Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| NATHANS FAMOUS, INC.NATH · Entity 5644 | Director | February 11, 2025 | February 12, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
NATHANS FAMOUS, INC.
Report date February 11, 2025 · Filed February 12, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 7,042 |
Ending reported balance
After 2025-02-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-02-11 · Sale · Disposed 900 · Balance 7,142 Row 2 · 2025-02-11 · Sale · Disposed 100 · Balance 7,042 |
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
LADENBURG THALMANN FINANCIAL SERVICES INC.
Report date February 12, 2020 · Filed February 14, 2020
Section 16 reporting ended · disclosed 2020-02-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2020-02-14 transaction · row 1
1 source rowRow 1 · 2020-02-14 · Disposition to issuer · Disposed 195,602 · Balance 0 F1: Includes restricted shares of common stock issued pursuant to the issuer's Amended and Restated 2009 Incentive Compensation Plan. F2: Disposed of in connection with the Agreement and Plan of Merger dated as of November 11, 2019, pursuant to which Ladenburg Thalmann Financial Services Inc. ("Ladenburg") would merge with a subsidiary of Advisor Group Holdings, Inc. (the "Merger"). Pursuant to the Merger, each issued and outstanding share of Ladenburg common stock was converted into the right to receive cash in the amount of $3.50 per share (the "Per Share Merger Consideration") and each restricted share of common stock became vested at the effective time of the Merger and was converted into the right to receive an amount of cash equal to the product of (i) the number of restricted shares of common stock and (ii) the Per Share Merger Consideration. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Ladenburg common stock. Figure above does not include any deduction for taxes. |
| Common StockSEC Table I · non-derivative | IndirectBy Genson Capital LLC | 0 |
Reported balance
After 2020-02-14 transaction · row 2
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 2 · 2020-02-14 · Disposition to issuer · Disposed 10,000 · Balance 0 F3: Disposed of in connection with the Merger. F4: The reporting person is the managing member of Genson Capital LLC. |
| 8.00% Series A Cumulative Redeemable Preferred StockSEC Table I · non-derivative | IndirectBy Genson Capital LLC | 0 |
Reported balance
After 2020-02-12 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2020-02-12 · Sale · Disposed 2,000 · Balance 0 F5: The 8.00% Series A Cumulative Redeemable Preferred Stock is convertible into common stock at a non-fixed conversion rate in connection with a change of control as described in the issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on May 24, 2013. F4: The reporting person is the managing member of Genson Capital LLC. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.40 · Expires 2026-05-18 | Direct | 0 |
Reported balance
After 2020-02-14 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2020-02-14 · Disposition to issuer · Disposed 50,000 · Balance 0 F6: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.38 · Expires 2025-05-18 | Direct | 0 |
Reported balance
After 2020-02-14 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2020-02-14 · Disposition to issuer · Disposed 50,000 · Balance 0 F6: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.01 · Expires 2024-06-25 | Direct | 0 |
Reported balance
After 2020-02-14 transaction · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · 2020-02-14 · Disposition to issuer · Disposed 50,000 · Balance 0 F6: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.46 · Expires 2023-05-09 | Direct | 0 |
Reported balance
After 2020-02-14 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2020-02-14 · Disposition to issuer · Disposed 50,000 · Balance 0 F6: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.32 · Expires 2022-09-28 | Direct | 0 |
Reported balance
After 2020-02-14 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2020-02-14 · Disposition to issuer · Disposed 50,000 · Balance 0 F6: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.79 · Expires 2021-11-10 | Direct | 0 |
Reported balance
After 2020-02-14 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2020-02-14 · Disposition to issuer · Disposed 20,000 · Balance 0 F6: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. |
| Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $1.11 · Expires 2020-09-24 | Direct | 0 |
Reported balance
After 2020-02-14 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2020-02-14 · Disposition to issuer · Disposed 20,000 · Balance 0 F6: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. |
Filing footnotes · ownership attribution and instrument terms
F1: Includes restricted shares of common stock issued pursuant to the issuer's Amended and Restated 2009 Incentive Compensation Plan.
