Sullivan Sean B.A.

SEC source: 0000950170-24-140353 · ownership.xml · derivative · entry 8

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 113,115 shares

Expires not disclosed

F4 · derivative.exercise_price: At the Effective Time, each option to purchase shares of Common Stock that was not vested and was outstanding as of immediately prior to the Effective Time (each, an "Unvested Company Option") was converted into the contingent right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Unvested Company Option, by (y) the total number of shares of Common Stock underlying such Unvested Company Option (each, a "Converted Option Cash Award"). As a result, if the exercise price per share of Common Stock of such Unvested Company Option was equal to or greater than the Merger Consideration, such Unvested Company Option was cancelled without any cash payment or other consideration being made in respect thereof. The amount of the Converted Cash Award, subject to certain exceptions,

F5 · derivative.exercise_price: (Continued from footnote 4) vests and becomes payable at the same time as the Unvested Company Option from which such resulting amount was converted would have vested and been payable pursuant to its terms and generally remains subject to the same terms and conditions as were applicable to the Unvested Company Option(s) immediately prior to the Effective Time, except that the vesting of any Converted Option Cash Award accelerates in the event the holder's employment is terminated by the Company without cause.

F4 · shares: At the Effective Time, each option to purchase shares of Common Stock that was not vested and was outstanding as of immediately prior to the Effective Time (each, an "Unvested Company Option") was converted into the contingent right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Unvested Company Option, by (y) the total number of shares of Common Stock underlying such Unvested Company Option (each, a "Converted Option Cash Award"). As a result, if the exercise price per share of Common Stock of such Unvested Company Option was equal to or greater than the Merger Consideration, such Unvested Company Option was cancelled without any cash payment or other consideration being made in respect thereof. The amount of the Converted Cash Award, subject to certain exceptions,

F5 · shares: (Continued from footnote 4) vests and becomes payable at the same time as the Unvested Company Option from which such resulting amount was converted would have vested and been payable pursuant to its terms and generally remains subject to the same terms and conditions as were applicable to the Unvested Company Option(s) immediately prior to the Effective Time, except that the vesting of any Converted Option Cash Award accelerates in the event the holder's employment is terminated by the Company without cause.

F4 · price: At the Effective Time, each option to purchase shares of Common Stock that was not vested and was outstanding as of immediately prior to the Effective Time (each, an "Unvested Company Option") was converted into the contingent right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Unvested Company Option, by (y) the total number of shares of Common Stock underlying such Unvested Company Option (each, a "Converted Option Cash Award"). As a result, if the exercise price per share of Common Stock of such Unvested Company Option was equal to or greater than the Merger Consideration, such Unvested Company Option was cancelled without any cash payment or other consideration being made in respect thereof. The amount of the Converted Cash Award, subject to certain exceptions,

F5 · price: (Continued from footnote 4) vests and becomes payable at the same time as the Unvested Company Option from which such resulting amount was converted would have vested and been payable pursuant to its terms and generally remains subject to the same terms and conditions as were applicable to the Unvested Company Option(s) immediately prior to the Effective Time, except that the vesting of any Converted Option Cash Award accelerates in the event the holder's employment is terminated by the Company without cause.

F4 · derivative.exercise_date: At the Effective Time, each option to purchase shares of Common Stock that was not vested and was outstanding as of immediately prior to the Effective Time (each, an "Unvested Company Option") was converted into the contingent right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Unvested Company Option, by (y) the total number of shares of Common Stock underlying such Unvested Company Option (each, a "Converted Option Cash Award"). As a result, if the exercise price per share of Common Stock of such Unvested Company Option was equal to or greater than the Merger Consideration, such Unvested Company Option was cancelled without any cash payment or other consideration being made in respect thereof. The amount of the Converted Cash Award, subject to certain exceptions,

F5 · derivative.exercise_date: (Continued from footnote 4) vests and becomes payable at the same time as the Unvested Company Option from which such resulting amount was converted would have vested and been payable pursuant to its terms and generally remains subject to the same terms and conditions as were applicable to the Unvested Company Option(s) immediately prior to the Effective Time, except that the vesting of any Converted Option Cash Award accelerates in the event the holder's employment is terminated by the Company without cause.

