Chivinski Beth Ann L

SEC source: 0001562180-24-003769 · primarydocument.xml · derivative · entry 6

Chivinski Beth Ann L · CIK 0001406816 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,106

Underlying: $2.50 par value Common Stock · 9,106 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Fulton Financial Corporation common stock.

F8 · derivative.exercise_date: Reflects the earning and vesting of certain restricted stock units to cover the reporting person's tax liability.

F8 · derivative.expiration_date: Reflects the earning and vesting of certain restricted stock units to cover the reporting person's tax liability.

SEC source: 0001562180-24-003769 · primarydocument.xml · derivative · entry 5

Chivinski Beth Ann L · CIK 0001406816 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,326

Underlying: $2.50 par value Common Stock · 9,326 shares

Expires not disclosed

F5 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Fulton Financial Corporation common stock.

F6 · derivative.exercise_price: Restricted stock unit award granted May 1, 2024 under the Fulton Financial Corporation 2022 Amended and Restated Equity and Cash Incentive Compensation Plan.

F7 · derivative.exercise_date: The restricted stock units cliff vest three years from the grant date. Vested shares will be delivered to the reporting person three years from the grant date.

F7 · derivative.expiration_date: The restricted stock units cliff vest three years from the grant date. Vested shares will be delivered to the reporting person three years from the grant date.

SEC source: 0001562180-24-003769 · primarydocument.xml · derivative · entry 4

Chivinski Beth Ann L · CIK 0001406816 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: $2.50 par value Common Stock · 25,929.1042 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of Fulton Financial Corporation's common stock.

F4 · derivative.exercise_date: Reflects the earning and vesting of certain performance-based restricted stock units ("PSUs"), including accrued dividend equivalents, as of May 1, 2024. The PSUs were granted on May 1, 2021. The PSUs were earned and vested based upon Fulton Financial Corporation's level of achievement of total shareholder return, relative to a defined peer group, and net income goals during the applicable performance periods, as specified at the time of grant.

F4 · derivative.expiration_date: Reflects the earning and vesting of certain performance-based restricted stock units ("PSUs"), including accrued dividend equivalents, as of May 1, 2024. The PSUs were granted on May 1, 2021. The PSUs were earned and vested based upon Fulton Financial Corporation's level of achievement of total shareholder return, relative to a defined peer group, and net income goals during the applicable performance periods, as specified at the time of grant.

SEC source: 0001562180-24-003769 · primarydocument.xml · nonDerivative · entry 2

Chivinski Beth Ann L · CIK 0001406816 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 111,399.8364

F1 · kind: Represents shares withheld to cover the reporting person's tax liability.

SEC source: 0001562180-24-003769 · primarydocument.xml · nonDerivative · entry 1

Chivinski Beth Ann L · CIK 0001406816 · Interim CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 123,014.9406

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-23-003903 · primarydocument.xml · derivative · entry 4

Chivinski Beth Ann L · CIK 0001406816 · Sr EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: $2.50 par value Common Stock · 29,301.728 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of Fulton Financial Corporation's common stock.

F3 · derivative.exercise_date: Reflects the earning and vesting of certain performance-based restricted stock units ("PSUs"), including accrued dividend equivalents, as of May 1, 2023. The PSUs were granted on May 1, 2020. The PSUs were earned and vested based upon Fulton Financial Corporation's level of achievement of return on assets, total shareholder return, relative to a defined peer group, and net income goals during the applicable performance periods, as specified at the time of grant.

F3 · derivative.expiration_date: Reflects the earning and vesting of certain performance-based restricted stock units ("PSUs"), including accrued dividend equivalents, as of May 1, 2023. The PSUs were granted on May 1, 2020. The PSUs were earned and vested based upon Fulton Financial Corporation's level of achievement of return on assets, total shareholder return, relative to a defined peer group, and net income goals during the applicable performance periods, as specified at the time of grant.

SEC source: 0001562180-23-003903 · primarydocument.xml · nonDerivative · entry 2

Chivinski Beth Ann L · CIK 0001406816 · Sr EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 96,865.8365

SEC source: 0001562180-23-003903 · primarydocument.xml · nonDerivative · entry 1

Chivinski Beth Ann L · CIK 0001406816 · Sr EVP & Chief Risk Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 109,743.5645

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-22-003653 · primarydocument.xml · derivative · entry 4

Chivinski Beth Ann L · CIK 0001406816 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: $2.50 par value Common Stock · 14,508.1136 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of Fulton Financial Corporation's common stock.

