-12-09 · Grant · Acquired 1,956 · Balance 24,389 F1: Each restricted stock unit ("RSU") is granted under the Sphere Entertainment Co. 2020 Stock Plan for Non-Employee Directors, as amended, and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F2: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service. |
Filing footnotes · ownership attribution and instrument terms
F1: Each restricted stock unit ("RSU") is granted under the Sphere Entertainment Co. 2020 Stock Plan for Non-Employee Directors, as amended, and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof.
F2: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
MSG NETWORKS INC.
Report date July 09, 2021 · Filed July 13, 2021
Jointly reported with DOLAN HELEN A
Section 16 reporting ended · disclosed 2021-07-13. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | IndirectBy CFD 2009 Revocable Trust | 0 |
Reported balance
After 2021-07-09 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2021-07-09 · Disposition to issuer · Disposed 82,228 · Balance 0 F1: Represents shares of Class A Common Stock and Class B Common Stock, as applicable, of MSG Networks Inc. ("MSGN") disposed of as a result of the conversion of MSGN Class A Common Stock and MSGN Class B Common Stock to Class A Common Stock and Class B Common Stock, as applicable, of Madison Square Garden Entertainment Corp. ("MSGE") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28. F2: Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. F3: Charles F. Dolan is a co-trustee and beneficiary of the Charles F. Dolan 2009 Revocable Trust. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2021-07-09 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-07-09 · Disposition to issuer · Disposed 56,001 · Balance 0 F4: Each MSGN restricted stock unit represented a right to receive one share of MSGN Class A Common Stock or the cash equivalent thereof. F5: Represents MSGN restricted stock units ("MSGN RSUs") disposed as a result of the conversion of MSGN RSUs to MSGE restricted stock units pursuant to the closing of the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN RSUs, multiplied by (y) 0.172. F6: The MSGN RSUs were fully vested on the date of grant and, prior to the Merger, would have been settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceased. F7: Securities owned directly by Mr. Charles F. Dolan, Helen A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. |
| Class B Common StockSEC Table II · derivative / convertible security | IndirectBy CFD 2009 Revocable Trust | 0 |
Reported balance
After 2021-07-09 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-07-09 · Disposition to issuer · Disposed 676,156 · Balance 0 F8: The MSGN Class B Common Stock was convertible at the option of the holder on a share for share basis into MSGN Class A Common Stock. F1: Represents shares of Class A Common Stock and Class B Common Stock, as applicable, of MSG Networks Inc. ("MSGN") disposed of as a result of the conversion of MSGN Class A Common Stock and MSGN Class B Common Stock to Class A Common Stock and Class B Common Stock, as applicable, of Madison Square Garden Entertainment Corp. ("MSGE") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28. F2: Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. F3: Charles F. Dolan is a co-trustee and beneficiary of the Charles F. Dolan 2009 Revocable Trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Class A Common Stock and Class B Common Stock, as applicable, of MSG Networks Inc. ("MSGN") disposed of as a result of the conversion of MSGN Class A Common Stock and MSGN Class B Common Stock to Class A Common Stock and Class B Common Stock, as applicable, of Madison Square Garden Entertainment Corp. ("MSGE") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28.
F2: Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
F3: Charles F. Dolan is a co-trustee and beneficiary of the Charles F. Dolan 2009 Revocable Trust.
F4: Each MSGN restricted stock unit represented a right to receive one share of MSGN Class A Common Stock or the cash equivalent thereof.
F5: Represents MSGN restricted stock units ("MSGN RSUs") disposed as a result of the conversion of MSGN RSUs to MSGE restricted stock units pursuant to the closing of the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN RSUs, multiplied by (y) 0.172.
F6: The MSGN RSUs were fully vested on the date of grant and, prior to the Merger, would have been settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceased.
F7: Securities owned directly by Mr. Charles F. Dolan, Helen A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities.
F8: The MSGN Class B Common Stock was convertible at the option of the holder on a share for share basis into MSGN Class A Common Stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 11, 2024 Filed Dec 13, 2024 16:15 UTC | Madison Square Garden Entertainment Corp. MSGE · Entity 4110 | GrantRestricted Stock Units · Derivative | 4,353 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-136201 · ownership.xml · derivative · entry 1 DOLAN CHARLES F · CIK 0000935761 · Director · Member of 13 (d) Group 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,989 Underlying: Class A Common Stock · 4,353 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Madison Square Garden Entertainment Corp. 2023 Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service. F2 · derivative.expiration_date: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service. Read SEC document |
| December 09, 2024 Filed Dec 11, 2024 16:05 UTC | Sphere Entertainment Co. SPHR · Entity 3931 | GrantRestricted Stock Units · Derivative | 1,956 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-135359 · ownership.xml · derivative · entry 1 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,389 Underlying: Class A Common Stock · 1,956 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Sphere Entertainment Co. 2020 Stock Plan for Non-Employee Directors, as amended, and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service. F2 · derivative.expiration_date: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service. Read SEC document |
| December 04, 2024 Filed Dec 6, 2024 16:15 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | GrantRestricted Stock Units · Derivative | 709 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-134103 · ownership.xml · derivative · entry 1 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,774 Underlying: Class A Common Stock · 709 shares Expires not disclosed F1 · derivative.exercise_price: Each restrictd stock unit ("RSU") is granted under the Madison Square Garden Sports Corp. 2015 Stock Plan for Non-Employee Directors, as amended and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service. F2 · derivative.expiration_date: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service. Read SEC document |
| March 28, 2024 Filed Apr 1, 2024 17:18 UTC | AMC Global Media Inc. AMCX · Entity 5454 | OtherClass B Common Stock · Derivative | 109,322 | $12.21 | $1,334,275.01 |
DisclosureSEC source: 0001209191-24-005147 · doc4.xml · derivative · entry 1 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 109,322 Underlying: Class A Common Stock · 109,322 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock of AMC Networks Inc. ("AMC Networks") is convertible at the option of the holder on a share for share basis into AMC Networks Class A Common Stock. F2 · kind: Reflects the withdrawal of shares from a trust for the benefit of the Reporting Person's descendants in exchange for cash pursuant to the substitution of assets provision of the trust. F1 · derivative.exercise_date: Class B Common Stock of AMC Networks Inc. ("AMC Networks") is convertible at the option of the holder on a share for share basis into AMC Networks Class A Common Stock. F1 · derivative.expiration_date: Class B Common Stock of AMC Networks Inc. ("AMC Networks") is convertible at the option of the holder on a share for share basis into AMC Networks Class A Common Stock. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 16:34 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | OtherClass A Common Stock | 3,350 | $182.37 | $610,939.50 |