F4 · derivative.expiration_date: At the Effective Time, each option to purchase shares of Common Stock that was not vested and was outstanding as of immediately prior to the Effective Time (each, an "Unvested Company Option") was converted into the contingent right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Unvested Company Option, by (y) the total number of shares of Common Stock underlying such Unvested Company Option (each, a "Converted Option Cash Award"). As a result, if the exercise price per share of Common Stock of such Unvested Company Option was equal to or greater than the Merger Consideration, such Unvested Company Option was cancelled without any cash payment or other consideration being made in respect thereof. The amount of the Converted Cash Award, subject to certain exceptions,

F5 · derivative.expiration_date: (Continued from footnote 4) vests and becomes payable at the same time as the Unvested Company Option from which such resulting amount was converted would have vested and been payable pursuant to its terms and generally remains subject to the same terms and conditions as were applicable to the Unvested Company Option(s) immediately prior to the Effective Time, except that the vesting of any Converted Option Cash Award accelerates in the event the holder's employment is terminated by the Company without cause.

SEC source: 0000950170-24-140353 · ownership.xml · derivative · entry 7

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 124,998 shares

Expires not disclosed

F3 · derivative.exercise_price: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3 · shares: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3 · price: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3 · derivative.exercise_date: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3 · derivative.expiration_date: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

SEC source: 0000950170-24-140353 · ownership.xml · derivative · entry 6

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 77,961 shares

Expires not disclosed

F3 · derivative.exercise_price: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3 · shares: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3 · price: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3 · derivative.exercise_date: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3 · derivative.expiration_date: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

SEC source: 0000950170-24-140353 · ownership.xml · derivative · entry 5

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 30,498 shares

Expires not disclosed

F3 · derivative.exercise_price: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3 · shares: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3 · price: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3 · derivative.exercise_date: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3 · derivative.expiration_date: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

SEC source: 0000950170-24-140353 · ownership.xml · derivative · entry 4

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 106,750 shares

Expires not disclosed

F3 · derivative.exercise_price: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3 · shares: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3 · price: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3 · derivative.exercise_date: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

F3 · derivative.expiration_date: At the Effective Time, each option to purchase shares of Common Stock that was vested in accordance with its terms and outstanding as of immediately prior to the Effective Time (each, a "Vested Company Option") was cancelled and converted into the right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the excess, if any, of (A) the Merger Consideration over (B) the per-share exercise price for such Vested Company Option, by (y) the total number of shares of Common Stock underlying such Vested Company Option, subject to applicable withholding taxes. As a result, if the exercise price per share of Common Stock of such Vested Company Option was equal to or greater than the Merger Consideration, such Vested Company Option was cancelled without any cash payment or other consideration being made in respect thereof.

SEC source: 0000950170-24-140353 · ownership.xml · nonDerivative · entry 3

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · kind: At the Effective Time, each restricted stock unit of the Company that was not vested prior to the Effective Time (each, an "Unvested Company RSU") was converted into the contingent right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the total number of shares of Common Stock underlying such Unvested Company RSU, by (y) the Merger Consideration (each, a "Converted RSU Cash Award"), which resulting amount, subject to certain exceptions, vests and becomes payable at the same time as the Unvested Company RSU from which such resulting amount was converted would have vested and been payable pursuant to its terms and otherwise remains subject to the same terms and conditions as were applicable to such awards immediately prior to the Effective Time, except that the vesting of any Converted RSU Cash Award accelerates in the event the holder's employment is terminated by the Company without cause.

F2 · price: At the Effective Time, each restricted stock unit of the Company that was not vested prior to the Effective Time (each, an "Unvested Company RSU") was converted into the contingent right to receive an amount in cash, without interest, equal to the product obtained by multiplying (x) the total number of shares of Common Stock underlying such Unvested Company RSU, by (y) the Merger Consideration (each, a "Converted RSU Cash Award"), which resulting amount, subject to certain exceptions, vests and becomes payable at the same time as the Unvested Company RSU from which such resulting amount was converted would have vested and been payable pursuant to its terms and otherwise remains subject to the same terms and conditions as were applicable to such awards immediately prior to the Effective Time, except that the vesting of any Converted RSU Cash Award accelerates in the event the holder's employment is terminated by the Company without cause.

SEC source: 0000950170-24-140353 · ownership.xml · nonDerivative · entry 2

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated October 6, 2024, by and among the Issuer, Marlee Buyer, Inc. ("Parent") and Marlee Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger (the "Effective Time"), each issued and outstanding share of the Issuer's Common Stock, par value $0.01 per share (the "Common Stock") owned by the Reporting Person was cancelled and converted into the right to receive $11.10 per share in cash without interest (the "Merger Consideration").

F1 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated October 6, 2024, by and among the Issuer, Marlee Buyer, Inc. ("Parent") and Marlee Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger (the "Effective Time"), each issued and outstanding share of the Issuer's Common Stock, par value $0.01 per share (the "Common Stock") owned by the Reporting Person was cancelled and converted into the right to receive $11.10 per share in cash without interest (the "Merger Consideration").

