Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Howmet Aerospace Inc.ARNC · Entity 2911 | Director | May 16, 2019 | May 20, 2019 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Howmet Aerospace Inc.
Report date May 16, 2019 · Filed May 20, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 36,744 |
Reported balance
After 2019-05-16 transaction · row 1
1 source rowRow 1 · 2019-05-16 · Grant · Acquired 6,781 · Balance 36,744 |
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Arconic Corp
Report date August 18, 2023 · Filed August 18, 2023
Section 16 reporting ended · disclosed 2023-08-18. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-08-18 transaction · row 1
1 source rowRow 1 · 2023-08-18 · Disposition to issuer · Disposed 1,850 · Balance 0 F1: Represents shares of Arconic Corporation ("Arconic") common stock disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 4, 2023, by and among Arconic and affiliates of funds managed by Apollo Global Management, Inc. In accordance with the Merger Agreement, at the effective time of the merger contemplated thereby (the "Effective Time"), each share of Arconic common stock held by the reporting person was converted into the right to receive $30.00 in cash (the "Merger Consideration"). |
| Restricted Stock UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-08-18 transaction · row 2
1 source rowRow 2 · 2023-08-18 · Disposition to issuer · Disposed 5,194 · Balance 0 F2: In accordance with the Merger Agreement, at the Effective Time, each (a) restricted stock unit award, other than performance-based restricted stock units, and (b) deferred stock unit award under the Arconic Corporation Amended and Restated 2020 Deferred Fee Plan for Directors was cashed out based on the Merger Consideration. |
| Deferred Stock UnitsSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2023-08-18 transaction · row 3
1 source rowRow 3 · 2023-08-18 · Disposition to issuer · Disposed 89,236 · Balance 0 F2: In accordance with the Merger Agreement, at the Effective Time, each (a) restricted stock unit award, other than performance-based restricted stock units, and (b) deferred stock unit award under the Arconic Corporation Amended and Restated 2020 Deferred Fee Plan for Directors was cashed out based on the Merger Consideration. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of Arconic Corporation ("Arconic") common stock disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 4, 2023, by and among Arconic and affiliates of funds managed by Apollo Global Management, Inc. In accordance with the Merger Agreement, at the effective time of the merger contemplated thereby (the "Effective Time"), each share of Arconic common stock held by the reporting person was converted into the right to receive $30.00 in cash (the "Merger Consideration").
F2: In accordance with the Merger Agreement, at the Effective Time, each (a) restricted stock unit award, other than performance-based restricted stock units, and (b) deferred stock unit award under the Arconic Corporation Amended and Restated 2020 Deferred Fee Plan for Directors was cashed out based on the Merger Consideration.
UNIVERSAL STAINLESS & ALLOY PRODUCTS INC
Report date January 23, 2025 · Filed January 23, 2025
Section 16 reporting ended · disclosed 2025-01-23. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 1
1 source rowRow 1 · 2025-01-23 · Disposition to issuer · Disposed 49,858 · Balance 0 F1: Reflects the disposition of the reporting person's shares common stock, par value $0.001, of Universal Stainless & Alloy Products, Inc. (the "Company") upon the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of October 16, 2024 (the "Merger Agreement"), among the Company, Aperam US Holdco LLC ("Parent") and Aperam US Absolute LLC ("Merger Sub"), including the consummation of the merger of Merger Sub with and into the Company with the Company as the surviving corporation on January 23, 2025 (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of the Company's common stock was canceled and converted automatically into the right to receive $45.00 in cash, without interest (the "Merger Consideration"). F2: The shares of the Company's common stock reported as disposed by the reporting person include restricted stock unit awards. Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit award granted under the Company's Amended and Restated 2017 Equity Incentive Plan was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the Merger Consideration and (b) the aggregate number of shares subject to such restricted stock unit award, less applicable taxes and authorized deductions. