Aquila Tony

SEC source: 0001415889-24-029751 · form4-12182024_091245.xml · nonDerivative · entry 3

Aquila Tony · CIK 0001399053 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 0

F5 · kind: The Reporting Person is a co-trustee of the Aquila 2007 Irrevocable Trust U/A FBO Christopher Aquila DTD 05/10/2007 (the "Christopher Trust"), of which his son is the beneficiary. On December 16, 2024, the Reporting Person caused the trust to distribute 50,000 shares of Class A Common Stock to the beneficiary of the trust. No funds were exchanged, and no sale of shares occurred in the transfer.

F6 · ownership.nature: Shares are held directly by the Christopher Trust.

SEC source: 0001415889-24-029751 · form4-12182024_091245.xml · nonDerivative · entry 2

Aquila Tony · CIK 0001399053 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 0

F3 · kind: The Reporting Person is a co-trustee of the Aquila 2007 Irrevocable Trust U/A FBO Cecily Aquila DTD 05/10/2007 (the "Cecily Trust"), of which his daughter is the beneficiary. On December 16, 2024, the Reporting Person caused the trust to distribute 50,000 shares of Class A Common Stock to the beneficiary of the trust. No funds were exchanged, and no sale of shares occurred in the transfer.

F4 · ownership.nature: Shares are held directly by the Cecily Trust.

SEC source: 0001415889-24-029751 · form4-12182024_091245.xml · nonDerivative · entry 1

Aquila Tony · CIK 0001399053 · Director

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · kind: The Reporting Person is a co-trustee of the Aquila 2007 Irrevocable Trust U/A FBO Elliott Aquila DTD 05/10/2007 (the "Elliott Trust"), of which his son is the beneficiary. On December 16, 2024, the Reporting Person caused the trust to distribute 50,000 shares of Class A Common Stock to the beneficiary of the trust. No funds were exchanged, and no sale of shares occurred in the transfer.

F2 · ownership.nature: Shares are held directly by the Elliott Trust.

SEC source: 0001104659-24-058171 · tm2413665-1_4seq1.xml · derivative · entry 4

Aquila Tony · CIK 0001399053 · Director · Executive Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLCs

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F4 · date: Each of AFV-11/A and AFV-11/B entered into a securities purchase agreement (the "Purchase Agreements") with the Issuer dated April 26, 2024 and May 3, 2024 respectively pursuant to which they agreed to purchase an aggregate of 6,500 shares of the Issuer's Series C Cumulative Perpetual Redeemable Preferred Stock ("Series C Preferred Stock") and Warrants to purchase up to 2,907,627 shares of Common Stock, at a combined purchase price of $1,000 per share and accompanying Warrant, subject to customary closing conditions.

F8 · price: AFV-11 currently owns 5,000 shares of the Issuer's Series C Preferred Stock. AFV 11/A currently owns 10,000 shares of the Issuer's Series C Preferred Stock. AFV 11/B currently owns 1500 shares of the Issuer's Series C Preferred Stock. Each share of the Issuer's Series C Preferred Stock has no expiration date. Each holder of Series C Preferred has the right, at its option, to convert its Series C Preferred Stock, in whole or in part, into fully paid and non-assessable shares of Common Stock at a conversion price equal to the lesser of (i) 120% of the average of the closing sale prices per share of the Common Stock for the ten consecutive trading days immediately preceding the conversion (the "Average Common Stock Price") (provided that if the Average Common Stock Price is equal to the Floor Price (as defined below), the Conversion Price shall be determined based on 100% of the Average Common Stock Price instead of 120%) and

F9 · price: (Continued from footnote 8) (ii) $2.2355 (such price, the "Conversion Price"); provided that in no event shall the Conversion Price be less than $2.00 (the "Floor Price"). The Conversion Price is subject to customary adjustments, including in the event of any stock split, stock dividend, recapitalization or similar events. The Preferred Stock cannot be converted if such conversion would result in an issuance of Common Stock in excess of 19.99% of the aggregate number of shares of the Common Stock issued and outstanding as of April 9, 2024. Each share of Series C Preferred Stock will automatically convert, on a certificate by certificate basis, upon a change of control of the Issuer into the number of shares of the Issuer's Common Stock determined in accordance with the prior sentence.

F8 · derivative.exercise_date: AFV-11 currently owns 5,000 shares of the Issuer's Series C Preferred Stock. AFV 11/A currently owns 10,000 shares of the Issuer's Series C Preferred Stock. AFV 11/B currently owns 1500 shares of the Issuer's Series C Preferred Stock. Each share of the Issuer's Series C Preferred Stock has no expiration date. Each holder of Series C Preferred has the right, at its option, to convert its Series C Preferred Stock, in whole or in part, into fully paid and non-assessable shares of Common Stock at a conversion price equal to the lesser of (i) 120% of the average of the closing sale prices per share of the Common Stock for the ten consecutive trading days immediately preceding the conversion (the "Average Common Stock Price") (provided that if the Average Common Stock Price is equal to the Floor Price (as defined below), the Conversion Price shall be determined based on 100% of the Average Common Stock Price instead of 120%) and

F9 · derivative.exercise_date: (Continued from footnote 8) (ii) $2.2355 (such price, the "Conversion Price"); provided that in no event shall the Conversion Price be less than $2.00 (the "Floor Price"). The Conversion Price is subject to customary adjustments, including in the event of any stock split, stock dividend, recapitalization or similar events. The Preferred Stock cannot be converted if such conversion would result in an issuance of Common Stock in excess of 19.99% of the aggregate number of shares of the Common Stock issued and outstanding as of April 9, 2024. Each share of Series C Preferred Stock will automatically convert, on a certificate by certificate basis, upon a change of control of the Issuer into the number of shares of the Issuer's Common Stock determined in accordance with the prior sentence.

F8 · derivative.expiration_date: AFV-11 currently owns 5,000 shares of the Issuer's Series C Preferred Stock. AFV 11/A currently owns 10,000 shares of the Issuer's Series C Preferred Stock. AFV 11/B currently owns 1500 shares of the Issuer's Series C Preferred Stock. Each share of the Issuer's Series C Preferred Stock has no expiration date. Each holder of Series C Preferred has the right, at its option, to convert its Series C Preferred Stock, in whole or in part, into fully paid and non-assessable shares of Common Stock at a conversion price equal to the lesser of (i) 120% of the average of the closing sale prices per share of the Common Stock for the ten consecutive trading days immediately preceding the conversion (the "Average Common Stock Price") (provided that if the Average Common Stock Price is equal to the Floor Price (as defined below), the Conversion Price shall be determined based on 100% of the Average Common Stock Price instead of 120%) and

F9 · derivative.expiration_date: (Continued from footnote 8) (ii) $2.2355 (such price, the "Conversion Price"); provided that in no event shall the Conversion Price be less than $2.00 (the "Floor Price"). The Conversion Price is subject to customary adjustments, including in the event of any stock split, stock dividend, recapitalization or similar events. The Preferred Stock cannot be converted if such conversion would result in an issuance of Common Stock in excess of 19.99% of the aggregate number of shares of the Common Stock issued and outstanding as of April 9, 2024. Each share of Series C Preferred Stock will automatically convert, on a certificate by certificate basis, upon a change of control of the Issuer into the number of shares of the Issuer's Common Stock determined in accordance with the prior sentence.

F10 · derivative.underlying_shares: The amount of derivative securities beneficially owned is not determinable because, as indicated in footnote 8, the conversion price depends on the date of conversion.

F8 · balance_after: AFV-11 currently owns 5,000 shares of the Issuer's Series C Preferred Stock. AFV 11/A currently owns 10,000 shares of the Issuer's Series C Preferred Stock. AFV 11/B currently owns 1500 shares of the Issuer's Series C Preferred Stock. Each share of the Issuer's Series C Preferred Stock has no expiration date. Each holder of Series C Preferred has the right, at its option, to convert its Series C Preferred Stock, in whole or in part, into fully paid and non-assessable shares of Common Stock at a conversion price equal to the lesser of (i) 120% of the average of the closing sale prices per share of the Common Stock for the ten consecutive trading days immediately preceding the conversion (the "Average Common Stock Price") (provided that if the Average Common Stock Price is equal to the Floor Price (as defined below), the Conversion Price shall be determined based on 100% of the Average Common Stock Price instead of 120%) and

F9 · balance_after: (Continued from footnote 8) (ii) $2.2355 (such price, the "Conversion Price"); provided that in no event shall the Conversion Price be less than $2.00 (the "Floor Price"). The Conversion Price is subject to customary adjustments, including in the event of any stock split, stock dividend, recapitalization or similar events. The Preferred Stock cannot be converted if such conversion would result in an issuance of Common Stock in excess of 19.99% of the aggregate number of shares of the Common Stock issued and outstanding as of April 9, 2024. Each share of Series C Preferred Stock will automatically convert, on a certificate by certificate basis, upon a change of control of the Issuer into the number of shares of the Issuer's Common Stock determined in accordance with the prior sentence.

F4 · ownership.nature: Each of AFV-11/A and AFV-11/B entered into a securities purchase agreement (the "Purchase Agreements") with the Issuer dated April 26, 2024 and May 3, 2024 respectively pursuant to which they agreed to purchase an aggregate of 6,500 shares of the Issuer's Series C Cumulative Perpetual Redeemable Preferred Stock ("Series C Preferred Stock") and Warrants to purchase up to 2,907,627 shares of Common Stock, at a combined purchase price of $1,000 per share and accompanying Warrant, subject to customary closing conditions.