F2: Disposed of in connection with the Agreement and Plan of Merger dated as of November 11, 2019, pursuant to which Ladenburg Thalmann Financial Services Inc. ("Ladenburg") would merge with a subsidiary of Advisor Group Holdings, Inc. (the "Merger"). Pursuant to the Merger, each issued and outstanding share of Ladenburg common stock was converted into the right to receive cash in the amount of $3.50 per share (the "Per Share Merger Consideration") and each restricted share of common stock became vested at the effective time of the Merger and was converted into the right to receive an amount of cash equal to the product of (i) the number of restricted shares of common stock and (ii) the Per Share Merger Consideration. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Ladenburg common stock. Figure above does not include any deduction for taxes.
F3: Disposed of in connection with the Merger.
F4: The reporting person is the managing member of Genson Capital LLC.
F5: The 8.00% Series A Cumulative Redeemable Preferred Stock is convertible into common stock at a non-fixed conversion rate in connection with a change of control as described in the issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on May 24, 2013.
F6: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 11, 2025 Filed Feb 12, 2025 21:05 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | SaleCommon Stock | 100 | $87.45 | $8,744.50 |
DisclosureSEC source: 0001104659-25-012153 · tm256381-1_4seq1.xml · nonDerivative · entry 2 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,042 Read SEC document |
| February 11, 2025 Filed Feb 12, 2025 21:05 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | SaleCommon Stock | 900 | $87.00 | $78,300.00 |
DisclosureSEC source: 0001104659-25-012153 · tm256381-1_4seq1.xml · nonDerivative · entry 1 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,142 Read SEC document |
| November 14, 2024 Filed Nov 15, 2024 21:05 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | SaleCommon Stock | 1,400 | $86.25 | $120,750.00 |
DisclosureSEC source: 0001104659-24-119695 · tm2428582d1_4seq1.xml · nonDerivative · entry 1 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,042 Read SEC document |
| August 19, 2024 Filed Aug 20, 2024 20:40 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | GrantStock Options (right to buy) · Derivative | 15,000 | $0.00 Strike: $74.47 | $0.00 |
DisclosureSEC source: 0001104659-24-091305 · tm2422155-2_4seq1.xml · derivative · entry 1 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,000 Underlying: Common Stock, par value $0.01 per share · 15,000 shares Expires 2029-08-19 F1 · derivative.exercise_date: The Options were granted to the Reporting Person pursuant to the Issuer's 2019 Stock Incentive Plan and will vest and become exercisable over a period of four years, with one-fourth (1/4) of such Options vesting on each of August 19, 2025, August 19, 2026, August 19, 2027 and August 19, 2028. Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 21:05 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | SaleCommon Stock | 100 | $68.32 | $6,832.00 |
DisclosureSEC source: 0001104659-24-027011 · tm247135-1_4seq1.xml · nonDerivative · entry 9 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,442 Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 21:05 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | SaleCommon Stock | 20 | $68.31 | $1,366.20 |
DisclosureSEC source: 0001104659-24-027011 · tm247135-1_4seq1.xml · nonDerivative · entry 8 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,542 Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 21:05 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | SaleCommon Stock | 99 | $68.30 | $6,761.70 |
DisclosureSEC source: 0001104659-24-027011 · tm247135-1_4seq1.xml · nonDerivative · entry 7 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,562 Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 21:05 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | SaleCommon Stock | 82 | $68.28 | $5,598.96 |
DisclosureSEC source: 0001104659-24-027011 · tm247135-1_4seq1.xml · nonDerivative · entry 6 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,661 Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 21:05 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | SaleCommon Stock | 189 | $68.27 | $12,903.22 |
DisclosureSEC source: 0001104659-24-027011 · tm247135-1_4seq1.xml · nonDerivative · entry 5 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,743 Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 21:05 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | SaleCommon Stock | 676 | $68.27 | $46,150.52 |
