Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Anteris Technologies Global Corp.AVR · Entity 5089 | Director | December 16, 2024 | December 18, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Anteris Technologies Global Corp.
Report date December 16, 2024 · Filed December 18, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $8.25 · Expires 2027-06-13 | Direct | 40,000 |
Reported balance
After 2024-12-16 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2024-12-16 · Grant · Acquired 40,000 · Balance 40,000 F1: Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64. F2: Legacy awards originally issued by Anteris Technologies Ltd ("ATL") that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Australian Corporations Act 2001 (Cth), effective December 16, 2024. F3: The option vests in three equal annual installments beginning on December 31, 2022, subject to the Reporting Person's continued service. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $15.28 · Expires 2028-09-15 | Direct | 80,500 |
Reported balance
After 2024-12-16 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-12-16 · Grant · Acquired 80,500 · Balance 80,500 F1: Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64. F2: Legacy awards originally issued by Anteris Technologies Ltd ("ATL") that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Australian Corporations Act 2001 (Cth), effective December 16, 2024. F4: The option vests in three equal annual installments beginning on September 15, 2024, subject to the Reporting Person's continued service. |
| Stock OptionSEC Table II · derivative / convertible security · Conversion / exercise price $14.64 · Expires 2029-06-19 | Direct | 50,000 |
Reported balance
After 2024-12-16 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2024-12-16 · Grant · Acquired 50,000 · Balance 50,000 F1: Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64. F2: Legacy awards originally issued by Anteris Technologies Ltd ("ATL") that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Australian Corporations Act 2001 (Cth), effective December 16, 2024. F5: The option vests in three equal annual installments beginning on June 19, 2025, subject to the Reporting Person's continued service. |
Filing footnotes · ownership attribution and instrument terms
F1: Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64.
F2: Legacy awards originally issued by Anteris Technologies Ltd ("ATL") that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Australian Corporations Act 2001 (Cth), effective December 16, 2024.
F3: The option vests in three equal annual installments beginning on December 31, 2022, subject to the Reporting Person's continued service.
F4: The option vests in three equal annual installments beginning on September 15, 2024, subject to the Reporting Person's continued service.
F5: The option vests in three equal annual installments beginning on June 19, 2025, subject to the Reporting Person's continued service.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 16, 2024 Filed Dec 18, 2024 21:18 UTC | Anteris Technologies Global Corp. AVR · Entity 5089 | GrantStock Option · Derivative | 50,000 | $0.00 Strike: $14.64 | $0.00 |
DisclosureSEC source: 0001104659-24-129870 · tm2431370-3_4seq1.xml · derivative · entry 3 Gu Wenyi · CIK 0002046776 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires 2029-06-19 F1 · derivative.exercise_price: Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64. F2 · kind: Legacy awards originally issued by Anteris Technologies Ltd ("ATL") that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Australian Corporations Act 2001 (Cth), effective December 16, 2024. F5 · derivative.exercise_date: The option vests in three equal annual installments beginning on June 19, 2025, subject to the Reporting Person's continued service. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 21:18 UTC | Anteris Technologies Global Corp. AVR · Entity 5089 | GrantStock Option · Derivative | 80,500 | $0.00 Strike: $15.28 | $0.00 |
DisclosureSEC source: 0001104659-24-129870 · tm2431370-3_4seq1.xml · derivative · entry 2 Gu Wenyi · CIK 0002046776 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 80,500 Underlying: Common Stock · 80,500 shares Expires 2028-09-15 F1 · derivative.exercise_price: Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64. F2 · kind: Legacy awards originally issued by Anteris Technologies Ltd ("ATL") that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Australian Corporations Act 2001 (Cth), effective December 16, 2024. F4 · derivative.exercise_date: The option vests in three equal annual installments beginning on September 15, 2024, subject to the Reporting Person's continued service. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 21:18 UTC | Anteris Technologies Global Corp. AVR · Entity 5089 | GrantStock Option · Derivative | 40,000 | $0.00 Strike: $8.25 | $0.00 |
DisclosureSEC source: 0001104659-24-129870 · tm2431370-3_4seq1.xml · derivative · entry 1 Gu Wenyi · CIK 0002046776 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 40,000 shares Expires 2027-06-13 F1 · derivative.exercise_price: Options are issued in AUD. Exercise prices have been translated into USD using the December 15, 2024 exchange rate, which was approximately A$1.00 to $0.64. F2 · kind: Legacy awards originally issued by Anteris Technologies Ltd ("ATL") that were assumed by the Issuer pursuant to a scheme of arrangement between ATL and its optionholders under Part 5.1 of the Australian Corporations Act 2001 (Cth), effective December 16, 2024. F3 · derivative.exercise_date: The option vests in three equal annual installments beginning on December 31, 2022, subject to the Reporting Person's continued service. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.