Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| SWK Holdings CorpSWKH · Entity 9770 | Chief Financial Officer | January 31, 2025 | February 04, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
SWK Holdings Corp
Report date January 31, 2025 · Filed February 04, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 15,247 |
Reported balance
After 2025-01-31 transaction · row 1
1 source rowRow 1 · 2025-01-31 · Grant · Acquired 9,175 · Balance 15,247 F1: Represents restricted stock granted pursuant to the Issuer's 2010 Equity Incentive Plan. The restricted stock vests in equal installments on each of January 31, 2026, January 31, 2027, and January 31, 2028, subject to the Reporting Person's continued service through the applicable vesting dates. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock granted pursuant to the Issuer's 2010 Equity Incentive Plan. The restricted stock vests in equal installments on each of January 31, 2026, January 31, 2027, and January 31, 2028, subject to the Reporting Person's continued service through the applicable vesting dates.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| January 31, 2025 Filed Feb 4, 2025 21:14 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 9,175 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-25-001625 · form4.xml · nonDerivative · entry 1 Rice Adam · CIK 0002029243 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,247 F1 · shares: Represents restricted stock granted pursuant to the Issuer's 2010 Equity Incentive Plan. The restricted stock vests in equal installments on each of January 31, 2026, January 31, 2027, and January 31, 2028, subject to the Reporting Person's continued service through the applicable vesting dates. Read SEC document |
| July 03, 2024 Filed Jul 8, 2024 21:04 UTC | SWK Holdings Corp SWKH · Entity 9770 | GrantCommon Stock | 6,072 | $0.00 | $0.00 |
DisclosureSEC source: 0001062993-24-013549 · form4.xml · nonDerivative · entry 1 Rice Adam · CIK 0002029243 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 6,072 F1 · shares: Consists of restricted shares of common stock granted to the Reporting Person on July 3, 2024, pursuant to the Company's 2010 Equity Incentive Plan. The restricted shares vest in four equal annual installments beginning on July 3, 2025, subject to the Reporting Person's continued service through the applicable vesting dates. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.