DisclosureSEC source: 0001104659-24-027011 · tm247135-1_4seq1.xml · nonDerivative · entry 4 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,932 Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 21:05 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | SaleCommon Stock | 78 | $68.10 | $5,311.80 |
DisclosureSEC source: 0001104659-24-027011 · tm247135-1_4seq1.xml · nonDerivative · entry 3 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,608 Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 21:05 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | SaleCommon Stock | 206 | $68.01 | $14,010.80 |
DisclosureSEC source: 0001104659-24-027011 · tm247135-1_4seq1.xml · nonDerivative · entry 2 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,686 Read SEC document |
| February 22, 2024 Filed Feb 23, 2024 21:05 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | SaleCommon Stock | 50 | $68.00 | $3,400.00 |
DisclosureSEC source: 0001104659-24-027011 · tm247135-1_4seq1.xml · nonDerivative · entry 1 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,892 Read SEC document |
| December 06, 2023 Filed Dec 7, 2023 21:05 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | SaleCommon Stock | 827 | $68.00 | $56,236.00 |
DisclosureSEC source: 0001104659-23-124292 · tm2332435d1_4seq1.xml · nonDerivative · entry 9 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,942 Read SEC document |
| December 06, 2023 Filed Dec 7, 2023 21:05 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | SaleCommon Stock | 4 | $67.81 | $271.24 |
DisclosureSEC source: 0001104659-23-124292 · tm2332435d1_4seq1.xml · nonDerivative · entry 8 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,769 Read SEC document |
| December 06, 2023 Filed Dec 7, 2023 21:05 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | SaleCommon Stock | 100 | $67.75 | $6,775.00 |
DisclosureSEC source: 0001104659-23-124292 · tm2332435d1_4seq1.xml · nonDerivative · entry 7 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,773 Read SEC document |
| December 06, 2023 Filed Dec 7, 2023 21:05 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | SaleCommon Stock | 38 | $67.74 | $2,574.12 |
DisclosureSEC source: 0001104659-23-124292 · tm2332435d1_4seq1.xml · nonDerivative · entry 6 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,873 Read SEC document |
| December 06, 2023 Filed Dec 7, 2023 21:05 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | SaleCommon Stock | 41 | $67.73 | $2,776.93 |
DisclosureSEC source: 0001104659-23-124292 · tm2332435d1_4seq1.xml · nonDerivative · entry 5 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,911 Read SEC document |
| December 06, 2023 Filed Dec 7, 2023 21:05 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | SaleCommon Stock | 10 | $67.70 | $677.00 |
DisclosureSEC source: 0001104659-23-124292 · tm2332435d1_4seq1.xml · nonDerivative · entry 4 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,952 Read SEC document |
| December 06, 2023 Filed Dec 7, 2023 21:05 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | SaleCommon Stock | 200 | $67.65 | $13,530.00 |
DisclosureSEC source: 0001104659-23-124292 · tm2332435d1_4seq1.xml · nonDerivative · entry 3 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 11,962 Read SEC document |
| December 06, 2023 Filed Dec 7, 2023 21:05 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | SaleCommon Stock | 200 | $67.51 | $13,502.00 |
DisclosureSEC source: 0001104659-23-124292 · tm2332435d1_4seq1.xml · nonDerivative · entry 2 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,162 Read SEC document |
| December 06, 2023 Filed Dec 7, 2023 21:05 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | SaleCommon Stock | 580 | $67.50 | $39,150.00 |
DisclosureSEC source: 0001104659-23-124292 · tm2332435d1_4seq1.xml · nonDerivative · entry 1 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,362 Read SEC document |
| August 30, 2023 Filed Aug 31, 2023 20:05 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | SaleCommon Stock | 6 | $73.50 | $441.00 |
DisclosureSEC source: 0001104659-23-097270 · tm2325255-1_4seq1.xml · nonDerivative · entry 4 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,942 Read SEC document |
| August 30, 2023 Filed Aug 31, 2023 20:05 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | SaleCommon Stock | 200 | $73.13 | $14,626.00 |