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.62 · Expires 2025-02-28 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-01-23 · Disposition to issuer · Disposed 2,500 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.05 · Expires 2025-05-31 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-01-23 · Disposition to issuer · Disposed 2,500 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.87 · Expires 2025-08-31 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-01-23 · Disposition to issuer · Disposed 2,500 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.21 · Expires 2025-11-30 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-01-23 · Disposition to issuer · Disposed 2,500 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.65 · Expires 2026-02-28 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2025-01-23 · Disposition to issuer · Disposed 2,500 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.53 · Expires 2026-05-31 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2025-01-23 · Disposition to issuer · Disposed 2,500 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.91 · Expires 2026-08-31 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2025-01-23 · Disposition to issuer · Disposed 2,500 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.35 · Expires 2026-11-30 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2025-01-23 · Disposition to issuer · Disposed 2,500 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.08 · Expires 2027-02-28 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.00 · Expires 2027-05-31 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.94 · Expires 2027-08-31 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.08 · Expires 2027-11-30 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.39 · Expires 2028-02-28 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.92 · Expires 2028-05-31 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.74 · Expires 2028-08-31 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.73 · Expires 2028-11-30 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.81 · Expires 2029-02-28 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.88 · Expires 2029-05-31 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 19
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 19 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.73 · Expires 2029-08-31 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 20
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 20 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.85 · Expires 2029-11-30 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 21
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 21 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.91 · Expires 2030-02-28 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 22
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 22 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.84 · Expires 2030-05-31 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 23
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 23 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.41 · Expires 2030-08-31 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 24
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 24 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.90 · Expires 2030-11-30 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 25
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 25 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.28 · Expires 2031-02-28 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 26
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 26 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.75 · Expires 2031-05-31 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 27
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 27 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.97 · Expires 2031-08-31 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 28
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 28 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.28 · Expires 2031-11-30 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 29
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 29 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.13 · Expires 2032-02-28 | Direct | 0 |
Reported balance
After 2025-01-23 transaction · row 30
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 30 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0 F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects the disposition of the reporting person's shares common stock, par value $0.001, of Universal Stainless & Alloy Products, Inc. (the "Company") upon the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of October 16, 2024 (the "Merger Agreement"), among the Company, Aperam US Holdco LLC ("Parent") and Aperam US Absolute LLC ("Merger Sub"), including the consummation of the merger of Merger Sub with and into the Company with the Company as the surviving corporation on January 23, 2025 (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of the Company's common stock was canceled and converted automatically into the right to receive $45.00 in cash, without interest (the "Merger Consideration").