SEC source: 0001104659-24-058171 · tm2413665-1_4seq1.xml · derivative · entry 3

Aquila Tony · CIK 0001399053 · Director · Executive Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLCs

Disclosed balance after: 8,435,219

Underlying: Common Stock · 2,907,627 shares

Expires not disclosed

F4 · date: Each of AFV-11/A and AFV-11/B entered into a securities purchase agreement (the "Purchase Agreements") with the Issuer dated April 26, 2024 and May 3, 2024 respectively pursuant to which they agreed to purchase an aggregate of 6,500 shares of the Issuer's Series C Cumulative Perpetual Redeemable Preferred Stock ("Series C Preferred Stock") and Warrants to purchase up to 2,907,627 shares of Common Stock, at a combined purchase price of $1,000 per share and accompanying Warrant, subject to customary closing conditions.

F4 · price: Each of AFV-11/A and AFV-11/B entered into a securities purchase agreement (the "Purchase Agreements") with the Issuer dated April 26, 2024 and May 3, 2024 respectively pursuant to which they agreed to purchase an aggregate of 6,500 shares of the Issuer's Series C Cumulative Perpetual Redeemable Preferred Stock ("Series C Preferred Stock") and Warrants to purchase up to 2,907,627 shares of Common Stock, at a combined purchase price of $1,000 per share and accompanying Warrant, subject to customary closing conditions.

F6 · derivative.exercise_date: The Warrants are exercisable upon issuance and expire 5 years after the date of issuance.

F6 · derivative.expiration_date: The Warrants are exercisable upon issuance and expire 5 years after the date of issuance.

F4 · balance_after: Each of AFV-11/A and AFV-11/B entered into a securities purchase agreement (the "Purchase Agreements") with the Issuer dated April 26, 2024 and May 3, 2024 respectively pursuant to which they agreed to purchase an aggregate of 6,500 shares of the Issuer's Series C Cumulative Perpetual Redeemable Preferred Stock ("Series C Preferred Stock") and Warrants to purchase up to 2,907,627 shares of Common Stock, at a combined purchase price of $1,000 per share and accompanying Warrant, subject to customary closing conditions.

F5 · balance_after: AFV is the sole manager and controlling member of AFV-11, AFV-11/A and AFV-11/B. Mr. Aquila is the managing member of AFV, which exercises ultimate voting and investment power with respect to the shares and warrants held or to be held by AFV-11, and AFV-11/A and AFV-11/B. The Reporting Person disclaims beneficial ownership of the shares held by AFV-11, AFV-11 and AFV-11/B, except to the extent of his pecuniary interest therein, and he has no pecuniary interest therein.

F7 · balance_after: Includes warrants to purchase an aggregate of 1,054,320 shares of Common Stock with an exercise price of $0.54 per share that are currently exercisable and which expire August 4, 2028, including: (i) Warrants to purchase up to 405,732 shares of Common Stock are held by AFV-10/A, (ii) Warrants to purchase up to 304,299 shares of Common Stock are held by AFV-10/B, (iii) Warrants to purchase up to 243,439 shares of Common Stock are held by AFV-10/C, and (iv) Warrants to purchase up to 100,850 shares of Common Stock are held by I-40 OKC.

F4 · ownership.nature: Each of AFV-11/A and AFV-11/B entered into a securities purchase agreement (the "Purchase Agreements") with the Issuer dated April 26, 2024 and May 3, 2024 respectively pursuant to which they agreed to purchase an aggregate of 6,500 shares of the Issuer's Series C Cumulative Perpetual Redeemable Preferred Stock ("Series C Preferred Stock") and Warrants to purchase up to 2,907,627 shares of Common Stock, at a combined purchase price of $1,000 per share and accompanying Warrant, subject to customary closing conditions.

SEC source: 0001104659-24-047686 · tm2411959-1_4seq1.xml · derivative · entry 4

Aquila Tony · CIK 0001399053 · Director · Executive Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLCs

Disclosed balance after: 0

Underlying: Common Stock · Not disclosed shares

Expires not disclosed

F5 · date: Each of AFV Partners SPV-11, LLC, a Delaware limited liability company ("AFV-11") and AFV Partners SPV-11/A, LLC, a Delaware limited liability company ("AFV-11/A") has entered into a securities purchase agreement (the "Purchase Agreement") with the Issuer dated April 9, 2024 pursuant to which each has agreed to purchase 5,000 shares of the Issuer's Series C Cumulative Perpetual Redeemable Preferred Stock ("Series C Preferred Stock") and Warrants to purchase up to 2,236,636 shares of Common Stock, at a combined purchase price of $1,000 per share and accompanying Warrant, no later than 20 business days following April 9, 2024, subject to customary closing conditions. On April 10, 2024, AFV 11 purchased 5,000 shares of Series C Preferred Stock and Warrants to purchase up to 2,236,636 shares of Common Stock. AFV 11/A has not yet closed its purchase.

F9 · price: AFV-11 currently owns 5,000 shares of the Issuer's Series C Preferred Stock. AFV 11/A has agreed to purchase 5,000 shares of the Issuer's Series C Preferred Stock no later than 20 business days following April 9, 2024 pursuant to the Purchase Agreement, subject to customary closing conditions. Each share of the Issuer's Series C Preferred Stock has no expiration date. Each holder of Series C Preferred has the right, at its option, to convert its Series C Preferred Stock, in whole or in part, into fully paid and non-assessable shares of Common Stock at a conversion price equal to the lesser of (i) 120% of the average of the closing sale prices per share of the Common Stock for the ten consecutive trading days immediately preceding the conversion (the "Average Common Stock Price") (provided that if the Average Common Stock Price is equal to the Floor Price (as defined below), the Conversion Price shall be determined based on 100% of the Average Common Stock Price instead of 120%) and

F10 · price: (Continued from footnote 9) (ii) $2.2355 (such price, the "Conversion Price"); provided that in no event shall the Conversion Price be less than $2.00 (the "Floor Price"). The Conversion Price is subject to customary adjustments, including in the event of any stock split, stock dividend, recapitalization or similar events. The Preferred Stock cannot be converted if such conversion would result in an issuance of Common Stock in excess of 19.99% of the aggregate number of shares of the Common Stock issued and outstanding as of April 9, 2024. Each share of Series C Preferred Stock will automatically convert, on a certificate by certificate basis, upon a change of control of the Issuer into the number of shares of the Issuer's Common Stock determined in accordance with the prior sentence.

F9 · derivative.exercise_date: AFV-11 currently owns 5,000 shares of the Issuer's Series C Preferred Stock. AFV 11/A has agreed to purchase 5,000 shares of the Issuer's Series C Preferred Stock no later than 20 business days following April 9, 2024 pursuant to the Purchase Agreement, subject to customary closing conditions. Each share of the Issuer's Series C Preferred Stock has no expiration date. Each holder of Series C Preferred has the right, at its option, to convert its Series C Preferred Stock, in whole or in part, into fully paid and non-assessable shares of Common Stock at a conversion price equal to the lesser of (i) 120% of the average of the closing sale prices per share of the Common Stock for the ten consecutive trading days immediately preceding the conversion (the "Average Common Stock Price") (provided that if the Average Common Stock Price is equal to the Floor Price (as defined below), the Conversion Price shall be determined based on 100% of the Average Common Stock Price instead of 120%) and

F10 · derivative.exercise_date: (Continued from footnote 9) (ii) $2.2355 (such price, the "Conversion Price"); provided that in no event shall the Conversion Price be less than $2.00 (the "Floor Price"). The Conversion Price is subject to customary adjustments, including in the event of any stock split, stock dividend, recapitalization or similar events. The Preferred Stock cannot be converted if such conversion would result in an issuance of Common Stock in excess of 19.99% of the aggregate number of shares of the Common Stock issued and outstanding as of April 9, 2024. Each share of Series C Preferred Stock will automatically convert, on a certificate by certificate basis, upon a change of control of the Issuer into the number of shares of the Issuer's Common Stock determined in accordance with the prior sentence.

F9 · derivative.expiration_date: AFV-11 currently owns 5,000 shares of the Issuer's Series C Preferred Stock. AFV 11/A has agreed to purchase 5,000 shares of the Issuer's Series C Preferred Stock no later than 20 business days following April 9, 2024 pursuant to the Purchase Agreement, subject to customary closing conditions. Each share of the Issuer's Series C Preferred Stock has no expiration date. Each holder of Series C Preferred has the right, at its option, to convert its Series C Preferred Stock, in whole or in part, into fully paid and non-assessable shares of Common Stock at a conversion price equal to the lesser of (i) 120% of the average of the closing sale prices per share of the Common Stock for the ten consecutive trading days immediately preceding the conversion (the "Average Common Stock Price") (provided that if the Average Common Stock Price is equal to the Floor Price (as defined below), the Conversion Price shall be determined based on 100% of the Average Common Stock Price instead of 120%) and

F10 · derivative.expiration_date: (Continued from footnote 9) (ii) $2.2355 (such price, the "Conversion Price"); provided that in no event shall the Conversion Price be less than $2.00 (the "Floor Price"). The Conversion Price is subject to customary adjustments, including in the event of any stock split, stock dividend, recapitalization or similar events. The Preferred Stock cannot be converted if such conversion would result in an issuance of Common Stock in excess of 19.99% of the aggregate number of shares of the Common Stock issued and outstanding as of April 9, 2024. Each share of Series C Preferred Stock will automatically convert, on a certificate by certificate basis, upon a change of control of the Issuer into the number of shares of the Issuer's Common Stock determined in accordance with the prior sentence.