DisclosureSEC source: 0001104659-23-097270 · tm2325255-1_4seq1.xml · nonDerivative · entry 3 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,948 Read SEC document |
| August 30, 2023 Filed Aug 31, 2023 20:05 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | SaleCommon Stock | 50 | $73.10 | $3,655.00 |
DisclosureSEC source: 0001104659-23-097270 · tm2325255-1_4seq1.xml · nonDerivative · entry 2 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,148 Read SEC document |
| August 30, 2023 Filed Aug 31, 2023 20:05 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | SaleCommon Stock | 1,744 | $73.00 | $127,312.00 |
DisclosureSEC source: 0001104659-23-097270 · tm2325255-1_4seq1.xml · nonDerivative · entry 1 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 13,198 Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 23:23 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | SaleCommon Stock | 220 | $66.81 | $14,697.89 |
DisclosureSEC source: 0001104659-22-123773 · tm2231769-1_4seq1.xml · nonDerivative · entry 3 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,942 F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $66.465 to $67.205 inclusive. The Reporting Person undertakes to provide to the Issuer, any stockholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 23:23 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | SaleCommon Stock | 1,390 | $65.60 | $91,180.25 |
DisclosureSEC source: 0001104659-22-123773 · tm2231769-1_4seq1.xml · nonDerivative · entry 2 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,162 F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.35 to $66.22 inclusive. The Reporting Person undertakes to provide to the Issuer, any stockholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. Read SEC document |
| November 30, 2022 Filed Dec 1, 2022 23:23 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | SaleCommon Stock | 390 | $65.05 | $25,368.10 |
DisclosureSEC source: 0001104659-22-123773 · tm2231769-1_4seq1.xml · nonDerivative · entry 1 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,552 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.355 to $65.33 inclusive. The Reporting Person undertakes to provide to the Issuer, any stockholder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 15:18 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | Disposition to issuerStock Option (Right to Buy) · Derivative | 20,000 | $2.39 Strike: $1.11 | $47,800.00 |
DisclosureSEC source: 0001493152-20-002467 · ownership.xml · derivative · entry 10 GENSON BRIAN S · CIK 0001208655 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2020-09-24 F6 · price: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 15:18 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | Disposition to issuerStock Option (Right to Buy) · Derivative | 20,000 | $1.71 Strike: $1.79 | $34,200.00 |
DisclosureSEC source: 0001493152-20-002467 · ownership.xml · derivative · entry 9 GENSON BRIAN S · CIK 0001208655 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2021-11-10 F6 · price: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 15:18 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | Disposition to issuerStock Option (Right to Buy) · Derivative | 50,000 | $2.18 Strike: $1.32 | $109,000.00 |
DisclosureSEC source: 0001493152-20-002467 · ownership.xml · derivative · entry 8 GENSON BRIAN S · CIK 0001208655 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2022-09-28 F6 · price: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 15:18 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | Disposition to issuerStock Option (Right to Buy) · Derivative | 50,000 | $2.04 Strike: $1.46 | $102,000.00 |
DisclosureSEC source: 0001493152-20-002467 · ownership.xml · derivative · entry 7 GENSON BRIAN S · CIK 0001208655 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2023-05-09 F6 · price: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 15:18 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | Disposition to issuerStock Option (Right to Buy) · Derivative | 50,000 | $0.49 Strike: $3.01 | $24,500.00 |
DisclosureSEC source: 0001493152-20-002467 · ownership.xml · derivative · entry 6 GENSON BRIAN S · CIK 0001208655 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2024-06-25 F6 · price: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 15:18 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | Disposition to issuerStock Option (Right to Buy) · Derivative | 50,000 | $0.12 Strike: $3.38 | $6,000.00 |
