Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Red Cat Holdings, Inc.RCAT · Entity 4802 | Chief Financial Officer | January 03, 2025 | January 07, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Red Cat Holdings, Inc.
Report date January 03, 2025 · Filed January 07, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 328,864 |
Ending reported balance
After 2025-01-03 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-01-03 · Exercise / conversion · Acquired 7,083 · Balance 329,541 Row 2 · 2025-01-03 · Tax withholding · Disposed 677 · Balance 328,864 |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.27 · Expires 2033-02-08 | Direct | 28,334 |
Reported balance
After 2025-01-03 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-01-03 · Exercise / conversion · Disposed 7,083 · Balance 28,334 F1: The remainder of the shares subject to the option, representing a right to purchase a total of 28,334 shares, shall vest as to 7,083 shares each quarter through the quarter ending January 31, 2026, subject to continuing employment with Red Cat Holdings, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: The remainder of the shares subject to the option, representing a right to purchase a total of 28,334 shares, shall vest as to 7,083 shares each quarter through the quarter ending January 31, 2026, subject to continuing employment with Red Cat Holdings, Inc.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2025 Filed Jan 7, 2025 23:15 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 7,083 | $0.00 Strike: $1.27 | $0.00 |
DisclosureSEC source: 0001554795-25-000002 · ownership.xml · derivative · entry 3 Lunger Leah · CIK 0002011457 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,334 Underlying: Common Stock · 7,083 shares Expires 2033-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: The remainder of the shares subject to the option, representing a right to purchase a total of 28,334 shares, shall vest as to 7,083 shares each quarter through the quarter ending January 31, 2026, subject to continuing employment with Red Cat Holdings, Inc. Read SEC document |
| January 03, 2025 Filed Jan 7, 2025 23:15 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Tax withholdingCommon Stock | 677 | $13.30 | $9,004.10 |
DisclosureSEC source: 0001554795-25-000002 · ownership.xml · nonDerivative · entry 2 Lunger Leah · CIK 0002011457 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 328,864 Read SEC document |
| January 03, 2025 Filed Jan 7, 2025 23:15 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Exercise / conversionCommon Stock | 7,083 | $1.27 | $8,995.41 |
DisclosureSEC source: 0001554795-25-000002 · ownership.xml · nonDerivative · entry 1 Lunger Leah · CIK 0002011457 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 329,541 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 22:20 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | SaleCommon Stock | 56,159 | $9.54 | $535,756.86 |
DisclosureSEC source: 0001554795-24-000370 · ownership.xml · nonDerivative · entry 2 Lunger Leah · CIK 0002011457 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 0 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.52 to $9.58. The reporting person undertakes to provide Red Cat Holdings, Inc., any security holder of Red Cat Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 18, 2024 Filed Dec 20, 2024 22:20 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | SaleCommon Stock | 468,639 | $9.52 | $4,461,443.28 |
DisclosureSEC source: 0001554795-24-000370 · ownership.xml · nonDerivative · entry 1 Lunger Leah · CIK 0002011457 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 322,458 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $9.00 to $9.93. The reporting person undertakes to provide Red Cat Holdings, Inc., any security holder of Red Cat Holdings, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 21:50 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | ConversionEmployee Stock Option (right to buy) · Derivative | 21,000 | $0.89 Strike: $10.02 | $18,690.00 |
DisclosureSEC source: 0001554795-24-000350 · ownership.xml · derivative · entry 10 Lunger Leah · CIK 0002011457 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 35,417 Underlying: Common Stock · 21,000 shares Expires 2033-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Exercise of 21,000 options exercised on a cashless basis resulting in the net issuance of 19,134 shares of common stock. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 21:50 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | ConversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $2.60 Strike: $10.02 | $130,000.00 |