F11 · derivative.underlying_shares: The amount of derivative securities beneficially owned is not determinable because, as indicated in footnote 9, the conversion price depends on the date of conversion.

F9 · balance_after: AFV-11 currently owns 5,000 shares of the Issuer's Series C Preferred Stock. AFV 11/A has agreed to purchase 5,000 shares of the Issuer's Series C Preferred Stock no later than 20 business days following April 9, 2024 pursuant to the Purchase Agreement, subject to customary closing conditions. Each share of the Issuer's Series C Preferred Stock has no expiration date. Each holder of Series C Preferred has the right, at its option, to convert its Series C Preferred Stock, in whole or in part, into fully paid and non-assessable shares of Common Stock at a conversion price equal to the lesser of (i) 120% of the average of the closing sale prices per share of the Common Stock for the ten consecutive trading days immediately preceding the conversion (the "Average Common Stock Price") (provided that if the Average Common Stock Price is equal to the Floor Price (as defined below), the Conversion Price shall be determined based on 100% of the Average Common Stock Price instead of 120%) and

F10 · balance_after: (Continued from footnote 9) (ii) $2.2355 (such price, the "Conversion Price"); provided that in no event shall the Conversion Price be less than $2.00 (the "Floor Price"). The Conversion Price is subject to customary adjustments, including in the event of any stock split, stock dividend, recapitalization or similar events. The Preferred Stock cannot be converted if such conversion would result in an issuance of Common Stock in excess of 19.99% of the aggregate number of shares of the Common Stock issued and outstanding as of April 9, 2024. Each share of Series C Preferred Stock will automatically convert, on a certificate by certificate basis, upon a change of control of the Issuer into the number of shares of the Issuer's Common Stock determined in accordance with the prior sentence.

F5 · ownership.nature: Each of AFV Partners SPV-11, LLC, a Delaware limited liability company ("AFV-11") and AFV Partners SPV-11/A, LLC, a Delaware limited liability company ("AFV-11/A") has entered into a securities purchase agreement (the "Purchase Agreement") with the Issuer dated April 9, 2024 pursuant to which each has agreed to purchase 5,000 shares of the Issuer's Series C Cumulative Perpetual Redeemable Preferred Stock ("Series C Preferred Stock") and Warrants to purchase up to 2,236,636 shares of Common Stock, at a combined purchase price of $1,000 per share and accompanying Warrant, no later than 20 business days following April 9, 2024, subject to customary closing conditions. On April 10, 2024, AFV 11 purchased 5,000 shares of Series C Preferred Stock and Warrants to purchase up to 2,236,636 shares of Common Stock. AFV 11/A has not yet closed its purchase.

SEC source: 0001104659-24-047686 · tm2411959-1_4seq1.xml · derivative · entry 3

Aquila Tony · CIK 0001399053 · Director · Executive Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLCs

Disclosed balance after: 5,527,592

Underlying: Common Stock · 4,473,272 shares

Expires not disclosed

F5 · date: Each of AFV Partners SPV-11, LLC, a Delaware limited liability company ("AFV-11") and AFV Partners SPV-11/A, LLC, a Delaware limited liability company ("AFV-11/A") has entered into a securities purchase agreement (the "Purchase Agreement") with the Issuer dated April 9, 2024 pursuant to which each has agreed to purchase 5,000 shares of the Issuer's Series C Cumulative Perpetual Redeemable Preferred Stock ("Series C Preferred Stock") and Warrants to purchase up to 2,236,636 shares of Common Stock, at a combined purchase price of $1,000 per share and accompanying Warrant, no later than 20 business days following April 9, 2024, subject to customary closing conditions. On April 10, 2024, AFV 11 purchased 5,000 shares of Series C Preferred Stock and Warrants to purchase up to 2,236,636 shares of Common Stock. AFV 11/A has not yet closed its purchase.

F5 · price: Each of AFV Partners SPV-11, LLC, a Delaware limited liability company ("AFV-11") and AFV Partners SPV-11/A, LLC, a Delaware limited liability company ("AFV-11/A") has entered into a securities purchase agreement (the "Purchase Agreement") with the Issuer dated April 9, 2024 pursuant to which each has agreed to purchase 5,000 shares of the Issuer's Series C Cumulative Perpetual Redeemable Preferred Stock ("Series C Preferred Stock") and Warrants to purchase up to 2,236,636 shares of Common Stock, at a combined purchase price of $1,000 per share and accompanying Warrant, no later than 20 business days following April 9, 2024, subject to customary closing conditions. On April 10, 2024, AFV 11 purchased 5,000 shares of Series C Preferred Stock and Warrants to purchase up to 2,236,636 shares of Common Stock. AFV 11/A has not yet closed its purchase.

F7 · derivative.exercise_date: The Warrants are exercisable upon issuance and expire 5 years after the date of issuance.

F7 · derivative.expiration_date: The Warrants are exercisable upon issuance and expire 5 years after the date of issuance.

F5 · balance_after: Each of AFV Partners SPV-11, LLC, a Delaware limited liability company ("AFV-11") and AFV Partners SPV-11/A, LLC, a Delaware limited liability company ("AFV-11/A") has entered into a securities purchase agreement (the "Purchase Agreement") with the Issuer dated April 9, 2024 pursuant to which each has agreed to purchase 5,000 shares of the Issuer's Series C Cumulative Perpetual Redeemable Preferred Stock ("Series C Preferred Stock") and Warrants to purchase up to 2,236,636 shares of Common Stock, at a combined purchase price of $1,000 per share and accompanying Warrant, no later than 20 business days following April 9, 2024, subject to customary closing conditions. On April 10, 2024, AFV 11 purchased 5,000 shares of Series C Preferred Stock and Warrants to purchase up to 2,236,636 shares of Common Stock. AFV 11/A has not yet closed its purchase.

F6 · balance_after: AFV is the sole manager and controlling member of AFV-11 and AFV-11/A. Mr. Aquila is the managing member of AFV, which exercises ultimate voting and investment power with respect to the shares and warrants held or to be held by AFV-11, and AFV-11/A. The Reporting Person disclaims beneficial ownership of the shares held by AFV-11 and AFV-11/A, except to the extent of his pecuniary interest therein.

F8 · balance_after: Includes warrants to purchase an aggregate of 1,054,320 shares of Common Stock with an exercise price of $0.54 per share that are currently exercisable and which expire August 4, 2028, including: (i) Warrants to purchase up to 405,732 shares of Common Stock are held by AFV-10/A, (ii) Warrants to purchase up to 304,299 shares of Common Stock are held by AFV-10/B, (iii) Warrants to purchase up to 243,439 shares of Common Stock are held by AFV-10/C, and (iv) Warrants to purchase up to 100,850 shares of Common Stock are held by I-40 OKC.

F5 · ownership.nature: Each of AFV Partners SPV-11, LLC, a Delaware limited liability company ("AFV-11") and AFV Partners SPV-11/A, LLC, a Delaware limited liability company ("AFV-11/A") has entered into a securities purchase agreement (the "Purchase Agreement") with the Issuer dated April 9, 2024 pursuant to which each has agreed to purchase 5,000 shares of the Issuer's Series C Cumulative Perpetual Redeemable Preferred Stock ("Series C Preferred Stock") and Warrants to purchase up to 2,236,636 shares of Common Stock, at a combined purchase price of $1,000 per share and accompanying Warrant, no later than 20 business days following April 9, 2024, subject to customary closing conditions. On April 10, 2024, AFV 11 purchased 5,000 shares of Series C Preferred Stock and Warrants to purchase up to 2,236,636 shares of Common Stock. AFV 11/A has not yet closed its purchase.

SEC source: 0001209191-23-051777 · doc4.xml · nonDerivative · entry 1

Aquila Tony · CIK 0001399053 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,860,261

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs will fully vest in equal annual installments on the date of each remaining annual meeting of stockholders that is part of the Reporting Person's current term, beginning with the annual meeting that is following the Issuer's next annual meeting of stockholders subsequent to the effectiveness of this RSU grant, subject to acceleration, and subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through such vesting date.

SEC source: 0001104659-23-092244 · tm2323834-1_4seq1.xml · derivative · entry 3

Aquila Tony · CIK 0001399053 · Director · Executive Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLCs

Disclosed balance after: 24,249,376

Underlying: Common Stock · 5,599,104 shares

Expires 2029-02-04

F1 · price: Represents shares and warrants received by AFV Partners SPV-10/C LLC ("AFV-10/C") pursuant to the Common Stock and Common Warrant Purchase Agreement (the "Purchase Agreement") entered into among the Issuer and AFV-10/C on August 4, 2023, subject to customary closing conditions. The Purchase Agreement provides for the sale and issuance by the Issuer of an aggregate of 5,599,104 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), together with warrants (the "Warrants") to purchase up to an aggregate 5,599,104 shares of Common Stock at a combined purchase price of $0.5358 per share and accompanying Warrant.

F2 · price: 5,599,104 shares of Common Stock and Warrants to purchase up to 5,599,104 shares of Common Stock were issued to AFV-10/C on August 4, 2023, following the satisfaction of customary closing conditions.