DisclosureSEC source: 0001209191-24-004930 · doc4.xml · nonDerivative · entry 1 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,350 F1 · kind: Reflects the withdrawal of shares from a trust for the benefit of the Reporting Person's descendants in exchange for cash pursuant to the substitution of assets provision of the trust. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 16:33 UTC | Sphere Entertainment Co. SPHR · Entity 3931 | OtherClass A Common Stock | 5,079 | $48.23 | $244,960.17 |
DisclosureSEC source: 0001209191-24-004929 · doc4.xml · nonDerivative · entry 1 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,079 F1 · kind: Reflects the withdrawal of shares from a trust for the benefit of the Reporting Person's descendants in exchange for cash pursuant to the substitution of assets provision of the trust. Read SEC document |
| March 15, 2024 Filed Mar 19, 2024 16:32 UTC | Madison Square Garden Entertainment Corp. MSGE · Entity 4110 | OtherClass A Common Stock | 5,079 | $37.63 | $191,122.77 |
DisclosureSEC source: 0001209191-24-004927 · doc4.xml · nonDerivative · entry 1 DOLAN CHARLES F · CIK 0000935761 · Director · Member of 13(d) Group 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,079 F1 · kind: Reflects the withdrawal of shares from a trust for the benefit of the Reporting Person's descendants in exchange for cash pursuant to the substitution of assets provision of the trust. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 16:05 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | GrantRestricted Stock Units · Derivative | 937 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058248 · doc4.xml · derivative · entry 1 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,065 Underlying: Class A Common Stock · 937 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is granted under the Madison Square Garden Sports Corp. 2015 Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service. F2 · derivative.expiration_date: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 19:28 UTC | Sphere Entertainment Co. SPHR · Entity 3931 | GrantRestricted Stock Units · Derivative | 4,660 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-058403 · doc4.xml · derivative · entry 1 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,433 Underlying: Class A Common Stock · 4,660 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Sphere Entertainment Co. 2020 Stock Plan for Non-Employee Directors, as amended, and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service. F2 · derivative.expiration_date: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service. Read SEC document |
| December 06, 2023 Filed Dec 8, 2023 16:05 UTC | Madison Square Garden Entertainment Corp. MSGE · Entity 4110 | GrantRestricted Stock Units · Derivative | 5,323 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-057887 · doc4.xml · derivative · entry 1 DOLAN CHARLES F · CIK 0000935761 · Director · Member of 13(d) Group 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,636 Underlying: Class A Common Stock · 5,323 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Madison Square Garden Entertainment Corp. 2023 Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service. F2 · derivative.expiration_date: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after a separation from service. Read SEC document |
| November 08, 2023 Filed Nov 13, 2023 16:20 UTC | Madison Square Garden Entertainment Corp. MSGE · Entity 4110 | OtherClass B Common Stock · Derivative | 112,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-054992 · doc4.xml · derivative · entry 2 DOLAN CHARLES F · CIK 0000935761 · Director · Member of 13(d) Group 10b5-1 filing: No plan indicated Ownership: Indirect · By CFD 2009 Revocable Trust Disclosed balance after: 341,684 Underlying: Class A Common Stock · 112,692 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible at the option of the holder on a share for share basis into Class A Common Stock. F2 · kind: Reflects the distribution of Class B Common Stock by the Helen A. Dolan 2009 Revocable Trust to the Charles F. Dolan 2009 Revocable Trust in a transaction exempt under Rule 16a-13 and 16b-5 following the death of Helen A. Dolan. F2 · price: Reflects the distribution of Class B Common Stock by the Helen A. Dolan 2009 Revocable Trust to the Charles F. Dolan 2009 Revocable Trust in a transaction exempt under Rule 16a-13 and 16b-5 following the death of Helen A. Dolan. F1 · derivative.exercise_date: Class B Common Stock is convertible at the option of the holder on a share for share basis into Class A Common Stock. F1 · derivative.expiration_date: Class B Common Stock is convertible at the option of the holder on a share for share basis into Class A Common Stock. F3 · ownership.direct: Charles F. Dolan is a co-trustee and beneficiary of the Helen A. Dolan 2009 Revocable Trust and the Charles F. Dolan 2009 Revocable Trust. Read SEC document |
| November 08, 2023 Filed Nov 13, 2023 16:20 UTC | Madison Square Garden Entertainment Corp. MSGE · Entity 4110 | OtherClass B Common Stock · Derivative | 112,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-054992 · doc4.xml · derivative · entry 1 DOLAN CHARLES F · CIK 0000935761 · Director · Member of 13(d) Group 10b5-1 filing: No plan indicated Ownership: Indirect · By HAD 2009 Revocable Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 112,692 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible at the option of the holder on a share for share basis into Class A Common Stock. F2 · kind: Reflects the distribution of Class B Common Stock by the Helen A. Dolan 2009 Revocable Trust to the Charles F. Dolan 2009 Revocable Trust in a transaction exempt under Rule 16a-13 and 16b-5 following the death of Helen A. Dolan. F2 · price: Reflects the distribution of Class B Common Stock by the Helen A. Dolan 2009 Revocable Trust to the Charles F. Dolan 2009 Revocable Trust in a transaction exempt under Rule 16a-13 and 16b-5 following the death of Helen A. Dolan. F1 · derivative.exercise_date: Class B Common Stock is convertible at the option of the holder on a share for share basis into Class A Common Stock. F1 · derivative.expiration_date: Class B Common Stock is convertible at the option of the holder on a share for share basis into Class A Common Stock. F3 · ownership.direct: Charles F. Dolan is a co-trustee and beneficiary of the Helen A. Dolan 2009 Revocable Trust and the Charles F. Dolan 2009 Revocable Trust. Read SEC document |
| November 08, 2023 Filed Nov 13, 2023 16:19 UTC | AMC Global Media Inc. AMCX · Entity 5454 | OtherClass B Common Stock · Derivative | 126,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-054990 · doc4.xml · derivative · entry 2 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group 10b5-1 filing: No plan indicated Ownership: Indirect · By CFD 2009 Revocable Trust Disclosed balance after: 763,807 Underlying: Class A Common Stock · 126,250 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible at the option of the holder on a share for share basis into Class A Common Stock. F2 · kind: Reflects the distribution of Class B Common Stock by the Helen A. Dolan 2009 Revocable Trust to the Charles F. Dolan 2009 Revocable Trust in a transaction exempt under Rule 16a-13 and 16b-5 following the death of Helen A. Dolan. F2 · price: Reflects the distribution of Class B Common Stock by the Helen A. Dolan 2009 Revocable Trust to the Charles F. Dolan 2009 Revocable Trust in a transaction exempt under Rule 16a-13 and 16b-5 following the death of Helen A. Dolan. F1 · derivative.exercise_date: Class B Common Stock is convertible at the option of the holder on a share for share basis into Class A Common Stock. F1 · derivative.expiration_date: Class B Common Stock is convertible at the option of the holder on a share for share basis into Class A Common Stock. F3 · ownership.direct: Charles F. Dolan is a co-trustee and beneficiary of the Helen A. Dolan 2009 Revocable Trust and the Charles F. Dolan 2009 Revocable Trust. Read SEC document |
