Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| 374Water Inc.SCWO · Entity 7200 | Director | December 30, 2024 | January 03, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
374Water Inc.
Report date December 30, 2024 · Filed January 03, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 1,143,793 |
Ending reported balance
After 2024-12-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2024-12-30 · Exercise / conversion · Acquired 1,000,000 · Balance 1,322,898 F1: Represents a fully vested stock option, which was exercised in connection with tax planning purposes and for which the exercise price was paid through the withholding of exercised shares. The Reporting Person intends to hold the shares until at least May 2025 pursuant to a lock-up agreement and the Issuer's insider trading policy. Row 2 · 2024-12-30 · Tax withholding · Disposed 179,105 · Balance 1,143,793 |
| Stock options (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.12 · Expires 2026-06-30 | Direct | 2,700,000 |
Reported balance
After 2024-12-30 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2024-12-30 · Exercise / conversion · Disposed 1,000,000 · Balance 2,700,000 |
| Common StockSEC Table I · non-derivative | IndirectBy spouse | 160,533 |
Reported balance
Holding disclosure · report date 2024-12-30 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 160,533 |
| Common StockSEC Table I · non-derivative | IndirectBy Darby Shore Management Inc | 10,000 |
Reported balance
Holding disclosure · report date 2024-12-30 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 10,000 F2: The Reporting Person is an officer, director and 25% shareholder of Darby Shore Management, Inc., a Florida corporation ("Darby"), and may be deemed to have voting and investment power over the shares held by Darby. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents a fully vested stock option, which was exercised in connection with tax planning purposes and for which the exercise price was paid through the withholding of exercised shares. The Reporting Person intends to hold the shares until at least May 2025 pursuant to a lock-up agreement and the Issuer's insider trading policy.
F2: The Reporting Person is an officer, director and 25% shareholder of Darby Shore Management, Inc., a Florida corporation ("Darby"), and may be deemed to have voting and investment power over the shares held by Darby.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 30, 2024 Filed Jan 3, 2025 00:30 UTC | 374Water Inc. SCWO · Entity 7200 | Exercise / conversionStock options (right to buy) · Derivative | 1,000,000 | $0.00 Strike: $0.12 | $0.00 |
DisclosureSEC source: 0001654954-25-000063 · section16.xml · derivative · entry 5 DAVIS RICHARD H · CIK 0001429114 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 2,700,000 Underlying: Common Stock · 1,000,000 shares Expires 2026-06-30 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 30, 2024 Filed Jan 3, 2025 00:30 UTC | 374Water Inc. SCWO · Entity 7200 | Tax withholdingCommon Stock | 179,105 | $0.67 | $120,000.35 |
DisclosureSEC source: 0001654954-25-000063 · section16.xml · nonDerivative · entry 2 DAVIS RICHARD H · CIK 0001429114 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,143,793 Read SEC document |
| December 30, 2024 Filed Jan 3, 2025 00:30 UTC | 374Water Inc. SCWO · Entity 7200 | Exercise / conversionCommon Stock | 1,000,000 | $0.12 | $120,000.00 |
DisclosureSEC source: 0001654954-25-000063 · section16.xml · nonDerivative · entry 1 DAVIS RICHARD H · CIK 0001429114 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 1,322,898 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents a fully vested stock option, which was exercised in connection with tax planning purposes and for which the exercise price was paid through the withholding of exercised shares. The Reporting Person intends to hold the shares until at least May 2025 pursuant to a lock-up agreement and the Issuer's insider trading policy. Read SEC document |
| November 18, 2024 Filed Nov 26, 2024 01:02 UTC | 374Water Inc. SCWO · Entity 7200 | PurchaseWarrants (right to buy) · Derivative | 60,000 | Not disclosed Strike: $1.13 | Not disclosed |
DisclosureSEC source: 0000950170-24-130713 · ownership.xml · derivative · entry 4 DAVIS RICHARD H · CIK 0001429114 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2029-11-17 F2 · price: The purchase price for each share of the 40,000 shares of Common Stock reported in Table I and the accompanying warrants was $1.25 Read SEC document |
| November 18, 2024 Filed Nov 26, 2024 01:02 UTC | 374Water Inc. SCWO · Entity 7200 | PurchaseCommon Stock | 40,000 | $1.25 | $50,000.00 |
DisclosureSEC source: 0000950170-24-130713 · ownership.xml · nonDerivative · entry 2 DAVIS RICHARD H · CIK 0001429114 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By spouse Disclosed balance after: 160,533 F2 · price: The purchase price for each share of the 40,000 shares of Common Stock reported in Table I and the accompanying warrants was $1.25 Read SEC document |
| November 15, 2024 Filed Nov 26, 2024 01:02 UTC | 374Water Inc. SCWO · Entity 7200 | GrantCommon Stock (restricted stock units) | 40,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-24-130713 · ownership.xml · nonDerivative · entry 1 DAVIS RICHARD H · CIK 0001429114 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 322,898 F1 · shares: Fully vested on date of grant. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.