F1 · derivative.underlying_shares: Represents shares and warrants received by AFV Partners SPV-10/C LLC ("AFV-10/C") pursuant to the Common Stock and Common Warrant Purchase Agreement (the "Purchase Agreement") entered into among the Issuer and AFV-10/C on August 4, 2023, subject to customary closing conditions. The Purchase Agreement provides for the sale and issuance by the Issuer of an aggregate of 5,599,104 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), together with warrants (the "Warrants") to purchase up to an aggregate 5,599,104 shares of Common Stock at a combined purchase price of $0.5358 per share and accompanying Warrant.

F2 · derivative.underlying_shares: 5,599,104 shares of Common Stock and Warrants to purchase up to 5,599,104 shares of Common Stock were issued to AFV-10/C on August 4, 2023, following the satisfaction of customary closing conditions.

F1 · balance_after: Represents shares and warrants received by AFV Partners SPV-10/C LLC ("AFV-10/C") pursuant to the Common Stock and Common Warrant Purchase Agreement (the "Purchase Agreement") entered into among the Issuer and AFV-10/C on August 4, 2023, subject to customary closing conditions. The Purchase Agreement provides for the sale and issuance by the Issuer of an aggregate of 5,599,104 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), together with warrants (the "Warrants") to purchase up to an aggregate 5,599,104 shares of Common Stock at a combined purchase price of $0.5358 per share and accompanying Warrant.

F2 · balance_after: 5,599,104 shares of Common Stock and Warrants to purchase up to 5,599,104 shares of Common Stock were issued to AFV-10/C on August 4, 2023, following the satisfaction of customary closing conditions.

F5 · balance_after: (i) Warrants to purchase up to 9,331,840 shares of Common Stock are held by AFV-10/A, (ii) Warrants to purchase up to 6,998,880 shares of Common Stock are held by AFV-10/B, (iii) Warrants to purchase up to 5,599,104 shares of Common Stock are held by AFV-10/C, and (iv) Warrants to purchase up to 2,319,552 shares of Common Stock are held by I-40 OKC.

F5 · ownership.nature: (i) Warrants to purchase up to 9,331,840 shares of Common Stock are held by AFV-10/A, (ii) Warrants to purchase up to 6,998,880 shares of Common Stock are held by AFV-10/B, (iii) Warrants to purchase up to 5,599,104 shares of Common Stock are held by AFV-10/C, and (iv) Warrants to purchase up to 2,319,552 shares of Common Stock are held by I-40 OKC.

SEC source: 0001104659-23-092244 · tm2323834-1_4seq1.xml · nonDerivative · entry 1

Aquila Tony · CIK 0001399053 · Director · Executive Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLCs

Disclosed balance after: 79,986,536

F1 · shares: Represents shares and warrants received by AFV Partners SPV-10/C LLC ("AFV-10/C") pursuant to the Common Stock and Common Warrant Purchase Agreement (the "Purchase Agreement") entered into among the Issuer and AFV-10/C on August 4, 2023, subject to customary closing conditions. The Purchase Agreement provides for the sale and issuance by the Issuer of an aggregate of 5,599,104 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), together with warrants (the "Warrants") to purchase up to an aggregate 5,599,104 shares of Common Stock at a combined purchase price of $0.5358 per share and accompanying Warrant.

F2 · shares: 5,599,104 shares of Common Stock and Warrants to purchase up to 5,599,104 shares of Common Stock were issued to AFV-10/C on August 4, 2023, following the satisfaction of customary closing conditions.

F1 · price: Represents shares and warrants received by AFV Partners SPV-10/C LLC ("AFV-10/C") pursuant to the Common Stock and Common Warrant Purchase Agreement (the "Purchase Agreement") entered into among the Issuer and AFV-10/C on August 4, 2023, subject to customary closing conditions. The Purchase Agreement provides for the sale and issuance by the Issuer of an aggregate of 5,599,104 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), together with warrants (the "Warrants") to purchase up to an aggregate 5,599,104 shares of Common Stock at a combined purchase price of $0.5358 per share and accompanying Warrant.

F2 · price: 5,599,104 shares of Common Stock and Warrants to purchase up to 5,599,104 shares of Common Stock were issued to AFV-10/C on August 4, 2023, following the satisfaction of customary closing conditions.

F3 · ownership.nature: (i) 12,509,387 shares of Common Stock are held by AFV Partners SPV-4 LLC, a Delaware limited liability company ("AFV-4"); (ii) 35,273,268 shares of Common Stock are held by AFV Partners SPV-7 LLC, a Delaware limited liability company ("AFV-7"); (iii) 3,450,000 shares of Common Stock held by AFV Partners SPV-7/A LLC, a Delaware limited liability company ("AFV-7/A"); (iv) 4,504,505 shares of Common Stock are held by AFV Partners SPV-10 LLC, a Delaware limited liability company ("AFV 10"); (v) 9,331,840 shares of Common Stock are held by AFV-10/A, a Delaware limited liability company("AFV-10/A"); (vi) 6,998,880 shares of Common Stock are held by AFV-10/B, a Delaware limited liability company ("AFV-10/B"); (vii) 2,319,552 shares of Common Stock are held by I-40 OKC Partners LLC, an Oklahoma limited liability company ("I-40 OKC"); and (viii) 5,599,104 shares of Common Stock are held by AFV Partners SPV-10/C LLC, a Delaware limited liability company.

F4 · ownership.nature: (Continued from footnote 3) AFV Management Advisors LLC, a Delaware limited liability company ("AFV") is the sole manager and controlling member of AFV-4, AFV-7, AFV-7/A, AFV-10, AFV-10/A, AFV-10/B and AFV-10/C. AFV is the sole manager of the ultimate parent entity of I-40 OKC. Mr. Aquila is the managing member of AFV, which exercises ultimate voting and investment power with respect to the shares held by AFV-4, AFV-7, AFV-7/A, AFV-10, AFV-10/A, AFV-10/B, AFV 10/C and I-40 OKC. The Reporting Person disclaims beneficial ownership of the shares held by AFV 4, AFV 7, AFV-7/A, AFV-10, AFV-10/A, AFV-10/B, AFV-10/C and I-40 OKC, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-23-077611 · tm2320326-1_4seq1.xml · derivative · entry 3

Aquila Tony · CIK 0001399053 · Director · Executive Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLCs

Disclosed balance after: 16,330,720

Underlying: Common Stock · 16,330,720 shares

Expires 2028-12-22

F1 · price: Represents shares and warrants received by each of AFV Partners SPV-10/A LLC ("AFV-10/A") and AFV Partners SPV-10/B LLC ("AFV-10/B") pursuant to the Common Stock and Common Warrant Purchase Agreement (the "Purchase Agreement") entered into among the Issuer, AFV-10/A and AFV-10/B on June 22, 2023, subject to customary closing conditions. The Purchase Agreement provides for the sale and issuance by the Issuer of an aggregate of 16,330,720 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), together with warrants (the "Warrants") to purchase up to an aggregate 16,330,720 shares of Common Stock at a combined purchase price of $0.5358 per share and accompanying Warrant.

F2 · price: 9,331,840 shares of Common Stock and Warrants to purchase up to 9,331,840 shares of Common Stock were issued to AFV-10/A, and 6,998,880 shares of Common Stock and Warrants to purchase up to 6,998,880 shares of Common Stock were issued to AFV-10/B, in each case on June 29, 2023, following the satisfaction of customary closing conditions.

F1 · derivative.underlying_shares: Represents shares and warrants received by each of AFV Partners SPV-10/A LLC ("AFV-10/A") and AFV Partners SPV-10/B LLC ("AFV-10/B") pursuant to the Common Stock and Common Warrant Purchase Agreement (the "Purchase Agreement") entered into among the Issuer, AFV-10/A and AFV-10/B on June 22, 2023, subject to customary closing conditions. The Purchase Agreement provides for the sale and issuance by the Issuer of an aggregate of 16,330,720 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), together with warrants (the "Warrants") to purchase up to an aggregate 16,330,720 shares of Common Stock at a combined purchase price of $0.5358 per share and accompanying Warrant.

F2 · derivative.underlying_shares: 9,331,840 shares of Common Stock and Warrants to purchase up to 9,331,840 shares of Common Stock were issued to AFV-10/A, and 6,998,880 shares of Common Stock and Warrants to purchase up to 6,998,880 shares of Common Stock were issued to AFV-10/B, in each case on June 29, 2023, following the satisfaction of customary closing conditions.

F1 · balance_after: Represents shares and warrants received by each of AFV Partners SPV-10/A LLC ("AFV-10/A") and AFV Partners SPV-10/B LLC ("AFV-10/B") pursuant to the Common Stock and Common Warrant Purchase Agreement (the "Purchase Agreement") entered into among the Issuer, AFV-10/A and AFV-10/B on June 22, 2023, subject to customary closing conditions. The Purchase Agreement provides for the sale and issuance by the Issuer of an aggregate of 16,330,720 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), together with warrants (the "Warrants") to purchase up to an aggregate 16,330,720 shares of Common Stock at a combined purchase price of $0.5358 per share and accompanying Warrant.

F2 · balance_after: 9,331,840 shares of Common Stock and Warrants to purchase up to 9,331,840 shares of Common Stock were issued to AFV-10/A, and 6,998,880 shares of Common Stock and Warrants to purchase up to 6,998,880 shares of Common Stock were issued to AFV-10/B, in each case on June 29, 2023, following the satisfaction of customary closing conditions.