| November 08, 2023 Filed Nov 13, 2023 16:19 UTC | AMC Global Media Inc. AMCX · Entity 5454 | OtherClass B Common Stock · Derivative | 126,250 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-054990 · doc4.xml · derivative · entry 1 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group 10b5-1 filing: No plan indicated Ownership: Indirect · By HAD 2009 Revocable Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 126,250 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible at the option of the holder on a share for share basis into Class A Common Stock. F2 · kind: Reflects the distribution of Class B Common Stock by the Helen A. Dolan 2009 Revocable Trust to the Charles F. Dolan 2009 Revocable Trust in a transaction exempt under Rule 16a-13 and 16b-5 following the death of Helen A. Dolan. F2 · price: Reflects the distribution of Class B Common Stock by the Helen A. Dolan 2009 Revocable Trust to the Charles F. Dolan 2009 Revocable Trust in a transaction exempt under Rule 16a-13 and 16b-5 following the death of Helen A. Dolan. F1 · derivative.exercise_date: Class B Common Stock is convertible at the option of the holder on a share for share basis into Class A Common Stock. F1 · derivative.expiration_date: Class B Common Stock is convertible at the option of the holder on a share for share basis into Class A Common Stock. F3 · ownership.direct: Charles F. Dolan is a co-trustee and beneficiary of the Helen A. Dolan 2009 Revocable Trust and the Charles F. Dolan 2009 Revocable Trust. Read SEC document |
| November 08, 2023 Filed Nov 13, 2023 16:17 UTC | Sphere Entertainment Co. SPHR · Entity 3931 | OtherClass B Common Stock · Derivative | 112,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-054986 · doc4.xml · derivative · entry 2 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group 10b5-1 filing: No plan indicated Ownership: Indirect · By CFD 2009 Revocable Trust Disclosed balance after: 341,684 Underlying: Class A Common Stock · 112,692 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible at the option of the holder on a share for share basis into Class A Common Stock. F2 · kind: Reflects the distribution of Class B Common Stock by the Helen A. Dolan 2009 Revocable Trust to the Charles F. Dolan 2009 Revocable Trust in a transaction exempt under Rule 16a-13 and 16b-5 following the death of Helen A. Dolan. F2 · price: Reflects the distribution of Class B Common Stock by the Helen A. Dolan 2009 Revocable Trust to the Charles F. Dolan 2009 Revocable Trust in a transaction exempt under Rule 16a-13 and 16b-5 following the death of Helen A. Dolan. F1 · derivative.exercise_date: Class B Common Stock is convertible at the option of the holder on a share for share basis into Class A Common Stock. F1 · derivative.expiration_date: Class B Common Stock is convertible at the option of the holder on a share for share basis into Class A Common Stock. F3 · ownership.direct: Charles F. Dolan is a co-trustee and beneficiary of the Helen A. Dolan 2009 Revocable Trust and the Charles F. Dolan 2009 Revocable Trust. Read SEC document |
| November 08, 2023 Filed Nov 13, 2023 16:17 UTC | Sphere Entertainment Co. SPHR · Entity 3931 | OtherClass B Common Stock · Derivative | 112,692 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-054986 · doc4.xml · derivative · entry 1 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group 10b5-1 filing: No plan indicated Ownership: Indirect · By HAD 2009 Revocable Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 112,692 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible at the option of the holder on a share for share basis into Class A Common Stock. F2 · kind: Reflects the distribution of Class B Common Stock by the Helen A. Dolan 2009 Revocable Trust to the Charles F. Dolan 2009 Revocable Trust in a transaction exempt under Rule 16a-13 and 16b-5 following the death of Helen A. Dolan. F2 · price: Reflects the distribution of Class B Common Stock by the Helen A. Dolan 2009 Revocable Trust to the Charles F. Dolan 2009 Revocable Trust in a transaction exempt under Rule 16a-13 and 16b-5 following the death of Helen A. Dolan. F1 · derivative.exercise_date: Class B Common Stock is convertible at the option of the holder on a share for share basis into Class A Common Stock. F1 · derivative.expiration_date: Class B Common Stock is convertible at the option of the holder on a share for share basis into Class A Common Stock. F3 · ownership.direct: Charles F. Dolan is a co-trustee and beneficiary of the Helen A. Dolan 2009 Revocable Trust and the Charles F. Dolan 2009 Revocable Trust. Read SEC document |
| November 08, 2023 Filed Nov 13, 2023 16:16 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | OtherClass B Common Stock · Derivative | 112,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-054984 · doc4.xml · derivative · entry 2 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group 10b5-1 filing: No plan indicated Ownership: Indirect · By CFD 2009 Revocable Trust Disclosed balance after: 224,434 Underlying: Class A Common Stock · 112,217 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible at the option of the holder on a share for share basis into Class A Common Stock. F2 · kind: Reflects the distribution of Class B Common Stock by the Helen A. Dolan 2009 Revocable Trust to the Charles F. Dolan 2009 Revocable Trust in a transaction exempt under Rule 16a-13 and 16b-5 following the death of Helen A. Dolan. F2 · price: Reflects the distribution of Class B Common Stock by the Helen A. Dolan 2009 Revocable Trust to the Charles F. Dolan 2009 Revocable Trust in a transaction exempt under Rule 16a-13 and 16b-5 following the death of Helen A. Dolan. F1 · derivative.exercise_date: Class B Common Stock is convertible at the option of the holder on a share for share basis into Class A Common Stock. F1 · derivative.expiration_date: Class B Common Stock is convertible at the option of the holder on a share for share basis into Class A Common Stock. F3 · ownership.direct: Charles F. Dolan is a co-trustee and beneficiary of the Helen A. Dolan 2009 Revocable Trust and the Charles F. Dolan 2009 Revocable Trust. Read SEC document |
| November 08, 2023 Filed Nov 13, 2023 16:16 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | OtherClass B Common Stock · Derivative | 112,217 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-054984 · doc4.xml · derivative · entry 1 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group 10b5-1 filing: No plan indicated Ownership: Indirect · By HAD 2009 Revocable Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 112,217 shares Expires not disclosed F1 · derivative.exercise_price: Class B Common Stock is convertible at the option of the holder on a share for share basis into Class A Common Stock. F2 · kind: Reflects the distribution of Class B Common Stock by the Helen A. Dolan 2009 Revocable Trust to the Charles F. Dolan 2009 Revocable Trust in a transaction exempt under Rule 16a-13 and 16b-5 following the death of Helen A. Dolan. F2 · price: Reflects the distribution of Class B Common Stock by the Helen A. Dolan 2009 Revocable Trust to the Charles F. Dolan 2009 Revocable Trust in a transaction exempt under Rule 16a-13 and 16b-5 following the death of Helen A. Dolan. F1 · derivative.exercise_date: Class B Common Stock is convertible at the option of the holder on a share for share basis into Class A Common Stock. F1 · derivative.expiration_date: Class B Common Stock is convertible at the option of the holder on a share for share basis into Class A Common Stock. F3 · ownership.direct: Charles F. Dolan is a co-trustee and beneficiary of the Helen A. Dolan 2009 Revocable Trust and the Charles F. Dolan 2009 Revocable Trust. Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 16:30 UTC | Madison Square Garden Entertainment Corp. MSGE · Entity 4110 | GrantRestricted Stock Units · Derivative | 3,313 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-033756 · doc4.xml · derivative · entry 1 DOLAN CHARLES F · CIK 0000935761 · Director · Member of 13(d) Group DOLAN HELEN A · CIK 0000902298 · Member of 13(d) Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,313 Underlying: Class A Common Stock · 3,313 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Madison Square Garden Entertainment Corp. 2023 Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases. F2 · derivative.expiration_date: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases. F3 · ownership.direct: Securities are held by Charles F. Dolan, Helen A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan and this report shall not be deemed to be an admission that Ms. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 16:15 UTC | Madison Square Garden Entertainment Corp. MSGE · Entity 4110 | OtherClass B Common Stock · Derivative | 112,692 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-025143 · doc4.xml · derivative · entry 5 DOLAN CHARLES F · CIK 0000935761 · Director · Member of 13(d) Group DOLAN HELEN A · CIK 0000902298 · Member of 13(d) Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By HAD 2009 Revocable Trust Disclosed balance after: 112,692 Underlying: Class A Common Stock · 112,692 shares Expires not disclosed F9 · derivative.exercise_price: Class B Common Stock is convertible at the option of the holder on a share for share basis into Class A Common Stock. F10 · kind: Represents Class B Common Stock received in connection with the Distribution in a transaction exempt under Rule 16a-9. F10 · shares: Represents Class B Common Stock received in connection with the Distribution in a transaction exempt under Rule 16a-9. F10 · price: Represents Class B Common Stock received in connection with the Distribution in a transaction exempt under Rule 16a-9. F9 · derivative.exercise_date: Class B Common Stock is convertible at the option of the holder on a share for share basis into Class A Common Stock. F9 · derivative.expiration_date: Class B Common Stock is convertible at the option of the holder on a share for share basis into Class A Common Stock. F7 · balance_after: Reflects a transfer of shares previously owned directly by SPHR and its subsidiaries exempt under Rule 16a-13. F11 · ownership.direct: Helen A. Dolan is a co-trustee and beneficiary of the Helen A. Dolan 2009 Revocable Trust. F12 · ownership.direct: Charles F. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that he is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 16:15 UTC | Madison Square Garden Entertainment Corp. MSGE · Entity 4110 | OtherClass B Common Stock · Derivative | 228,992 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-025143 · doc4.xml · derivative · entry 4 DOLAN CHARLES F · CIK 0000935761 · Director · Member of 13(d) Group DOLAN HELEN A · CIK 0000902298 · Member of 13(d) Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By CFD 2009 Revocable Trust Disclosed balance after: 228,992 Underlying: Class A Common Stock · 228,992 shares Expires not disclosed F9 · derivative.exercise_price: Class B Common Stock is convertible at the option of the holder on a share for share basis into Class A Common Stock. F10 · kind: Represents Class B Common Stock received in connection with the Distribution in a transaction exempt under Rule 16a-9. F10 · shares: Represents Class B Common Stock received in connection with the Distribution in a transaction exempt under Rule 16a-9. F10 · price: Represents Class B Common Stock received in connection with the Distribution in a transaction exempt under Rule 16a-9. F9 · derivative.exercise_date: Class B Common Stock is convertible at the option of the holder on a share for share basis into Class A Common Stock. F9 · derivative.expiration_date: Class B Common Stock is convertible at the option of the holder on a share for share basis into Class A Common Stock. F7 · balance_after: Reflects a transfer of shares previously owned directly by SPHR and its subsidiaries exempt under Rule 16a-13. F5 · ownership.direct: Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. F8 · ownership.direct: Charles F. Dolan is a co-trustee and beneficiary of the Charles F. Dolan 2009 Revocable Trust. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 16:15 UTC | Madison Square Garden Entertainment Corp. MSGE · Entity 4110 | OtherClass A Common Stock | 50,307 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-025143 · doc4.xml · nonDerivative · entry 3 DOLAN CHARLES F · CIK 0000935761 · Director · Member of 13(d) Group DOLAN HELEN A · CIK 0000902298 · Member of 13(d) Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By CFD 2009 Revocable Trust Disclosed balance after: 50,307 F6 · kind: Represents Class A Common Stock received in connection with the Distribution in a transaction exempt under Rules 16a-9 and 16b-3. F6 · shares: Represents Class A Common Stock received in connection with the Distribution in a transaction exempt under Rules 16a-9 and 16b-3. F6 · price: Represents Class A Common Stock received in connection with the Distribution in a transaction exempt under Rules 16a-9 and 16b-3. F7 · balance_after: Reflects a transfer of shares previously owned directly by SPHR and its subsidiaries exempt under Rule 16a-13. F5 · ownership.direct: Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. F8 · ownership.direct: Charles F. Dolan is a co-trustee and beneficiary of the Charles F. Dolan 2009 Revocable Trust. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 16:15 UTC | Madison Square Garden Entertainment Corp. MSGE · Entity 4110 | OtherClass A Common Stock | 17,773 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-025143 · doc4.xml · nonDerivative · entry 2 DOLAN CHARLES F · CIK 0000935761 · Director · Member of 13(d) Group DOLAN HELEN A · CIK 0000902298 · Member of 13(d) Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,773 F2 · kind: Represents Class A Common Stock received by Charles F. Dolan, Helen A. Dolan's spouse, in connection with the Distribution pursuant to vested SPHR restricted stock units, in a transaction exempt under Rules 16a-9 and 16b-3. The shares of Class A Common Stock were granted pursuant to the MSGE 2023 Stock Plan for Non-Employee Directors. F2 · shares: Represents Class A Common Stock received by Charles F. Dolan, Helen A. Dolan's spouse, in connection with the Distribution pursuant to vested SPHR restricted stock units, in a transaction exempt under Rules 16a-9 and 16b-3. The shares of Class A Common Stock were granted pursuant to the MSGE 2023 Stock Plan for Non-Employee Directors. F2 · price: Represents Class A Common Stock received by Charles F. Dolan, Helen A. Dolan's spouse, in connection with the Distribution pursuant to vested SPHR restricted stock units, in a transaction exempt under Rules 16a-9 and 16b-3. The shares of Class A Common Stock were granted pursuant to the MSGE 2023 Stock Plan for Non-Employee Directors. F3 · balance_after: Reflects a transfer of shares previously owned directly by SPHR and its subsidiaries exempt under Rule 16a-13. Includes shares of SPHR Class A Common Stock received by Charles F. Dolan, Helen A. Dolan's spouse, in connection with the Distribution in an exempt transaction under Rules 16a-9 and 16b-3. F4 · ownership.direct: Securities held directly by Mr. Charles F. Dolan and indirectly by his spouse, Mrs. Helen A. Dolan. F5 · ownership.direct: Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| April 20, 2023 Filed Apr 21, 2023 16:15 UTC | Madison Square Garden Entertainment Corp. MSGE · Entity 4110 | OtherCommon Stock | 1,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-025143 · doc4.xml · nonDerivative · entry 1 DOLAN CHARLES F · CIK 0000935761 · Director · Member of 13(d) Group DOLAN HELEN A · CIK 0000902298 · Member of 13(d) Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Indirect · By Sphere Entertainment Co. and its subsidiaries Disclosed balance after: 0 F1 · kind: Relates to the spin-off of Madison Square Garden Entertainment Corp. (formerly MSGE Spinco, Inc., and referred to herein as "MSGE") from Sphere Entertainment Co. (formerly Madison Square Garden Entertainment Corp., and referred to herein as "SPHR"), which occurred on April 20, 2023. To effect the spin-off, the issued and outstanding common stock of MSGE was recapitalized into MSGE's Class A common stock ("Class A Common Stock") and Class B common stock ("Class B Common Stock") in a transaction exempt under Rule 16b-7, and following such transaction, SPHR distributed Class A Common Stock and Class B Common Stock to its stockholders (the "Distribution") in a transaction exempt under Rule 16a-9. F1 · shares: Relates to the spin-off of Madison Square Garden Entertainment Corp. (formerly MSGE Spinco, Inc., and referred to herein as "MSGE") from Sphere Entertainment Co. (formerly Madison