DisclosureSEC source: 0001493152-20-002467 · ownership.xml · derivative · entry 5 GENSON BRIAN S · CIK 0001208655 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2025-05-18 F6 · price: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 15:18 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | Disposition to issuerStock Option (Right to Buy) · Derivative | 50,000 | $1.10 Strike: $2.40 | $55,000.00 |
DisclosureSEC source: 0001493152-20-002467 · ownership.xml · derivative · entry 4 GENSON BRIAN S · CIK 0001208655 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2026-05-18 F6 · price: This option was cancelled in the Merger and converted into the right to receive an amount in cash equal to the product of (i) the number of shares of common stock subject to such option and (ii) the excess, if any, of the Per Share Merger Consideration over the exercise price per share of the option. Figure above does not include any deduction for taxes. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 15:18 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | Disposition to issuerCommon Stock | 10,000 | $3.50 | $35,000.00 |
DisclosureSEC source: 0001493152-20-002467 · ownership.xml · nonDerivative · entry 2 GENSON BRIAN S · CIK 0001208655 · Former Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Genson Capital LLC Disclosed balance after: 0 F3 · price: Disposed of in connection with the Merger. F4 · ownership.nature: The reporting person is the managing member of Genson Capital LLC. Read SEC document |
| February 14, 2020 Filed Feb 14, 2020 15:18 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | Disposition to issuerCommon Stock | 195,602 | $3.50 | $684,607.00 |
DisclosureSEC source: 0001493152-20-002467 · ownership.xml · nonDerivative · entry 1 GENSON BRIAN S · CIK 0001208655 · Former Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: Includes restricted shares of common stock issued pursuant to the issuer's Amended and Restated 2009 Incentive Compensation Plan. F2 · price: Disposed of in connection with the Agreement and Plan of Merger dated as of November 11, 2019, pursuant to which Ladenburg Thalmann Financial Services Inc. ("Ladenburg") would merge with a subsidiary of Advisor Group Holdings, Inc. (the "Merger"). Pursuant to the Merger, each issued and outstanding share of Ladenburg common stock was converted into the right to receive cash in the amount of $3.50 per share (the "Per Share Merger Consideration") and each restricted share of common stock became vested at the effective time of the Merger and was converted into the right to receive an amount of cash equal to the product of (i) the number of restricted shares of common stock and (ii) the Per Share Merger Consideration. As a result of the Merger, the reporting person no longer beneficially owns, directly or indirectly, any shares of Ladenburg common stock. Figure above does not include any deduction for taxes. Read SEC document |
| February 12, 2020 Filed Feb 14, 2020 15:18 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | Sale8.00% Series A Cumulative Redeemable Preferred Stock | 2,000 | $25.08 | $50,160.00 |
DisclosureSEC source: 0001493152-20-002467 · ownership.xml · nonDerivative · entry 3 GENSON BRIAN S · CIK 0001208655 · Former Director 10b5-1 filing: Not disclosed Ownership: Indirect · By Genson Capital LLC Disclosed balance after: 0 F5 · shares: The 8.00% Series A Cumulative Redeemable Preferred Stock is convertible into common stock at a non-fixed conversion rate in connection with a change of control as described in the issuer's Current Report on Form 8-K, filed with the Securities and Exchange Commission on May 24, 2013. F4 · ownership.nature: The reporting person is the managing member of Genson Capital LLC. Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:45 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | SaleCommon Stock | 1,491 | $76.50 | $114,061.50 |
DisclosureSEC source: 0001213900-19-023945 · ownership.xml · nonDerivative · entry 3 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,942 Read SEC document |
| November 15, 2019 Filed Nov 18, 2019 22:45 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | SaleCommon Stock | 1,500 | $77.00 | $115,500.00 |
DisclosureSEC source: 0001213900-19-023945 · ownership.xml · nonDerivative · entry 2 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,433 Read SEC document |
| November 14, 2019 Filed Nov 18, 2019 22:45 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | SaleCommon Stock | 1,009 | $80.00 | $80,720.00 |
DisclosureSEC source: 0001213900-19-023945 · ownership.xml · nonDerivative · entry 1 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,933 Read SEC document |
