Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Forest Investments, Inc.GEC · Entity 144097 | Director | April 10, 2020 | April 28, 2020 |
| Great Elm Group, Inc.GEG · Entity 7060 | Director | January 03, 2025 | January 07, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Forest Investments, Inc.
Report date April 10, 2020 · Filed April 28, 2020
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 36,517 |
Reported balance
After 2020-04-10 transaction · row 1
1 source rowRow 1 · 2020-04-10 · Grant · Acquired 36,517 · Balance 36,517 F1: The Reporting Person was awarded restricted shares that vest commencing April 10, 2020, with one-twelfth vesting each monthly anniversary of such date, contingent upon continued service as a member of the board of directors of Great Elm Capital Group, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person was awarded restricted shares that vest commencing April 10, 2020, with one-twelfth vesting each monthly anniversary of such date, contingent upon continued service as a member of the board of directors of Great Elm Capital Group, Inc.
Great Elm Group, Inc.
Report date January 03, 2025 · Filed January 07, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 343,067 |
Reported balance
After 2025-01-03 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-01-03 · Grant · Acquired 35,714 · Balance 343,067 F1: The Reporting Person was awarded 35,714 shares of restricted stock, which vest in equal monthly installments on the end of each month beginning on January 31, 2025 through December 31, 2025, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person was awarded 35,714 shares of restricted stock, which vest in equal monthly installments on the end of each month beginning on January 31, 2025 through December 31, 2025, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 03, 2025 Filed Jan 7, 2025 21:33 UTC | Great Elm Group, Inc. GEG · Entity 7060 | GrantCommon Stock | 35,714 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-25-000453 · form4.xml · nonDerivative · entry 1 Hugar James H · CIK 0001475698 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 343,067 F1 · ownership.direct: The Reporting Person was awarded 35,714 shares of restricted stock, which vest in equal monthly installments on the end of each month beginning on January 31, 2025 through December 31, 2025, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. Read SEC document |
| May 21, 2024 Filed May 22, 2024 00:03 UTC | Great Elm Group, Inc. GEG · Entity 7060 | PurchaseCommon Stock | 1,256 | $1.77 | $2,223.12 |
DisclosureSEC source: 0001140361-24-027087 · form4.xml · nonDerivative · entry 4 Hugar James H · CIK 0001475698 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 307,353 Read SEC document |
| May 21, 2024 Filed May 22, 2024 00:03 UTC | Great Elm Group, Inc. GEG · Entity 7060 | PurchaseCommon Stock | 5,100 | $1.76 | $8,976.00 |
DisclosureSEC source: 0001140361-24-027087 · form4.xml · nonDerivative · entry 3 Hugar James H · CIK 0001475698 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 306,097 Read SEC document |
| May 20, 2024 Filed May 22, 2024 00:03 UTC | Great Elm Group, Inc. GEG · Entity 7060 | PurchaseCommon Stock | 970 | $1.78 | $1,726.60 |
DisclosureSEC source: 0001140361-24-027087 · form4.xml · nonDerivative · entry 2 Hugar James H · CIK 0001475698 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,997 Read SEC document |
| May 20, 2024 Filed May 22, 2024 00:03 UTC | Great Elm Group, Inc. GEG · Entity 7060 | PurchaseCommon Stock | 678 | $1.76 | $1,193.28 |
DisclosureSEC source: 0001140361-24-027087 · form4.xml · nonDerivative · entry 1 Hugar James H · CIK 0001475698 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 300,027 Read SEC document |
| May 15, 2024 Filed May 16, 2024 00:52 UTC | Great Elm Group, Inc. GEG · Entity 7060 | PurchaseCommon Stock | 16 | $1.81 | $28.96 |
DisclosureSEC source: 0001140361-24-026315 · form4.xml · nonDerivative · entry 3 Hugar James H · CIK 0001475698 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 299,349 Read SEC document |
| May 15, 2024 Filed May 16, 2024 00:52 UTC | Great Elm Group, Inc. GEG · Entity 7060 | PurchaseCommon Stock | 4,400 | $1.82 | $8,008.00 |
DisclosureSEC source: 0001140361-24-026315 · form4.xml · nonDerivative · entry 2 Hugar James H · CIK 0001475698 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 299,333 Read SEC document |
| May 14, 2024 Filed May 16, 2024 00:52 UTC | Great Elm Group, Inc. GEG · Entity 7060 | PurchaseCommon Stock | 393 | $1.81 | $711.33 |
DisclosureSEC source: 0001140361-24-026315 · form4.xml · nonDerivative · entry 1 Hugar James H · CIK 0001475698 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 294,933 Read SEC document |
| January 03, 2024 Filed Jan 5, 2024 00:44 UTC | Great Elm Group, Inc. GEG · Entity 7060 | GrantCommon Stock | 34,759 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-24-000775 · form4.xml · nonDerivative · entry 1 Hugar James H · CIK 0001475698 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 294,540 F1 · ownership.direct: The Reporting Person was awarded 34,759 shares of restricted stock, which vest in equal monthly installments on the end of each month beginning on January 31, 2024 through December 31, 2024, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. Read SEC document |