F2: The shares of the Company's common stock reported as disposed by the reporting person include restricted stock unit awards. Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit award granted under the Company's Amended and Restated 2017 Equity Incentive Plan was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the Merger Consideration and (b) the aggregate number of shares subject to such restricted stock unit award, less applicable taxes and authorized deductions.
F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 18, 2023 Filed Aug 18, 2023 12:59 UTC | Arconic Corp ARNC · Entity 110394 | Disposition to issuerRestricted Stock Units | 5,194 | $30.00 | $155,820.00 |
DisclosureSEC source: 0001140361-23-040449 · form4.xml · nonDerivative · entry 2 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F2 · shares: In accordance with the Merger Agreement, at the Effective Time, each (a) restricted stock unit award, other than performance-based restricted stock units, and (b) deferred stock unit award under the Arconic Corporation Amended and Restated 2020 Deferred Fee Plan for Directors was cashed out based on the Merger Consideration. F2 · price: In accordance with the Merger Agreement, at the Effective Time, each (a) restricted stock unit award, other than performance-based restricted stock units, and (b) deferred stock unit award under the Arconic Corporation Amended and Restated 2020 Deferred Fee Plan for Directors was cashed out based on the Merger Consideration. Read SEC document |
| August 18, 2023 Filed Aug 18, 2023 12:59 UTC | Arconic Corp ARNC · Entity 110394 | Disposition to issuerCommon Stock | 1,850 | $30.00 | $55,500.00 |
DisclosureSEC source: 0001140361-23-040449 · form4.xml · nonDerivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 F1 · shares: Represents shares of Arconic Corporation ("Arconic") common stock disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 4, 2023, by and among Arconic and affiliates of funds managed by Apollo Global Management, Inc. In accordance with the Merger Agreement, at the effective time of the merger contemplated thereby (the "Effective Time"), each share of Arconic common stock held by the reporting person was converted into the right to receive $30.00 in cash (the "Merger Consideration"). F1 · price: Represents shares of Arconic Corporation ("Arconic") common stock disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 4, 2023, by and among Arconic and affiliates of funds managed by Apollo Global Management, Inc. In accordance with the Merger Agreement, at the effective time of the merger contemplated thereby (the "Effective Time"), each share of Arconic common stock held by the reporting person was converted into the right to receive $30.00 in cash (the "Merger Consideration"). Read SEC document |
| May 31, 2023 Filed Jun 2, 2023 14:54 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantCommon Stock | 6,620 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001809689-23-000014 · primary_doc.xml · nonDerivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 44,870 F1 · price: Shares underlying Restricted Stock Units which may be settled solely in shares of the issuer's common stock. Vesting occurs 2,207 shares on the first anniversary; 2,207 shares on the second anniversary; and 2,206 shares on the third anniversary. Read SEC document |
| May 22, 2023 Filed May 24, 2023 16:16 UTC | Arconic Corp ARNC · Entity 110394 | GrantCommon Stock | 5,194 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-016720 · form4.xml · nonDerivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 96,280 F1 · shares: Represents the annual award of restricted share units pursuant to the Amended and Restated Arconic Corporation Non-Employee Director Compensation Policy. Read SEC document |
| May 03, 2023 Filed May 5, 2023 10:24 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | PurchaseCommon Stock | 500 | $8.39 | $4,195.00 |
DisclosureSEC source: 0001809689-23-000010 · primary_doc.xml · nonDerivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 38,776 F1 · price: The reporting person has elected to receive common stock valued at a 10% discount to the closing price on the preceding trading day in lieu of cash for a portion of his/her Board of Director fee equal to $4,194.00. The reporting person has agreed not to transfer any of these shares for a period of one year. Read SEC document |
| May 31, 2022 Filed Jun 3, 2022 16:53 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantCommon Stock | 8,180 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001809689-22-000017 · primary_doc.xml · nonDerivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 38,276 F1 · price: Shares underlying Restricted Stock Units which may be settled solely in shares of the issuer's common stock. Vesting occurs 2,727 shares on the first anniversary; 2,727 shares on the second anniversary; and 2,726 shares on the third anniversary. Read SEC document |