F5 · ownership.nature: (i) Warrants to purchase up to 9,331,840 shares of Common Stock are held by AFV-10/A, and (ii) Warrants to purchase up to 6,998,880 shares of Common Stock are held by AFV-10/B.

SEC source: 0001104659-23-077611 · tm2320326-1_4seq1.xml · nonDerivative · entry 1

Aquila Tony · CIK 0001399053 · Director · Executive Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLCs

Disclosed balance after: 74,387,432

F1 · shares: Represents shares and warrants received by each of AFV Partners SPV-10/A LLC ("AFV-10/A") and AFV Partners SPV-10/B LLC ("AFV-10/B") pursuant to the Common Stock and Common Warrant Purchase Agreement (the "Purchase Agreement") entered into among the Issuer, AFV-10/A and AFV-10/B on June 22, 2023, subject to customary closing conditions. The Purchase Agreement provides for the sale and issuance by the Issuer of an aggregate of 16,330,720 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), together with warrants (the "Warrants") to purchase up to an aggregate 16,330,720 shares of Common Stock at a combined purchase price of $0.5358 per share and accompanying Warrant.

F2 · shares: 9,331,840 shares of Common Stock and Warrants to purchase up to 9,331,840 shares of Common Stock were issued to AFV-10/A, and 6,998,880 shares of Common Stock and Warrants to purchase up to 6,998,880 shares of Common Stock were issued to AFV-10/B, in each case on June 29, 2023, following the satisfaction of customary closing conditions.

F1 · price: Represents shares and warrants received by each of AFV Partners SPV-10/A LLC ("AFV-10/A") and AFV Partners SPV-10/B LLC ("AFV-10/B") pursuant to the Common Stock and Common Warrant Purchase Agreement (the "Purchase Agreement") entered into among the Issuer, AFV-10/A and AFV-10/B on June 22, 2023, subject to customary closing conditions. The Purchase Agreement provides for the sale and issuance by the Issuer of an aggregate of 16,330,720 shares of the Issuer's common stock, par value $0.0001 per share ("Common Stock"), together with warrants (the "Warrants") to purchase up to an aggregate 16,330,720 shares of Common Stock at a combined purchase price of $0.5358 per share and accompanying Warrant.

F2 · price: 9,331,840 shares of Common Stock and Warrants to purchase up to 9,331,840 shares of Common Stock were issued to AFV-10/A, and 6,998,880 shares of Common Stock and Warrants to purchase up to 6,998,880 shares of Common Stock were issued to AFV-10/B, in each case on June 29, 2023, following the satisfaction of customary closing conditions.

F3 · ownership.nature: (i) 12,509,387 shares of Common Stock are held by AFV Partners SPV-4 LLC, a Delaware limited liability company ("AFV-4"); (ii) 35,273,268 shares of Common Stock are held by AFV Partners SPV-7 LLC, a Delaware limited liability company ("AFV-7"); (iii) 3,450,000 shares of Common Stock held by AFV Partners SPV-7/A LLC, a Delaware limited liability company ("AFV-7/A"); (iv) 4,504,505 shares of Common Stock are held by AFV Partners SPV-10 LLC, a Delaware limited liability company ("AFV 10"); (v) 9,331,840 shares of Common Stock are held by AFV-10/A, a Delaware limited liability company; (vi) 6,998,880 shares of Common Stock are held by AFV-10/B, a Delaware limited liability company; and (vii) 2,319,552 shares of Common Stock are held by I-40 OKC Partners LLC, an Oklahoma limited liability company ("I-40 OKC").

F4 · ownership.nature: (Continued from footnote 2) AFV Management Advisors LLC, a Delaware limited liability company ("AFV") is the sole manager and controlling member of AFV-4, AFV-7, AFV-7/A, AFV-10, AFV-10/A and AFV-10/B. AFV is the sole manager of the ultimate parent entity of I-40 OKC. Mr. Aquila is the managing member of AFV, which exercises ultimate voting and investment power with respect to the shares held by AFV-4, AFV-7, AFV-7/A, AFV-10, AFV-10/A, AFV-10/B and I-40 OKC. The Reporting Person disclaims beneficial ownership of the shares held by AFV 4, AFV 7, AFV-7/A, AFV-10, AFV-10/A, AFV-10/B and I-40 OKC, except to the extent of his pecuniary interest therein.

SEC source: 0001209191-23-039359 · doc4.xml · nonDerivative · entry 1

Aquila Tony · CIK 0001399053 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,547,761

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs will fully vest on the earlier of June 21, 2024 or the date of the Issuer's next annual meeting of stockholders, subject to acceleration, and subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through such vesting date.

SEC source: 0001213900-23-036983 · ownership.xml · nonDerivative · entry 2

Aquila Tony · CIK 0001399053 · Director · Executive Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,278,014

F4 · shares: Represents 6,884,682 Restricted Stock Units that vest on May 5, 2024, subject to continuous service.

F4 · price: Represents 6,884,682 Restricted Stock Units that vest on May 5, 2024, subject to continuous service.

SEC source: 0001213900-23-036983 · ownership.xml · derivative · entry 3

Aquila Tony · CIK 0001399053 · Director · Executive Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLC

Disclosed balance after: 2,319,552

Underlying: Common Stock · 2,319,552 shares

Expires 2028-10-07

F1 · shares: Represents shares and warrants received by I-40 OKC Partners LLC ("I-40 OKC") pursuant to the lease agreement (the "Lease Agreement") entered into between the Issuer and I-40 OKC on April 7, 2023. The securities were issued in respect of rent obligations totaling $1,505,954 in accordance with the terms of the Lease Agreement.

F1 · price: Represents shares and warrants received by I-40 OKC Partners LLC ("I-40 OKC") pursuant to the lease agreement (the "Lease Agreement") entered into between the Issuer and I-40 OKC on April 7, 2023. The securities were issued in respect of rent obligations totaling $1,505,954 in accordance with the terms of the Lease Agreement.

F1 · derivative.underlying_shares: Represents shares and warrants received by I-40 OKC Partners LLC ("I-40 OKC") pursuant to the lease agreement (the "Lease Agreement") entered into between the Issuer and I-40 OKC on April 7, 2023. The securities were issued in respect of rent obligations totaling $1,505,954 in accordance with the terms of the Lease Agreement.

F1 · balance_after: Represents shares and warrants received by I-40 OKC Partners LLC ("I-40 OKC") pursuant to the lease agreement (the "Lease Agreement") entered into between the Issuer and I-40 OKC on April 7, 2023. The securities were issued in respect of rent obligations totaling $1,505,954 in accordance with the terms of the Lease Agreement.

F5 · ownership.nature: The warrants are held by I-40 OKC.

SEC source: 0001213900-23-036983 · ownership.xml · nonDerivative · entry 1

Aquila Tony · CIK 0001399053 · Director · Executive Chairman and CEO · 10% owner

10b5-1 filing: No plan indicated

Ownership: Indirect · By LLCs

Disclosed balance after: 58,056,712

F1 · shares: Represents shares and warrants received by I-40 OKC Partners LLC ("I-40 OKC") pursuant to the lease agreement (the "Lease Agreement") entered into between the Issuer and I-40 OKC on April 7, 2023. The securities were issued in respect of rent obligations totaling $1,505,954 in accordance with the terms of the Lease Agreement.

F1 · price: Represents shares and warrants received by I-40 OKC Partners LLC ("I-40 OKC") pursuant to the lease agreement (the "Lease Agreement") entered into between the Issuer and I-40 OKC on April 7, 2023. The securities were issued in respect of rent obligations totaling $1,505,954 in accordance with the terms of the Lease Agreement.

F2 · ownership.nature: (i) 12,509,387 shares of Common Stock are held by AFV Partners SPV-4 LLC, a Delaware limited liability company ("AFV-4"); (ii) 35,273,268 shares of Common Stock are held by AFV Partners SPV-7 LLC, a Delaware limited liability company ("AFV-7"); (iii) 3,450,000 shares of Common Stock held by AFV Partners SPV-7/A LLC, a Delaware limited liability company ("AFV-7/A"); (iv) 4,504,505 shares of Common Stock are held by AFV Partners SPV-10 LLC, a Delaware limited liability company ("AFV 10"); and (v) 2,319,552 shares of Common Stock are held by I-40 OKC, an Oklahoma limited liability company.

F3 · ownership.nature: (Continued from footnote 2) AFV Management Advisors LLC, a Delaware limited liability company ("AFV") is the sole manager and controlling member of AFV-4, AFV-7, AFV-7/A and AFV-10. AFV is the sole manager of the ultimate parent entity of I-40 OKC. Mr. Aquila is the managing member of AFV, which exercises ultimate voting and investment power with respect to the shares held by AFV-4, AFV-7, AFV-7/A, AFV-10 and I-40 OKC. The Reporting Person disclaims beneficial ownership of the shares held by AFV 4, AFV 7, AFV-7/A, AFV-10 and I-40 OKC, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-22-124905 · tm2232102-1_4seq1.xml · nonDerivative · entry 1

Aquila Tony · CIK 0001399053 · Director · Executive Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,393,332

F1 · shares: On December 2, 2022, the Board of the Issuer approved the immediate vesting of performance-based restricted stock units held by the Reporting Person.

