Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Air Products & Chemicals, Inc.APD · Entity 2983 | Executive VP & General Counsel | February 07, 2025 | February 10, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Air Products & Chemicals, Inc.
Report date February 07, 2025 · Filed February 10, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 14,273 |
Reported balance
After 2025-02-07 transaction · row 1
1 source rowRow 1 · 2025-02-07 · Sale · Disposed 4,500 · Balance 14,273 F1: Actual sale prices ranged from $310.96 - $315.46 |
| Common StockSEC Table I · non-derivative | IndirectBy RSP | 322.124 |
Reported balance
Holding disclosure · report date 2025-02-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 322.124 |
Filing footnotes · ownership attribution and instrument terms
F1: Actual sale prices ranged from $310.96 - $315.46
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
JOY GLOBAL INC
Report date April 05, 2017 · Filed April 07, 2017
Section 16 reporting ended · disclosed 2017-04-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2017-04-05 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2017-04-05 · Grant · Acquired 24,800 · Balance 101,989 F1: Pursuant to the Agreement and Plan of Merger, dated as of July 21, 2016 (the Merger Agreement), by and among Joy Global, Inc. (the Company), Komatsu America Corp. (KAC), Pine Solutions, Inc., a wholly owned subsidiary of KAC (Merger Sub) and, solely for the purposes specified therein, Komatsu Ltd., at the effective time of the transactions contemplated by the Merger Agreement (the Merger), the number of shares covered by this performance share award was fixed at the target number of performance shares thereunder. Row 2 · 2017-04-05 · Other · Disposed 34,112 · Balance 67,877 F2: Pursuant to the Merger Agreement and the terms of these restricted stock units, upon termination of the reporting person's employment immediately following the effective time of the Merger, these restricted stock units were forfeited as a result of the reporting person's failure to satisfy the service conditions. Row 3 · 2017-04-05 · Disposition to issuer · Disposed 67,877 · Balance 0 F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each of these shares of Company stock (including shares reported in Table I that were covered by outstanding equity awards) was converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $28.30. |
| Employee Stock Option (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $12.19 · Expires 2025-12-07 | Direct | 0 |
Reported balance
After 2017-04-05 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2017-04-05 · Disposition to issuer · Disposed 51,200 · Balance 0 F4: Pursuant to the Merger Agreement, at the effective time of the Merger, each vested and unvested stock option was cancelled in exchange for the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the product of (i) the number of shares of Company stock subject to such option and (ii) the excess, if any, of the per share merger consideration of $28.30 over the exercise price per share of the Company stock subject to such option. All other options held by the reporting person were cancelled in the Merger as the exercise price of each such option was greater than the per share merger consideration of $28.30. |
Filing footnotes · ownership attribution and instrument terms
F1: Pursuant to the Agreement and Plan of Merger, dated as of July 21, 2016 (the Merger Agreement), by and among Joy Global, Inc. (the Company), Komatsu America Corp. (KAC), Pine Solutions, Inc., a wholly owned subsidiary of KAC (Merger Sub) and, solely for the purposes specified therein, Komatsu Ltd., at the effective time of the transactions contemplated by the Merger Agreement (the Merger), the number of shares covered by this performance share award was fixed at the target number of performance shares thereunder.
F2: Pursuant to the Merger Agreement and the terms of these restricted stock units, upon termination of the reporting person's employment immediately following the effective time of the Merger, these restricted stock units were forfeited as a result of the reporting person's failure to satisfy the service conditions.
F3: Pursuant to the Merger Agreement, at the effective time of the Merger, each of these shares of Company stock (including shares reported in Table I that were covered by outstanding equity awards) was converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $28.30.
