Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CIVITAS RESOURCES, INC.BCEI · Entity 67944 | Director | June 02, 2021 | June 02, 2021 |
| Liberty Energy Inc.LBRT · Entity 4173 | Director | February 13, 2025 | February 15, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CIVITAS RESOURCES, INC.
Report date June 02, 2021 · Filed June 02, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 4,220 |
Reported balance
After 2021-06-02 transaction · row 1
1 source rowRow 1 · 2021-06-02 · Grant · Acquired 3,574 · Balance 4,220 F1: In connection with the 2021 annual meeting of stockholders, Reporting Person was granted restricted stock units with respect to shares of the Issuer's Common Stock on June 2, 2021, pursuant to the Issuer's 2021 Long Term Incentive Plan. The restricted stock units are scheduled to vest on the first anniversary of its grant-date and be delivered to the Reporting Person in shares within 30 days after June 2, 2022 (subject to accelerated vesting and delivery on specified terminations of the Reporting Person's service or a change in control of the Issuer). The number of shares was determined by dividing the award value of $125,000 by $34.98 (which was the volume weighted average price of a share for the 30 trading day period ending on June 1, 2021). |
Filing footnotes · ownership attribution and instrument terms
F1: In connection with the 2021 annual meeting of stockholders, Reporting Person was granted restricted stock units with respect to shares of the Issuer's Common Stock on June 2, 2021, pursuant to the Issuer's 2021 Long Term Incentive Plan. The restricted stock units are scheduled to vest on the first anniversary of its grant-date and be delivered to the Reporting Person in shares within 30 days after June 2, 2022 (subject to accelerated vesting and delivery on specified terminations of the Reporting Person's service or a change in control of the Issuer). The number of shares was determined by dividing the award value of $125,000 by $34.98 (which was the volume weighted average price of a share for the 30 trading day period ending on June 1, 2021).
Liberty Energy Inc.
Report date February 13, 2025 · Filed February 15, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 50,068 |
Reported balance
After 2025-02-13 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-02-13 · Grant · Acquired 9,469 · Balance 50,068 F1: Represents restricted stock units granted on February 13, 2025, which vest 100% on February 13, 2026, subject to continued service. Each restricted stock unit represents a contingent right to receive one share of Liberty Energy Inc. Class A common stock following vesting. |
| Class A Common StockSEC Table I · non-derivative | IndirectAs custodian | 100 |
Reported balance
Holding disclosure · report date 2025-02-13 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 100 F2: Represents shares held in a custodial account on behalf of a minor child of the Reporting Person. |
| Class A Common StockSEC Table I · non-derivative | IndirectAs custodian | 100 |
Reported balance
Holding disclosure · report date 2025-02-13 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 100 F2: Represents shares held in a custodial account on behalf of a minor child of the Reporting Person. |
| Class A Common StockSEC Table I · non-derivative | IndirectBy Roth IRA | 5.204 |
Reported balance
Holding disclosure · report date 2025-02-13 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 5.204 |
Filing footnotes · ownership attribution and instrument terms
F1: Represents restricted stock units granted on February 13, 2025, which vest 100% on February 13, 2026, subject to continued service. Each restricted stock unit represents a contingent right to receive one share of Liberty Energy Inc. Class A common stock following vesting.
F2: Represents shares held in a custodial account on behalf of a minor child of the Reporting Person.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Extraction Oil & Gas, Inc.
Report date January 20, 2021 · Filed January 22, 2021
Section 16 reporting ended · disclosed 2021-01-22. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| COMMON STOCKSEC Table I · non-derivative | Direct | 66 |
Ending reported balance
After 2021-01-20 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2021-01-20 · Disposition to issuer · Disposed 25,000 · Balance 0 F1: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F2: On the Effective Date, all outstanding shares of the Issuer's common stock ("Old Common Stock") and all unvested restricted stock units held by the Reporting Person ("RSUs") were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court. Row 2 · 2021-01-20 · Grant · Acquired 33 · Balance 33 F1: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F3: No shares of New Common Stock were issued in respect of the unvested RSUs held by the Reporting Person. F4: On the Effective Date, new shares of the Issuer's common stock ("New Common Stock") were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.00131007 of a share of New Common Stock for each share of Old Common Stock. The receipt of shares of New Common Stock was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. Row 3 · 2021-01-20 · Other · Acquired 33 · Balance 66 F5: These shares were purchased pursuant to the exercise of subscription rights purchased by the Reporting Person, which subscription rights were available for purchase by holders of the Old Common Stock on a pro rata basis pursuant to the Plan. |
| COMMON STOCKSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2021-01-20 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2021-01-20 · Disposition to issuer · Disposed 950 · Balance 0 F1: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F6: On the Effective Date, all outstanding shares of the Old Common Stock were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court. F7: Ms. Robertson is the sole trustee of her children's UGMA accounts. They are the beneficial owners of these shares, but she has sole decision making authority. |
| COMMON STOCKSEC Table I · non-derivative | IndirectSee footnote | 0 |
Reported balance
After 2021-01-20 transaction · row 7
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 7 · 2021-01-20 · Disposition to issuer · Disposed 950 · Balance 0 F1: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F6: On the Effective Date, all outstanding shares of the Old Common Stock were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court. F7: Ms. Robertson is the sole trustee of her children's UGMA accounts. They are the beneficial owners of these shares, but she has sole decision making authority. |
| COMMON STOCKSEC Table I · non-derivative | IndirectSee footnote | 2 |
Reported balance
After 2021-01-20 transaction · row 8
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 8 · 2021-01-20 · Grant · Acquired 2 · Balance 2 F1: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F4: On the Effective Date, new shares of the Issuer's common stock ("New Common Stock") were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.00131007 of a share of New Common Stock for each share of Old Common Stock. The receipt of shares of New Common Stock was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. F7: Ms. Robertson is the sole trustee of her children's UGMA accounts. They are the beneficial owners of these shares, but she has sole decision making authority. |