DisclosureSEC source: 0001554795-24-000350 · ownership.xml · derivative · entry 9 Lunger Leah · CIK 0002011457 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 56,417 Underlying: Common Stock · 50,000 shares Expires 2031-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of 50,000 options exercised on a cashless basis resulting in the net issuance of 37,025 shares of common stock. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 21:50 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | ConversionEmployee Stock Option (right to buy) · Derivative | 25,000 | $0.89 Strike: $10.02 | $22,250.00 |
DisclosureSEC source: 0001554795-24-000350 · ownership.xml · derivative · entry 8 Lunger Leah · CIK 0002011457 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 106,417 Underlying: Common Stock · 25,000 shares Expires 2033-04-29 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Exercise of 25,000 options exercised on a cashless basis resulting in the net issuance of 22,779 shares of common stock. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 21:50 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | ConversionEmployee Stock Option (right to buy) · Derivative | 49,583 | $1.27 Strike: $10.02 | $62,970.41 |
DisclosureSEC source: 0001554795-24-000350 · ownership.xml · derivative · entry 7 Lunger Leah · CIK 0002011457 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 131,417 Underlying: Common Stock · 49,583 shares Expires 2033-02-08 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Exercise of 49,583 options exercised on a cashless basis resulting in the net issuance of 43,298 shares of common stock. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 21:50 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | ConversionEmployee Stock Option (right to buy) · Derivative | 50,000 | $2.60 Strike: $10.02 | $130,000.00 |
DisclosureSEC source: 0001554795-24-000350 · ownership.xml · derivative · entry 6 Lunger Leah · CIK 0002011457 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 181,000 Underlying: Common Stock · 50,000 shares Expires 2031-06-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of 50,000 options exercised on a cashless basis resulting in the net issuance of 37,025 shares of common stock. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 21:50 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Exercise / conversionCommon Stock | 19,134 | $0.89 | $17,029.26 |
DisclosureSEC source: 0001554795-24-000350 · ownership.xml · nonDerivative · entry 5 Lunger Leah · CIK 0002011457 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 847,256 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · security: Exercise of 21,000 options exercised on a cashless basis resulting in the net issuance of 19,134 shares of common stock. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 21:50 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Exercise / conversionCommon Stock | 37,025 | $2.60 | $96,265.00 |
DisclosureSEC source: 0001554795-24-000350 · ownership.xml · nonDerivative · entry 4 Lunger Leah · CIK 0002011457 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 828,122 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of 50,000 options exercised on a cashless basis resulting in the net issuance of 37,025 shares of common stock. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 21:50 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Exercise / conversionCommon Stock | 22,779 | $0.89 | $20,273.31 |
DisclosureSEC source: 0001554795-24-000350 · ownership.xml · nonDerivative · entry 3 Lunger Leah · CIK 0002011457 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 791,097 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · security: Exercise of 25,000 options exercised on a cashless basis resulting in the net issuance of 22,779 shares of common stock. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 21:50 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Exercise / conversionCommon Stock | 43,298 | $1.27 | $54,988.46 |
DisclosureSEC source: 0001554795-24-000350 · ownership.xml · nonDerivative · entry 2 Lunger Leah · CIK 0002011457 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 768,318 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · security: Exercise of 49,583 options exercised on a cashless basis resulting in the net issuance of 43,298 shares of common stock. Read SEC document |
| December 16, 2024 Filed Dec 18, 2024 21:50 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Exercise / conversionCommon Stock | 37,025 | $2.60 | $96,265.00 |
DisclosureSEC source: 0001554795-24-000350 · ownership.xml · nonDerivative · entry 1 Lunger Leah · CIK 0002011457 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 725,020 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Exercise of 50,000 options exercised on a cashless basis resulting in the net issuance of 37,025 shares of common stock. Read SEC document |