SEC source: 0001104659-22-121807 · tm2231251-1_4seq1.xml · nonDerivative · entry 2

Aquila Tony · CIK 0001399053 · Director · Executive Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLCs

Disclosed balance after: 55,737,160

F1 · shares: On November 9, 2022, the Issuer entered into a Common Stock Subscription Agreement (the "Subscription Agreement") with Mr. Tony Aquila and AFV Partners SPV-10 LLC, a Delaware limited liability company and a special purpose vehicle managed by entities affiliated with the Reporting Person ("AFV 10"), pursuant to which such purchasers agreed to purchase an aggregate of 9,009,009 shares of the Issuer's Common Stock, par value $0.0001 per share at a price of $1.11 per share for an aggregate purchase price of $10.0 million (the "November PIPE"). The closing of the November PIPE occurred on November 21, 2022.

F2 · shares: Pursuant to the Subscription Agreement, the Reporting Person acquired 4,505,504 shares of Common Stock in the November PIPE and AFV-10 acquired 4,505,505 shares of Common Stock in the November PIPE. The shares of Common Stock acquired by AFV-10 in the November PIPE are held indirectly by the Reporting Person through AFV-10.

F3 · ownership.nature: (i) 12,509,387 shares of Common Stock are held by AFV Partners SPV-4 LLC, a Delaware limited liability company ("AFV-4"); (ii) 35,273,268 shares of Common Stock are held by AFV Partners SPV-7 LLC, a Delaware limited liability company ("AFV-7"); (iii) 3,450,000 shares of Common Stock held by AFV Partners SPV-7/A LLC, a Delaware limited liability company ("AFV-7/A"); and (iv) 4,504,505 shares of Common Stock are held by AFV-10. AFV Management Advisors LLC, a Delaware limited liability company ("AFV") is the sole manager and controlling member of AFV-4, AFV-7, AFV-7/A and AFV-10. Mr. Aquila is the managing member of AFV, which exercises ultimate voting and investment power with respect to the shares held by AFV-4, AFV-7, AFV-7/A and AFV-10. The Reporting Person disclaims beneficial ownership of the shares held by AFV 4, AFV 7, AFV-7/A and AFV-10, except to the extent of his pecuniary interest therein.

SEC source: 0001104659-22-121807 · tm2231251-1_4seq1.xml · nonDerivative · entry 1

Aquila Tony · CIK 0001399053 · Director · Executive Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 7,243,332

F1 · shares: On November 9, 2022, the Issuer entered into a Common Stock Subscription Agreement (the "Subscription Agreement") with Mr. Tony Aquila and AFV Partners SPV-10 LLC, a Delaware limited liability company and a special purpose vehicle managed by entities affiliated with the Reporting Person ("AFV 10"), pursuant to which such purchasers agreed to purchase an aggregate of 9,009,009 shares of the Issuer's Common Stock, par value $0.0001 per share at a price of $1.11 per share for an aggregate purchase price of $10.0 million (the "November PIPE"). The closing of the November PIPE occurred on November 21, 2022.

F2 · shares: Pursuant to the Subscription Agreement, the Reporting Person acquired 4,505,504 shares of Common Stock in the November PIPE and AFV-10 acquired 4,505,505 shares of Common Stock in the November PIPE. The shares of Common Stock acquired by AFV-10 in the November PIPE are held indirectly by the Reporting Person through AFV-10.

SEC source: 0001213900-22-056045 · ownership.xml · nonDerivative · entry 1

Aquila Tony · CIK 0001399053 · Director · Executive Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,738,828

F1 · shares: The purchase of shares of Common Stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2022.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were purchased in multiple transactions at prices ranging from $2.54 to $2.68, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001213900-22-047426 · ownership.xml · nonDerivative · entry 1

Aquila Tony · CIK 0001399053 · Director · Executive Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,338,828

F1 · price: Represents 800,000 Restricted Stock Units that vest on January 2, 2023, subject to continuous service.

SEC source: 0001213900-22-048649 · ownership.xml · nonDerivative · entry 1

Aquila Tony · CIK 0001399053 · Director · Executive Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,538,828

F1 · shares: The purchase of shares of Common Stock reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 15, 2022.

F2 · price: The price reported in Column 4 is a weighted average sale price. These shares were purchased in multiple transactions at prices ranging from $3.62 to $4.23, inclusive. The Reporting Person has provided to the Issuer, and undertakes to provide to any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

SEC source: 0001209191-22-038982 · doc4.xml · nonDerivative · entry 1

Aquila Tony · CIK 0001399053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,321,773

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. The RSUs will fully vest on the earlier of June 21, 2023 or the date of the Issuer's next annual meeting of stockholders, subject to acceleration, and subject to the Reporting Person's Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through such vesting date.

SEC source: 0001209191-21-028143 · doc4a.xml · derivative · entry 1

Aquila Tony · CIK 0001399053 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,003,828

Underlying: Common Stock · 1,003,828 shares

Expires 2023-10-19

F1 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of Issuer's Common Stock. The PSUs vest in one-third increments during the three-year period beginning on October 19, 2020, upon Issuer's Common Stock achieving certain specified prices per share.

F1 · derivative.exercise_date: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of Issuer's Common Stock. The PSUs vest in one-third increments during the three-year period beginning on October 19, 2020, upon Issuer's Common Stock achieving certain specified prices per share.

SEC source: 0001213900-21-065252 · ownership.xml · derivative · entry 5

Aquila Tony · CIK 0001399053 · Director · Executive Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 0

Underlying: Common Stock · 1,200,000 shares

Expires 2024-06-19

F2 · ownership.nature: The options were held by AFV Partners. Reporting Person is the sole member and manager of AFV Partners.

SEC source: 0001213900-21-065252 · ownership.xml · derivative · entry 4

Aquila Tony · CIK 0001399053 · Director · Executive Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 0

Underlying: Common Stock · 2,400,000 shares

Expires 2024-06-19

F2 · ownership.nature: The options were held by AFV Partners. Reporting Person is the sole member and manager of AFV Partners.

SEC source: 0001213900-21-065252 · ownership.xml · nonDerivative · entry 2

Aquila Tony · CIK 0001399053 · Director · Executive Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLCs

Disclosed balance after: 51,232,655

F1 · ownership.nature: Following the exercise of the options, the shares are held as follows: 12,359,387 shares are held directly by AFV Partners SPV-4 LLC ("AFV 4"); 35,273,268 are held directly by AFV Partners SPV-7 LLC ("AFV 7"); and 3,600,000 shares are held directly by AFV Partners LLC ("AFV Partners"). The Reporting Person is (i) the managing member of AFV Management Advisors LLC, which exercises ultimate voting and investment power with respect to the shares held by AFV 4 and AFV 7; and (ii) the sole member and manager of AFV Partners. The Reporting Person disclaims beneficial ownership of the shares held by AFV 4, AFV 7 and AFV Partners, except to the extent of his pecuniary interest therein.

SEC source: 0001213900-21-065252 · ownership.xml · nonDerivative · entry 1

Aquila Tony · CIK 0001399053 · Director · Executive Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLCs

Disclosed balance after: 50,032,655

F1 · ownership.nature: Following the exercise of the options, the shares are held as follows: 12,359,387 shares are held directly by AFV Partners SPV-4 LLC ("AFV 4"); 35,273,268 are held directly by AFV Partners SPV-7 LLC ("AFV 7"); and 3,600,000 shares are held directly by AFV Partners LLC ("AFV Partners"). The Reporting Person is (i) the managing member of AFV Management Advisors LLC, which exercises ultimate voting and investment power with respect to the shares held by AFV 4 and AFV 7; and (ii) the sole member and manager of AFV Partners. The Reporting Person disclaims beneficial ownership of the shares held by AFV 4, AFV 7 and AFV Partners, except to the extent of his pecuniary interest therein.

SEC source: 0001213900-21-061219 · ownership.xml · nonDerivative · entry 1

Aquila Tony · CIK 0001399053 · Director · Executive Chairman and CEO · 10% owner

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLCs

Disclosed balance after: 47,632,655

F1 · shares: Shares were acquired pursuant to a Stock Purchase Agreement, dated as of October 6, 2021, and amended as of November 19, 2021, by and between AFV Partners SPV-7 LLC ("AFV 7") and DD Global Holdings Limited.

F2 · ownership.nature: 12,359,387 shares are held directly by AFV Partners SPV-4 LLC ("AFV 4") and 35,273,268 are held directly by AFV 7. The Reporting Person is the managing member of AFV Management Advisors LLC, which exercises ultimate voting and investment power with respect to the shares held by AFV 4 and AFV 7. The Reporting Person disclaims beneficial ownership of the shares held by AFV 4 and AFV 7, except to the extent of his pecuniary interest therein.

SEC source: 0001213900-21-057473 · ownership.xml · derivative · entry 3

Aquila Tony · CIK 0001399053 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Stock · 2,000,000 shares

Expires 2026-11-04

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. These PSUs vest in one-third increments through a five-year performance period beginning November 4, 2021 when shares of the Issuer's common stock equal or exceed the prices specified in footnotes (2), (3) and (4), as applicable (measured based on the volume weighted average stock price for 20 days in any 30-day period), and in each case subject to continuous service through the later of the end of the applicable service period or the date of achievement of the applicable performance vesting milestone.

F4 · derivative.exercise_price: These PSUs vest on the date the price of the Issuer's common stock equals or exceeds $40, subject to continuous service through the fifth anniversary of the grant date (i.e., the expiration date).