| May 23, 2022 Filed May 25, 2022 16:44 UTC | Arconic Corp ARNC · Entity 110394 | GrantCommon Stock | 5,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-22-015650 · form4.xml · nonDerivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 91,086 F1 · shares: Represents the annual award of restricted share units pursuant to the Amended and Restated Arconic Corporation Non-Employee Director Compensation Policy. Read SEC document |
| May 04, 2022 Filed May 5, 2022 17:36 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantCommon Stock | 405 | $7.41 | $3,001.05 |
DisclosureSEC source: 0001809689-22-000008 · primary_doc.xml · nonDerivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,096 F1 · price: The reporting person has elected to receive common stock valued at a 10% discount to the closing price on the preceding trading day in lieu of cash for a portion of his/her Board of Director fee equal to $2,999.84. The reporting person has agreed not to transfer any of these shares for a period of one year. Read SEC document |
| February 28, 2022 Filed Mar 1, 2022 13:42 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $10.13 | $0.00 |
DisclosureSEC source: 0001809689-22-000002 · primary_doc.xml · derivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2032-02-28 F1 · derivative.exercise_date: 417 shares will vest on February 28, 2023 417 shares will vest on February 28, 2024 416 shares will vest on February 28, 2025 Read SEC document |
| November 30, 2021 Filed Dec 2, 2021 16:56 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $8.28 | $0.00 |
DisclosureSEC source: 0001809689-21-000028 · primary_doc.xml · derivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2031-11-30 F1 · derivative.exercise_date: 417 shares will vest on November 30, 2022; 417 shares will vest on November 30, 2023; 416 shares will vest on November 30, 2024 Read SEC document |
| August 31, 2021 Filed Sep 2, 2021 14:18 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $10.97 | $0.00 |
DisclosureSEC source: 0001809689-21-000019 · primary_doc.xml · derivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2031-08-31 F1 · derivative.exercise_date: 417 options exercisable 08/31/2022; 417 options exercisable 08/31/2023; and 416 options exercisable 08/31/2024. Read SEC document |
| May 31, 2021 Filed Jun 2, 2021 17:18 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $10.75 | $0.00 |
DisclosureSEC source: 0001809689-21-000015 · primary_doc.xml · derivative · entry 2 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2031-05-31 F2 · derivative.exercise_date: 417 options exercisable on 05/31/2022, 417 options exercisable on 05/31/2023 and 416 options exercisable on 05/31/2024. Read SEC document |
| May 31, 2021 Filed Jun 2, 2021 17:18 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantCommon Stock | 1,623 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001809689-21-000015 · primary_doc.xml · nonDerivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,691 F1 · price: Shares underlying Restricted Stock Units which may be settled solely in shares of the issuer's common stock. Vesting occurs 541 shares on the first anniversary, 541 shares on the second anniversary and 541 shares on the third anniversary. Read SEC document |
| May 24, 2021 Filed May 25, 2021 06:23 UTC | Arconic Corp ARNC · Entity 110394 | GrantCommon Stock | 4,252 | $35.28 | $150,010.56 |
DisclosureSEC source: 0001790982-21-000081 · edgar.xml · nonDerivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 85,690 F1 · shares: Represents the annual award of restricted share units pursuant to the Amended and Restated Arconic Corporation Non-Employee Director Compensation Policy. Read SEC document |
| May 05, 2021 Filed May 7, 2021 14:59 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantCommon Stock | 1,318 | $7.97 | $10,497.87 |
DisclosureSEC source: 0001809689-21-000009 · primary_doc.xml · nonDerivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,542 F1 · price: The reporting person has elected to receive common stock valued at a 10% discount to the closing price on the preceding trading day in lieu of cash for a portion of his/her Board of Director fee equal to $10,497.87. The reporting person has agreed not to transfer any of these shares for a period of one year. Read SEC document |
| February 28, 2021 Filed Mar 2, 2021 11:13 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $10.28 | $0.00 |
DisclosureSEC source: 0001809689-21-000005 · primary_doc.xml · derivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2031-02-28 F1 · derivative.exercise_date: 417 shares will vest on February 28, 2022 417 shares will vest on February 28, 2023 416 shares will vest on February 28, 2024 Read SEC document |
