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Ruiz John Hasan

Disclosed activity across 1 company

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84994
SEC CIK
0001926798

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
MSP Recovery, Inc.MSPR · Entity 8775Director · Chief Executive Officer · 10% ownerDecember 13, 2024December 17, 2024

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

MSP Recovery, Inc.

Report date December 13, 2024 · Filed December 17, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeIndirectSee footnote111,657 Reported balance After 2024-12-13 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2024-12-13 · Sale · Disposed 16,000 · Balance 111,657

F1: Effective December 13, 2024, pursuant to a marital settlement agreement, John H. Ruiz transferred all of his interest in Ruiz Group Holdings Limited, LLC to his ex-wife, Mayra Ruiz, which beneficially owned 16,000 shares of Class A Common Stock.

F2: Represents: (a) 40,000 shares of Class A Common Stock held by Jocral Family LLLP; and (b) 71,657 shares of Class A Common Stock held John H. Ruiz, individually.

Up-C UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectSee footnote2,322,531 Reported balance After 2024-12-13 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2024-12-13 · Sale · Disposed 1,012,123 · Balance 2,322,531

F3: Represents LLC units ("LLC Units") of Lionheart II Holdings, LLC ("Opco"), which are ach paired with one share of Class V Common Stock, par value $0.0001 per share, of the Issuer ("Class V Common Stock"). Each share of Class V Common Stock has the same voting rights as a share of Class A common stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock"), but no economic rights. Effective December 13, 2024, pursuant to a marital settlement agreement, John H. Ruiz transferred all of his interest in: (i) Ruiz Group Holdings Limited, LLC, which beneficially owned 692,123 Up-C Units, and (ii) 320,000 Up-C Units held by Jocral Family LLLP.

F4: Pursuant to the first amended and restated limited liability company agreement of Opco, dated as of May 23, 2022 (the "LLC Agreement"), the LLC Units have no expiration date and each LLC Unit, together with a share of Class V Common Stock, is exchangeable for one share of Class A Common Stock.

F5: Represents shares of Class A Common Stock issuable in respect of an equal number of Class B units (the "LLC Units") of Lionheart II Holdings, LLC, a wholly owned subsidiary of the Issuer ("Opco"), and shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock," and together with an LLC Unit, an "Up-C Unit"), subject to the terms of the First Amended and Restated Limited Liability Company Agreement of Lionheart II Holdings, LLC (the "LLC Agreement"), held as follows: (a) 463,096 by Series MRCS, a series of MDA, Series LLC ("Series MRCS") (including 80,271 held on behalf of Jocral Holdings LLC); and (b) 1,859,435 by Jocral Family LLLP.

Filing footnotes · ownership attribution and instrument terms

F1: Effective December 13, 2024, pursuant to a marital settlement agreement, John H. Ruiz transferred all of his interest in Ruiz Group Holdings Limited, LLC to his ex-wife, Mayra Ruiz, which beneficially owned 16,000 shares of Class A Common Stock.

F2: Represents: (a) 40,000 shares of Class A Common Stock held by Jocral Family LLLP; and (b) 71,657 shares of Class A Common Stock held John H. Ruiz, individually.

F3: Represents LLC units ("LLC Units") of Lionheart II Holdings, LLC ("Opco"), which are ach paired with one share of Class V Common Stock, par value $0.0001 per share, of the Issuer ("Class V Common Stock"). Each share of Class V Common Stock has the same voting rights as a share of Class A common stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock"), but no economic rights. Effective December 13, 2024, pursuant to a marital settlement agreement, John H. Ruiz transferred all of his interest in: (i) Ruiz Group Holdings Limited, LLC, which beneficially owned 692,123 Up-C Units, and (ii) 320,000 Up-C Units held by Jocral Family LLLP.

F4: Pursuant to the first amended and restated limited liability company agreement of Opco, dated as of May 23, 2022 (the "LLC Agreement"), the LLC Units have no expiration date and each LLC Unit, together with a share of Class V Common Stock, is exchangeable for one share of Class A Common Stock.

