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person · Reporting owner

AYERS CHRISTOPHER L

Disclosed activity across 3 companies

Tapewire entity
83955
SEC CIK
0001461865

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Howmet Aerospace Inc.ARNC · Entity 2911DirectorMay 16, 2019May 20, 2019

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Howmet Aerospace Inc.

Report date May 16, 2019 · Filed May 20, 2019

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect36,744 Reported balance After 2019-05-16 transaction · row 1
1 source row

Row 1 · 2019-05-16 · Grant · Acquired 6,781 · Balance 36,744

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Arconic Corp

Report date August 18, 2023 · Filed August 18, 2023

Section 16 reporting ended · disclosed 2023-08-18. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2023-08-18 transaction · row 1
1 source row

Row 1 · 2023-08-18 · Disposition to issuer · Disposed 1,850 · Balance 0

F1: Represents shares of Arconic Corporation ("Arconic") common stock disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 4, 2023, by and among Arconic and affiliates of funds managed by Apollo Global Management, Inc. In accordance with the Merger Agreement, at the effective time of the merger contemplated thereby (the "Effective Time"), each share of Arconic common stock held by the reporting person was converted into the right to receive $30.00 in cash (the "Merger Consideration").

Restricted Stock UnitsSEC Table I · non-derivativeDirect0 Reported balance After 2023-08-18 transaction · row 2
1 source row

Row 2 · 2023-08-18 · Disposition to issuer · Disposed 5,194 · Balance 0

F2: In accordance with the Merger Agreement, at the Effective Time, each (a) restricted stock unit award, other than performance-based restricted stock units, and (b) deferred stock unit award under the Arconic Corporation Amended and Restated 2020 Deferred Fee Plan for Directors was cashed out based on the Merger Consideration.

Deferred Stock UnitsSEC Table I · non-derivativeDirect0 Reported balance After 2023-08-18 transaction · row 3
1 source row

Row 3 · 2023-08-18 · Disposition to issuer · Disposed 89,236 · Balance 0

F2: In accordance with the Merger Agreement, at the Effective Time, each (a) restricted stock unit award, other than performance-based restricted stock units, and (b) deferred stock unit award under the Arconic Corporation Amended and Restated 2020 Deferred Fee Plan for Directors was cashed out based on the Merger Consideration.

Filing footnotes · ownership attribution and instrument terms

F1: Represents shares of Arconic Corporation ("Arconic") common stock disposed of in connection with the Agreement and Plan of Merger (the "Merger Agreement"), dated as of May 4, 2023, by and among Arconic and affiliates of funds managed by Apollo Global Management, Inc. In accordance with the Merger Agreement, at the effective time of the merger contemplated thereby (the "Effective Time"), each share of Arconic common stock held by the reporting person was converted into the right to receive $30.00 in cash (the "Merger Consideration").

F2: In accordance with the Merger Agreement, at the Effective Time, each (a) restricted stock unit award, other than performance-based restricted stock units, and (b) deferred stock unit award under the Arconic Corporation Amended and Restated 2020 Deferred Fee Plan for Directors was cashed out based on the Merger Consideration.

UNIVERSAL STAINLESS & ALLOY PRODUCTS INC

Report date January 23, 2025 · Filed January 23, 2025

Section 16 reporting ended · disclosed 2025-01-23. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2025-01-23 transaction · row 1
1 source row

Row 1 · 2025-01-23 · Disposition to issuer · Disposed 49,858 · Balance 0

F1: Reflects the disposition of the reporting person's shares common stock, par value $0.001, of Universal Stainless & Alloy Products, Inc. (the "Company") upon the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of October 16, 2024 (the "Merger Agreement"), among the Company, Aperam US Holdco LLC ("Parent") and Aperam US Absolute LLC ("Merger Sub"), including the consummation of the merger of Merger Sub with and into the Company with the Company as the surviving corporation on January 23, 2025 (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of the Company's common stock was canceled and converted automatically into the right to receive $45.00 in cash, without interest (the "Merger Consideration").