Square Garden Entertainment Corp., and referred to herein as "SPHR"), which occurred on April 20, 2023. To effect the spin-off, the issued and outstanding common stock of MSGE was recapitalized into MSGE's Class A common stock ("Class A Common Stock") and Class B common stock ("Class B Common Stock") in a transaction exempt under Rule 16b-7, and following such transaction, SPHR distributed Class A Common Stock and Class B Common Stock to its stockholders (the "Distribution") in a transaction exempt under Rule 16a-9. F1 · price: Relates to the spin-off of Madison Square Garden Entertainment Corp. (formerly MSGE Spinco, Inc., and referred to herein as "MSGE") from Sphere Entertainment Co. (formerly Madison Square Garden Entertainment Corp., and referred to herein as "SPHR"), which occurred on April 20, 2023. To effect the spin-off, the issued and outstanding common stock of MSGE was recapitalized into MSGE's Class A common stock ("Class A Common Stock") and Class B common stock ("Class B Common Stock") in a transaction exempt under Rule 16b-7, and following such transaction, SPHR distributed Class A Common Stock and Class B Common Stock to its stockholders (the "Distribution") in a transaction exempt under Rule 16a-9. F1 · balance_after: Relates to the spin-off of Madison Square Garden Entertainment Corp. (formerly MSGE Spinco, Inc., and referred to herein as "MSGE") from Sphere Entertainment Co. (formerly Madison Square Garden Entertainment Corp., and referred to herein as "SPHR"), which occurred on April 20, 2023. To effect the spin-off, the issued and outstanding common stock of MSGE was recapitalized into MSGE's Class A common stock ("Class A Common Stock") and Class B common stock ("Class B Common Stock") in a transaction exempt under Rule 16b-7, and following such transaction, SPHR distributed Class A Common Stock and Class B Common Stock to its stockholders (the "Distribution") in a transaction exempt under Rule 16a-9. Read SEC document |
| March 09, 2023 Filed Jun 1, 2023 08:56 UTC | AMC Global Media Inc. AMCX · Entity 5454 | Exercise / conversionRestricted Stock Units · Derivative | 7,276 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-033216 · doc4.xml · derivative · entry 4 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group DOLAN HELEN A · CIK 0000902298 · 10% owner · Member of 13(d) Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 7,276 shares Expires 2023-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the AMC Networks Inc. 2016 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F1 · price: Each restricted stock unit ("RSU") is granted under the AMC Networks Inc. 2016 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F7 · derivative.exercise_date: One-third of the RSUs vested and were settled on March 9, 2021. One third of the RSUs vested and were settled on March 9, 2022. One-third of the RSUs vested and were settled on March 9, 2023. F2 · ownership.direct: Securities held directly by Mr. Charles F. Dolan and indirectly by his spouse, Mrs. Helen A. Dolan. F3 · ownership.direct: Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| March 09, 2023 Filed Jun 1, 2023 08:56 UTC | AMC Global Media Inc. AMCX · Entity 5454 | Tax withholdingClass A Common Stock | 3,595 | $19.46 | $69,958.70 |
DisclosureSEC source: 0001209191-23-033216 · doc4.xml · nonDerivative · entry 2 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group DOLAN HELEN A · CIK 0000902298 · 10% owner · Member of 13(d) Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 3,681 F4 · kind: Securities withheld to pay withholding taxes on vested RSUs exempt under Rule 16b-3. F2 · ownership.direct: Securities held directly by Mr. Charles F. Dolan and indirectly by his spouse, Mrs. Helen A. Dolan. F3 · ownership.direct: Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| March 09, 2023 Filed Jun 1, 2023 08:56 UTC | AMC Global Media Inc. AMCX · Entity 5454 | Exercise / conversionClass A Common Stock | 7,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-23-033216 · doc4.xml · nonDerivative · entry 1 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group DOLAN HELEN A · CIK 0000902298 · 10% owner · Member of 13(d) Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,276 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each restricted stock unit ("RSU") is granted under the AMC Networks Inc. 2016 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F2 · ownership.direct: Securities held directly by Mr. Charles F. Dolan and indirectly by his spouse, Mrs. Helen A. Dolan. F3 · ownership.direct: Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| December 09, 2022 Filed Dec 13, 2022 16:15 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | GrantRestricted Stock Units · Derivative | 1,027 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060910 · doc4.xml · derivative · entry 1 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group DOLAN HELEN A · CIK 0000902298 · 10% owner · Member of 13(d) Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,128 Underlying: Class A Common Stock · 1,027 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is granted under the Madison Square Garden Sports Corp. 2015 Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases. F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases. F3 · ownership.direct: Securities held directly by Charles F. Dolan, Helen A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan and this report shall not be deemed to be an admission that Ms. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| December 06, 2022 Filed Dec 8, 2022 16:05 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | GrantRestricted Stock Units · Derivative | 3,519 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-060321 · doc4.xml · derivative · entry 1 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group DOLAN HELEN A · CIK 0000902298 · 10% owner · Member of 13(d) Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,773 Underlying: Class A Common Stock · 3,519 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Madison Square Garden Entertainment Corp. 2020 Stock Plan for Non-Employee Directors, as amended, and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases. F2 · derivative.expiration_date: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases. F3 · ownership.direct: Securities are held by Charles F. Dolan, Helen A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan and this report shall not be deemed to be an admission that Ms. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| June 16, 2022 Filed Jun 21, 2022 16:18 UTC | AMC Global Media Inc. AMCX · Entity 5454 | GrantRestricted Stock Units · Derivative | 3,647 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-038388 · doc4.xml · derivative · entry 1 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group DOLAN HELEN A · CIK 0000902298 · 10% owner · Member of 13(d) Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,140 Underlying: Class A Common Stock · 3,647 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F3 · price: Granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors for no consideration. F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases. F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases. F4 · ownership.direct: Securities held directly by Charles F. Dolan, Helen A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities and this filing shall not be deemed an admission that Ms. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 16:29 UTC | AMC Global Media Inc. AMCX · Entity 5454 | Exercise / conversionRestricted Stock Units · Derivative | 7,276 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-018164 · doc4.xml · derivative · entry 9 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group DOLAN HELEN A · CIK 0000902298 · 10% owner · Member of 13(d) Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,276 Underlying: Class A Common Stock · 7,276 shares Expires 2022-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the AMC Networks Inc. 2016 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F5 · price: Each restricted stock unit ("RSU") is granted under the AMC Networks Inc. 2016 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F9 · derivative.exercise_date: One-third of the RSUs vested and were settled on March 9, 2021. One third of the RSUs vested and were settled on March 9, 2022. The remaining one third of the RSUs vest on March 9, 2023. F2 · ownership.direct: Securities held directly by Mr. Charles F. Dolan and indirectly by his spouse, Mrs. Helen A. Dolan. F3 · ownership.direct: Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 16:29 UTC | AMC Global Media Inc. AMCX · Entity 5454 | Exercise / conversionRestricted Stock Units · Derivative | 3,162 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-018164 · doc4.xml · derivative · entry 8 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group DOLAN HELEN A · CIK 0000902298 · 10% owner · Member of 13(d) Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,162 shares Expires 2022-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the AMC Networks Inc. 2016 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F5 · price: Each restricted stock unit ("RSU") is granted under the AMC Networks Inc. 2016 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F8 · derivative.exercise_date: One-third of the RSUs vested and were settled on March 9, 2020. One-third of the RSUs vested and were settled on March 9, 2021.The remaining one-third of the RSUs vested and were settled on March 9, 2022. F2 · ownership.direct: Securities held directly by Mr. Charles F. Dolan and indirectly by his spouse, Mrs. Helen A. Dolan. F3 · ownership.direct: Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 16:29 UTC | AMC Global Media Inc. AMCX · Entity 5454 | Tax withholdingClass A Common Stock | 2,732 | $38.89 | $106,247.48 |
DisclosureSEC source: 0001209191-22-018164 · doc4.xml · nonDerivative · entry 6 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group DOLAN HELEN A · CIK 0000902298 · 10% owner · Member of 13(d) Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,647 F6 · kind: Securities withheld to pay withholding taxes on vested RSUs exempt under Rule 16b-3. F2 · ownership.direct: Securities held directly by Mr. Charles F. Dolan and indirectly by his spouse, Mrs. Helen A. Dolan. F3 · ownership.direct: Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 16:29 UTC | AMC Global Media Inc. AMCX · Entity 5454 | Exercise / conversionClass A Common Stock | 7,276 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018164 · doc4.xml · nonDerivative · entry 5 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group DOLAN HELEN A · CIK 0000902298 · 10% owner · Member of 13(d) Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,379 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Each restricted stock unit ("RSU") is granted under the AMC Networks Inc. 2016 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F2 · ownership.direct: Securities held directly by Mr. Charles F. Dolan and indirectly by his spouse, Mrs. Helen A. Dolan. F3 · ownership.direct: Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 16:29 UTC | AMC Global Media Inc. AMCX · Entity 5454 | Tax withholdingClass A Common Stock | 1,139 | $38.89 | $44,295.71 |
DisclosureSEC source: 0001209191-22-018164 · doc4.xml · nonDerivative · entry 4 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group DOLAN HELEN A · CIK 0000902298 · 10% owner · Member of 13(d) Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,103 F6 · kind: Securities withheld to pay withholding taxes on vested RSUs exempt under Rule 16b-3. F2 · ownership.direct: Securities held directly by Mr. Charles F. Dolan and indirectly by his spouse, Mrs. Helen A. Dolan. F3 · ownership.direct: Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 16:29 UTC | AMC Global Media Inc. AMCX · Entity 5454 | Exercise / conversionClass A Common Stock | 3,162 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018164 · doc4.xml · nonDerivative · entry 3 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group DOLAN HELEN A · CIK 0000902298 · 10% owner · Member of 13(d) Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 47,242 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: Each restricted stock unit ("RSU") is granted under the AMC Networks Inc. 2016 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F2 · ownership.direct: Securities held directly by Mr. Charles F. Dolan and indirectly by his spouse, Mrs. Helen A. Dolan. F3 · ownership.direct: Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 16:29 UTC | AMC Global Media Inc. AMCX · Entity 5454 | Tax withholdingClass A Common Stock | 5,875 | $38.89 | $228,478.75 |
DisclosureSEC source: 0001209191-22-018164 · doc4.xml · nonDerivative · entry 2 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group DOLAN HELEN A · CIK 0000902298 · 10% owner · Member of 13(d) Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,080 F4 · kind: Securities withheld to pay withholding taxes on vested PRSUs exempt under Rule 16b-3. F2 · ownership.direct: Securities held directly by Mr. Charles F. Dolan and indirectly by his spouse, Mrs. Helen A. Dolan. F3 · ownership.direct: Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| March 09, 2022 Filed Mar 11, 2022 16:29 UTC | AMC Global Media Inc. AMCX · Entity 5454 | GrantClass A Common Stock | 16,006 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-018164 · doc4.xml · nonDerivative · entry 1 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group DOLAN HELEN A · CIK 0000902298 · 10% owner · Member of 13(d) Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,955 F1 · price: Each share of Class A Common Stock was issued on March 9, 2022 upon the vesting of performance restricted stock units ("PRSUs"). The PRSUs were initially granted on March 9, 2019 under the AMC Networks Inc. 2016 Employee Stock Plan, and the number of shares of Class A Common Stock issued on March 9, 2022 was determined based on the achievement of performance criteria established at the time of grant. F2 · ownership.direct: Securities held directly by Mr. Charles F. Dolan and indirectly by his spouse, Mrs. Helen A. Dolan. F3 · ownership.direct: Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| December 10, 2021 Filed Dec 14, 2021 17:01 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | GrantRestricted Stock Units · Derivative | 2,288 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-069503 · doc4.xml · derivative · entry 1 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group DOLAN HELEN A · CIK 0000902298 · 10% owner · Member of 13(d) Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,254 Underlying: Class A Common Stock · 2,288 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the Madison Square Garden Entertainment Corp. 2020 Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F2 · derivative.exercise_date: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases. F2 · derivative.expiration_date: The RSUs are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases. F3 · ownership.direct: Securities are held by Charles F. Dolan, Helen A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan and this report shall not be deemed to be an admission that Ms. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Remarks: Read SEC document |