| June 13, 2019 Filed Jun 14, 2019 17:35 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | GrantCommon Stock | 30,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-037227 · doc4.xml · nonDerivative · entry 1 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 195,602 F1 · shares: Restricted shares of common stock issued pursuant to the issuer's Amended and Restated 2009 Incentive Compensation Plan. Restricted shares vest in two equal annual installments commencing on the first anniversary of the date of grant provided Mr. Genson is then still a director of the issuer, subject to earlier vesting upon his death or disability or a change of control of the issuer. Read SEC document |
| May 16, 2019 Filed May 17, 2019 19:09 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | Exercise / conversionStock Option (Right to Buy) · Derivative | 20,000 | $0.00 Strike: $0.73 | $0.00 |
DisclosureSEC source: 0001209191-19-031125 · doc4.xml · derivative · entry 5 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,000 shares Expires 2019-08-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 16, 2019 Filed May 17, 2019 19:09 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | Tax withholdingCommon Stock | 4,398 | $3.32 | $14,601.36 |
DisclosureSEC source: 0001209191-19-031125 · doc4.xml · nonDerivative · entry 2 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,602 F1 · kind: Represents shares withheld to cover the exercise price of the options exercised. Read SEC document |
| May 16, 2019 Filed May 17, 2019 19:09 UTC | LADENBURG THALMANN FINANCIAL SERVICES INC. LTS · Entity 120198 | Exercise / conversionCommon Stock | 20,000 | $0.73 | $14,600.00 |
DisclosureSEC source: 0001209191-19-031125 · doc4.xml · nonDerivative · entry 1 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 170,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 07, 2019 Filed Feb 11, 2019 23:22 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | SaleCommon Stock | 5,000 | $70.58 | $352,910.00 |
DisclosureSEC source: 0000921895-19-000304 · form408477002_0211209.xml · nonDerivative · entry 1 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,942 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $68.43 to $72.56, inclusive. The reporting person undertakes to provide the Issuer and any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, further information regarding the number of shares sold at each separate price such shares were sold. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 22:29 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | Exercise / conversion2010 Stock Incentive Plan (Right to Buy) · Derivative | 16,117 | $0.00 Strike: $33.44 | $0.00 |
DisclosureSEC source: 0000921895-19-000250 · form408477002_02072019.xml · derivative · entry 3 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 16,117 shares Expires 2019-08-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: These options to purchase shares replaced options to purchase 15,149 shares at an exercise price of $35.576, in connection with the special cash dividend of the Issuer and pursuant to Article IV(e) of the Issuer's 2010 Stock Incentive Plan, under which the Issuer's Compensation Committee has the authority to make appropriate provisions upon the Issuer's declaration of a special cash dividend. The original options vested 25% on each of the first through fourth anniversaries of August 6, 2014, the original grant date, and these replacement options have the same vesting terms and expiration date as the original grant. Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 22:29 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | Tax withholdingCommon Stock | 7,419 | $72.64 | $538,916.16 |
DisclosureSEC source: 0000921895-19-000250 · form408477002_02072019.xml · nonDerivative · entry 2 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,942 Read SEC document |
| February 05, 2019 Filed Feb 7, 2019 22:29 UTC | NATHANS FAMOUS, INC. NATH · Entity 5644 | Exercise / conversionCommon Stock | 16,117 | $33.44 | $538,920.25 |
DisclosureSEC source: 0000921895-19-000250 · form408477002_02072019.xml · nonDerivative · entry 1 GENSON BRIAN S · CIK 0001208655 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,361 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: These shares were acquired through the exercise of stock options granted on August 6, 2014 pursuant to the Issuer's 2010 Stock Incentive Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.