F4: Pursuant to the Merger Agreement, at the effective time of the Merger, each vested and unvested stock option was cancelled in exchange for the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the product of (i) the number of shares of Company stock subject to such option and (ii) the excess, if any, of the per share merger consideration of $28.30 over the exercise price per share of the Company stock subject to such option. All other options held by the reporting person were cancelled in the Merger as the exercise price of each such option was greater than the per share merger consideration of $28.30.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 07, 2025 Filed Feb 10, 2025 17:28 UTC | Air Products & Chemicals, Inc. APD · Entity 2983 | SaleCommon Stock | 4,500 | $315.46 | $1,419,570.00 |
DisclosureSEC source: 0001225208-25-001416 · doc4.xml · nonDerivative · entry 1 Major Sean D · CIK 0001309156 · Executive VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,273 F1 · price: Actual sale prices ranged from $310.96 - $315.46 Read SEC document |
| December 03, 2024 Filed Dec 4, 2024 16:10 UTC | Air Products & Chemicals, Inc. APD · Entity 2983 | Tax withholdingCommon Stock | 1,446 | $333.65 | $482,457.90 |
DisclosureSEC source: 0001225208-24-010520 · doc4.xml · nonDerivative · entry 4 Major Sean D · CIK 0001309156 · Executive VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,773 Read SEC document |
| December 03, 2024 Filed Dec 4, 2024 16:10 UTC | Air Products & Chemicals, Inc. APD · Entity 2983 | Tax withholdingCommon Stock | 1,047 | $333.65 | $349,331.55 |
DisclosureSEC source: 0001225208-24-010520 · doc4.xml · nonDerivative · entry 3 Major Sean D · CIK 0001309156 · Executive VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 20,219 Read SEC document |
| December 03, 2024 Filed Dec 4, 2024 16:10 UTC | Air Products & Chemicals, Inc. APD · Entity 2983 | GrantCommon Stock | 2,827 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010520 · doc4.xml · nonDerivative · entry 2 Major Sean D · CIK 0001309156 · Executive VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,266 F1 · price: Not applicable to this security Read SEC document |
| December 02, 2024 Filed Dec 4, 2024 16:10 UTC | Air Products & Chemicals, Inc. APD · Entity 2983 | GrantCommon Stock | 2,425 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-24-010520 · doc4.xml · nonDerivative · entry 1 Major Sean D · CIK 0001309156 · Executive VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,439 F1 · price: Not applicable to this security Read SEC document |
| December 04, 2023 Filed Dec 5, 2023 18:11 UTC | Air Products & Chemicals, Inc. APD · Entity 2983 | Tax withholdingCommon Stock | 1,204 | $270.66 | $325,874.64 |
DisclosureSEC source: 0001225208-23-010711 · doc4.xml · nonDerivative · entry 2 Major Sean D · CIK 0001309156 · Executive VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,014 Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 18:11 UTC | Air Products & Chemicals, Inc. APD · Entity 2983 | OtherCommon Stock | 43 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-010711 · doc4.xml · nonDerivative · entry 3 Major Sean D · CIK 0001309156 · Executive VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Indirect · By RSP Disclosed balance after: 322.124 F1 · price: Not applicable to this security Read SEC document |
| December 01, 2023 Filed Dec 5, 2023 18:11 UTC | Air Products & Chemicals, Inc. APD · Entity 2983 | GrantCommon Stock | 2,943 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-23-010711 · doc4.xml · nonDerivative · entry 1 Major Sean D · CIK 0001309156 · Executive VP & General Counsel 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,218 F1 · price: Not applicable to this security Read SEC document |
| December 20, 2022 Filed Dec 22, 2022 21:04 UTC | Air Products & Chemicals, Inc. APD · Entity 2983 | SaleCommon Stock | 485 | $313.00 | $151,803.06 |
DisclosureSEC source: 0001225208-22-012957 · doc4.xml · nonDerivative · entry 1 Major Sean D · CIK 0001309156 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,275 F1 · shares: On December 6, 2022, the reporting person filed a Form 4 reporting the withholding of shares of the issuer's stock to satisfy tax withholding obligations incurred upon the vesting of certain equity awards. Due to an administrative error, an insufficient number of shares were withheld and the transaction reported herein reflects the reporting person's sale of additional shares in order to satisfy the remaining tax obligations arising from such administrative error. Read SEC document |
