Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NORTHWESTERN CORPNWE · Entity 112257 | Director | January 06, 2023 | January 06, 2023 |
| NorthWestern Energy Group, Inc.NWE · Entity 4012 | Director | December 12, 2024 | December 13, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NORTHWESTERN CORP
Report date January 06, 2023 · Filed January 06, 2023
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 20,099 |
Reported balance
After 2023-01-06 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2023-01-06 · Grant · Acquired 2,750 · Balance 20,099 F1: Annual stock grant received pursuant to NorthWestern Corporation compensation rate schedule for non-employee directors. F2: Includes shares acquired from dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: Annual stock grant received pursuant to NorthWestern Corporation compensation rate schedule for non-employee directors.
F2: Includes shares acquired from dividend reinvestment.
NorthWestern Energy Group, Inc.
Report date December 12, 2024 · Filed December 13, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,816 |
Reported balance
After 2024-12-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2024-12-12 · Sale · Disposed 7,400 · Balance 16,816 F1: This transaction was executed in multiple trades at prices ranging from $51.88 to $52.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2: Includes shares acquired from dividend reinvestment. |
Filing footnotes · ownership attribution and instrument terms
F1: This transaction was executed in multiple trades at prices ranging from $51.88 to $52.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
F2: Includes shares acquired from dividend reinvestment.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 12, 2024 Filed Dec 13, 2024 16:04 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | SaleCommon Stock | 7,400 | $51.95 | $384,430.00 |
DisclosureSEC source: 0001993004-24-000118 · wk-form4_1734123847.xml · nonDerivative · entry 1 Clark Anthony Thomas · CIK 0001691958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,816 F1 · price: This transaction was executed in multiple trades at prices ranging from $51.88 to $52.06. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| October 01, 2024 Filed Oct 2, 2024 17:49 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 688 | $57.22 | $39,367.36 |
DisclosureSEC source: 0001993004-24-000097 · wk-form4_1727905773.xml · nonDerivative · entry 1 Clark Anthony Thomas · CIK 0001691958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,216 F1 · shares: Fourth quarter stock grant for 2024 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| July 02, 2024 Filed Jul 2, 2024 16:22 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 688 | $50.08 | $34,455.04 |
DisclosureSEC source: 0001993004-24-000054 · wk-form4_1719951716.xml · nonDerivative · entry 1 Clark Anthony Thomas · CIK 0001691958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,339 F1 · shares: Third quarter stock grant for 2024 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| April 02, 2024 Filed Apr 2, 2024 16:04 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 687 | $50.93 | $34,988.91 |
DisclosureSEC source: 0000073088-24-000071 · wk-form4_1712088237.xml · nonDerivative · entry 1 Clark Anthony Thomas · CIK 0001691958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 22,438 F1 · shares: Second quarter stock grant for 2024 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| January 08, 2024 Filed Jan 8, 2024 13:21 UTC | NorthWestern Energy Group, Inc. NWE · Entity 4012 | GrantCommon Stock | 687 | $50.89 | $34,961.43 |
DisclosureSEC source: 0000073088-24-000016 · wk-form4_1704738050.xml · nonDerivative · entry 1 Clark Anthony Thomas · CIK 0001691958 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,543 F1 · security: On October 2, 2023, NorthWestern Corporation ("NW Corp") implemented a holding company reorganization pursuant to which (a) NorthWestern Energy Group, Inc. ("NWE"), became the successor issuer to NW Corp pursuant to 12g-3(a) of the Securities Exchange Act of 1934, and (b) all shares of outstanding NW Corp common stock automatically converted to shares of NWE common stock. F2 · shares: First quarter stock grant for 2024 received pursuant to the NorthWestern Energy Group, Inc. compensation rate schedule for non-employee directors. F3 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| January 06, 2023 Filed Jan 6, 2023 16:43 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 2,750 | $59.34 | $163,185.00 |
DisclosureSEC source: 0000073088-23-000016 · wf-form4_167304140519965.xml · nonDerivative · entry 1 Clark Anthony Thomas · CIK 0001691958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,099 F1 · security: Annual stock grant received pursuant to NorthWestern Corporation compensation rate schedule for non-employee directors. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| February 01, 2022 Filed Feb 2, 2022 17:09 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 1,100 | $58.12 | $63,932.00 |
DisclosureSEC source: 0000073088-22-000014 · wf-form4_164383972573391.xml · nonDerivative · entry 1 Clark Anthony Thomas · CIK 0001691958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,681 F1 · security: Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 12:27 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 1,650 | $56.83 | $93,769.50 |