F2: The shares of the Company's common stock reported as disposed by the reporting person include restricted stock unit awards. Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit award granted under the Company's Amended and Restated 2017 Equity Incentive Plan was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the Merger Consideration and (b) the aggregate number of shares subject to such restricted stock unit award, less applicable taxes and authorized deductions.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $22.62 · Expires 2025-02-28Direct0 Reported balance After 2025-01-23 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-01-23 · Disposition to issuer · Disposed 2,500 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.05 · Expires 2025-05-31Direct0 Reported balance After 2025-01-23 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-01-23 · Disposition to issuer · Disposed 2,500 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.87 · Expires 2025-08-31Direct0 Reported balance After 2025-01-23 transaction · row 4 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 4 · 2025-01-23 · Disposition to issuer · Disposed 2,500 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.21 · Expires 2025-11-30Direct0 Reported balance After 2025-01-23 transaction · row 5 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 5 · 2025-01-23 · Disposition to issuer · Disposed 2,500 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.65 · Expires 2026-02-28Direct0 Reported balance After 2025-01-23 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2025-01-23 · Disposition to issuer · Disposed 2,500 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.53 · Expires 2026-05-31Direct0 Reported balance After 2025-01-23 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-01-23 · Disposition to issuer · Disposed 2,500 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.91 · Expires 2026-08-31Direct0 Reported balance After 2025-01-23 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2025-01-23 · Disposition to issuer · Disposed 2,500 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.35 · Expires 2026-11-30Direct0 Reported balance After 2025-01-23 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2025-01-23 · Disposition to issuer · Disposed 2,500 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.08 · Expires 2027-02-28Direct0 Reported balance After 2025-01-23 transaction · row 10 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 10 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.00 · Expires 2027-05-31Direct0 Reported balance After 2025-01-23 transaction · row 11 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 11 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.94 · Expires 2027-08-31Direct0 Reported balance After 2025-01-23 transaction · row 12 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 12 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.08 · Expires 2027-11-30Direct0 Reported balance After 2025-01-23 transaction · row 13 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 13 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $25.39 · Expires 2028-02-28Direct0 Reported balance After 2025-01-23 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $23.92 · Expires 2028-05-31Direct0 Reported balance After 2025-01-23 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $29.74 · Expires 2028-08-31Direct0 Reported balance After 2025-01-23 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $19.73 · Expires 2028-11-30Direct0 Reported balance After 2025-01-23 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.81 · Expires 2029-02-28Direct0 Reported balance After 2025-01-23 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.88 · Expires 2029-05-31Direct0 Reported balance After 2025-01-23 transaction · row 19 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 19 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $15.73 · Expires 2029-08-31Direct0 Reported balance After 2025-01-23 transaction · row 20 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 20 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $13.85 · Expires 2029-11-30Direct0 Reported balance After 2025-01-23 transaction · row 21 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 21 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.91 · Expires 2030-02-28Direct0 Reported balance After 2025-01-23 transaction · row 22 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 22 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $7.84 · Expires 2030-05-31Direct0 Reported balance After 2025-01-23 transaction · row 23 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 23 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.41 · Expires 2030-08-31Direct0 Reported balance After 2025-01-23 transaction · row 24 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 24 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $6.90 · Expires 2030-11-30Direct0 Reported balance After 2025-01-23 transaction · row 25 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 25 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.28 · Expires 2031-02-28Direct0 Reported balance After 2025-01-23 transaction · row 26 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 26 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.75 · Expires 2031-05-31Direct0 Reported balance After 2025-01-23 transaction · row 27 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 27 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.97 · Expires 2031-08-31Direct0 Reported balance After 2025-01-23 transaction · row 28 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 28 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $8.28 · Expires 2031-11-30Direct0 Reported balance After 2025-01-23 transaction · row 29 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 29 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.13 · Expires 2032-02-28Direct0 Reported balance After 2025-01-23 transaction · row 30 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 30 · 2025-01-23 · Disposition to issuer · Disposed 1,250 · Balance 0

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Filing footnotes · ownership attribution and instrument terms

F1: Reflects the disposition of the reporting person's shares common stock, par value $0.001, of Universal Stainless & Alloy Products, Inc. (the "Company") upon the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of October 16, 2024 (the "Merger Agreement"), among the Company, Aperam US Holdco LLC ("Parent") and Aperam US Absolute LLC ("Merger Sub"), including the consummation of the merger of Merger Sub with and into the Company with the Company as the surviving corporation on January 23, 2025 (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of the Company's common stock was canceled and converted automatically into the right to receive $45.00 in cash, without interest (the "Merger Consideration").