SEC source: 0000950170-24-140353 · ownership.xml · nonDerivative · entry 1

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Indirect · ESPP

Disclosed balance after: 0

F1 · price: Pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated October 6, 2024, by and among the Issuer, Marlee Buyer, Inc. ("Parent") and Marlee Merger Sub, Inc. ("Merger Sub"), Merger Sub merged with and into the Issuer (the "Merger") with the Issuer surviving the Merger as a wholly owned subsidiary of Parent, and at the time of the Merger (the "Effective Time"), each issued and outstanding share of the Issuer's Common Stock, par value $0.01 per share (the "Common Stock") owned by the Reporting Person was cancelled and converted into the right to receive $11.10 per share in cash without interest (the "Merger Consideration").

SEC source: 0000950170-24-114399 · ownership.xml · derivative · entry 3

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 113,115

Underlying: Common Stock · 113,115 shares

Expires not disclosed

F2 · derivative.exercise_date: These stock options vest in four (4) equal annual installments, commencing September 19, 2024, and expire on the tenth anniversary of the grant.

F2 · derivative.expiration_date: These stock options vest in four (4) equal annual installments, commencing September 19, 2024, and expire on the tenth anniversary of the grant.

SEC source: 0000950170-24-114399 · ownership.xml · nonDerivative · entry 1

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 156,996

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2021 Equity Incentive Plan and vests 25% per year over a four-year period.

SEC source: 0001850132-24-000010 · wk-form4_1726875050.xml · nonDerivative · entry 1

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 119,291

F1 · shares: Reflects the withholding of shares for payment of tax liability related to the vesting of previously-reported restricted stock units.

SEC source: 0001866581-24-000156 · wk-form4_1715789093.xml · derivative · entry 4

Sullivan Sean B.A. · CIK 0001850132 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 1,612 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The reporting person received an award of restricted stock units, 100% of which vested on May 14, 2024.

F3 · derivative.expiration_date: The reporting person received an award of restricted stock units, 100% of which vested on May 14, 2024.

SEC source: 0001866581-24-000156 · wk-form4_1715789093.xml · derivative · entry 3

Sullivan Sean B.A. · CIK 0001850132 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,612

Underlying: Class A Common Stock · 1,612 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F3 · derivative.exercise_date: The reporting person received an award of restricted stock units, 100% of which vested on May 14, 2024.

F3 · derivative.expiration_date: The reporting person received an award of restricted stock units, 100% of which vested on May 14, 2024.

SEC source: 0001866581-24-000156 · wk-form4_1715789093.xml · derivative · entry 2

Sullivan Sean B.A. · CIK 0001850132 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,049

Underlying: Class A Common Stock · 3,049 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of the Issuer's Class A Common Stock.

F2 · derivative.exercise_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2024, December 31, 2024, March 31, 2025 and the remaining 25% will vest on the earlier of (i) June 30, 2025, and (ii) the date of the Issuer's 2025 annual stockholder meeting.

F2 · derivative.expiration_date: The reporting person received an award of restricted stock units, 25% of which will vest on each of September 30, 2024, December 31, 2024, March 31, 2025 and the remaining 25% will vest on the earlier of (i) June 30, 2025, and (ii) the date of the Issuer's 2025 annual stockholder meeting.

SEC source: 0001866581-24-000156 · wk-form4_1715789093.xml · nonDerivative · entry 1

Sullivan Sean B.A. · CIK 0001850132 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,612

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001850132-24-000007 · wk-form4_1712780246.xml · nonDerivative · entry 1

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 125,326

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $8.98 to $8.995. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001850132-24-000004 · wk-form4_1710880656.xml · nonDerivative · entry 1

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 150,326

F1 · shares: Reflects the withholding of shares for payment of tax liability related to the vesting of previously-reported restricted stock units.

SEC source: 0001850132-24-000002 · wk-form4_1705453121.xml · nonDerivative · entry 2

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 154,797

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.11 to $9.16. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001850132-24-000002 · wk-form4_1705453121.xml · nonDerivative · entry 1

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 164,497

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.50 to $9.51. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001850132-23-000010 · wk-form4_1703119877.xml · nonDerivative · entry 1

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 169,797

SEC source: 0001850132-23-000008 · wk-form4_1697235311.xml · derivative · entry 3

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 124,998

Underlying: Common Stock · 124,998 shares

Expires not disclosed

F2 · derivative.exercise_date: These stock options vest in four (4) equal annual installments, commencing September 19, 2023, and expire on the tenth anniversary of the grant.

F2 · derivative.expiration_date: These stock options vest in four (4) equal annual installments, commencing September 19, 2023, and expire on the tenth anniversary of the grant.