F3 · derivative.exercise_date: Reflects the earning and vesting of certain performance-based restricted stock units ("PSUs"), including accrued dividend equivalents, as of May 1, 2022. The PSUs were granted on May 1, 2019. The PSUs were earned and vested based upon Fulton Financial Corporation's level of achievement of return on assets, total shareholder return, relative to a defined peer group, and net income goals during the applicable performance periods, as specified at the time of grant.

F3 · derivative.expiration_date: Reflects the earning and vesting of certain performance-based restricted stock units ("PSUs"), including accrued dividend equivalents, as of May 1, 2022. The PSUs were granted on May 1, 2019. The PSUs were earned and vested based upon Fulton Financial Corporation's level of achievement of return on assets, total shareholder return, relative to a defined peer group, and net income goals during the applicable performance periods, as specified at the time of grant.

SEC source: 0001562180-22-003653 · primarydocument.xml · nonDerivative · entry 2

Chivinski Beth Ann L · CIK 0001406816 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 80,441.8365

SEC source: 0001562180-22-003653 · primarydocument.xml · nonDerivative · entry 1

Chivinski Beth Ann L · CIK 0001406816 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 86,461.9501

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-21-003237 · primarydocument.xml · derivative · entry 4

Chivinski Beth Ann L · CIK 0001406816 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: $2.50 par value Common Stock · 11,360.02 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of Fulton Financial Corporation's common stock.

F3 · derivative.exercise_date: Reflects the earning and vesting of certain performance-based restricted stock units ("PSUs"), including accrued dividend equivalents, as of May 1, 2021. The PSUs were granted on May 1, 2018. The PSUs were earned and vested based upon Fulton Financial Corporation's level of achievement of return on assets, total shareholder return, relative to a defined peer group, and net income goals during the applicable performance periods, as specified at the time of grant.

F3 · derivative.expiration_date: Reflects the earning and vesting of certain performance-based restricted stock units ("PSUs"), including accrued dividend equivalents, as of May 1, 2021. The PSUs were granted on May 1, 2018. The PSUs were earned and vested based upon Fulton Financial Corporation's level of achievement of return on assets, total shareholder return, relative to a defined peer group, and net income goals during the applicable performance periods, as specified at the time of grant.

SEC source: 0001562180-21-003237 · primarydocument.xml · nonDerivative · entry 2

Chivinski Beth Ann L · CIK 0001406816 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,901.8364

SEC source: 0001562180-21-003237 · primarydocument.xml · nonDerivative · entry 1

Chivinski Beth Ann L · CIK 0001406816 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,615.8564

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-21-005269 · primarydocument.xml · derivative · entry 4

Chivinski Beth Ann L · CIK 0001406816 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: $2.50 par value Common Stock · 11,452.4404 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of Fulton Financial Corporation's common stock.

F3 · derivative.exercise_date: Reflects the earning and vesting of certain performance-based restricted stock units ("PSUs"), including accrued dividend equivalents, as of May 1, 2021. The PSUs were granted on May 1, 2018. The PSUs were earned and vested based upon Fulton Financial Corporation's level of achievement of return on assets, total shareholder return, relative to a defined peer group, and net income goals during the applicable performance periods, as specified at the time of grant.

F3 · derivative.expiration_date: Reflects the earning and vesting of certain performance-based restricted stock units ("PSUs"), including accrued dividend equivalents, as of May 1, 2021. The PSUs were granted on May 1, 2018. The PSUs were earned and vested based upon Fulton Financial Corporation's level of achievement of return on assets, total shareholder return, relative to a defined peer group, and net income goals during the applicable performance periods, as specified at the time of grant.

SEC source: 0001562180-21-005269 · primarydocument.xml · nonDerivative · entry 2

Chivinski Beth Ann L · CIK 0001406816 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 71,953.836

SEC source: 0001562180-21-005269 · primarydocument.xml · nonDerivative · entry 1

Chivinski Beth Ann L · CIK 0001406816 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 76,708.2764

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-20-003372 · primarydocument.xml · derivative · entry 4

Chivinski Beth Ann L · CIK 0001406816 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: $2.50 par value Common Stock · 14,385.8298 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of Fulton Financial Corporation's common stock.