F4 · derivative.exercise_date: These PSUs vest on the date the price of the Issuer's common stock equals or exceeds $40, subject to continuous service through the fifth anniversary of the grant date (i.e., the expiration date).

SEC source: 0001213900-21-057473 · ownership.xml · derivative · entry 2

Aquila Tony · CIK 0001399053 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Stock · 2,000,000 shares

Expires 2026-11-04

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. These PSUs vest in one-third increments through a five-year performance period beginning November 4, 2021 when shares of the Issuer's common stock equal or exceed the prices specified in footnotes (2), (3) and (4), as applicable (measured based on the volume weighted average stock price for 20 days in any 30-day period), and in each case subject to continuous service through the later of the end of the applicable service period or the date of achievement of the applicable performance vesting milestone.

F3 · derivative.exercise_price: These PSUs vest on the date the price of the Issuer's common stock equals or exceeds $25, subject to continuous service through the the later of second anniversary of the grant date and the date such stock price is achieved.

F3 · derivative.exercise_date: These PSUs vest on the date the price of the Issuer's common stock equals or exceeds $25, subject to continuous service through the the later of second anniversary of the grant date and the date such stock price is achieved.

SEC source: 0001213900-21-057473 · ownership.xml · derivative · entry 1

Aquila Tony · CIK 0001399053 · Director · Executive Chairman and CEO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Stock · 2,000,000 shares

Expires 2026-11-04

F1 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock. These PSUs vest in one-third increments through a five-year performance period beginning November 4, 2021 when shares of the Issuer's common stock equal or exceed the prices specified in footnotes (2), (3) and (4), as applicable (measured based on the volume weighted average stock price for 20 days in any 30-day period), and in each case subject to continuous service through the later of the end of the applicable service period or the date of achievement of the applicable performance vesting milestone.

F2 · derivative.exercise_price: These PSUs vest on the date the price of the Issuer's common stock equals or exceeds $18, subject to continuous service through the later of the first anniversary of the grant date and the date such stock price is achieved.

F2 · derivative.exercise_date: These PSUs vest on the date the price of the Issuer's common stock equals or exceeds $18, subject to continuous service through the later of the first anniversary of the grant date and the date such stock price is achieved.

SEC source: 0001209191-21-062708 · doc4.xml · nonDerivative · entry 1

Aquila Tony · CIK 0001399053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,280,280

F1 · shares: Represents the number of shares of Common Stock underlying restricted stock units ("RSUs"). Each RSU represents the contingent right to receive one share of the Issuer's Common Stock. 1/3rd of the shares underlying the RSUs shall vest on the first, second and third anniversaries of June 16, 2021, subject to the Reporting Person remaining in Continuous Service (as defined in the Issuer's 2021 Equity Incentive Plan) through such vesting date.

SEC source: 0001209191-21-042015 · doc4.xml · nonDerivative · entry 6

Aquila Tony · CIK 0001399053 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 50,000

F1 · shares: As previously disclosed, in December 2020, the Issuer entered into subscription agreements with certain investors (the "PIPE investors") pursuant to which such investors agreed to purchase, immediately prior to the closing of the Business Combination, an aggregate of $325,000,000 of the Issuer's shares of Class A Common Stock at a price of $10.00 per share, or an aggregate of 32,500,000 shares of Class A Common Stock. AFV Partners SPV-5 LLC ("AFV 5"), AFV Partners SPV-6 LLC ("AFV 6"), Aquila 2007 Irrevocable Trust U/A FBO Elliott Aquila DTD 05/10/2007 ("Elliott Trust), Aquila 2007 Irrevocable Trust U/A FBO Cecily Aquila DTD 05/10/2007 ("Cecily Trust") and Aquila 2007 Irrevocable Trust U/A FBO Christopher Aquila DTD 05/10/2007 ("Christopher Trust") are among the PIPE Investors.

F6 · ownership.nature: Shares are held directly by Christopher Trust.

SEC source: 0001209191-21-042015 · doc4.xml · nonDerivative · entry 5

Aquila Tony · CIK 0001399053 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 50,000

F1 · shares: As previously disclosed, in December 2020, the Issuer entered into subscription agreements with certain investors (the "PIPE investors") pursuant to which such investors agreed to purchase, immediately prior to the closing of the Business Combination, an aggregate of $325,000,000 of the Issuer's shares of Class A Common Stock at a price of $10.00 per share, or an aggregate of 32,500,000 shares of Class A Common Stock. AFV Partners SPV-5 LLC ("AFV 5"), AFV Partners SPV-6 LLC ("AFV 6"), Aquila 2007 Irrevocable Trust U/A FBO Elliott Aquila DTD 05/10/2007 ("Elliott Trust), Aquila 2007 Irrevocable Trust U/A FBO Cecily Aquila DTD 05/10/2007 ("Cecily Trust") and Aquila 2007 Irrevocable Trust U/A FBO Christopher Aquila DTD 05/10/2007 ("Christopher Trust") are among the PIPE Investors.

F5 · ownership.nature: Shares are held directly by Cecily Trust.

SEC source: 0001209191-21-042015 · doc4.xml · nonDerivative · entry 4

Aquila Tony · CIK 0001399053 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By Trust

Disclosed balance after: 50,000

F1 · shares: As previously disclosed, in December 2020, the Issuer entered into subscription agreements with certain investors (the "PIPE investors") pursuant to which such investors agreed to purchase, immediately prior to the closing of the Business Combination, an aggregate of $325,000,000 of the Issuer's shares of Class A Common Stock at a price of $10.00 per share, or an aggregate of 32,500,000 shares of Class A Common Stock. AFV Partners SPV-5 LLC ("AFV 5"), AFV Partners SPV-6 LLC ("AFV 6"), Aquila 2007 Irrevocable Trust U/A FBO Elliott Aquila DTD 05/10/2007 ("Elliott Trust), Aquila 2007 Irrevocable Trust U/A FBO Cecily Aquila DTD 05/10/2007 ("Cecily Trust") and Aquila 2007 Irrevocable Trust U/A FBO Christopher Aquila DTD 05/10/2007 ("Christopher Trust") are among the PIPE Investors.

F4 · ownership.nature: Shares are held directly by Elliott Trust.

SEC source: 0001209191-21-042015 · doc4.xml · nonDerivative · entry 3

Aquila Tony · CIK 0001399053 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 1,100,000

F1 · shares: As previously disclosed, in December 2020, the Issuer entered into subscription agreements with certain investors (the "PIPE investors") pursuant to which such investors agreed to purchase, immediately prior to the closing of the Business Combination, an aggregate of $325,000,000 of the Issuer's shares of Class A Common Stock at a price of $10.00 per share, or an aggregate of 32,500,000 shares of Class A Common Stock. AFV Partners SPV-5 LLC ("AFV 5"), AFV Partners SPV-6 LLC ("AFV 6"), Aquila 2007 Irrevocable Trust U/A FBO Elliott Aquila DTD 05/10/2007 ("Elliott Trust), Aquila 2007 Irrevocable Trust U/A FBO Cecily Aquila DTD 05/10/2007 ("Cecily Trust") and Aquila 2007 Irrevocable Trust U/A FBO Christopher Aquila DTD 05/10/2007 ("Christopher Trust") are among the PIPE Investors.

F3 · ownership.nature: Shares are held directly by AFV 6. Reporting Person is the Chairman and CEO of AFV Partners LLC, which exercises ultimate voting and investment power with respect to the shares held by AFV 6. Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

SEC source: 0001209191-21-042015 · doc4.xml · nonDerivative · entry 2

Aquila Tony · CIK 0001399053 · Director

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 2,500,000

F1 · shares: As previously disclosed, in December 2020, the Issuer entered into subscription agreements with certain investors (the "PIPE investors") pursuant to which such investors agreed to purchase, immediately prior to the closing of the Business Combination, an aggregate of $325,000,000 of the Issuer's shares of Class A Common Stock at a price of $10.00 per share, or an aggregate of 32,500,000 shares of Class A Common Stock. AFV Partners SPV-5 LLC ("AFV 5"), AFV Partners SPV-6 LLC ("AFV 6"), Aquila 2007 Irrevocable Trust U/A FBO Elliott Aquila DTD 05/10/2007 ("Elliott Trust), Aquila 2007 Irrevocable Trust U/A FBO Cecily Aquila DTD 05/10/2007 ("Cecily Trust") and Aquila 2007 Irrevocable Trust U/A FBO Christopher Aquila DTD 05/10/2007 ("Christopher Trust") are among the PIPE Investors.

F2 · ownership.nature: Shares are held directly by AFV 5. Reporting Person is the Chairman and CEO of AFV Partners LLC, which exercises ultimate voting and investment power with respect to the shares held by AFV 5. Reporting Person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein.

SEC source: 0001209191-21-042015 · doc4.xml · nonDerivative · entry 1

Aquila Tony · CIK 0001399053 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,250,000

SEC source: 0001209191-21-033771 · doc4.xml · derivative · entry 6

Aquila Tony · CIK 0001399053 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 1

Underlying: Common Stock · 1,200,000 shares

Expires 2024-06-19

F8 · kind: Represents an option to buy shares issued by Remarkable Views Consultants Ltd. to AFV Partners LLC.