F2: The shares of the Company's common stock reported as disposed by the reporting person include restricted stock unit awards. Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit award granted under the Company's Amended and Restated 2017 Equity Incentive Plan was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the Merger Consideration and (b) the aggregate number of shares subject to such restricted stock unit award, less applicable taxes and authorized deductions.

F3: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

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Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
January 23, 2025 Filed Jan 23, 2025 12:10 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Disposition to issuerStock Option (Right to Buy) · Derivative 1,250 $34.87 Strike: $10.13 $43,587.50
Disclosure

SEC source: 0000950170-25-008124 · ownership.xml · derivative · entry 30

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2032-02-28

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Read SEC document
January 23, 2025 Filed Jan 23, 2025 12:10 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Disposition to issuerStock Option (Right to Buy) · Derivative 1,250 $36.72 Strike: $8.28 $45,900.00
Disclosure

SEC source: 0000950170-25-008124 · ownership.xml · derivative · entry 29

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2031-11-30

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Read SEC document
January 23, 2025 Filed Jan 23, 2025 12:10 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Disposition to issuerStock Option (Right to Buy) · Derivative 1,250 $34.03 Strike: $10.97 $42,537.50
Disclosure

SEC source: 0000950170-25-008124 · ownership.xml · derivative · entry 28

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2031-08-31

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Read SEC document
January 23, 2025 Filed Jan 23, 2025 12:10 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Disposition to issuerStock Option (Right to Buy) · Derivative 1,250 $34.25 Strike: $10.75 $42,812.50
Disclosure

SEC source: 0000950170-25-008124 · ownership.xml · derivative · entry 27

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2031-05-31

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Read SEC document
January 23, 2025 Filed Jan 23, 2025 12:10 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Disposition to issuerStock Option (Right to Buy) · Derivative 1,250 $34.72 Strike: $10.28 $43,400.00
Disclosure

SEC source: 0000950170-25-008124 · ownership.xml · derivative · entry 26

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2031-02-28

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Read SEC document
January 23, 2025 Filed Jan 23, 2025 12:10 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Disposition to issuerStock Option (Right to Buy) · Derivative 1,250 $38.10 Strike: $6.90 $47,625.00
Disclosure

SEC source: 0000950170-25-008124 · ownership.xml · derivative · entry 25

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2030-11-30

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Read SEC document
January 23, 2025 Filed Jan 23, 2025 12:10 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Disposition to issuerStock Option (Right to Buy) · Derivative 1,250 $38.59 Strike: $6.41 $48,237.50
Disclosure

SEC source: 0000950170-25-008124 · ownership.xml · derivative · entry 24

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2030-08-31

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Read SEC document
January 23, 2025 Filed Jan 23, 2025 12:10 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Disposition to issuerStock Option (Right to Buy) · Derivative 1,250 $37.16 Strike: $7.84 $46,450.00
Disclosure

SEC source: 0000950170-25-008124 · ownership.xml · derivative · entry 23

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2030-05-31

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Read SEC document
January 23, 2025 Filed Jan 23, 2025 12:10 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Disposition to issuerStock Option (Right to Buy) · Derivative 1,250 $33.09 Strike: $11.91 $41,362.50
Disclosure

SEC source: 0000950170-25-008124 · ownership.xml · derivative · entry 22

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2030-02-28

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Read SEC document
January 23, 2025 Filed Jan 23, 2025 12:10 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Disposition to issuerStock Option (Right to Buy) · Derivative 1,250 $31.15 Strike: $13.85 $38,937.50
Disclosure

SEC source: 0000950170-25-008124 · ownership.xml · derivative · entry 21

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2029-11-30

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Read SEC document
January 23, 2025 Filed Jan 23, 2025 12:10 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Disposition to issuerStock Option (Right to Buy) · Derivative 1,250 $29.27 Strike: $15.73 $36,587.50
Disclosure

SEC source: 0000950170-25-008124 · ownership.xml · derivative · entry 20

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2029-08-31

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Read SEC document
January 23, 2025 Filed Jan 23, 2025 12:10 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Disposition to issuerStock Option (Right to Buy) · Derivative 1,250 $32.12 Strike: $12.88 $40,150.00
Disclosure