F5: Represents shares of Class A Common Stock issuable in respect of an equal number of Class B units (the "LLC Units") of Lionheart II Holdings, LLC, a wholly owned subsidiary of the Issuer ("Opco"), and shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock," and together with an LLC Unit, an "Up-C Unit"), subject to the terms of the First Amended and Restated Limited Liability Company Agreement of Lionheart II Holdings, LLC (the "LLC Agreement"), held as follows: (a) 463,096 by Series MRCS, a series of MDA, Series LLC ("Series MRCS") (including 80,271 held on behalf of Jocral Holdings LLC); and (b) 1,859,435 by Jocral Family LLLP.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
December 13, 2024 Filed Dec 17, 2024 16:22 UTC MSP Recovery, Inc. MSPR · Entity 8775 SaleUp-C Units · Derivative 1,012,123 Not disclosed Strike: $0.00 Not disclosed
Disclosure

SEC source: 0000950170-24-137245 · ownership.xml · derivative · entry 2

Ruiz John Hasan · CIK 0001926798 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 2,322,531

Underlying: Class A Common Stock · 1,012,123 shares

Expires not disclosed

F3 · security: Represents LLC units ("LLC Units") of Lionheart II Holdings, LLC ("Opco"), which are ach paired with one share of Class V Common Stock, par value $0.0001 per share, of the Issuer ("Class V Common Stock"). Each share of Class V Common Stock has the same voting rights as a share of Class A common stock, par value $0.0001 per share, of the Issuer ("Class A Common Stock"), but no economic rights. Effective December 13, 2024, pursuant to a marital settlement agreement, John H. Ruiz transferred all of his interest in: (i) Ruiz Group Holdings Limited, LLC, which beneficially owned 692,123 Up-C Units, and (ii) 320,000 Up-C Units held by Jocral Family LLLP.

F4 · price: Pursuant to the first amended and restated limited liability company agreement of Opco, dated as of May 23, 2022 (the "LLC Agreement"), the LLC Units have no expiration date and each LLC Unit, together with a share of Class V Common Stock, is exchangeable for one share of Class A Common Stock.

F4 · derivative.exercise_date: Pursuant to the first amended and restated limited liability company agreement of Opco, dated as of May 23, 2022 (the "LLC Agreement"), the LLC Units have no expiration date and each LLC Unit, together with a share of Class V Common Stock, is exchangeable for one share of Class A Common Stock.

F4 · derivative.expiration_date: Pursuant to the first amended and restated limited liability company agreement of Opco, dated as of May 23, 2022 (the "LLC Agreement"), the LLC Units have no expiration date and each LLC Unit, together with a share of Class V Common Stock, is exchangeable for one share of Class A Common Stock.

F5 · ownership.nature: Represents shares of Class A Common Stock issuable in respect of an equal number of Class B units (the "LLC Units") of Lionheart II Holdings, LLC, a wholly owned subsidiary of the Issuer ("Opco"), and shares of Class V common stock, par value $0.0001 per share ("Class V Common Stock," and together with an LLC Unit, an "Up-C Unit"), subject to the terms of the First Amended and Restated Limited Liability Company Agreement of Lionheart II Holdings, LLC (the "LLC Agreement"), held as follows: (a) 463,096 by Series MRCS, a series of MDA, Series LLC ("Series MRCS") (including 80,271 held on behalf of Jocral Holdings LLC); and (b) 1,859,435 by Jocral Family LLLP.

Read SEC document
December 13, 2024 Filed Dec 17, 2024 16:22 UTC MSP Recovery, Inc. MSPR · Entity 8775 SaleClass A Common Stock 16,000 $0.00 $0.00
Disclosure

SEC source: 0000950170-24-137245 · ownership.xml · nonDerivative · entry 1

Ruiz John Hasan · CIK 0001926798 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · See footnote

Disclosed balance after: 111,657

F1 · shares: Effective December 13, 2024, pursuant to a marital settlement agreement, John H. Ruiz transferred all of his interest in Ruiz Group Holdings Limited, LLC to his ex-wife, Mayra Ruiz, which beneficially owned 16,000 shares of Class A Common Stock.