| November 30, 2020 Filed Nov 30, 2020 10:15 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $6.90 | $0.00 |
DisclosureSEC source: 0001809689-20-000018 · primary_doc.xml · derivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2030-11-30 F1 · derivative.exercise_date: 417 shares will vest on November 30, 2021 417 shares will vest on November 30, 2022 416 shares will vest on November 30, 2023 Read SEC document |
| August 31, 2020 Filed Sep 1, 2020 15:34 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $6.41 | $0.00 |
DisclosureSEC source: 0001809689-20-000003 · primary_doc.xml · derivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2030-08-31 F1 · derivative.exercise_date: 417 options exercisable 08/31/2021; 417 options exercisable 08/31/2022; and 416 options exercisable 08/31/2023. Read SEC document |
| May 31, 2020 Filed Jun 2, 2020 11:51 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $7.84 | $0.00 |
DisclosureSEC source: 0001234542-20-000016 · primary_doc.xml · derivative · entry 2 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2030-05-31 F2 · derivative.exercise_date: 417 options exercisable on 05/31/2021 417 options exercisable on 05/31/2022 416 options exercisable on 05/31/2023 Read SEC document |
| May 31, 2020 Filed Jun 2, 2020 11:51 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantCommon Stock | 1,577 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001234542-20-000016 · primary_doc.xml · nonDerivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,224 F1 · price: Shares underlying Restricted Stock Units which may be settled solely in shares of the issuer's common stock. Vesting occurs in 1/3 increments on the first three anniversary dates. Read SEC document |
| May 07, 2020 Filed May 11, 2020 15:37 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantCommon Stock | 2,020 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001234542-20-000012 · primary_doc.xml · nonDerivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,647 F1 · price: The reporting person has elected to receive common stock valued at a 10% discount to the closing price on the preceding trading day in lieu of cash for a portion of his Board of Director fee equal to $11,998.80. The reporting person has agreed not to transfer any of these shares for a period of one year. Read SEC document |
| April 17, 2020 Filed Apr 21, 2020 16:00 UTC | Arconic Corp ARNC · Entity 110394 | GrantCommon Stock | 15,840 | $0.00 | $0.00 |
DisclosureSEC source: 0001790982-20-000109 · edgar.xml · nonDerivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,438 F1 · balance_after: On April 1, 2020, Arconic Inc. completed the separation of its business into two independent, publicly-traded companies (the Separation), Howmet Aerospace Inc. and Arconic Corporation (the Company), by distributing all outstanding shares of the Company to its shareholders. The number of Company shares and share equivalents reported on this Form 4 includes (1) shares of Company common stock received by the reporting person in the Distribution; and (2) shares of Company common stock underlying equity awards resulting from the adjustment of all Arconic Inc. equity awards held by the reporting person as of the Separation Read SEC document |
| February 28, 2020 Filed Mar 2, 2020 10:47 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (right to buy) · Derivative | 1,250 | $0.00 Strike: $11.91 | $0.00 |
DisclosureSEC source: 0001234542-20-000008 · primary_doc.xml · derivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2030-02-28 F1 · derivative.exercise_date: 417 options exercisable 2/28/2021 417 options exercisable 2/28/2022 416 options exercisable 2/28/2023 Read SEC document |
| November 30, 2019 Filed Dec 2, 2019 14:36 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (right to buy) · Derivative | 1,250 | $0.00 Strike: $13.85 | $0.00 |
DisclosureSEC source: 0001234542-19-000038 · primary_doc.xml · derivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2029-11-30 F1 · derivative.exercise_date: 417 options exercisable on 11/30/2020 417 options exercisable on 11/30/2021 416 options exercisable on 11/30/2022 Read SEC document |
| August 31, 2019 Filed Sep 4, 2019 09:02 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $15.73 | $0.00 |
DisclosureSEC source: 0001234542-19-000029 · primary_doc.xml · derivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2029-08-31 F1 · derivative.exercise_date: 417 options exercisable on 08/31/2020 417 options exercisable on 08/31/2021 416 options exercisable on 08/31/2022 Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 16:39 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $12.88 | $0.00 |
DisclosureSEC source: 0001234542-19-000020 · primary_doc.xml · derivative · entry 2 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2029-05-31 F2 · derivative.exercise_date: 531 options exercisable on 05/31/2020 531 options exercisable on 05/31/2021 530 options exercisable on 05/31/2022 Read SEC document |