DisclosureSEC source: 0000073088-22-000007 · wf-form4_164140362468720.xml · nonDerivative · entry 1 Clark Anthony Thomas · CIK 0001691958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,581 F1 · security: Portion of annual stock grant received pursuant to NorthWestern Corporation compensation rate schedule for non-employee directors. The Reporting Person will receive the remaining portion of his annual stock grant as deferred compensation, which will be reported on a subsequent Form 4 once received. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| April 29, 2021 Filed Apr 29, 2021 16:04 UTC | NORTHWESTERN CORP NWE · Entity 112257 | SaleCommon Stock | 2,472 | $66.61 | $164,659.92 |
DisclosureSEC source: 0000073088-21-000094 · wf-form4_161972663053284.xml · nonDerivative · entry 1 Clark Anthony Thomas · CIK 0001691958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,504 F1 · price: This transaction was executed in multiple trades at prices ranging from $66.54 to $66.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| February 01, 2021 Filed Feb 2, 2021 17:21 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 2,750 | $54.47 | $149,792.50 |
DisclosureSEC source: 0000073088-21-000010 · wf-form4_161230449672567.xml · nonDerivative · entry 1 Clark Anthony Thomas · CIK 0001691958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,851 F1 · security: Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 17:00 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 1,375 | $76.97 | $105,833.75 |
DisclosureSEC source: 0000073088-20-000022 · wf-form4_158085361836632.xml · nonDerivative · entry 1 Clark Anthony Thomas · CIK 0001691958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,661 F1 · security: Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company. F2 · shares: Remaining deferred compensation portion of annual stock grant received pursuant to NorthWestern Corporation compensation rate schedule for non-employee directors. The Reporting Person received 50% of his undeferred portion of his annual stock grant on January 2, 2020, which was reported on a Form 4 filed January 3, 2020. F3 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| January 02, 2020 Filed Jan 3, 2020 18:03 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 1,375 | $70.46 | $96,882.50 |
DisclosureSEC source: 0000073088-20-000010 · wf-form4_157809256853602.xml · nonDerivative · entry 1 Clark Anthony Thomas · CIK 0001691958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,286 F1 · shares: Portion of annual stock grant received pursuant to NorthWestern Corporation compensation rate schedule for non-employee directors. The Reporting Person will receive the remaining portion of his annual stock grant as deferred compensation, which will be reported on a subsequent Form 4 once received. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| February 01, 2019 Filed Feb 4, 2019 18:24 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 1,403 | $63.91 | $89,665.73 |
DisclosureSEC source: 0000073088-19-000012 · wf-form4_154932264905041.xml · nonDerivative · entry 1 Clark Anthony Thomas · CIK 0001691958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,645 F1 · security: Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company. F2 · shares: Remaining deferred compensation portion of annual stock grant received pursuant to NorthWestern Corporation compensation rate schedule for non-employee directors. The Reporting Person received the initial undeferred portion of his annual stock grant on January 2, 2019, which was reported on a Form 4 filed January 3, 2019. F3 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| January 02, 2019 Filed Jan 3, 2019 15:57 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 1,347 | $58.03 | $78,166.41 |
DisclosureSEC source: 0000073088-19-000008 · wf-form4_154654903702285.xml · nonDerivative · entry 1 Clark Anthony Thomas · CIK 0001691958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,242 F1 · shares: Portion of annual stock grant received pursuant to NorthWestern Corporation compensation rate schedule for non-employee directors. The Reporting Person will receive the remaining portion of his annual stock grant as deferred compensation, which will be reported on a subsequent Form 4 once received. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| February 02, 2018 Filed Feb 5, 2018 13:58 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 2,750 | $54.34 | $149,435.00 |
DisclosureSEC source: 0000073088-18-000009 · wf-form4_151785707913597.xml · nonDerivative · entry 1 Clark Anthony Thomas · CIK 0001691958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,635 F1 · security: Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company. F2 · balance_after: Includes shares acquired from dividend reinvestment. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 17:51 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 2,750 | $57.11 | $157,052.50 |
DisclosureSEC source: 0000073088-17-000023 · wf-form4_148616228602796.xml · nonDerivative · entry 1 Clark Anthony Thomas · CIK 0001691958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,750 F1 · security: Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company. Read SEC document |
| January 09, 2017 Filed Jan 10, 2017 10:10 UTC | NORTHWESTERN CORP NWE · Entity 112257 | GrantCommon Stock | 1,000 | $56.87 | $56,870.00 |
DisclosureSEC source: 0000073088-17-000011 · wf-form4_148406101777183.xml · nonDerivative · entry 1 Clark Anthony Thomas · CIK 0001691958 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,000 F1 · security: Represents shares underlying deferred share units. The shares underlying deferred share units are issuable subsequent to the reporting person's termination of service from the company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.