F1 · price: Effective December 13, 2024, pursuant to a marital settlement agreement, John H. Ruiz transferred all of his interest in Ruiz Group Holdings Limited, LLC to his ex-wife, Mayra Ruiz, which beneficially owned 16,000 shares of Class A Common Stock.

F2 · ownership.nature: Represents: (a) 40,000 shares of Class A Common Stock held by Jocral Family LLLP; and (b) 71,657 shares of Class A Common Stock held John H. Ruiz, individually.

Read SEC document
August 28, 2024 Filed Aug 28, 2024 16:05 UTC MSP Recovery, Inc. LIFW · Entity 8775 PurchaseClass A Common Stock 50,000 $0.24 $12,115.00
Disclosure

SEC source: 0000950170-24-101382 · ownership.xml · nonDerivative · entry 1

Ruiz John Hasan · CIK 0001926798 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,791,406

Read SEC document
August 22, 2024 Filed Aug 22, 2024 09:10 UTC MSP Recovery, Inc. LIFW · Entity 8775 PurchaseClass A Common Stock 360,620 $0.28 $99,999.93
Disclosure

SEC source: 0000950170-24-099702 · ownership.xml · nonDerivative · entry 1

Ruiz John Hasan · CIK 0001926798 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,741,406

Read SEC document
August 21, 2024 Filed Aug 21, 2024 16:05 UTC MSP Recovery, Inc. LIFW · Entity 8775 PurchaseClass A Common Stock 100,000 $0.28 $27,660.00
Disclosure

SEC source: 0000950170-24-099485 · ownership.xml · nonDerivative · entry 1

Ruiz John Hasan · CIK 0001926798 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,380,786

Read SEC document
August 20, 2024 Filed Aug 20, 2024 16:12 UTC MSP Recovery, Inc. LIFW · Entity 8775 PurchaseClass A Common Stock 100,000 $0.25 $25,470.00
Disclosure

SEC source: 0000950170-24-099094 · ownership.xml · nonDerivative · entry 1

Ruiz John Hasan · CIK 0001926798 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,280,786

Read SEC document
August 19, 2024 Filed Aug 19, 2024 16:05 UTC MSP Recovery, Inc. LIFW · Entity 8775 PurchaseClass A Common Stock 100,000 $0.25 $25,020.00
Disclosure

SEC source: 0000950170-24-098498 · ownership.xml · nonDerivative · entry 1

Ruiz John Hasan · CIK 0001926798 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,180,786

Read SEC document
August 16, 2024 Filed Aug 16, 2024 16:20 UTC MSP Recovery, Inc. LIFW · Entity 8775 PurchaseMSP Recovery, Inc. 168,000 $0.25 $42,420.00
Disclosure

SEC source: 0000950170-24-098069 · ownership.xml · nonDerivative · entry 1

Ruiz John Hasan · CIK 0001926798 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,080,786

Read SEC document
March 04, 2024 Filed Mar 4, 2024 17:29 UTC MSP Recovery, Inc. LIFW · Entity 8775 PurchaseLIFW 438,596 $1.14 $499,999.44
Disclosure

SEC source: 0000950170-24-024982 · ownership.xml · nonDerivative · entry 1

Ruiz John Hasan · CIK 0001926798 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 912,786

F1 · security: The securities identified in Box 4 were purchased pursuant to a Stock Transfer Agreement dated March 4, 2024 by and between the Reporting Person and Virage Capital Managment LP ("Seller"). Payment by Reporting Person for the above-reference securities is due to Seller no later than May 1, 2024.