SEC source: 0001850132-23-000008 · wk-form4_1697235311.xml · nonDerivative · entry 1

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 170,797

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2021 Equity Incentive Plan and vests 25% per year over a four-year period.

SEC source: 0001850132-23-000005 · wf-form4_169532915731379.xml · nonDerivative · entry 1

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 129,131

F1 · shares: Reflects the withholding of shares for payment of tax liability related to the vesting of previously-reported restricted stock units.

SEC source: 0001850132-23-000002 · wf-form4_167935081847796.xml · nonDerivative · entry 3

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 131,378

F3 · shares: Reflects the withholding of shares for payment of tax liability related to the vesting of previously-reported restricted stock units.

F3 · balance_after: Reflects the withholding of shares for payment of tax liability related to the vesting of previously-reported restricted stock units.

SEC source: 0001850132-23-000002 · wf-form4_167935081847796.xml · nonDerivative · entry 2

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 135,651

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.32 to $15.65. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001850132-23-000002 · wf-form4_167935081847796.xml · nonDerivative · entry 1

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 161,732

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $15.45 to $15.74. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001850132-22-000013 · wf-form4_167218223854006.xml · nonDerivative · entry 1

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 185,651

SEC source: 0001850132-22-000011 · wf-form4_166491700110474.xml · derivative · entry 3

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,961

Underlying: Common Stock · 77,961 shares

Expires 2032-09-30

F2 · derivative.exercise_date: The option was granted under the company's 2021 Equity Incentive Plan and vests 25% on each anniversary of the grant date over a four-year period.

SEC source: 0001850132-22-000011 · wf-form4_166491700110474.xml · nonDerivative · entry 1

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 186,751

F1 · shares: The reported transaction constitutes a grant of restricted stock units, which were granted under the company's 2021 Equity Incentive Plan and vests 25% on each anniversary of the grant date over a four-year period.

SEC source: 0001850132-22-000009 · wf-form4_165283256756193.xml · nonDerivative · entry 1

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 164,963

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.14. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001850132-22-000007 · wf-form4_165248100021364.xml · nonDerivative · entry 2

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 166,655

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.25. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001850132-22-000007 · wf-form4_165248100021364.xml · nonDerivative · entry 1

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 182,416

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.03. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001850132-22-000004 · wf-form4_165213850519207.xml · nonDerivative · entry 1

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,816

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

SEC source: 0000899243-22-017098 · doc4.xml · nonDerivative · entry 2

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 184,916

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.10. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000899243-22-017098 · doc4.xml · nonDerivative · entry 1

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 189,355

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $20.00 to $20.25. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000899243-22-031957 · doc4.xml · nonDerivative · entry 1

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 160,764

F1 · shares: This Form 4 is being filed to report the withholding of shares for payment of tax liability related to the vesting of previously-reported restricted stock units.

F2 · balance_after: Amount of securities beneficially owned following reported transaction reflects current ownership.

SEC source: 0001835256-22-000007 · wf-form4_164220852187288.xml · nonDerivative · entry 1

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,963

SEC source: 0001835256-21-000069 · wf-form4_163709988243130.xml · nonDerivative · entry 1

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 208,263

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.71 to $20.18. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001835256-21-000066 · wf-form4_163467547601733.xml · nonDerivative · entry 2

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 213,263

F3 · shares: Represents shares of common stock sold by the Reporting Person in connection with the close of a secondary offering of the Issuer's common stock.

SEC source: 0001835256-21-000066 · wf-form4_163467547601733.xml · nonDerivative · entry 1

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 238,263

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $19.39 to $20.17. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001835256-21-000051 · wf-form4_163356626558087.xml · nonDerivative · entry 1

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 243,263

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $24.01 to $24.65. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0001835256-21-000023 · wf-form4_163182343511499.xml · nonDerivative · entry 1

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 248,263

F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person.

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $22.33 to $22.96. The Reporting Person undertakes to provide The Duckhorn Portfolio, Inc., any security holder of The Duckhorn Portfolio, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

SEC source: 0000899243-21-025167 · doc4.xml · derivative · entry 2

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 137,248

Underlying: Common Stock · 30,498 shares

Expires not disclosed

F1 · derivative.exercise_date: These stock options vest in four (4) equal annual installments, commencing March 17, 2022, and expire on the tenth anniversary of the grant date.

F1 · derivative.expiration_date: These stock options vest in four (4) equal annual installments, commencing March 17, 2022, and expire on the tenth anniversary of the grant date.

SEC source: 0000899243-21-025167 · doc4.xml · nonDerivative · entry 1

Sullivan Sean B.A. · CIK 0001850132 · See Remarks

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 258,263