| December 05, 2022 Filed Dec 6, 2022 19:55 UTC | Air Products & Chemicals, Inc. APD · Entity 2983 | Tax withholdingCommon Stock | 905 | $315.68 | $285,690.40 |
DisclosureSEC source: 0001225208-22-012364 · doc4.xml · nonDerivative · entry 3 Major Sean D · CIK 0001309156 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,760 Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 19:55 UTC | Air Products & Chemicals, Inc. APD · Entity 2983 | Tax withholdingCommon Stock | 191 | $315.31 | $60,224.21 |
DisclosureSEC source: 0001225208-22-012364 · doc4.xml · nonDerivative · entry 2 Major Sean D · CIK 0001309156 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,665 Read SEC document |
| December 02, 2022 Filed Dec 6, 2022 19:55 UTC | Air Products & Chemicals, Inc. APD · Entity 2983 | GrantCommon Stock | 530 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012364 · doc4.xml · nonDerivative · entry 1 Major Sean D · CIK 0001309156 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,856 F1 · price: Not applicable to this security Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 19:14 UTC | Air Products & Chemicals, Inc. APD · Entity 2983 | OtherCommon Stock | 44 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012157 · doc4.xml · nonDerivative · entry 2 Major Sean D · CIK 0001309156 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By RSP Disclosed balance after: 279.124 F1 · price: Not applicable to this security Read SEC document |
| December 01, 2022 Filed Dec 2, 2022 19:14 UTC | Air Products & Chemicals, Inc. APD · Entity 2983 | GrantCommon Stock | 1,983 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-22-012157 · doc4.xml · nonDerivative · entry 1 Major Sean D · CIK 0001309156 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,326 F1 · price: Not applicable to this security Read SEC document |
| December 03, 2021 Filed Dec 6, 2021 20:43 UTC | Air Products & Chemicals, Inc. APD · Entity 2983 | SaleCommon Stock | 6,000 | $288.96 | $1,733,760.00 |
DisclosureSEC source: 0001225208-21-014497 · doc4.xml · nonDerivative · entry 3 Major Sean D · CIK 0001309156 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,343 Read SEC document |
| December 03, 2021 Filed Dec 6, 2021 20:43 UTC | Air Products & Chemicals, Inc. APD · Entity 2983 | Tax withholdingCommon Stock | 2,913 | $288.26 | $839,701.38 |
DisclosureSEC source: 0001225208-21-014497 · doc4.xml · nonDerivative · entry 2 Major Sean D · CIK 0001309156 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,343 Read SEC document |
| December 03, 2021 Filed Dec 6, 2021 20:43 UTC | Air Products & Chemicals, Inc. APD · Entity 2983 | GrantCommon Stock | 6,068 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014497 · doc4.xml · nonDerivative · entry 1 Major Sean D · CIK 0001309156 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,256 F1 · price: Not applicable to this security Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 18:20 UTC | Air Products & Chemicals, Inc. APD · Entity 2983 | OtherCommon Stock | 47.124 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014320 · doc4.xml · nonDerivative · entry 3 Major Sean D · CIK 0001309156 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By RSP Disclosed balance after: 235.124 F1 · price: Not applicable to this security Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 18:20 UTC | Air Products & Chemicals, Inc. APD · Entity 2983 | Tax withholdingCommon Stock | 1,186 | $289.54 | $343,394.44 |
DisclosureSEC source: 0001225208-21-014320 · doc4.xml · nonDerivative · entry 2 Major Sean D · CIK 0001309156 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,188 Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 18:20 UTC | Air Products & Chemicals, Inc. APD · Entity 2983 | GrantCommon Stock | 1,890 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-21-014320 · doc4.xml · nonDerivative · entry 1 Major Sean D · CIK 0001309156 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,374 F1 · price: Not applicable to this security Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 17:52 UTC | Air Products & Chemicals, Inc. APD · Entity 2983 | OtherCommon Stock | 53 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014207 · doc4.xml · nonDerivative · entry 4 Major Sean D · CIK 0001309156 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By RSP Disclosed balance after: 188 F1 · price: Not applicable to this security Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 17:52 UTC | Air Products & Chemicals, Inc. APD · Entity 2983 | Tax withholdingCommon Stock | 3,556 | $282.64 | $1,005,067.84 |