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October 26, 2023 Filed Oct 26, 2023 10:07 UTC MSP Recovery, Inc. LIFW · Entity 8775 PurchaseMSP Recovery, Inc. 467,290 $1.07 $500,000.30
Disclosure

SEC source: 0001926798-23-000001 · primary_doc.xml · nonDerivative · entry 1

Ruiz John Hasan · CIK 0001926798 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 474,190

Read SEC document
November 23, 2022 Filed Nov 30, 2022 06:49 UTC MSP Recovery, Inc. MSPR · Entity 8775 PurchaseClass A Common Stock 12,500 $1.00 $12,515.00
Disclosure

SEC source: 0001209191-22-058994 · doc4.xml · nonDerivative · entry 1

Ruiz John Hasan · CIK 0001926798 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,489

F1 · date: This Form 4 is being filed late due to an inadvertent administrative error.

F2 · price: Shares of Class A common stock were purchased in multiple transactions at prices ranging from $0.99 to $1.02, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
November 17, 2022 Filed Nov 21, 2022 16:46 UTC MSP Recovery, Inc. MSPR · Entity 8775 PurchaseClass A Common Stock 19,455 $1.03 $20,120.36
Disclosure

SEC source: 0001209191-22-058178 · doc4.xml · nonDerivative · entry 1

Ruiz John Hasan · CIK 0001926798 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 159,989

F1 · price: Shares of Class A common stock were purchased in multiple transactions at prices ranging from $1.01 to $1.04, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
August 19, 2022 Filed Aug 19, 2022 18:33 UTC MSP Recovery, Inc. MSPR · Entity 8775 PurchaseClass A Common Stock 75,000 $2.03 $152,070.00
Disclosure

SEC source: 0001209191-22-046915 · doc4.xml · nonDerivative · entry 1

Ruiz John Hasan · CIK 0001926798 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,534

F1 · price: Shares of Class A common stock were purchased in multiple transactions at prices ranging from $1.89 to $2.19, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range.

Read SEC document
June 15, 2022 Filed Jun 15, 2022 18:13 UTC MSP Recovery, Inc. MSPR · Entity 8775 PurchaseWarrants (right to buy) · Derivative 100,000 $1.24 Strike: $0.00 $124,400.00
Disclosure

SEC source: 0001209191-22-037077 · doc4.xml · derivative · entry 3

Ruiz John Hasan · CIK 0001926798 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 846,000

Underlying: Class A Common Stock · 100,000 shares

Expires 2027-05-23

F4 · price: Warrants to buy shares of Class A common stock were purchased in multiple transactions at prices ranging from $1.19 to $1.31, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder or the Securities and Exchange Commission upon request, full information regarding the number of warrants purchased at each separate price within the range.

Read SEC document
June 15, 2022 Filed Jun 15, 2022 18:13 UTC MSP Recovery, Inc. MSPR · Entity 8775 PurchaseWarrants (right to buy) · Derivative 6,500 $1.21 Strike: $0.00 $7,839.00
Disclosure

SEC source: 0001209191-22-037077 · doc4.xml · derivative · entry 2

Ruiz John Hasan · CIK 0001926798 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · La Ley Con John H Ruiz

Disclosed balance after: 746,000

Underlying: Class A Common Stock · 6,500 shares

Expires 2027-05-23

F3 · price: Warrants to buy shares of Class A common stock were purchased in multiple transactions at prices ranging from $1.155 to $1.21, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder or the Securities and Exchange Commission upon request, full information regarding the number of warrants purchased at each separate price within the range.

F2 · ownership.nature: Purchased by La Ley con John H. Ruiz, which the Reporting Person owns and control

Read SEC document
June 14, 2022 Filed Jun 15, 2022 18:13 UTC MSP Recovery, Inc. MSPR · Entity 8775 PurchaseWarrants (right to buy) · Derivative 7,500 $1.06 Strike: $0.00 $7,972.50
Disclosure

SEC source: 0001209191-22-037077 · doc4.xml · derivative · entry 1

Ruiz John Hasan · CIK 0001926798 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · La Ley Con John H Ruiz

Disclosed balance after: 739,500

Underlying: Class A Common Stock · 7,500 shares

Expires 2027-05-23

F1 · price: Warrants to buy shares of Class A common stock were purchased in multiple transactions at prices ranging from $1.0295 to $1.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder or the Securities and Exchange Commission upon request, full information regarding the number of warrants purchased at each separate price within the range.