SEC source: 0000950170-25-008124 · ownership.xml · derivative · entry 19

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2029-05-31

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Read SEC document
January 23, 2025 Filed Jan 23, 2025 12:10 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Disposition to issuerStock Option (Right to Buy) · Derivative 1,250 $26.19 Strike: $18.81 $32,737.50
Disclosure

SEC source: 0000950170-25-008124 · ownership.xml · derivative · entry 18

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2029-02-28

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Read SEC document
January 23, 2025 Filed Jan 23, 2025 12:10 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Disposition to issuerStock Option (Right to Buy) · Derivative 1,250 $25.27 Strike: $19.73 $31,587.50
Disclosure

SEC source: 0000950170-25-008124 · ownership.xml · derivative · entry 17

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2028-11-30

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Read SEC document
January 23, 2025 Filed Jan 23, 2025 12:10 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Disposition to issuerStock Option (Right to Buy) · Derivative 1,250 $15.26 Strike: $29.74 $19,075.00
Disclosure

SEC source: 0000950170-25-008124 · ownership.xml · derivative · entry 16

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2028-08-31

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Read SEC document
January 23, 2025 Filed Jan 23, 2025 12:10 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Disposition to issuerStock Option (Right to Buy) · Derivative 1,250 $21.08 Strike: $23.92 $26,350.00
Disclosure

SEC source: 0000950170-25-008124 · ownership.xml · derivative · entry 15

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2028-05-31

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Read SEC document
January 23, 2025 Filed Jan 23, 2025 12:10 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Disposition to issuerStock Option (Right to Buy) · Derivative 1,250 $19.61 Strike: $25.39 $24,512.50
Disclosure

SEC source: 0000950170-25-008124 · ownership.xml · derivative · entry 14

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2028-02-28

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Read SEC document
January 23, 2025 Filed Jan 23, 2025 12:10 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Disposition to issuerStock Option (Right to Buy) · Derivative 1,250 $23.92 Strike: $21.08 $29,900.00
Disclosure

SEC source: 0000950170-25-008124 · ownership.xml · derivative · entry 13

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2027-11-30

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Read SEC document
January 23, 2025 Filed Jan 23, 2025 12:10 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Disposition to issuerStock Option (Right to Buy) · Derivative 1,250 $27.06 Strike: $17.94 $33,825.00
Disclosure

SEC source: 0000950170-25-008124 · ownership.xml · derivative · entry 12

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2027-08-31

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Read SEC document
January 23, 2025 Filed Jan 23, 2025 12:10 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Disposition to issuerStock Option (Right to Buy) · Derivative 1,250 $27.00 Strike: $18.00 $33,750.00
Disclosure

SEC source: 0000950170-25-008124 · ownership.xml · derivative · entry 11

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2027-05-31

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Read SEC document
January 23, 2025 Filed Jan 23, 2025 12:10 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Disposition to issuerStock Option (Right to Buy) · Derivative 1,250 $29.92 Strike: $15.08 $37,400.00
Disclosure

SEC source: 0000950170-25-008124 · ownership.xml · derivative · entry 10

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,250 shares

Expires 2027-02-28

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Read SEC document
January 23, 2025 Filed Jan 23, 2025 12:10 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Disposition to issuerStock Option (Right to Buy) · Derivative 2,500 $32.65 Strike: $12.35 $81,625.00
Disclosure

SEC source: 0000950170-25-008124 · ownership.xml · derivative · entry 9

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2026-11-30

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Read SEC document
January 23, 2025 Filed Jan 23, 2025 12:10 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Disposition to issuerStock Option (Right to Buy) · Derivative 2,500 $34.09 Strike: $10.91 $85,225.00
Disclosure

SEC source: 0000950170-25-008124 · ownership.xml · derivative · entry 8

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2026-08-31

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Read SEC document
January 23, 2025 Filed Jan 23, 2025 12:10 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Disposition to issuerStock Option (Right to Buy) · Derivative 2,500 $33.47 Strike: $11.53 $83,675.00
Disclosure

