Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Southcross Energy Partners, L.P.SXE · Entity 157329 | See Remarks | October 01, 2016 | October 04, 2016 |
| USA Compression Partners, LPUSAC · Entity 4060 | See Remarks | December 20, 2024 | December 20, 2024 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Southcross Energy Partners, L.P.
Report date October 01, 2016 · Filed October 04, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Units (Limited Partnership Interests)SEC Table I · non-derivative | Direct | 3,632 |
Ending reported balance
After 2016-10-01 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2016-10-01 · Exercise / conversion · Acquired 5,000 · Balance 5,000 F1: On October 1, 2016, one-third of the 15,000 phantom units awarded to the Reporting Person on October 1, 2015 vested. All of such vested phantom units were settled in common units (on a one-for-one basis) that were issued to the Reporting Person on such date. Row 2 · 2016-10-01 · Tax withholding · Disposed 1,368 · Balance 3,632 |
| Phantom UnitsSEC Table II · derivative / convertible security | Direct | 10,000 |
Reported balance
After 2016-10-01 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2016-10-01 · Exercise / conversion · Disposed 5,000 · Balance 10,000 F1: On October 1, 2016, one-third of the 15,000 phantom units awarded to the Reporting Person on October 1, 2015 vested. All of such vested phantom units were settled in common units (on a one-for-one basis) that were issued to the Reporting Person on such date. F2: One-third of the 15,000 phantom units vest on each of the first, second, and third anniversaries of the grant date (October 1, 2015), subject to continued employment and accelerated vesting as provided in the underlying award agreement. The Reporting Person received distribution equivalent rights for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the reported phantom units. F3: The phantom units do not expire. Upon vesting, the phantom units are settled in common units (on a one-for-one basis). |
Filing footnotes · ownership attribution and instrument terms
F1: On October 1, 2016, one-third of the 15,000 phantom units awarded to the Reporting Person on October 1, 2015 vested. All of such vested phantom units were settled in common units (on a one-for-one basis) that were issued to the Reporting Person on such date.
F2: One-third of the 15,000 phantom units vest on each of the first, second, and third anniversaries of the grant date (October 1, 2015), subject to continued employment and accelerated vesting as provided in the underlying award agreement. The Reporting Person received distribution equivalent rights for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the reported phantom units.
F3: The phantom units do not expire. Upon vesting, the phantom units are settled in common units (on a one-for-one basis).
USA Compression Partners, LP
Report date December 20, 2024 · Filed December 20, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitsSEC Table I · non-derivative | Direct | 29,803 |
Ending reported balance
After 2024-12-20 transaction · row 4
4 source rows · reconciled sequenceRow 1 · 2024-12-20 · Exercise / conversion · Acquired 3,773 · Balance 28,682 F1: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F2: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. Row 2 · 2024-12-20 · Disposition to issuer · Disposed 1,887 · Balance 26,795 Row 3 · 2024-12-20 · Exercise / conversion · Acquired 6,016 · Balance 32,811 F1: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F2: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. Row 4 · 2024-12-20 · Disposition to issuer · Disposed 3,008 · Balance 29,803 |
| Phantom UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2024-12-20 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-12-20 · Exercise / conversion · Disposed 3,773 · Balance 0 F3: These phantom units were awarded on December 5, 2019. F1: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F2: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. F4: These phantom units vested in full on December 5, 2024. |
| Phantom UnitsSEC Table II · derivative / convertible security | Direct | 4,010 |
Reported balance
After 2024-12-20 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2024-12-20 · Exercise / conversion · Disposed 6,016 · Balance 4,010 F5: These phantom units were awarded on December 5, 2021. F1: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F2: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. F6: The phantom units vest incrementally, with 60% of the phantom units vesting on December 5, 2024 and 40% of the phantom units vesting on December 5, 2026. F7: In the event of the cessation of the Reporting Person's service for any reason, all phantom units that have not vested prior to or in connection with such cessation of service shall automatically be forfeited. |
Filing footnotes · ownership attribution and instrument terms
F1: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer").
F2: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units.
F3: These phantom units were awarded on December 5, 2019.