F3 · derivative.exercise_date: This reflects the earning and vesting of certain performance-based restricted stock units, including accrued dividends as of May 1, 2020, after the HR Committee certified as to the achievement of the performance goals. These performance-based restricted stock units were originally granted on May 1, 2017, and were earned and vested based upon the achievement of return on assets, relative total shareholder return and net income goals during the performance periods specified at the time of grant.

F3 · derivative.expiration_date: This reflects the earning and vesting of certain performance-based restricted stock units, including accrued dividends as of May 1, 2020, after the HR Committee certified as to the achievement of the performance goals. These performance-based restricted stock units were originally granted on May 1, 2017, and were earned and vested based upon the achievement of return on assets, relative total shareholder return and net income goals during the performance periods specified at the time of grant.

SEC source: 0001562180-20-003372 · primarydocument.xml · nonDerivative · entry 2

Chivinski Beth Ann L · CIK 0001406816 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,255.8364

SEC source: 0001562180-20-003372 · primarydocument.xml · nonDerivative · entry 1

Chivinski Beth Ann L · CIK 0001406816 · Sr EVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 69,355.6662

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-19-002579 · primarydocument.xml · derivative · entry 4

Chivinski Beth Ann L · CIK 0001406816 · SEVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: $2.50 par value Common Stock · 7,285.1326 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of Fulton Financial Corporation's common stock.

F3 · derivative.exercise_date: This reflects the earning and vesting of certain performance-based restricted stock units, including accrued dividends, on May 1, 2019 when the HR Committee certified as to the achievement of the performance goals. These performance-based restricted stock units were originally granted on May 1, 2016, and were earned and vested based upon the achievement of return on assets, scorecard and net income goals during the performance periods specified at the time of grant.

F3 · derivative.expiration_date: This reflects the earning and vesting of certain performance-based restricted stock units, including accrued dividends, on May 1, 2019 when the HR Committee certified as to the achievement of the performance goals. These performance-based restricted stock units were originally granted on May 1, 2016, and were earned and vested based upon the achievement of return on assets, scorecard and net income goals during the performance periods specified at the time of grant.

SEC source: 0001562180-19-002579 · primarydocument.xml · nonDerivative · entry 2

Chivinski Beth Ann L · CIK 0001406816 · SEVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,969.8364

SEC source: 0001562180-19-002579 · primarydocument.xml · nonDerivative · entry 1

Chivinski Beth Ann L · CIK 0001406816 · SEVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 57,994.969

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-18-001848 · primarydocument.xml · derivative · entry 4

Chivinski Beth Ann L · CIK 0001406816 · SEVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: $2.50 par value Common Stock · 8,014.7023 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Fulton Financial Corporation common stock.

F3 · derivative.exercise_date: This reflects the earning and vesting of certain performance-based restricted stock units, including accrued dividends, as of April 1, 2018 when the HR Committee certified as to the achievement of the performance goals. These performance-based restricted stock units were originally granted on April 1, 2015, and were earned and vested based upon the achievement of return on assets, relative total shareholder return and net income goals during the performance periods specified at the time of grant.

F3 · derivative.expiration_date: This reflects the earning and vesting of certain performance-based restricted stock units, including accrued dividends, as of April 1, 2018 when the HR Committee certified as to the achievement of the performance goals. These performance-based restricted stock units were originally granted on April 1, 2015, and were earned and vested based upon the achievement of return on assets, relative total shareholder return and net income goals during the performance periods specified at the time of grant.

SEC source: 0001562180-18-001848 · primarydocument.xml · nonDerivative · entry 2

Chivinski Beth Ann L · CIK 0001406816 · SEVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,709.8364

SEC source: 0001562180-18-001848 · primarydocument.xml · nonDerivative · entry 1

Chivinski Beth Ann L · CIK 0001406816 · SEVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,198.5387

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-18-000905 · primarydocument.xml · nonDerivative · entry 1

Chivinski Beth Ann L · CIK 0001406816 · SEVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,183.8364

F1 · shares: Dividend Reinvestment of shares.

SEC source: 0001562180-17-001433 · primarydocument.xml · derivative · entry 4

Chivinski Beth Ann L · CIK 0001406816 · SEVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: $2.50 par value Common Stock · 9,352.2769 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each performance-based restricted stock unit represents a contingent right to receive one share of Fulton Financial Corporation's common stock.