SEC source: 0000950170-25-008124 · ownership.xml · derivative · entry 7

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2026-05-31

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Read SEC document
January 23, 2025 Filed Jan 23, 2025 12:10 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Disposition to issuerStock Option (Right to Buy) · Derivative 2,500 $37.35 Strike: $7.65 $93,375.00
Disclosure

SEC source: 0000950170-25-008124 · ownership.xml · derivative · entry 6

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2026-02-28

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Read SEC document
January 23, 2025 Filed Jan 23, 2025 12:10 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Disposition to issuerStock Option (Right to Buy) · Derivative 2,500 $34.79 Strike: $10.21 $86,975.00
Disclosure

SEC source: 0000950170-25-008124 · ownership.xml · derivative · entry 5

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2025-11-30

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

Read SEC document
January 23, 2025 Filed Jan 23, 2025 12:10 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Disposition to issuerStock Option (Right to Buy) · Derivative 2,500 $32.13 Strike: $12.87 $80,325.00
Disclosure

SEC source: 0000950170-25-008124 · ownership.xml · derivative · entry 4

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2025-08-31

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

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January 23, 2025 Filed Jan 23, 2025 12:10 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Disposition to issuerStock Option (Right to Buy) · Derivative 2,500 $26.95 Strike: $18.05 $67,375.00
Disclosure

SEC source: 0000950170-25-008124 · ownership.xml · derivative · entry 3

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2025-05-31

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

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January 23, 2025 Filed Jan 23, 2025 12:10 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Disposition to issuerStock Option (Right to Buy) · Derivative 2,500 $22.38 Strike: $22.62 $55,950.00
Disclosure

SEC source: 0000950170-25-008124 · ownership.xml · derivative · entry 2

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2025-02-28

F3 · kind: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · price: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, at the Effective Time, each outstanding and unexercised option to purchase shares of the Issuer's common stock, whether vested or unvested (each such option, a "Company Stock Option"), was canceled and converted into the right to receive an amount in cash, without interest and subject to applicable tax withholdings, equal to the product of (a) the excess, if any, of the Merger Consideration over the exercise price per share of common stock of such Company Stock Option and (b) the total number of shares of common stock subject to such Company Stock Option.

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January 23, 2025 Filed Jan 23, 2025 12:10 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Disposition to issuerCommon Stock 49,858 $45.00 $2,243,610.00
Disclosure

SEC source: 0000950170-25-008124 · ownership.xml · nonDerivative · entry 1

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Reflects the disposition of the reporting person's shares common stock, par value $0.001, of Universal Stainless & Alloy Products, Inc. (the "Company") upon the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of October 16, 2024 (the "Merger Agreement"), among the Company, Aperam US Holdco LLC ("Parent") and Aperam US Absolute LLC ("Merger Sub"), including the consummation of the merger of Merger Sub with and into the Company with the Company as the surviving corporation on January 23, 2025 (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of the Company's common stock was canceled and converted automatically into the right to receive $45.00 in cash, without interest (the "Merger Consideration").

F2 · kind: The shares of the Company's common stock reported as disposed by the reporting person include restricted stock unit awards. Pursuant to the Merger Agreement, at the Effective Time, each outstanding restricted stock unit award granted under the Company's Amended and Restated 2017 Equity Incentive Plan was canceled and converted into the right to receive an amount in cash, without interest, equal to the product of (a) the Merger Consideration and (b) the aggregate number of shares subject to such restricted stock unit award, less applicable taxes and authorized deductions.

F1 · price: Reflects the disposition of the reporting person's shares common stock, par value $0.001, of Universal Stainless & Alloy Products, Inc. (the "Company") upon the consummation of the transactions contemplated by the Agreement and Plan of Merger, dated as of October 16, 2024 (the "Merger Agreement"), among the Company, Aperam US Holdco LLC ("Parent") and Aperam US Absolute LLC ("Merger Sub"), including the consummation of the merger of Merger Sub with and into the Company with the Company as the surviving corporation on January 23, 2025 (the "Merger"). Pursuant to the Merger Agreement, at the effective time of the Merger (the "Effective Time"), each outstanding share of the Company's common stock was canceled and converted automatically into the right to receive $45.00 in cash, without interest (the "Merger Consideration").