DisclosureSEC source: 0001225208-20-014207 · doc4.xml · nonDerivative · entry 3 Major Sean D · CIK 0001309156 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,484 Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 17:52 UTC | Air Products & Chemicals, Inc. APD · Entity 2983 | GrantCommon Stock | 2,046 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014207 · doc4.xml · nonDerivative · entry 2 Major Sean D · CIK 0001309156 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,040 F1 · price: Not applicable to this security Read SEC document |
| December 01, 2020 Filed Dec 3, 2020 17:52 UTC | Air Products & Chemicals, Inc. APD · Entity 2983 | GrantCommon Stock | 7,408 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-20-014207 · doc4.xml · nonDerivative · entry 1 Major Sean D · CIK 0001309156 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,994 F1 · price: Not applicable to this security Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 21:12 UTC | Air Products & Chemicals, Inc. APD · Entity 2983 | OtherCommon Stock | 62 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015212 · doc4.xml · nonDerivative · entry 2 Major Sean D · CIK 0001309156 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By RSP Disclosed balance after: 135 F1 · price: Not applicable to this security Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 21:12 UTC | Air Products & Chemicals, Inc. APD · Entity 2983 | GrantCommon Stock | 2,354 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-19-015212 · doc4.xml · nonDerivative · entry 1 Major Sean D · CIK 0001309156 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,586 F1 · price: Not applicable to this security Read SEC document |
| May 01, 2019 Filed May 2, 2019 19:12 UTC | Air Products & Chemicals, Inc. APD · Entity 2983 | Tax withholdingCommon Stock | 1,270 | $204.55 | $259,778.50 |
DisclosureSEC source: 0001225208-19-007532 · doc4.xml · nonDerivative · entry 1 Major Sean D · CIK 0001309156 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,232 Read SEC document |
| December 04, 2018 Filed Dec 4, 2018 18:35 UTC | Air Products & Chemicals, Inc. APD · Entity 2983 | OtherCommon Stock | 73 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016117 · doc4.xml · nonDerivative · entry 2 Major Sean D · CIK 0001309156 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Indirect · By RSP Disclosed balance after: 73 F1 · price: Not applicable to this security Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 18:35 UTC | Air Products & Chemicals, Inc. APD · Entity 2983 | GrantCommon Stock | 2,513 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-18-016117 · doc4.xml · nonDerivative · entry 1 Major Sean D · CIK 0001309156 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,502 F1 · price: Not applicable to this security Read SEC document |
| December 01, 2017 Filed Dec 4, 2017 21:01 UTC | Air Products & Chemicals, Inc. APD · Entity 2983 | GrantCommon Stock | 2,469 | $0.00 | $0.00 |
DisclosureSEC source: 0001225208-17-018065 · doc4.xml · nonDerivative · entry 1 Major Sean D · CIK 0001309156 · Executive VP & General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,989 F1 · price: Not applicable to this security Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 18:13 UTC | JOY GLOBAL INC JOY · Entity 177095 | Disposition to issuerEmployee Stock Option (right to buy) · Derivative | 51,200 | $16.11 Strike: $12.19 | $824,832.00 |
DisclosureSEC source: 0000801898-17-000052 · wf-form4_149160318959417.xml · derivative · entry 4 Major Sean D · CIK 0001309156 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 51,200 shares Expires 2025-12-07 F4 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each vested and unvested stock option was cancelled in exchange for the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the product of (i) the number of shares of Company stock subject to such option and (ii) the excess, if any, of the per share merger consideration of $28.30 over the exercise price per share of the Company stock subject to such option. All other options held by the reporting person were cancelled in the Merger as the exercise price of each such option was greater than the per share merger consideration of $28.30. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 18:13 UTC | JOY GLOBAL INC JOY · Entity 177095 | Disposition to issuerCommon Stock | 67,877 | $28.30 | $1,920,919.10 |