F3 · derivative.exercise_date: This reflects the earning and vesting of certain performance-based restricted stock units, including accrued dividends, on April 2, 2017 when the HR Committee certified as to the achievement of the performance goals. These performance-based restricted stock units were originally granted on April 1, 2014, and were earned and vested based upon the achievement of return on assets, scorecard and net income goals during the performance periods specified at the time of grant.

F3 · derivative.expiration_date: This reflects the earning and vesting of certain performance-based restricted stock units, including accrued dividends, on April 2, 2017 when the HR Committee certified as to the achievement of the performance goals. These performance-based restricted stock units were originally granted on April 1, 2014, and were earned and vested based upon the achievement of return on assets, scorecard and net income goals during the performance periods specified at the time of grant.

SEC source: 0001562180-17-001433 · primarydocument.xml · nonDerivative · entry 2

Chivinski Beth Ann L · CIK 0001406816 · SEVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 46,146.7559

SEC source: 0001562180-17-001433 · primarydocument.xml · nonDerivative · entry 1

Chivinski Beth Ann L · CIK 0001406816 · SEVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 49,094.0328

SEC source: 0001562180-16-003611 · primarydocument.xml · derivative · entry 6

Chivinski Beth Ann L · CIK 0001406816 · SEVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,609 shares

Expires 2022-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: These shares became exercisable as follows: 3,537 share(s) on April 1, 2013, 3,536 share(s) on April 1, 2014 and 3,536 share(s) on April 1, 2015.

SEC source: 0001562180-16-003611 · primarydocument.xml · derivative · entry 5

Chivinski Beth Ann L · CIK 0001406816 · SEVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,132 shares

Expires 2023-03-31

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: These shares became exercisable as follows: 5,044 share(s) on April 1, 2014, 5,044 share(s) on April 1, 2015 and 5,044 share(s) on April 1, 2016.

SEC source: 0001562180-16-003611 · primarydocument.xml · nonDerivative · entry 3

Chivinski Beth Ann L · CIK 0001406816 · SEVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,741.7559

F1 · price: Represents the weighted average price of shares sold in multiple transactions through a broker-dealer at prices ranging from $17.925 to $17.90, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001562180-16-003611 · primarydocument.xml · nonDerivative · entry 2

Chivinski Beth Ann L · CIK 0001406816 · SEVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 65,482.7559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-16-003611 · primarydocument.xml · nonDerivative · entry 1

Chivinski Beth Ann L · CIK 0001406816 · SEVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,350.7559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-16-003506 · primarydocument.xml · derivative · entry 4

Chivinski Beth Ann L · CIK 0001406816 · SEVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 10,609 shares

Expires 2021-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_date: The shares became exercisable as follows: 3,537 share(s) on July 1, 2012, 3,536 share(s) on July 1, 2013 and 3,536 share(s) on July 1, 2014.

SEC source: 0001562180-16-003506 · primarydocument.xml · nonDerivative · entry 2

Chivinski Beth Ann L · CIK 0001406816 · SEVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,741.7559

F1 · price: Represents the weighted average price of shares sold in multiple transactions through a broker-dealer at prices ranging from $17.65 to $17.925, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.

SEC source: 0001562180-16-003506 · primarydocument.xml · nonDerivative · entry 1

Chivinski Beth Ann L · CIK 0001406816 · SEVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 50,350.7559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-16-003457 · primarydocument.xml · derivative · entry 4

Chivinski Beth Ann L · CIK 0001406816 · SEVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,937 shares

Expires 2017-06-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

SEC source: 0001562180-16-003457 · primarydocument.xml · nonDerivative · entry 2

Chivinski Beth Ann L · CIK 0001406816 · SEVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,741.7559

F1 · price: Represents the weighted average price of shares purchased in multiple transactions through a broker-dealer at prices ranging from $15.55 to $15.575, inclusive. The reporting person undertakes to provide the Securities and Exchange Commission, the issuer, or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price.

SEC source: 0001562180-16-003457 · primarydocument.xml · nonDerivative · entry 1

Chivinski Beth Ann L · CIK 0001406816 · SEVP & Chief Risk Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 54,541.7559

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.