F4: These phantom units vested in full on December 5, 2024.
F5: These phantom units were awarded on December 5, 2021.
F6: The phantom units vest incrementally, with 60% of the phantom units vesting on December 5, 2024 and 40% of the phantom units vesting on December 5, 2026.
F7: In the event of the cessation of the Reporting Person's service for any reason, all phantom units that have not vested prior to or in connection with such cessation of service shall automatically be forfeited.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 20, 2024 Filed Dec 20, 2024 16:35 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionPhantom Units · Derivative | 6,016 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001485890-24-000001 · wk-form4_1734730551.xml · derivative · entry 6 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,010 Underlying: Common Units · 6,016 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: These phantom units were awarded on December 5, 2021. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F2 · derivative.exercise_price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F2 · price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. F6 · derivative.exercise_date: The phantom units vest incrementally, with 60% of the phantom units vesting on December 5, 2024 and 40% of the phantom units vesting on December 5, 2026. F7 · derivative.expiration_date: In the event of the cessation of the Reporting Person's service for any reason, all phantom units that have not vested prior to or in connection with such cessation of service shall automatically be forfeited. Read SEC document |
| December 20, 2024 Filed Dec 20, 2024 16:35 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionPhantom Units · Derivative | 3,773 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001485890-24-000001 · wk-form4_1734730551.xml · derivative · entry 5 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 3,773 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: These phantom units were awarded on December 5, 2019. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F2 · derivative.exercise_price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F2 · price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. F4 · derivative.exercise_date: These phantom units vested in full on December 5, 2024. F4 · derivative.expiration_date: These phantom units vested in full on December 5, 2024. Read SEC document |
| December 20, 2024 Filed Dec 20, 2024 16:35 UTC | USA Compression Partners, LP USAC · Entity 4060 | Disposition to issuerCommon Units | 3,008 | $23.21 | $69,815.68 |
DisclosureSEC source: 0001485890-24-000001 · wk-form4_1734730551.xml · nonDerivative · entry 4 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 29,803 Read SEC document |
| December 20, 2024 Filed Dec 20, 2024 16:35 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionCommon Units | 6,016 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001485890-24-000001 · wk-form4_1734730551.xml · nonDerivative · entry 3 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,811 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F2 · price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. Read SEC document |
| December 20, 2024 Filed Dec 20, 2024 16:35 UTC | USA Compression Partners, LP USAC · Entity 4060 | Disposition to issuerCommon Units | 1,887 | $23.21 | $43,797.27 |
DisclosureSEC source: 0001485890-24-000001 · wk-form4_1734730551.xml · nonDerivative · entry 2 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,795 Read SEC document |
| December 20, 2024 Filed Dec 20, 2024 16:35 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionCommon Units | 3,773 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001485890-24-000001 · wk-form4_1734730551.xml · nonDerivative · entry 1 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,682 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F2 · price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 17:03 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionPhantom Units · Derivative | 7,235 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001485890-23-000003 · wk-form4_1703023418.xml · derivative · entry 6 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,822 Underlying: Common Units · 7,235 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · security: These phantom units were awarded on December 5, 2020. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F2 · derivative.exercise_price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F2 · price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. F6 · derivative.exercise_date: The phantom units vest incrementally, with 60% of the phantom units vesting on December 5, 2023 and 40% of the phantom units vesting on December 5, 2025. F7 · derivative.expiration_date: In the event of the cessation of the Reporting Person's service for any reason, all phantom units that have not vested prior to or in connection with such cessation of service shall automatically be forfeited. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 17:03 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionPhantom Units · Derivative | 4,115 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001485890-23-000003 · wk-form4_1703023418.xml · derivative · entry 5 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 4,115 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: These phantom units were awarded on December 5, 2018. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F2 · derivative.exercise_price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F2 · price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. F4 · derivative.exercise_date: The phantom units vested in full on December 5, 2023. F4 · derivative.expiration_date: The phantom units vested in full on December 5, 2023. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 17:03 UTC | USA Compression Partners, LP USAC · Entity 4060 | Disposition to issuerCommon Units | 3,618 | $23.44 | $84,805.92 |