DisclosureSEC source: 0000801898-17-000052 · wf-form4_149160318959417.xml · nonDerivative · entry 3 Major Sean D · CIK 0001309156 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F3 · price: Pursuant to the Merger Agreement, at the effective time of the Merger, each of these shares of Company stock (including shares reported in Table I that were covered by outstanding equity awards) was converted into the right to receive a cash payment (without interest and subject to applicable withholding taxes) equal to the per share merger consideration of $28.30. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 18:13 UTC | JOY GLOBAL INC JOY · Entity 177095 | OtherCommon Stock | 34,112 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000801898-17-000052 · wf-form4_149160318959417.xml · nonDerivative · entry 2 Major Sean D · CIK 0001309156 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 67,877 F2 · price: Pursuant to the Merger Agreement and the terms of these restricted stock units, upon termination of the reporting person's employment immediately following the effective time of the Merger, these restricted stock units were forfeited as a result of the reporting person's failure to satisfy the service conditions. Read SEC document |
| April 05, 2017 Filed Apr 7, 2017 18:13 UTC | JOY GLOBAL INC JOY · Entity 177095 | GrantCommon Stock | 24,800 | $0.00 | $0.00 |
DisclosureSEC source: 0000801898-17-000052 · wf-form4_149160318959417.xml · nonDerivative · entry 1 Major Sean D · CIK 0001309156 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 101,989 F1 · price: Pursuant to the Agreement and Plan of Merger, dated as of July 21, 2016 (the Merger Agreement), by and among Joy Global, Inc. (the Company), Komatsu America Corp. (KAC), Pine Solutions, Inc., a wholly owned subsidiary of KAC (Merger Sub) and, solely for the purposes specified therein, Komatsu Ltd., at the effective time of the transactions contemplated by the Merger Agreement (the Merger), the number of shares covered by this performance share award was fixed at the target number of performance shares thereunder. Read SEC document |
| January 13, 2017 Filed Jan 17, 2017 17:24 UTC | JOY GLOBAL INC JOY · Entity 177095 | GrantCommon Stock | 21 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000801898-17-000017 · wf-form4_148469186315875.xml · nonDerivative · entry 1 Major Sean D · CIK 0001309156 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,189 F1 · price: The number of shares acquired represents additional restricted stock units resulting from the payment on January 13, 2017 of a cash dividend of $0.01 per share of common stock based on $28.135, the average of the daily high and low trading prices of the issuer's common stock on the dividend payment date. Read SEC document |
| December 21, 2016 Filed Dec 22, 2016 19:59 UTC | JOY GLOBAL INC JOY · Entity 177095 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 25,421 | $0.00 Strike: $12.19 | $0.00 |
DisclosureSEC source: 0000801898-16-000294 · wf-form4_148245476183956.xml · derivative · entry 7 Major Sean D · CIK 0001309156 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,200 Underlying: Common Stock · 25,421 shares Expires 2025-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 21, 2016 Filed Dec 22, 2016 19:59 UTC | JOY GLOBAL INC JOY · Entity 177095 | SaleCommon Stock | 15,986 | $28.01 | $447,767.86 |
DisclosureSEC source: 0000801898-16-000294 · wf-form4_148245476183956.xml · nonDerivative · entry 5 Major Sean D · CIK 0001309156 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 77,168 Read SEC document |
| December 21, 2016 Filed Dec 22, 2016 19:59 UTC | JOY GLOBAL INC JOY · Entity 177095 | SaleCommon Stock | 25,421 | $28.01 | $712,042.21 |
DisclosureSEC source: 0000801898-16-000294 · wf-form4_148245476183956.xml · nonDerivative · entry 4 Major Sean D · CIK 0001309156 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,154 Read SEC document |
| December 21, 2016 Filed Dec 22, 2016 19:59 UTC | JOY GLOBAL INC JOY · Entity 177095 | Exercise / conversionCommon Stock | 25,421 | $12.19 | $309,881.99 |
DisclosureSEC source: 0000801898-16-000294 · wf-form4_148245476183956.xml · nonDerivative · entry 3 Major Sean D · CIK 0001309156 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 118,575 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 19:59 UTC | JOY GLOBAL INC JOY · Entity 177095 | Exercise / conversionEmployee Stock Option (right to buy) · Derivative | 179 | $0.00 Strike: $12.19 | $0.00 |