| November 15, 2023 Filed Nov 17, 2023 00:50 UTC | Great Elm Group, Inc. GEG · Entity 7060 | PurchaseCommon Stock | 2,800 | $1.99 | $5,558.28 |
DisclosureSEC source: 0001140361-23-053715 · form4.xml · nonDerivative · entry 2 Hugar James H · CIK 0001475698 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 259,781 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.98 to $1.9865, inclusive. The Reporting Person undertakes to provide to Great Elm Group, Inc. ("GEG"), any security holder of GEG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein. Read SEC document |
| November 14, 2023 Filed Nov 17, 2023 00:50 UTC | Great Elm Group, Inc. GEG · Entity 7060 | PurchaseCommon Stock | 2,242 | $1.97 | $4,416.74 |
DisclosureSEC source: 0001140361-23-053715 · form4.xml · nonDerivative · entry 1 Hugar James H · CIK 0001475698 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 256,981 Read SEC document |
| February 23, 2023 Filed Feb 25, 2023 02:33 UTC | Great Elm Group, Inc. GEG · Entity 7060 | PurchaseCommon Stock | 800 | $2.09 | $1,670.00 |
DisclosureSEC source: 0001140361-23-008674 · form4.xml · nonDerivative · entry 2 Hugar James H · CIK 0001475698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 254,739 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.08 to $2.10, inclusive. The Reporting Person undertakes to provide to GEG, any security holder of GEG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein. Read SEC document |
| February 22, 2023 Filed Feb 25, 2023 02:33 UTC | Great Elm Group, Inc. GEG · Entity 7060 | PurchaseCommon Stock | 15,000 | $2.15 | $32,248.50 |
DisclosureSEC source: 0001140361-23-008674 · form4.xml · nonDerivative · entry 1 Hugar James H · CIK 0001475698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 253,939 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.11 to $2.17, inclusive. The Reporting Person undertakes to provide to Great Elm Group, Inc. ("GEG"), any security holder of GEG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein. Read SEC document |
| January 05, 2023 Filed Jan 10, 2023 00:24 UTC | Great Elm Group, Inc. GEG · Entity 7060 | GrantCommon Stock | 42,986 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-001105 · form4.xml · nonDerivative · entry 2 Hugar James H · CIK 0001475698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 238,939 F2 · ownership.direct: The Reporting Person was awarded 42,986 shares of restricted stock, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2023 through December 31, 2023, contingent upon continued service as a member of the board of directors of GEG. Read SEC document |
| January 05, 2023 Filed Jan 10, 2023 00:24 UTC | Great Elm Group, Inc. GEG · Entity 7060 | GrantCommon Stock | 29,412 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-23-001105 · form4.xml · nonDerivative · entry 1 Hugar James H · CIK 0001475698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,953 F1 · ownership.direct: The Reporting Person was awarded 29,412 shares of restricted stock, which vest in equal monthly installments on the end of each month beginning on January 31, 2023 through December 31, 2023, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG"). Read SEC document |
| May 18, 2022 Filed May 20, 2022 20:44 UTC | Great Elm Group, Inc. GEG · Entity 7060 | PurchaseCommon Stock | 1,577 | $2.03 | $3,202.41 |
DisclosureSEC source: 0001140361-22-020099 · form4.xml · nonDerivative · entry 1 Hugar James H · CIK 0001475698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,295 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.01 to $2.10, inclusive. The Reporting Person undertakes to provide to Great Elm Group, Inc. ("GEG"), any security holder of GEG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein. Read SEC document |
| May 18, 2022 Filed May 24, 2022 20:41 UTC Amendment | Great Elm Group, Inc. GEG · Entity 7060 | PurchaseCommon Stock | 1,823 | $2.04 | $3,711.08 |
DisclosureSEC source: 0001140361-22-020429 · form4.xml · nonDerivative · entry 1 Hugar James H · CIK 0001475698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 166,541 F1 · shares: This amendment is being filed to correct information pertaining to the amount of securities purchased, purchase price and amount of securities beneficially owned following the transaction. F1 · price: This amendment is being filed to correct information pertaining to the amount of securities purchased, purchase price and amount of securities beneficially owned following the transaction. F2 · price: Price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.01 to $2.10, inclusive. The Reporting Person undertakes to provide to Great Elm Group, Inc. ("GEG"), any security holder of GEG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein. F1 · balance_after: This amendment is being filed to correct information pertaining to the amount of securities purchased, purchase price and amount of securities beneficially owned following the transaction. Read SEC document |
| May 16, 2022 Filed May 16, 2022 23:07 UTC | Great Elm Group, Inc. GEG · Entity 7060 | PurchaseCommon Stock | 1,674 | $2.11 | $3,537.50 |