DisclosureSEC source: 0001485890-23-000003 · wk-form4_1703023418.xml · nonDerivative · entry 4 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,909 Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 17:03 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionCommon Units | 7,235 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001485890-23-000003 · wk-form4_1703023418.xml · nonDerivative · entry 3 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,527 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F2 · price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 17:03 UTC | USA Compression Partners, LP USAC · Entity 4060 | Disposition to issuerCommon Units | 2,058 | $23.44 | $48,239.52 |
DisclosureSEC source: 0001485890-23-000003 · wk-form4_1703023418.xml · nonDerivative · entry 2 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,292 Read SEC document |
| December 15, 2023 Filed Dec 19, 2023 17:03 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionCommon Units | 4,115 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001485890-23-000003 · wk-form4_1703023418.xml · nonDerivative · entry 1 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 23,350 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F2 · price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. Read SEC document |
| December 05, 2023 Filed Dec 7, 2023 17:17 UTC | USA Compression Partners, LP USAC · Entity 4060 | GrantPhantom Units · Derivative | 8,532 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001485890-23-000002 · wk-form4_1701987410.xml · derivative · entry 1 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,532 Underlying: Common Units · 8,532 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F2 · derivative.exercise_date: The phantom units vest incrementally, with 60% of the phantom units vesting on December 5, 2026 and 40% of the phantom units vesting on December 5, 2028. F3 · derivative.expiration_date: In the event of the cessation of the Reporting Person's service for any reason, all phantom units that have not vested prior to or in connection with such cessation of service shall automatically be forfeited. Notwithstanding the foregoing, if the Reporting Person retires after attaining the age of 65, 60% of his then-unvested phantom units will be forfeited at the time of retirement. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 16:33 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionPhantom Units · Derivative | 5,660 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001485890-22-000004 · wf-form4_167157200787567.xml · derivative · entry 3 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,773 Underlying: Common Units · 5,660 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: These phantom units were awarded on December 5, 2019. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F2 · derivative.exercise_price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F2 · price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. F4 · derivative.exercise_date: These phantom units vest incrementally, with 60% of the phantom units vesting on December 5, 2022 and 40% of the phantom units vesting on December 5, 2024. F5 · derivative.expiration_date: In the event of the cessation of the Reporting Person's service for any reason, all phantom units that have not vested prior to or in connection with such cessation of service shall automatically be forfeited. Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 16:33 UTC | USA Compression Partners, LP USAC · Entity 4060 | Disposition to issuerCommon Units | 2,830 | $18.37 | $51,987.10 |
DisclosureSEC source: 0001485890-22-000004 · wf-form4_167157200787567.xml · nonDerivative · entry 2 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,235 Read SEC document |
| December 16, 2022 Filed Dec 20, 2022 16:33 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionCommon Units | 5,660 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001485890-22-000004 · wf-form4_167157200787567.xml · nonDerivative · entry 1 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,065 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F2 · price: The Reporting Person settled approximately 50% of his newly vested phantom units for cash and the rest for common units. Read SEC document |
| December 05, 2022 Filed Dec 6, 2022 17:58 UTC | USA Compression Partners, LP USAC · Entity 4060 | GrantPhantom Units · Derivative | 8,165 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001485890-22-000002 · wf-form4_167036748820562.xml · derivative · entry 1 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,165 Underlying: Common Units · 8,165 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F2 · derivative.exercise_date: The phantom units vest incrementally, with 60% of the phantom units vesting on December 5, 2025 and 40% of the phantom units vesting on December 5, 2027. F3 · derivative.expiration_date: In the event of the cessation of the Reporting Person's service for any reason, all phantom units that have not vested prior to or in connection with such cessation of service shall automatically be forfeited. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 17:08 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionPhantom Units · Derivative | 6,173 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001485890-21-000009 · wf-form4_164012449337678.xml · derivative · entry 3 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,115 Underlying: Common Units · 6,173 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: These phantom units were awarded on December 5, 2018. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F2 · derivative.exercise_price: The Reporting Person settled approximately 25% of his newly vested phantom units for cash and the rest for common units. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F2 · price: The Reporting Person settled approximately 25% of his newly vested phantom units for cash and the rest for common units. F4 · derivative.exercise_date: These phantom units vest incrementally, with 60% of the phantom units vesting on December 5, 2021 and 40% of the phantom units vesting on December 5, 2023. F5 · derivative.expiration_date: In the event of the cessation of the Reporting Person's service for any reason, all phantom units that have not vested prior to or in connection with such cessation of service shall automatically be forfeited. Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 17:08 UTC | USA Compression Partners, LP USAC · Entity 4060 | Disposition to issuerCommon Units | 1,544 | $14.96 | $23,098.24 |
DisclosureSEC source: 0001485890-21-000009 · wf-form4_164012449337678.xml · nonDerivative · entry 2 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,405 Read SEC document |
| December 17, 2021 Filed Dec 21, 2021 17:08 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionCommon Units | 6,173 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001485890-21-000009 · wf-form4_164012449337678.xml · nonDerivative · entry 1 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,949 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F2 · price: The Reporting Person settled approximately 25% of his newly vested phantom units for cash and the rest for common units. Read SEC document |
| December 05, 2021 Filed Dec 7, 2021 18:55 UTC | USA Compression Partners, LP USAC · Entity 4060 | GrantPhantom Units · Derivative | 10,026 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001485890-21-000007 · wf-form4_163892129352658.xml · derivative · entry 1 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,026 Underlying: Common Units · 10,026 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F2 · derivative.exercise_date: The phantom units vest incrementally, with 60% of the phantom units vesting on December 5, 2024 and 40% of the phantom units vesting on December 5, 2026. F3 · derivative.expiration_date: In the event of the cessation of the Reporting Person's service for any reason, all phantom units that have not vested prior to or in connection with such cessation of service shall automatically be forfeited. Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 17:13 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionPhantom Units · Derivative | 1,487 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001485890-21-000005 · wf-form4_161584278721441.xml · derivative · entry 2 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 1,487 shares Expires 2021-03-12 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). Read SEC document |
| March 12, 2021 Filed Mar 15, 2021 17:13 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionCommon Units | 1,487 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001485890-21-000005 · wf-form4_161584278721441.xml · nonDerivative · entry 1 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,776 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP (the "Issuer"). Read SEC document |
| December 05, 2020 Filed Dec 8, 2020 17:52 UTC | USA Compression Partners, LP USAC · Entity 4060 | GrantPhantom Units · Derivative | 12,057 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001485890-20-000002 · wf-form4_160746793904208.xml · derivative · entry 1 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,057 Underlying: Common Units · 12,057 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F2 · derivative.exercise_date: The phantom units vest incrementally, with 60% of the phantom units vesting on December 5, 2023 and 40% of the phantom units vesting on December 5, 2025. F3 · derivative.expiration_date: In the event of the cessation of the Reporting Person's service for any reason, all phantom units that have not vested prior to or in connection with such cessation of service shall automatically be forfeited. Read SEC document |
| June 05, 2020 Filed Jun 15, 2020 16:46 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionPhantom Units · Derivative | 1,653 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001522727-20-000021 · wf-form4_159225396096386.xml · derivative · entry 2 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 1,653 shares Expires 2020-06-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. Read SEC document |
| June 05, 2020 Filed Jun 15, 2020 16:46 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionCommon Units | 1,653 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001522727-20-000021 · wf-form4_159225396096386.xml · nonDerivative · entry 1 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,289 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 17:26 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionPhantom Units · Derivative | 1,487 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-030840 · a4.xml · derivative · entry 2 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 1,487 shares Expires 2020-03-06 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. Read SEC document |
| March 06, 2020 Filed Mar 9, 2020 17:26 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionCommon Units | 1,487 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-20-030840 · a4.xml · nonDerivative · entry 1 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,636 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. Read SEC document |