F2 · ownership.nature: Purchased by La Ley con John H. Ruiz, which the Reporting Person owns and control

Read SEC document
June 13, 2022 Filed Jun 14, 2022 16:23 UTC MSP Recovery, Inc. MSPR · Entity 8775 PurchaseWarrants (right to buy) · Derivative 50,000 $1.05 Strike: $0.00 $52,350.00
Disclosure

SEC source: 0000899243-22-022379 · doc4.xml · derivative · entry 3

Ruiz John Hasan · CIK 0001926798 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · La Ley con John H. Ruiz,

Disclosed balance after: 732,000

Underlying: Class A Common Stock · 50,000 shares

Expires 2027-05-23

F3 · price: Warrants to buy shares of Class A common stock were purchased in multiple transactions at prices ranging from $.9995 to $1.08, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder or the Securities and Exchange Commission upon request, full information regarding the number of warrants purchased at each separate price within the range.

F4 · ownership.nature: Purchased by La Ley con John H. Ruiz, which the Reporting Person owns and controls.

Read SEC document
June 13, 2022 Filed Jun 14, 2022 16:23 UTC MSP Recovery, Inc. MSPR · Entity 8775 PurchaseWarrants (right to buy) · Derivative 2,000 $1.08 Strike: $0.00 $2,150.00
Disclosure

SEC source: 0000899243-22-022379 · doc4.xml · derivative · entry 2

Ruiz John Hasan · CIK 0001926798 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 682,000

Underlying: Class A Common Stock · 2,000 shares

Expires 2027-05-23

F2 · price: Warrants to buy shares of Class A common stock were purchased in multiple transactions at prices ranging from $1.05 to $1.10, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder or the Securities and Exchange Commission upon request, full information regarding the number of warrants purchased at each separate price within the range.

Read SEC document
June 10, 2022 Filed Jun 14, 2022 16:23 UTC MSP Recovery, Inc. MSPR · Entity 8775 PurchaseWarrants (right to buy) · Derivative 5,000 $1.10 Strike: $0.00 $5,497.50
Disclosure

SEC source: 0000899243-22-022379 · doc4.xml · derivative · entry 1

Ruiz John Hasan · CIK 0001926798 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 680,000

Underlying: Class A Common Stock · 5,000 shares

Expires 2027-05-23

F1 · price: Warrants to buy shares of Class A common stock were purchased in multiple transactions at prices ranging from $1.08 to $1.1189, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder or the Securities and Exchange Commission upon request, full information regarding the number of warrants purchased at each separate price within the range.

Read SEC document
June 09, 2022 Filed Jun 9, 2022 19:00 UTC MSP Recovery, Inc. MSPR · Entity 8775 PurchaseWarrants (right to buy) · Derivative 10,000 $1.18 Strike: $0.00 $11,837.00
Disclosure

SEC source: 0000899243-22-021698 · doc4.xml · derivative · entry 4

Ruiz John Hasan · CIK 0001926798 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 675,000

Underlying: Class A Common Stock · 10,000 shares

Expires 2027-05-23

F3 · price: Warrants to buy shares of Class A common stock were purchased in multiple transactions at prices ranging from $1.16 to $1.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder or the Securities and Exchange Commission upon request, full information regarding the number of warrants purchased at each separate price within the range.

Read SEC document
June 08, 2022 Filed Jun 9, 2022 19:00 UTC MSP Recovery, Inc. MSPR · Entity 8775 PurchaseWarrants (right to buy) · Derivative 40,000 $1.18 Strike: $0.00 $47,260.00
Disclosure

SEC source: 0000899243-22-021698 · doc4.xml · derivative · entry 3

Ruiz John Hasan · CIK 0001926798 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 665,000

Underlying: Class A Common Stock · 40,000 shares

Expires 2027-05-23

F2 · price: Warrants to buy shares of Class A common stock were purchased in multiple transactions at prices ranging from $1.10 to $1.20, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder or the Securities and Exchange Commission upon request, full information regarding the number of warrants purchased at each separate price within the range.