DisclosureSEC source: 0001140361-22-019452 · form4.xml · nonDerivative · entry 3 Hugar James H · CIK 0001475698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,718 F3 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.06 to $2.16, inclusive. The Reporting Person undertakes to provide to Great Elm Group, Inc. ("GEG"), any security holder of GEG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein. Read SEC document |
| May 13, 2022 Filed May 16, 2022 23:07 UTC | Great Elm Group, Inc. GEG · Entity 7060 | PurchaseCommon Stock | 1,359 | $2.05 | $2,784.18 |
DisclosureSEC source: 0001140361-22-019452 · form4.xml · nonDerivative · entry 2 Hugar James H · CIK 0001475698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 163,044 F2 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $2.00 to $2.05, inclusive. The Reporting Person undertakes to provide to Great Elm Group, Inc. ("GEG"), any security holder of GEG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein. Read SEC document |
| May 12, 2022 Filed May 16, 2022 23:07 UTC | Great Elm Group, Inc. GEG · Entity 7060 | PurchaseCommon Stock | 3,359 | $1.93 | $6,466.75 |
DisclosureSEC source: 0001140361-22-019452 · form4.xml · nonDerivative · entry 1 Hugar James H · CIK 0001475698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 161,685 F1 · price: The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $1.94 to $2.00, inclusive. The Reporting Person undertakes to provide to Great Elm Group, Inc. ("GEG"), any security holder of GEG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased in each transaction at each separate price within the ranges set forth herein. Read SEC document |
| May 10, 2022 Filed May 11, 2022 23:28 UTC | Great Elm Group, Inc. GEG · Entity 7060 | PurchaseCommon Stock | 2,000 | $1.84 | $3,677.40 |
DisclosureSEC source: 0001140361-22-018700 · form4.xml · nonDerivative · entry 2 Hugar James H · CIK 0001475698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 158,326 Read SEC document |
| May 09, 2022 Filed May 11, 2022 23:28 UTC | Great Elm Group, Inc. GEG · Entity 7060 | PurchaseCommon Stock | 4,289 | $1.61 | $6,910.01 |
DisclosureSEC source: 0001140361-22-018700 · form4.xml · nonDerivative · entry 1 Hugar James H · CIK 0001475698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 156,326 Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:41 UTC | Great Elm Group, Inc. GEG · Entity 7060 | GrantCommon Stock | 46,117 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-000678 · form4.xml · nonDerivative · entry 2 Hugar James H · CIK 0001475698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 152,037 F2 · ownership.direct: The Reporting Person was awarded 46,117 shares of restricted stock, which vest in equal quarterly installments on the end of each quarter beginning on March 31, 2022 through December 31, 2022, contingent upon continued service as a member of the board of directors of GEG. Read SEC document |
| January 03, 2022 Filed Jan 5, 2022 21:41 UTC | Great Elm Group, Inc. GEG · Entity 7060 | GrantCommon Stock | 31,553 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-22-000678 · form4.xml · nonDerivative · entry 1 Hugar James H · CIK 0001475698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 105,920 F1 · ownership.direct: The Reporting Person was awarded 31,553 shares of restricted stock, which vest in equal monthly installments on the end of each month beginning on January 31, 2022 through December 31, 2022, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG"). Read SEC document |
| July 01, 2021 Filed Jul 2, 2021 20:58 UTC | Great Elm Group, Inc. GEG · Entity 7060 | GrantCommon Stock | 20,042 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-023367 · form4.xml · nonDerivative · entry 1 Hugar James H · CIK 0001475698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 74,367 F1 · ownership.direct: The Reporting Person was awarded 20,042 restricted stock units, 50% of which vest on September 30, 2021, and the remainder of which vest on December 31, 2021, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. Read SEC document |
| March 19, 2021 Filed Mar 23, 2021 23:00 UTC | Great Elm Group, Inc. GEG · Entity 7060 | GrantCommon Stock | 17,808 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-21-009674 · form4.xml · nonDerivative · entry 1 Hugar James H · CIK 0001475698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,325 F1 · ownership.direct: The Reporting Person was awarded 17,808 restricted stock units, one-tenth of which vested on March 19, 2021, and the remainder of which vest in equal monthly installments on the first of each month beginning April 1, 2021 through December 1, 2021, contingent upon continued service as a member of the board of directors of Great Elm Group, Inc. ("GEG"). Read SEC document |
| April 10, 2020 Filed Apr 28, 2020 16:17 UTC | Forest Investments, Inc. GEC · Entity 144097 | GrantCommon Stock | 36,517 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-011406 · doc4.xml · nonDerivative · entry 1 Hugar James H · CIK 0001475698 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,517 F1 · shares: The Reporting Person was awarded restricted shares that vest commencing April 10, 2020, with one-twelfth vesting each monthly anniversary of such date, contingent upon continued service as a member of the board of directors of Great Elm Capital Group, Inc. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.