DisclosureSEC source: 0000801898-16-000294 · wf-form4_148245476183956.xml · derivative · entry 6 Major Sean D · CIK 0001309156 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,621 Underlying: Common Stock · 179 shares Expires 2025-12-07 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 19:59 UTC | JOY GLOBAL INC JOY · Entity 177095 | SaleCommon Stock | 179 | $28.10 | $5,029.90 |
DisclosureSEC source: 0000801898-16-000294 · wf-form4_148245476183956.xml · nonDerivative · entry 2 Major Sean D · CIK 0001309156 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,154 Read SEC document |
| December 20, 2016 Filed Dec 22, 2016 19:59 UTC | JOY GLOBAL INC JOY · Entity 177095 | Exercise / conversionCommon Stock | 179 | $12.19 | $2,182.01 |
DisclosureSEC source: 0000801898-16-000294 · wf-form4_148245476183956.xml · nonDerivative · entry 1 Major Sean D · CIK 0001309156 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,333 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 17:16 UTC | JOY GLOBAL INC JOY · Entity 177095 | Tax withholdingCommon Stock | 1,666 | $28.03 | $46,697.98 |
DisclosureSEC source: 0000801898-16-000269 · wf-form4_148132175736677.xml · nonDerivative · entry 1 Major Sean D · CIK 0001309156 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 93,154 F1 · shares: The securities disposed of represent shares withheld to cover withholding taxes resulting from the settlement of previously awarded restricted stock units. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 18:13 UTC | JOY GLOBAL INC JOY · Entity 177095 | GrantCommon Stock | 34,100 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000801898-16-000263 · wf-form4_148115238370601.xml · nonDerivative · entry 3 Major Sean D · CIK 0001309156 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,820 F2 · price: Restricted stock unit award. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 18:13 UTC | JOY GLOBAL INC JOY · Entity 177095 | Tax withholdingCommon Stock | 291 | $28.09 | $8,174.19 |
DisclosureSEC source: 0000801898-16-000263 · wf-form4_148115238370601.xml · nonDerivative · entry 2 Major Sean D · CIK 0001309156 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,720 F1 · shares: The securities disposed of represent shares withheld to cover withholding taxes resulting from the settlement of previously awarded restricted stock units. Read SEC document |
| December 05, 2016 Filed Dec 7, 2016 18:13 UTC | JOY GLOBAL INC JOY · Entity 177095 | Tax withholdingCommon Stock | 433 | $28.09 | $12,162.97 |
DisclosureSEC source: 0000801898-16-000263 · wf-form4_148115238370601.xml · nonDerivative · entry 1 Major Sean D · CIK 0001309156 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,011 F1 · shares: The securities disposed of represent shares withheld to cover withholding taxes resulting from the settlement of previously awarded restricted stock units. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 18:14 UTC | JOY GLOBAL INC JOY · Entity 177095 | Tax withholdingCommon Stock | 294 | $28.08 | $8,255.52 |
DisclosureSEC source: 0000801898-16-000254 · wf-form4_148106607012620.xml · nonDerivative · entry 2 Major Sean D · CIK 0001309156 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,444 F1 · shares: The securities disposed of represent shares withheld to cover withholding taxes resulting from the settlement of previously awarded restricted stock units. Read SEC document |
| December 02, 2016 Filed Dec 6, 2016 18:14 UTC | JOY GLOBAL INC JOY · Entity 177095 | Tax withholdingCommon Stock | 225 | $28.08 | $6,318.00 |
DisclosureSEC source: 0000801898-16-000254 · wf-form4_148106607012620.xml · nonDerivative · entry 1 Major Sean D · CIK 0001309156 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,738 F1 · shares: The securities disposed of represent shares withheld to cover withholding taxes resulting from the settlement of previously awarded restricted stock units. Read SEC document |
| October 03, 2016 Filed Oct 5, 2016 16:47 UTC | JOY GLOBAL INC JOY · Entity 177095 | GrantCommon Stock | 14 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000801898-16-000238 · wf-form4_147570042393916.xml · nonDerivative · entry 1 Major Sean D · CIK 0001309156 · EVP, GC and Secretary 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,963 F1 · price: The number of shares acquired represents additional restricted stock units resulting from the payment on October 3, 2016 of a cash dividend of $0.01 per share of common stock based on $27.725, the average of the daily high and low trading prices of the issuer's common stock on the dividend payment date. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.