| December 08, 2021 Filed Dec 10, 2021 16:25 UTC | Madison Square Garden Sports Corp. MSGS · Entity 3572 | GrantRestricted Stock Units · Derivative | 884 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-069020 · doc4.xml · derivative · entry 1 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group DOLAN HELEN A · CIK 0000902298 · 10% owner · Member of 13(d) Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,101 Underlying: Class A Common Stock · 884 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is granted under the Madison Square Garden Sports Corp. 2015 Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases. F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceases. F3 · ownership.direct: Securities held directly by Charles F. Dolan, Helen A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan and this report shall not be deemed to be an admission that Ms. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 16:38 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | GrantClass B Common Stock · Derivative | 116,299 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-046512 · doc4.xml · derivative · entry 4 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group DOLAN HELEN A · CIK 0000902298 · 10% owner · Member of 13(d) Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By CFD 2009 Revocable Trust Disclosed balance after: 214,521 Underlying: Class A Common Stock · 116,299 shares Expires not disclosed F8 · derivative.exercise_price: MSGE Class B Common Stock is convertible at the option of the holder on a share for share basis into MSGE Class A Common Stock. F1 · shares: Represents shares of Class A Common Stock and Class B Common Stock of Madison Square Garden Entertainment Corp. ("MSGE") acquired as a result of the conversion of shares of Class A Common Stock and Class B Common Stock, respectively, of MSG Networks Inc. ("MSGN") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, and calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28. F1 · price: Represents shares of Class A Common Stock and Class B Common Stock of Madison Square Garden Entertainment Corp. ("MSGE") acquired as a result of the conversion of shares of Class A Common Stock and Class B Common Stock, respectively, of MSG Networks Inc. ("MSGN") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, and calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28. F8 · derivative.exercise_date: MSGE Class B Common Stock is convertible at the option of the holder on a share for share basis into MSGE Class A Common Stock. F8 · derivative.expiration_date: MSGE Class B Common Stock is convertible at the option of the holder on a share for share basis into MSGE Class A Common Stock. F2 · ownership.direct: Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. F3 · ownership.direct: Charles F. Dolan is a co-trustee and beneficiary of the Charles F. Dolan 2009 Revocable Trust. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 16:38 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | GrantRestricted Stock Units · Derivative | 9,632 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-046512 · doc4.xml · derivative · entry 3 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group DOLAN HELEN A · CIK 0000902298 · 10% owner · Member of 13(d) Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,966 Underlying: Class A Common Stock · 9,632 shares Expires not disclosed F5 · derivative.exercise_price: Each restricted stock unit represents a right to receive one share of MSGE Class A Common Stock or the cash equivalent thereof. F6 · shares: Represents MSGE restricted stock units ("MSGE RSUs") acquired as a result of the conversion of MGSN restricted stock units ("MSGN RSUs") pursuant to the Merger, a transaction exempt under Rule 16b-3. The MSGE RSUs are calculated based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN RSUs, multiplied by (y) 0.172. F6 · price: Represents MSGE restricted stock units ("MSGE RSUs") acquired as a result of the conversion of MGSN restricted stock units ("MSGN RSUs") pursuant to the Merger, a transaction exempt under Rule 16b-3. The MSGE RSUs are calculated based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN RSUs, multiplied by (y) 0.172. F7 · derivative.exercise_date: The MSGE RSUs are fully vested and will be settled in stock or in cash on the first business day 90 days after service on the MSGE Board of Directors ceases. F7 · derivative.expiration_date: The MSGE RSUs are fully vested and will be settled in stock or in cash on the first business day 90 days after service on the MSGE Board of Directors ceases. F4 · ownership.direct: Securities held directly by Charles F. Dolan, Helen A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 16:38 UTC | Sphere Entertainment Co. MSGE · Entity 3931 | GrantClass A Common Stock | 14,144 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-046512 · doc4.xml · nonDerivative · entry 1 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group DOLAN HELEN A · CIK 0000902298 · 10% owner · Member of 13(d) Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By CFD 2009 Revocable Trust Disclosed balance after: 47,716 F1 · shares: Represents shares of Class A Common Stock and Class B Common Stock of Madison Square Garden Entertainment Corp. ("MSGE") acquired as a result of the conversion of shares of Class A Common Stock and Class B Common Stock, respectively, of MSG Networks Inc. ("MSGN") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, and calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28. F1 · price: Represents shares of Class A Common Stock and Class B Common Stock of Madison Square Garden Entertainment Corp. ("MSGE") acquired as a result of the conversion of shares of Class A Common Stock and Class B Common Stock, respectively, of MSG Networks Inc. ("MSGN") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, and calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28. F2 · ownership.direct: Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. F3 · ownership.direct: Charles F. Dolan is a co-trustee and beneficiary of the Charles F. Dolan 2009 Revocable Trust. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 16:52 UTC | MSG NETWORKS INC. MSGN · Entity 16448 | Disposition to issuerClass B Common Stock · Derivative | 676,156 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-046537 · doc4.xml · derivative · entry 3 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group DOLAN HELEN A · CIK 0000902298 · 10% owner · Member of 13(d) Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By CFD 2009 Revocable Trust Disclosed balance after: 0 Underlying: Class A Common Stock · 676,156 shares Expires not disclosed F8 · derivative.exercise_price: The MSGN Class B Common Stock was convertible at the option of the holder on a share for share basis into MSGN Class A Common Stock. F1 · shares: Represents shares of Class A Common Stock and Class B Common Stock, as applicable, of MSG Networks Inc. ("MSGN") disposed of as a result of the conversion of MSGN Class A Common Stock and MSGN Class B Common Stock to Class A Common Stock and Class B Common Stock, as applicable, of Madison Square Garden Entertainment Corp. ("MSGE") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28. F1 · price: Represents shares of Class A Common Stock and Class B Common Stock, as applicable, of MSG Networks Inc. ("MSGN") disposed of as a result of the conversion of MSGN Class A Common Stock and MSGN Class B Common Stock to Class A Common Stock and Class B Common Stock, as applicable, of Madison Square Garden Entertainment Corp. ("MSGE") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28. F8 · derivative.exercise_date: The MSGN Class B Common Stock was convertible at the option of the holder on a share for share basis into MSGN Class A Common Stock. F8 · derivative.expiration_date: The MSGN Class B Common Stock was convertible at the option of the holder on a share for share basis into MSGN Class A Common Stock. F1 · derivative.underlying_shares: Represents shares of Class A Common Stock and Class B Common Stock, as applicable, of MSG Networks Inc. ("MSGN") disposed of as a result of the conversion of MSGN Class A Common Stock and MSGN Class B Common Stock to Class A Common Stock and Class B Common Stock, as applicable, of Madison Square Garden Entertainment Corp. ("MSGE") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28. F2 · ownership.direct: Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. F3 · ownership.direct: Charles F. Dolan is a co-trustee and beneficiary of the Charles F. Dolan 2009 Revocable Trust. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 16:52 UTC | MSG NETWORKS INC. MSGN · Entity 16448 | Disposition to issuerRestricted Stock Units · Derivative | 56,001 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-046537 · doc4.xml · derivative · entry 2 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group DOLAN HELEN A · CIK 0000902298 · 10% owner · Member of 13(d) Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 56,001 shares Expires not disclosed F4 · derivative.exercise_price: Each MSGN restricted stock unit represented a right to receive one share of MSGN Class A Common Stock or the cash equivalent thereof. F5 · shares: Represents MSGN restricted stock units ("MSGN RSUs") disposed as a result of the conversion of MSGN RSUs to MSGE restricted stock units pursuant to the closing of the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN RSUs, multiplied by (y) 0.172. F5 · price: Represents MSGN restricted stock units ("MSGN RSUs") disposed as a result of the conversion of MSGN RSUs to MSGE restricted stock units pursuant to the closing of the Merger, a transaction exempt under Rule 16b-3, based on (x) the total number of shares of MSGN Class A Common Stock subject to such MSGN RSUs, multiplied by (y) 0.172. F6 · derivative.exercise_date: The MSGN RSUs were fully vested on the date of grant and, prior to the Merger, would have been settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceased. F6 · derivative.expiration_date: The MSGN RSUs were fully vested on the date of grant and, prior to the Merger, would have been settled in stock or in cash on the first business day 90 days after service on the Board of Directors ceased. F7 · ownership.direct: Securities owned directly by Mr. Charles F. Dolan, Helen A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities beneficially owned or deemed to be beneficially owned by Mr. Dolan (other than securities in which she has a direct pecuniary interest) and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| July 09, 2021 Filed Jul 13, 2021 16:52 UTC | MSG NETWORKS INC. MSGN · Entity 16448 | Disposition to issuerClass A Common Stock | 82,228 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-046537 · doc4.xml · nonDerivative · entry 1 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13(d) Group DOLAN HELEN A · CIK 0000902298 · 10% owner · Member of 13(d) Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By CFD 2009 Revocable Trust Disclosed balance after: 0 F1 · shares: Represents shares of Class A Common Stock and Class B Common Stock, as applicable, of MSG Networks Inc. ("MSGN") disposed of as a result of the conversion of MSGN Class A Common Stock and MSGN Class B Common Stock to Class A Common Stock and Class B Common Stock, as applicable, of Madison Square Garden Entertainment Corp. ("MSGE") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28. F1 · price: Represents shares of Class A Common Stock and Class B Common Stock, as applicable, of MSG Networks Inc. ("MSGN") disposed of as a result of the conversion of MSGN Class A Common Stock and MSGN Class B Common Stock to Class A Common Stock and Class B Common Stock, as applicable, of Madison Square Garden Entertainment Corp. ("MSGE") pursuant to the closing of the merger contemplated by the Agreement and Plan of Merger, dated as of March 25, 2021, by and among MSGE, Broadway Sub Inc. and MSGN (the "Merger"), a transaction exempt under Rule 16b-3, calculated based on (x) the number of shares of MSGN Class A Common Stock or MSGN Class B Common Stock, respectively, multiplied by (y) 0.172, and rounded up to the next whole share. On July 8, 2021 (the day prior to the Merger), the closing price of one share of MSGE Class A Common Stock was $82.28. F2 · ownership.direct: Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. F3 · ownership.direct: Charles F. Dolan is a co-trustee and beneficiary of the Charles F. Dolan 2009 Revocable Trust. Read SEC document |
| June 16, 2021 Filed Jun 21, 2021 16:29 UTC | AMC Global Media Inc. AMCX · Entity 5454 | GrantRestricted Stock Units · Derivative | 2,493 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-042005 · doc4.xml · derivative · entry 1 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13D Group DOLAN HELEN A · CIK 0000902298 · 10% owner · Member of 13D Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,493 Underlying: Class A Common Stock · 2,493 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit is granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F3 · price: Granted under the AMC Networks Inc. 2011 Amended and Restated Stock Plan for Non-Employee Directors for no consideration. F2 · derivative.exercise_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases. F2 · derivative.expiration_date: The restricted stock units are fully vested on the date of the grant and will be settled in cash or in stock on the first business day 90 days after service on the Board of Directors ceases. F4 · ownership.direct: Securities held directly by Charles F. Dolan, Helen A. Dolan's spouse. Ms. Dolan disclaims beneficial ownership of these securities and this filing shall not be deemed an admission that Ms. Dolan is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 17:05 UTC | AMC Global Media Inc. AMCX · Entity 5454 | Exercise / conversionRestricted Stock Units · Derivative | 7,275 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-019817 · doc4.xml · derivative · entry 12 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13D Group DOLAN HELEN A · CIK 0000902298 · 10% owner · Member of 13D Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,552 Underlying: Class A Common Stock · 7,275 shares Expires 2023-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the AMC Networks Inc. 2016 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F5 · price: Each restricted stock unit ("RSU") is granted under the AMC Networks Inc. 2016 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F10 · derivative.exercise_date: One-third of the RSUs vested and were settled on March 9, 2021. The remaining two-thirds of the RSUs vest on March 9, 2022 and March 9, 2023. F2 · ownership.direct: Securities held directly by Mr. Charles F. Dolan and indirectly by his spouse, Mrs. Helen A. Dolan. F3 · ownership.direct: Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 17:05 UTC | AMC Global Media Inc. AMCX · Entity 5454 | Exercise / conversionRestricted Stock Units · Derivative | 3,162 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-019817 · doc4.xml · derivative · entry 11 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13D Group DOLAN HELEN A · CIK 0000902298 · 10% owner · Member of 13D Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,162 Underlying: Class A Common Stock · 3,162 shares Expires 2022-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the AMC Networks Inc. 2016 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F5 · price: Each restricted stock unit ("RSU") is granted under the AMC Networks Inc. 2016 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F9 · derivative.exercise_date: One-third of the RSUs vested and were settled on March 9, 2020. One-third of the RSUs vested and were settled on March 9, 2021.The remaining one-third of the RSUs vest on March 9, 2022. F2 · ownership.direct: Securities held directly by Mr. Charles F. Dolan and indirectly by his spouse, Mrs. Helen A. Dolan. F3 · ownership.direct: Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
| March 09, 2021 Filed Mar 11, 2021 17:05 UTC | AMC Global Media Inc. AMCX · Entity 5454 | Exercise / conversionRestricted Stock Units · Derivative | 3,828 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-019817 · doc4.xml · derivative · entry 10 DOLAN CHARLES F · CIK 0000935761 · Director · 10% owner · Member of 13D Group DOLAN HELEN A · CIK 0000902298 · 10% owner · Member of 13D Group Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Class A Common Stock · 3,828 shares Expires 2021-03-09 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: Each restricted stock unit ("RSU") is granted under the AMC Networks Inc. 2016 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F5 · price: Each restricted stock unit ("RSU") is granted under the AMC Networks Inc. 2016 Employee Stock Plan and represents a right to receive one share of Class A Common Stock or the cash equivalent thereof. F8 · derivative.exercise_date: Two-thirds of the RSUs vested and were settled on March 9, 2019 and March 9, 2020. The remaining one-third of the RSUs vested and were settled on March 9, 2021. F2 · ownership.direct: Securities held directly by Mr. Charles F. Dolan and indirectly by his spouse, Mrs. Helen A. Dolan. F3 · ownership.direct: Helen A. Dolan disclaims beneficial ownership of these securities and this report shall not be deemed to be an admission that she is, for the purposes of Section 16 or for any other purpose, the beneficial owner of such securities. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.