F7 · ownership.nature: Shares are held directly by AFV Partners LLC. Reporting Person is the Chairman and CEO of AFV Partners LLC. The Reporting Person disclaims beneficial ownership of the shares held by AFV Partners LLC except to the extent of his pecuniary interest therein.

SEC source: 0001209191-21-033771 · doc4.xml · derivative · entry 5

Aquila Tony · CIK 0001399053 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 1

Underlying: Common Stock · 2,400,000 shares

Expires 2024-06-19

F6 · kind: Represents an option to buy shares issued by DD Global Holdings Limited to AFV Partners LLC.

F7 · ownership.nature: Shares are held directly by AFV Partners LLC. Reporting Person is the Chairman and CEO of AFV Partners LLC. The Reporting Person disclaims beneficial ownership of the shares held by AFV Partners LLC except to the extent of his pecuniary interest therein.

SEC source: 0001209191-21-033771 · doc4.xml · derivative · entry 4

Aquila Tony · CIK 0001399053 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,303,828

Underlying: Common Stock · 1,303,828 shares

Expires 2024-05-14

F5 · derivative.exercise_price: Each PSU represents a contingent right to receive one share of the Company's common stock. These PSUs vest on the date the price of the Issuer's common stock equals or exceeds $20, subject to continuous service through the third anniversary of the grant date.

F5 · derivative.exercise_date: Each PSU represents a contingent right to receive one share of the Company's common stock. These PSUs vest on the date the price of the Issuer's common stock equals or exceeds $20, subject to continuous service through the third anniversary of the grant date.

SEC source: 0001209191-21-033771 · doc4.xml · derivative · entry 3

Aquila Tony · CIK 0001399053 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 400,000

Underlying: Common Stock · 400,000 shares

Expires 2024-05-14

F4 · derivative.exercise_price: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of the Company's common stock. These PSUs vest in increments through a three-year performance period beginning May 14, 2021 when shares of the Issuer's common stock equal or exceed certain specific prices, and in each case subject to continuous service through the end of the applicable performance year.

F4 · derivative.exercise_date: Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of the Company's common stock. These PSUs vest in increments through a three-year performance period beginning May 14, 2021 when shares of the Issuer's common stock equal or exceed certain specific prices, and in each case subject to continuous service through the end of the applicable performance year.

SEC source: 0001209191-21-033771 · doc4.xml · nonDerivative · entry 1

Aquila Tony · CIK 0001399053 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,538,828

F1 · shares: Represents 500,000 Restricted Stock Units that vest in one-third increments on each anniversary of the grant date through May 14, 2024, subject to continuous service.

F2 · balance_after: Includes the 500,000 Restricted Stock Units reported in footnote (1) above and 1,003,828 shares subject to Restricted Stock Units that vest through October 19, 2023.

SEC source: 0001209191-21-028145 · doc4.xml · derivative · entry 1

Aquila Tony · CIK 0001399053 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,000,000

Underlying: Common Stock · 2,000,000 shares

Expires 2025-10-19

F1 · derivative.exercise_price: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of Issuer's Common Stock. The PSUs vest in one-third increments during the five-year period beginning on October 19, 2020, upon Issuer's Common Stock achieving certain specified prices per share.

F1 · derivative.exercise_date: Each Performance-Based Restricted Stock Unit ("PSU") represents a contingent right to receive one share of Issuer's Common Stock. The PSUs vest in one-third increments during the five-year period beginning on October 19, 2020, upon Issuer's Common Stock achieving certain specified prices per share.

SEC source: 0001209191-20-064892 · doc4.xml · nonDerivative · entry 2

Aquila Tony · CIK 0001399053 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 12,359,387

F3 · shares: As previously disclosed, on August 17, 2020, the Issuer entered into subscription agreements (the "Subscription Agreements") with certain investors (the "PIPE investors") pursuant to which such investors agreed to purchase, immediately prior to the closing of the Business Combination, an aggregate of $323,250,000,000 of the Issuer's shares of Common Stock at a price of $10.00 per share, or an aggregate of 32,325,000 shares of Common Stock. AFV 4 is among the PIPE Investors.

F2 · ownership.nature: Shares are held directly by AFV Partners SPV-4 LLC ("AFV 4"). Reporting Person is the Chairman and CEO of AFV Partners LLC which exercises ultimate voting and investment power with respect to the shares held by AFV 4. The Reporting Person disclaims beneficial ownership of the shares held by AFV 4 except to the extent of his pecuniary interest therein.

SEC source: 0001209191-20-064892 · doc4.xml · nonDerivative · entry 1

Aquila Tony · CIK 0001399053 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 8,859,387

F1 · price: Received pursuant to the Merger Agreement and Plan of Reorganization, dated as of August 17, 2020, by and among Hennessy Capital Acquisition Corp. IV ("Hennessy Capital"), HCAC IV First Merger Sub, Ltd., a direct, wholly-owned subsidiary of Hennessy Capital ("First Merger Sub"), HCAC IV Second Merger Sub, LLC, a direct, wholly-owned subsidiary of Hennessy Capital ("Second Merger Sub"), and Canoo Holdings Ltd. ("Legacy Canoo") pursuant to which, through a series of mergers between Legacy Canoo, First Merger Sub, and Second Merger Sub, Legacy Canoo became a direct, wholly-owned subsidiary of Hennessy Capital, which subsequently changed its name to Canoo Inc. (the "Issuer"). The transactions contemplated by the Merger Agreement are referred to herein as the "Business Combination."

F2 · ownership.nature: Shares are held directly by AFV Partners SPV-4 LLC ("AFV 4"). Reporting Person is the Chairman and CEO of AFV Partners LLC which exercises ultimate voting and investment power with respect to the shares held by AFV 4. The Reporting Person disclaims beneficial ownership of the shares held by AFV 4 except to the extent of his pecuniary interest therein.

SEC source: 0001209191-20-065584 · doc4a.xml · nonDerivative · entry 3

Aquila Tony · CIK 0001399053 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,038,828

F4 · shares: Includes 1,003,828 shares subject to Restricted Stock Units that vest through October 19, 2023.

F1 · price: Received pursuant to the Merger Agreement and Plan of Reorganization, dated as of August 17, 2020, by and among Hennessy Capital Acquisition Corp. IV ("Hennessy Capital"), HCAC IV First Merger Sub, Ltd., a direct, wholly-owned subsidiary of Hennessy Capital ("First Merger Sub"), HCAC IV Second Merger Sub, LLC, a direct, wholly-owned subsidiary of Hennessy Capital ("Second Merger Sub"), and Canoo Holdings Ltd. ("Legacy Canoo") pursuant to which, through a series of mergers between Legacy Canoo, First Merger Sub, and Second Merger Sub, Legacy Canoo became a direct, wholly-owned subsidiary of Hennessy Capital, which subsequently changed its name to Canoo Inc. (the "Issuer"). The transactions contemplated by the Merger Agreement are referred to herein as the "Business Combination."

F4 · balance_after: Includes 1,003,828 shares subject to Restricted Stock Units that vest through October 19, 2023.

SEC source: 0001209191-20-065584 · doc4a.xml · nonDerivative · entry 2

Aquila Tony · CIK 0001399053 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 12,359,387

F3 · shares: As previously disclosed, on August 17, 2020, the Issuer entered into subscription agreements (the "Subscription Agreements") with certain investors (the "PIPE investors") pursuant to which such investors agreed to purchase, immediately prior to the closing of the Business Combination, an aggregate of $323,250,000,000 of the Issuer's shares of Common Stock at a price of $10.00 per share, or an aggregate of 32,325,000 shares of Common Stock. AFV 4 is among the PIPE Investors.

F2 · ownership.nature: Shares are held directly by AFV Partners SPV-4 LLC ("AFV 4"). Reporting Person is the Chairman and CEO of AFV Partners LLC which exercises ultimate voting and investment power with respect to the shares held by AFV 4. The Reporting Person disclaims beneficial ownership of the shares held by AFV 4 except to the extent of his pecuniary interest therein.

SEC source: 0001209191-20-065584 · doc4a.xml · nonDerivative · entry 1

Aquila Tony · CIK 0001399053 · Director · Executive Chairman

10b5-1 filing: Not disclosed

Ownership: Indirect · By LLC

Disclosed balance after: 8,859,387

F1 · price: Received pursuant to the Merger Agreement and Plan of Reorganization, dated as of August 17, 2020, by and among Hennessy Capital Acquisition Corp. IV ("Hennessy Capital"), HCAC IV First Merger Sub, Ltd., a direct, wholly-owned subsidiary of Hennessy Capital ("First Merger Sub"), HCAC IV Second Merger Sub, LLC, a direct, wholly-owned subsidiary of Hennessy Capital ("Second Merger Sub"), and Canoo Holdings Ltd. ("Legacy Canoo") pursuant to which, through a series of mergers between Legacy Canoo, First Merger Sub, and Second Merger Sub, Legacy Canoo became a direct, wholly-owned subsidiary of Hennessy Capital, which subsequently changed its name to Canoo Inc. (the "Issuer"). The transactions contemplated by the Merger Agreement are referred to herein as the "Business Combination."

F2 · ownership.nature: Shares are held directly by AFV Partners SPV-4 LLC ("AFV 4"). Reporting Person is the Chairman and CEO of AFV Partners LLC which exercises ultimate voting and investment power with respect to the shares held by AFV 4. The Reporting Person disclaims beneficial ownership of the shares held by AFV 4 except to the extent of his pecuniary interest therein.