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November 28, 2024 Filed Dec 4, 2024 11:08 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Exercise / conversionStock Option · Derivative 2,500 $0.00 Strike: $24.38 $0.00
Disclosure

SEC source: 0001809689-24-000029 · primary_doc.xml · derivative · entry 3

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2024-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 825 options became exercisable 11/30/2015 825; options became exercisable 11/30/2016; and 850 options became exercisable 11/30/2017

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November 27, 2024 Filed Dec 4, 2024 11:50 UTC Amendment UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Exercise / conversionStock Option · Derivative 2,500 $0.00 Strike: $24.38 $0.00
Disclosure

SEC source: 0001809689-24-000033 · primary_doc.xml · derivative · entry 3

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2024-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: 825 options became exercisable 11/30/2015 825; options became exercisable 11/30/2016; and 850 options became exercisable 11/30/2017

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November 27, 2024 Filed Dec 4, 2024 11:50 UTC Amendment UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Tax withholdingCommon Stock 1,373 $44.40 $60,961.20
Disclosure

SEC source: 0001809689-24-000033 · primary_doc.xml · nonDerivative · entry 2

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,858

F1 · kind: Represents a net exercise of outstanding stock options. These shares were withheld by the Company for payment of the exercise price and applicable taxes, using the closing price on November 26, 2024, of $44.40.

F3 · price: The Amendment is being filed to correct the price.

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November 27, 2024 Filed Dec 4, 2024 11:50 UTC Amendment UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Exercise / conversionCommon Stock 2,500 $24.38 $60,950.00
Disclosure

SEC source: 0001809689-24-000033 · primary_doc.xml · nonDerivative · entry 1

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2024 Filed Dec 4, 2024 11:37 UTC Amendment UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Exercise / conversionStock Option · Derivative 2,500 $0.00 Strike: $24.38 $0.00
Disclosure

SEC source: 0001809689-24-000031 · primary_doc.xml · derivative · entry 3

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,500

Underlying: Common Stock · 2,500 shares

Expires 2024-11-30

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · date: The Amendment is being filed to correct the date of earliest transaction to 11/27/2024

F3 · derivative.exercise_date: 825 options became exercisable 11/30/2015 825; options became exercisable 11/30/2016; and 850 options became exercisable 11/30/2017

Read SEC document
November 27, 2024 Filed Dec 4, 2024 11:37 UTC Amendment UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Tax withholdingCommon Stock 1,373 $24.38 $33,473.74
Disclosure

SEC source: 0001809689-24-000031 · primary_doc.xml · nonDerivative · entry 2

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,858

F1 · kind: Represents a net exercise of outstanding stock options. These shares were withheld by the Company for payment of the exercise price and applicable taxes, using the closing price on November 26, 2024, of $44.40.

Read SEC document
November 27, 2024 Filed Dec 4, 2024 11:37 UTC Amendment UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Exercise / conversionCommon Stock 2,500 $24.38 $60,950.00
Disclosure

SEC source: 0001809689-24-000031 · primary_doc.xml · nonDerivative · entry 1

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
November 27, 2024 Filed Dec 4, 2024 11:08 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Tax withholdingCommon Stock 1,373 $44.40 $60,961.20
Disclosure

SEC source: 0001809689-24-000029 · primary_doc.xml · nonDerivative · entry 2

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 49,858

F1 · kind: Represents a net exercise of outstanding stock options. These shares were withheld by the Company for payment of the exercise price and applicable taxes, using the closing price on November 27, 2024, of $44.40.

Read SEC document
November 27, 2024 Filed Dec 4, 2024 11:08 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Exercise / conversionCommon Stock 2,500 $24.38 $60,950.00
Disclosure

SEC source: 0001809689-24-000029 · primary_doc.xml · nonDerivative · entry 1

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 17:31 UTC Amendment UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Tax withholdingCommon Stock 1,900 $42.14 $80,066.00
Disclosure

SEC source: 0001809689-24-000018 · primary_doc.xml · nonDerivative · entry 2

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,731

F2 · balance_after: Award granted under the Omnibus Incentive Plan. The amendment is being filed in order to correct the number of securities listed in Number 5.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 17:31 UTC Amendment UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001809689-24-000018 · primary_doc.xml · nonDerivative · entry 1

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · balance_after: Award granted under the Omnibus Incentive Plan. The amendment is being filed in order to correct the number of securities listed in Number 5.