| May 31, 2019 Filed Jun 3, 2019 16:39 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantCommon Stock | 1,592 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001234542-19-000020 · primary_doc.xml · nonDerivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,627 F1 · price: Shares underlying Restricted Stock Units which may be settled solely in shares of the issuer's common stock. Vesting occurs in 1/3 increments on the first three anniversary dates. Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 10:41 UTC Amendment | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $12.88 | $0.00 |
DisclosureSEC source: 0001234542-19-000024 · primary_doc.xml · derivative · entry 2 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2029-05-31 F2 · derivative.exercise_date: 417 options exercisable on 05/31/2020 417 options exercisable on 05/31/2021 416 options exercisable on 05/31/2022 Read SEC document |
| May 31, 2019 Filed Jun 4, 2019 10:41 UTC Amendment | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantCommon Stock | 1,592 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001234542-19-000024 · primary_doc.xml · nonDerivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,627 F1 · price: Shares underlying Restricted Stock Units which may be settled solely in shares of the issuer's common stock. Vesting occurs in 1/3 increments on the first three anniversary dates. Read SEC document |
| May 16, 2019 Filed May 20, 2019 19:47 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 6,781 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-19-000079 · edgar.xml · nonDerivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 36,744 Read SEC document |
| May 02, 2019 Filed May 6, 2019 16:36 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantCommon Stock | 185 | $0.00 | $0.00 |
DisclosureSEC source: 0001234542-19-000016 · primary_doc.xml · nonDerivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,193 F1 · security: The reporting person has elected to receive common stock valued at a 10% discount to the closing price on the preceding trading day in lieu of cash for a portion of his Board of Director fee equal to $2,392.61. The reporting person has agreed not to transfer any of these shares for a period of one year. Read SEC document |
| February 28, 2019 Filed Mar 1, 2019 17:49 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (right to buy) · Derivative | 1,250 | $18.81 Strike: $18.18 | $23,512.50 |
DisclosureSEC source: 0001234542-19-000011 · primary_doc.xml · derivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2019-02-28 F1 · derivative.exercise_date: 417 options exercisable 02/28/2020 417 options exercisable 02/28/2021 416 options exercisable 02/28/2022 Read SEC document |
| January 03, 2019 Filed Jan 4, 2019 21:34 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 2,346 | $18.43 | $43,236.78 |
DisclosureSEC source: 0000004281-19-000007 · edgar.xml · nonDerivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,963 Read SEC document |
| November 30, 2018 Filed Dec 3, 2018 17:51 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (right to buy) · Derivative | 1,250 | $0.00 Strike: $19.73 | $0.00 |
DisclosureSEC source: 0001234542-18-000037 · primary_doc.xml · derivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2028-11-30 F1 · derivative.exercise_date: 417 options exercisable 11/30/2019 417 options exercisable 11/30/2020 416 options exercisable 11/30/2021 Read SEC document |
| October 02, 2018 Filed Oct 3, 2018 18:32 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 1,678 | $22.19 | $37,234.82 |
DisclosureSEC source: 0000004281-18-000116 · edgar.xml · nonDerivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,617 Read SEC document |
| August 31, 2018 Filed Sep 4, 2018 15:57 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (right to buy) · Derivative | 1,250 | $29.74 Strike: $29.74 | $37,175.00 |
DisclosureSEC source: 0001234542-18-000020 · primary_doc.xml · derivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2028-08-31 F1 · derivative.exercise_date: 417 options exercisable 08/31/2019 417 options exercisable 08/31/2020 416 options exercisable 08/31/2021 Read SEC document |
| July 03, 2018 Filed Jul 6, 2018 19:05 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 2,115 | $16.90 | $35,743.50 |
DisclosureSEC source: 0000004281-18-000101 · edgar.xml · nonDerivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,939 Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 16:58 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (Right to Buy) · Derivative | 1,250 | $0.00 Strike: $23.92 | $0.00 |
DisclosureSEC source: 0001234542-18-000015 · primary_doc.xml · derivative · entry 2 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2028-05-31 F2 · derivative.exercise_date: 417 options exercisable 05/31/2019 417 options exercisable 05/31/2020 416 options exercisable 05/31/2021 Read SEC document |