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June 08, 2022 Filed Jun 9, 2022 19:00 UTC MSP Recovery, Inc. MSPR · Entity 8775 PurchaseClass A Common Stock 15,000 $1.15 $17,250.00
Disclosure

SEC source: 0000899243-22-021698 · doc4.xml · nonDerivative · entry 1

Ruiz John Hasan · CIK 0001926798 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,534

Read SEC document
June 07, 2022 Filed Jun 9, 2022 19:00 UTC MSP Recovery, Inc. MSPR · Entity 8775 PurchaseWarrants (right to buy) · Derivative 100,000 $1.11 Strike: $0.00 $110,690.00
Disclosure

SEC source: 0000899243-22-021698 · doc4.xml · derivative · entry 2

Ruiz John Hasan · CIK 0001926798 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 625,000

Underlying: Class A Common Stock · 100,000 shares

Expires 2027-05-23

F1 · price: Warrants to buy shares of Class A common stock were purchased in multiple transactions at prices ranging from $1.06 to $1.15, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder or the Securities and Exchange Commission upon request, full information regarding the number of warrants purchased at each separate price within the range.

Read SEC document
June 06, 2022 Filed Jun 7, 2022 15:42 UTC MSP Recovery, Inc. MSPR · Entity 8775 PurchaseWarrants (right to buy) · Derivative 400,000 $1.06 Strike: $11.50 $425,960.00
Disclosure

SEC source: 0000899243-22-021329 · doc4.xml · derivative · entry 2

Ruiz John Hasan · CIK 0001926798 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 525,000

Underlying: Class A Common Stock · 400,000 shares

Expires 2027-05-23

F2 · price: Warrants to buy shares of Class A common stock were purchased in multiple transactions at prices ranging from $.9701 to $1.20 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder or the Securities and Exchange Commission upon request, full information regarding the number of warrants purchased at each separate price within the range.

Read SEC document
June 03, 2022 Filed Jun 7, 2022 15:42 UTC MSP Recovery, Inc. MSPR · Entity 8775 PurchaseWarrants (right to buy) · Derivative 75,000 $1.05 Strike: $11.50 $79,035.00
Disclosure

SEC source: 0000899243-22-021329 · doc4.xml · derivative · entry 1

Ruiz John Hasan · CIK 0001926798 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Class A Common Stock · 75,000 shares

Expires 2027-05-23

F1 · price: Warrants to buy shares of Class A common stock were purchased in multiple transactions at prices ranging from $1.04 to $1.09 inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder or the Securities and Exchange Commission upon request, full information regarding the number of warrants purchased at each separate price within the range.

Read SEC document
May 31, 2022 Filed Jun 2, 2022 18:51 UTC MSP Recovery, Inc. MSPR · Entity 8775 PurchaseWarrants (right to buy) · Derivative 50,000 $0.90 Strike: $11.50 $44,790.00
Disclosure

SEC source: 0000899243-22-020759 · doc4.xml · derivative · entry 2

Ruiz John Hasan · CIK 0001926798 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,000

Underlying: Class A Common Stock · 50,000 shares

Expires 2027-05-23

F2 · price: Warrants to buy shares of Class A common stock were purchased in multiple transactions at prices ranging from $0.87 to $0.90, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number of warrants purchased at each separate price within the range.

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May 31, 2022 Filed Jun 2, 2022 18:51 UTC MSP Recovery, Inc. MSPR · Entity 8775 PurchaseClass A Common Stock 50,534 $1.35 $68,382.61
Disclosure

SEC source: 0000899243-22-020759 · doc4.xml · nonDerivative · entry 1

Ruiz John Hasan · CIK 0001926798 · Director · Chief Executive Officer · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,534

F1 · price: Shares of Class A common stock were purchased in multiple transactions at prices ranging from $1.27 to $1.45, inclusive. The Reporting Person undertakes to provide to the Issuer, any securityholder or the Securities and Exchange Commission upon request, full information regarding the number of shares purchased at each separate price within the range.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.