| November 10, 2024 Filed Nov 15, 2024 22:04 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Tax withholdingCommon Stock | 34,478 | $3.64 | $125,499.92 |
DisclosureSEC source: 0001554795-24-000290 · ownership.xml · nonDerivative · entry 1 Lunger Leah · CIK 0002011457 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 687,995 F1 · security: The reported shares represent the portion of a restricted stock unit award granted on June 10, 2024, that has been withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 64,286 restricted stock units in connection with the close of the quarter ended October 31, 2024. Read SEC document |
| August 10, 2024 Filed Aug 13, 2024 21:12 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Tax withholdingCommon Stock | 24,585 | $2.48 | $60,970.80 |
DisclosureSEC source: 0001554795-24-000202 · ownership.xml · nonDerivative · entry 2 Lunger Leah · CIK 0002011457 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 640,573 F2 · security: Represents shares that have been withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 64,286 restricted stock units from the award granted on 6/10/2024for a total of 900,000 shares, of which 385,714 are scheduled to vest quarterly through May 10, 2025. Read SEC document |
| August 10, 2024 Filed Aug 14, 2024 20:06 UTC Amendment | Red Cat Holdings, Inc. RCAT · Entity 4802 | Tax withholdingCommon Stock | 24,585 | $2.48 | $60,970.80 |
DisclosureSEC source: 0001554795-24-000211 · ownership.xml · nonDerivative · entry 2 Lunger Leah · CIK 0002011457 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 722,473 F2 · security: The reported shares represent the portion of a restricted stock unit award granted on June 10, 2024, that has been withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 64,286 restricted stock units in connection with the close of the quarter ended July 31, 2024. Read SEC document |
| August 08, 2024 Filed Aug 13, 2024 21:12 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Tax withholdingCommon Stock | 190,950 | $2.02 | $385,719.00 |
DisclosureSEC source: 0001554795-24-000202 · ownership.xml · nonDerivative · entry 1 Lunger Leah · CIK 0002011457 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 665,158 F1 · security: Represents shares that have been withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 300,000 restricted stock units from the award granted on 6/10/2024for a total of 900,000 shares, of which 450,000 are scheduled to vest quarterly through May 10, 2025. Read SEC document |
| August 08, 2024 Filed Aug 14, 2024 20:06 UTC Amendment | Red Cat Holdings, Inc. RCAT · Entity 4802 | Tax withholdingCommon Stock | 109,050 | $2.02 | $220,281.00 |
DisclosureSEC source: 0001554795-24-000211 · ownership.xml · nonDerivative · entry 1 Lunger Leah · CIK 0002011457 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 747,058 F1 · security: The reported shares represent the portion of a restricted stock unit award granted on June 10, 2024, that has been withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of 300,000 restricted stock units upon satisfaction of certain performance conditions. Read SEC document |
| June 10, 2024 Filed Jul 1, 2024 18:00 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | Tax withholdingCommon Stock | 44,922 | $0.89 | $39,755.97 |
DisclosureSEC source: 0001554795-24-000160 · ownership.xml · nonDerivative · entry 2 Lunger Leah · CIK 0002011457 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 856,108 F2 · security: Represents shares that have been withheld by the Company to satisfy tax withholding obligations in connection with the vesting of 150,000 restricted stock units from the award granted on 6/10/2024for a total of 900,000 shares, of which 450,000 are scheduled to vest quarterly through May 10, 2025 and 300,000 will vest contingent upon the completion of performance obligations. Read SEC document |
| June 10, 2024 Filed Jul 1, 2024 18:00 UTC | Red Cat Holdings, Inc. RCAT · Entity 4802 | GrantCommon Stock | 900,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001554795-24-000160 · ownership.xml · nonDerivative · entry 1 Lunger Leah · CIK 0002011457 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 901,030 F1 · security: On 6/10/2024, the reporting person was granted 900,000 restricted stock units, with 150,000 shares vesting on the date of grant, 64,286 shares vesting on the 10th day following each of the successive six fiscal quarters, 64,284 shares vesting on the seventh successive fiscal quarter, and 300,000 shares vesting upon timely filing of the Company's Form 10-K for the year ended 4/30/2024. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.