| May 31, 2018 Filed Jun 4, 2018 16:58 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantCommon Stock | 1,712 | $0.00 | $0.00 |
DisclosureSEC source: 0001234542-18-000015 · primary_doc.xml · nonDerivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,155 F1 · security: Shares underlying Restricted Stock Units which may be settled solely in shares of the issuer's common stock. Vesting occurs in 1/3 increments on the first three anniversary dates. Read SEC document |
| May 18, 2018 Filed May 22, 2018 21:08 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 8,296 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-18-000080 · edgar.xml · nonDerivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,801 Read SEC document |
| May 02, 2018 Filed May 2, 2018 14:53 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantCommon Stock | 145 | $25.76 | $3,734.91 |
DisclosureSEC source: 0001234542-18-000011 · primary_doc.xml · nonDerivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,443 F1 · security: The reporting person has elected to receive common stock valued at a 10% discount on the closing price on the preceding trading day in lieu of cash for a portion of his Board of Director fee equal to $3,734.91. The reporting person has agreed not to transfer any of these shares for a period of one year. Read SEC document |
| April 04, 2018 Filed Apr 6, 2018 19:44 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 1,447 | $22.63 | $32,745.61 |
DisclosureSEC source: 0000004281-18-000052 · edgar.xml · nonDerivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,505 Read SEC document |
| February 28, 2018 Filed Mar 2, 2018 10:41 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (right to buy) · Derivative | 1,250 | $25.39 Strike: $25.39 | $31,737.50 |
DisclosureSEC source: 0001234542-18-000005 · primary_doc.xml · derivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2028-02-28 F1 · derivative.exercise_date: 417 options exercisable 02/28/2019 417 options exercisable 02/28/2020 417 options exercisable 02/28/2021 Read SEC document |
| January 04, 2018 Filed Jan 5, 2018 22:42 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 1,023 | $29.32 | $29,994.36 |
DisclosureSEC source: 0000004281-18-000006 · edgar.xml · nonDerivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,041 Read SEC document |
| November 30, 2017 Filed Dec 1, 2017 15:17 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (right to buy) · Derivative | 1,250 | $21.08 Strike: $21.08 | $26,350.00 |
DisclosureSEC source: 0001234542-17-000021 · primary_doc.xml · derivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2027-11-30 F1 · derivative.exercise_date: 417 options exercisable 11/30/2018 417 options exercisable 11/30/2019 416 options exercisable 11/30/2020 Read SEC document |
| October 03, 2017 Filed Oct 4, 2017 21:04 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 1,148 | $26.13 | $29,997.24 |
DisclosureSEC source: 0000004281-17-000124 · edgar.xml · nonDerivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,999 Read SEC document |
| August 31, 2017 Filed Sep 1, 2017 16:08 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (right to buy) · Derivative | 1,250 | $17.94 Strike: $17.94 | $22,425.00 |
DisclosureSEC source: 0001234542-17-000013 · primary_doc.xml · derivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2027-08-31 F1 · derivative.exercise_date: 417 options exercisable 08/31/2018 417 options exercisable 08/31/2019 416 options exercisable 08/31/2020 Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 15:02 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantStock Option (right to buy) · Derivative | 1,250 | $18.00 Strike: $18.00 | $22,500.00 |
DisclosureSEC source: 0001234542-17-000009 · primary_doc.xml · derivative · entry 3 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,250 Underlying: Common Stock · 1,250 shares Expires 2027-05-31 F3 · derivative.exercise_date: 417 options exercisable 05/31/2018 417 options exercisable 05/31/2019 416 options exercisable 05/31/2020 Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 15:02 UTC | UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 | GrantCommon Stock | 1,695 | $0.00 | $0.00 |
DisclosureSEC source: 0001234542-17-000009 · primary_doc.xml · nonDerivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,394 F1 · security: Shares underlying Restricted Stock Units which may be settled solely in shares of the issuer's common stock. Read SEC document |
| May 30, 2017 Filed Jun 1, 2017 21:31 UTC | Howmet Aerospace Inc. ARNC · Entity 2911 | GrantCommon Stock | 4,409 | $0.00 | $0.00 |
DisclosureSEC source: 0000004281-17-000093 · edgar.xml · nonDerivative · entry 1 AYERS CHRISTOPHER L · CIK 0001461865 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,834 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.