| December 05, 2019 Filed Dec 9, 2019 16:31 UTC | USA Compression Partners, LP USAC · Entity 4060 | GrantPhantom Units · Derivative | 9,433 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-070996 · a4.xml · derivative · entry 1 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,433 Underlying: Common Units · 9,433 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F2 · derivative.exercise_date: The phantom units vest incrementally, with 60% of the phantom units vesting on December 5, 2022 and 40% of the phantom units vesting on December 5, 2024. F3 · derivative.expiration_date: In the event of the cessation of the Reporting Person's service for any reason, all phantom units that have not vested prior to or in connection with such cessation of service shall automatically be forfeited. Read SEC document |
| May 31, 2019 Filed May 31, 2019 16:53 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionPhantom Units · Derivative | 1,653 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-033150 · a4.xml · derivative · entry 2 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 1,653 shares Expires 2019-05-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. Read SEC document |
| May 31, 2019 Filed May 31, 2019 16:53 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionCommon Units | 1,653 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-033150 · a4.xml · nonDerivative · entry 1 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 16:32 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionPhantom Units · Derivative | 1,488 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-19-014267 · a4.xml · derivative · entry 2 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 1,488 shares Expires 2019-03-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. Read SEC document |
| March 08, 2019 Filed Mar 12, 2019 16:32 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionCommon Units | 1,488 | $14.99 | $22,305.12 |
DisclosureSEC source: 0001104659-19-014267 · a4.xml · nonDerivative · entry 1 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,496 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 05, 2018 Filed Dec 7, 2018 16:34 UTC | USA Compression Partners, LP USAC · Entity 4060 | GrantPhantom Units · Derivative | 10,288 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-071852 · a4.xml · derivative · entry 1 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,288 Underlying: Common Units · 10,288 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F2 · derivative.exercise_date: The phantom units vest incrementally, with 60% of the phantom units vesting on December 5, 2021 and 40% of the phantom units vesting on December 5, 2023. F3 · derivative.expiration_date: In the event of the cessation of the Reporting Person's service for any reason, all phantom units that have not vested prior to or in connection with such cessation of service shall automatically be forfeited. Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 17:03 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionPhantom Units · Derivative | 1,653 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-037667 · a4.xml · derivative · entry 2 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 1,653 shares Expires 2018-06-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. Read SEC document |
| June 01, 2018 Filed Jun 1, 2018 17:03 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionCommon Units | 1,653 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-037667 · a4.xml · nonDerivative · entry 1 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,008 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 16:32 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionPhantom Units · Derivative | 1,240 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-024525 · a4.xml · derivative · entry 4 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 1,240 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F2 · derivative.exercise_date: The phantom units were set to vest on the third anniversary of the date of grant, with the number of phantom units that vest on such third anniversary to range between 0% and 200% of the reported number of phantom units generally depending on the Issuer's achievement of certain objective, performance-based criteria during the three years prior to the vesting date. In accordance with the terms of the USA Compression Partners, LP 2013 Long-Term Incentive Plan, the vesting of the phantom units was accelerated in connection with the Issuer's change in control transaction and vested at 100% of the reported number of phantom units which settled on April 13, 2018. F2 · derivative.expiration_date: The phantom units were set to vest on the third anniversary of the date of grant, with the number of phantom units that vest on such third anniversary to range between 0% and 200% of the reported number of phantom units generally depending on the Issuer's achievement of certain objective, performance-based criteria during the three years prior to the vesting date. In accordance with the terms of the USA Compression Partners, LP 2013 Long-Term Incentive Plan, the vesting of the phantom units was accelerated in connection with the Issuer's change in control transaction and vested at 100% of the reported number of phantom units which settled on April 13, 2018. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 16:32 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionPhantom Units · Derivative | 1,115 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-024525 · a4.xml · derivative · entry 3 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Units · 1,115 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. F2 · derivative.exercise_date: The phantom units were set to vest on the third anniversary of the date of grant, with the number of phantom units that vest on such third anniversary to range between 0% and 200% of the reported number of phantom units generally depending on the Issuer's achievement of certain objective, performance-based criteria during the three years prior to the vesting date. In accordance with the terms of the USA Compression Partners, LP 2013 Long-Term Incentive Plan, the vesting of the phantom units was accelerated in connection with the Issuer's change in control transaction and vested at 100% of the reported number of phantom units which settled on April 13, 2018. F2 · derivative.expiration_date: The phantom units were set to vest on the third anniversary of the date of grant, with the number of phantom units that vest on such third anniversary to range between 0% and 200% of the reported number of phantom units generally depending on the Issuer's achievement of certain objective, performance-based criteria during the three years prior to the vesting date. In accordance with the terms of the USA Compression Partners, LP 2013 Long-Term Incentive Plan, the vesting of the phantom units was accelerated in connection with the Issuer's change in control transaction and vested at 100% of the reported number of phantom units which settled on April 13, 2018. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 16:32 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionCommon Units | 1,240 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-024525 · a4.xml · nonDerivative · entry 2 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,355 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. Read SEC document |
| April 13, 2018 Filed Apr 17, 2018 16:32 UTC | USA Compression Partners, LP USAC · Entity 4060 | Exercise / conversionCommon Units | 1,115 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001104659-18-024525 · a4.xml · nonDerivative · entry 1 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,115 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: Each phantom unit is the economic equivalent of one common unit of USA Compression Partners, LP. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 17:13 UTC | USA Compression Partners, LP USAC · Entity 4060 | GrantPhantom Units · Derivative | 1,115 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-009767 · a4.xml · derivative · entry 2 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,115 Underlying: Common Units · 1,115 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of the Issuer. F4 · shares: The number of phantom units that vest on February 15, 2021 will range between 0% and 200% of the reported number of phantom units generally depending on the Issuer's achievement of certain objective, performance-based criteria during the three years prior to the vesting date. If none or only a portion of phantom units vest as a result of specified performance levels not being met, such number of phantom units that fail to vest will be forfeited. The phantom units shall also vest immediately prior to a change in control regarding the Issuer. F4 · derivative.exercise_date: The number of phantom units that vest on February 15, 2021 will range between 0% and 200% of the reported number of phantom units generally depending on the Issuer's achievement of certain objective, performance-based criteria during the three years prior to the vesting date. If none or only a portion of phantom units vest as a result of specified performance levels not being met, such number of phantom units that fail to vest will be forfeited. The phantom units shall also vest immediately prior to a change in control regarding the Issuer. F3 · derivative.expiration_date: In the event of cessation of the Reporting Person's services for any reason, all phantom units that have not vested prior to or in connection with such cessation of service shall automatically be forfeited. F4 · derivative.underlying_shares: The number of phantom units that vest on February 15, 2021 will range between 0% and 200% of the reported number of phantom units generally depending on the Issuer's achievement of certain objective, performance-based criteria during the three years prior to the vesting date. If none or only a portion of phantom units vest as a result of specified performance levels not being met, such number of phantom units that fail to vest will be forfeited. The phantom units shall also vest immediately prior to a change in control regarding the Issuer. Read SEC document |
| February 12, 2018 Filed Feb 14, 2018 17:13 UTC | USA Compression Partners, LP USAC · Entity 4060 | GrantPhantom Units · Derivative | 4,462 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-18-009767 · a4.xml · derivative · entry 1 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,462 Underlying: Common Units · 4,462 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of the Issuer. F2 · derivative.exercise_date: The phantom units shall vest in three equal annual installments, with the first installment vesting on February 15, 2019. F3 · derivative.expiration_date: In the event of cessation of the Reporting Person's services for any reason, all phantom units that have not vested prior to or in connection with such cessation of service shall automatically be forfeited. Read SEC document |