Read SEC document
August 31, 2024 Filed Sep 4, 2024 16:15 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Exercise / conversionStock Option · Derivative 2,500 $0.00 Strike: $32.03 $0.00
Disclosure

SEC source: 0001809689-24-000016 · primary_doc.xml · derivative · entry 3

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2024-09-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Award granted under the Omnibus Incentive Plan

Read SEC document
August 31, 2024 Filed Sep 4, 2024 16:15 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Tax withholdingCommon Stock 1,900 $42.14 $80,066.00
Disclosure

SEC source: 0001809689-24-000016 · primary_doc.xml · nonDerivative · entry 2

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,731

Read SEC document
August 31, 2024 Filed Sep 4, 2024 16:15 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001809689-24-000016 · primary_doc.xml · nonDerivative · entry 1

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,631

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a net exercise of outstanding stock options. These shares were withheld by the Company for payment of the exercise price and applicable taxes, using the closing price on August 29, 2024, of $42.14.

Read SEC document
May 31, 2024 Filed Jun 14, 2024 17:16 UTC Amendment UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Exercise / conversionStock Option · Derivative 2,500 $0.00 Strike: $30.14 $0.00
Disclosure

SEC source: 0001809689-24-000014 · primary_doc.xml · derivative · entry 1

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2024-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · security: Award granted under the Omnibus Incentive Plan. The amendment is being filed in order to correct the title of the derivative security to "Stock Option". The prior filing stated "Common Stock" as the title of derivative security.

Read SEC document
May 31, 2024 Filed Jun 14, 2024 16:15 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Exercise / conversionCommon Stock · Derivative 2,500 $0.00 Strike: $30.14 $0.00
Disclosure

SEC source: 0001809689-24-000011 · primary_doc.xml · derivative · entry 3

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,500 shares

Expires 2024-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · security: Award granted under the Omnibus Incentive Plan.

Read SEC document
May 31, 2024 Filed Jun 14, 2024 16:15 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Tax withholdingCommon Stock 2,241 $33.63 $75,364.83
Disclosure

SEC source: 0001809689-24-000011 · primary_doc.xml · nonDerivative · entry 2

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,131

Read SEC document
May 31, 2024 Filed Jun 14, 2024 16:15 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 Exercise / conversionCommon Stock 2,500 $0.00 $0.00
Disclosure

SEC source: 0001809689-24-000011 · primary_doc.xml · nonDerivative · entry 1

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,372

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · kind: Represents a net exercise of outstanding stock options. These shares were withheld by the Company for payment of the exercise price and applicable taxes, using the closing price on May 30, 2024, of $33.63.

Read SEC document
May 08, 2024 Filed May 10, 2024 15:35 UTC UNIVERSAL STAINLESS & ALLOY PRODUCTS INC USAP · Entity 83953 GrantCommon Stock 3,002 Not disclosed Not disclosed
Disclosure

SEC source: 0001809689-24-000006 · primary_doc.xml · nonDerivative · entry 1

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,172

F1 · price: Shares underlying Restricted Stock Units which may be settled solely in shares of the issuer's common stock. Vesting occurs 3,002 shares on the first anniversary.

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August 18, 2023 Filed Aug 18, 2023 12:59 UTC Arconic Corp ARNC · Entity 110394 Disposition to issuerDeferred Stock Units 89,236 $30.00 $2,677,080.00
Disclosure

SEC source: 0001140361-23-040449 · form4.xml · nonDerivative · entry 3

AYERS CHRISTOPHER L · CIK 0001461865 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F2 · shares: In accordance with the Merger Agreement, at the Effective Time, each (a) restricted stock unit award, other than performance-based restricted stock units, and (b) deferred stock unit award under the Arconic Corporation Amended and Restated 2020 Deferred Fee Plan for Directors was cashed out based on the Merger Consideration.

F2 · price: In accordance with the Merger Agreement, at the Effective Time, each (a) restricted stock unit award, other than performance-based restricted stock units, and (b) deferred stock unit award under the Arconic Corporation Amended and Restated 2020 Deferred Fee Plan for Directors was cashed out based on the Merger Consideration.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.