| May 02, 2017 Filed May 4, 2017 16:58 UTC | USA Compression Partners, LP USAC · Entity 4060 | GrantPhantom Units · Derivative | 1,240 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-029935 · a4.xml · derivative · entry 2 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,240 Underlying: Common Units · 1,240 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of the Issuer. F4 · shares: The number of phantom units that vest on May 15, 2020 will range between 0% and 200% of the reported number of phantom units generally depending on the Issuer's achievement of certain objective, performance-based criteria during the three years prior to the vesting date. If none or only a portion of phantom units vest as a result of specified performance levels not being met, such number of phantom units that fail to vest will be forfeited. The phantom units shall also vest immediately prior to a change in control regarding the Issuer. F4 · derivative.exercise_date: The number of phantom units that vest on May 15, 2020 will range between 0% and 200% of the reported number of phantom units generally depending on the Issuer's achievement of certain objective, performance-based criteria during the three years prior to the vesting date. If none or only a portion of phantom units vest as a result of specified performance levels not being met, such number of phantom units that fail to vest will be forfeited. The phantom units shall also vest immediately prior to a change in control regarding the Issuer. F3 · derivative.expiration_date: In the event of cessation of the Reporting Person's services for any reason, all phantom units that have not vested prior to or in connection with such cessation of service shall automatically be forfeited. F4 · derivative.underlying_shares: The number of phantom units that vest on May 15, 2020 will range between 0% and 200% of the reported number of phantom units generally depending on the Issuer's achievement of certain objective, performance-based criteria during the three years prior to the vesting date. If none or only a portion of phantom units vest as a result of specified performance levels not being met, such number of phantom units that fail to vest will be forfeited. The phantom units shall also vest immediately prior to a change in control regarding the Issuer. Read SEC document |
| May 02, 2017 Filed May 4, 2017 16:58 UTC | USA Compression Partners, LP USAC · Entity 4060 | GrantPhantom Units · Derivative | 4,959 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-17-029935 · a4.xml · derivative · entry 1 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,959 Underlying: Common Units · 4,959 shares Expires not disclosed F1 · derivative.exercise_price: Each phantom unit is the economic equivalent of one common unit of the Issuer. F2 · derivative.exercise_date: The phantom units shall vest in three equal annual installments, with the first installment vesting on 05/15/2018. F3 · derivative.expiration_date: In the event of cessation of the Reporting Person's services for any reason, all phantom units that have not vested prior to or in connection with such cessation of service shall automatically be forfeited. Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 21:31 UTC | Southcross Energy Partners, L.P. SXE · Entity 157329 | Exercise / conversionPhantom Units · Derivative | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-16-030412 · edgar.xml · derivative · entry 3 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,000 Underlying: Common Units · 5,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On October 1, 2016, one-third of the 15,000 phantom units awarded to the Reporting Person on October 1, 2015 vested. All of such vested phantom units were settled in common units (on a one-for-one basis) that were issued to the Reporting Person on such date. F1 · price: On October 1, 2016, one-third of the 15,000 phantom units awarded to the Reporting Person on October 1, 2015 vested. All of such vested phantom units were settled in common units (on a one-for-one basis) that were issued to the Reporting Person on such date. F2 · derivative.exercise_date: One-third of the 15,000 phantom units vest on each of the first, second, and third anniversaries of the grant date (October 1, 2015), subject to continued employment and accelerated vesting as provided in the underlying award agreement. The Reporting Person received distribution equivalent rights for each phantom unit, providing for payment on the vesting date of a lump sum of cash equal to the accrued distributions from and after the grant date of the reported phantom units. F3 · derivative.expiration_date: The phantom units do not expire. Upon vesting, the phantom units are settled in common units (on a one-for-one basis). Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 21:31 UTC | Southcross Energy Partners, L.P. SXE · Entity 157329 | Tax withholdingCommon Units (Limited Partnership Interests) | 1,368 | $1.47 | $2,010.96 |
DisclosureSEC source: 0001179110-16-030412 · edgar.xml · nonDerivative · entry 2 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,632 Read SEC document |
| October 01, 2016 Filed Oct 4, 2016 21:31 UTC | Southcross Energy Partners, L.P. SXE · Entity 157329 | Exercise / conversionCommon Units (Limited Partnership Interests) | 5,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001179110-16-030412 · edgar.xml · nonDerivative · entry 1 Owens George Tracy · CIK 0001485890 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: On October 1, 2016, one-third of the 15,000 phantom units awarded to the Reporting Person on October 1, 2015 vested. All of such vested phantom units were settled in common units (on a one-for-one basis) that were issued to the Reporting Person on such date. F1 · price: On October 1, 2016, one-third of the 15,000 phantom units awarded to the Reporting Person on October 1, 2015 vested. All of such vested phantom units were settled in common units (on a one-for-one basis) that were issued to the Reporting Person on such date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.