| COMMON STOCKSEC Table I · non-derivative | IndirectSee footnote | 3 |
Reported balance
After 2021-01-20 transaction · row 9
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 9 · 2021-01-20 · Other · Acquired 1 · Balance 3 F5: These shares were purchased pursuant to the exercise of subscription rights purchased by the Reporting Person, which subscription rights were available for purchase by holders of the Old Common Stock on a pro rata basis pursuant to the Plan. F7: Ms. Robertson is the sole trustee of her children's UGMA accounts. They are the beneficial owners of these shares, but she has sole decision making authority. |
| COMMON STOCKSEC Table I · non-derivative | IndirectSee footnote. | 3 |
Last balance in matching sequence
After 2021-01-20 transaction · row 6
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 5 · 2021-01-20 · Grant · Acquired 2 · Balance 2 F1: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F4: On the Effective Date, new shares of the Issuer's common stock ("New Common Stock") were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.00131007 of a share of New Common Stock for each share of Old Common Stock. The receipt of shares of New Common Stock was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. F7: Ms. Robertson is the sole trustee of her children's UGMA accounts. They are the beneficial owners of these shares, but she has sole decision making authority. Row 6 · 2021-01-20 · Other · Acquired 1 · Balance 3 F5: These shares were purchased pursuant to the exercise of subscription rights purchased by the Reporting Person, which subscription rights were available for purchase by holders of the Old Common Stock on a pro rata basis pursuant to the Plan. F7: Ms. Robertson is the sole trustee of her children's UGMA accounts. They are the beneficial owners of these shares, but she has sole decision making authority. |
| Warrants A (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $107.64 · Expires 2025-01-20 | Direct | 266 |
Reported balance
After 2021-01-20 transaction · row 10
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 10 · 2021-01-20 · Grant · Acquired 266 · Balance 266 F1: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F8: On the Effective Date, the Reporting Person also received Tranche A Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.01062003 of a Tranche A Warrant for each share of Old Common Stock. The Tranche A Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche A Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. |
| Warrants B (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $122.32 · Expires 2026-01-20 | Direct | 133 |
Reported balance
After 2021-01-20 transaction · row 11
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 11 · 2021-01-20 · Grant · Acquired 133 · Balance 133 F1: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F9: On the Effective Date, the Reporting Person also received Tranche B Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.00531001 of a Tranche B Warrant for each share of Old Common Stock. The Tranche B Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche B Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. |
| Warrants A (Right to Buy)(Indirect)SEC Table II · derivative / convertible security · Conversion / exercise price $107.64 · Expires 2025-01-20 | IndirectSee Footnote | 11 |
Reported balance
After 2021-01-20 transaction · row 12
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 12 · 2021-01-20 · Grant · Acquired 11 · Balance 11 F1: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F8: On the Effective Date, the Reporting Person also received Tranche A Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.01062003 of a Tranche A Warrant for each share of Old Common Stock. The Tranche A Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche A Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. F7: Ms. Robertson is the sole trustee of her children's UGMA accounts. They are the beneficial owners of these shares, but she has sole decision making authority. |
| Warrants A (Right to Buy)(Indirect)SEC Table II · derivative / convertible security · Conversion / exercise price $107.64 · Expires 2025-01-20 | IndirectSee Footnote | 11 |
Reported balance
After 2021-01-20 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2021-01-20 · Grant · Acquired 11 · Balance 11 F1: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F8: On the Effective Date, the Reporting Person also received Tranche A Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.01062003 of a Tranche A Warrant for each share of Old Common Stock. The Tranche A Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche A Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. F7: Ms. Robertson is the sole trustee of her children's UGMA accounts. They are the beneficial owners of these shares, but she has sole decision making authority. |
| Warrants B (Right to Buy)(Indirect)SEC Table II · derivative / convertible security · Conversion / exercise price $122.32 · Expires 2026-01-20 | IndirectSee Footnote | 6 |
Reported balance
After 2021-01-20 transaction · row 13
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 13 · 2021-01-20 · Grant · Acquired 6 · Balance 6 F1: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F9: On the Effective Date, the Reporting Person also received Tranche B Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.00531001 of a Tranche B Warrant for each share of Old Common Stock. The Tranche B Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche B Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. F7: Ms. Robertson is the sole trustee of her children's UGMA accounts. They are the beneficial owners of these shares, but she has sole decision making authority. |
| Warrants B (Right to Buy)(Indirect)SEC Table II · derivative / convertible security · Conversion / exercise price $122.32 · Expires 2026-01-20 | IndirectSee Footnote | 6 |
Reported balance
After 2021-01-20 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2021-01-20 · Grant · Acquired 6 · Balance 6 F1: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F9: On the Effective Date, the Reporting Person also received Tranche B Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.00531001 of a Tranche B Warrant for each share of Old Common Stock. The Tranche B Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche B Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. F7: Ms. Robertson is the sole trustee of her children's UGMA accounts. They are the beneficial owners of these shares, but she has sole decision making authority. |
| Subscription Rights (Rights to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.25 | IndirectSee Footnote | 0 |
Reported balance
After 2021-01-20 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2021-01-20 · Other · Disposed 33 · Balance 0 F5: These shares were purchased pursuant to the exercise of subscription rights purchased by the Reporting Person, which subscription rights were available for purchase by holders of the Old Common Stock on a pro rata basis pursuant to the Plan. F7: Ms. Robertson is the sole trustee of her children's UGMA accounts. They are the beneficial owners of these shares, but she has sole decision making authority. |
| Subscription Rights (Rights to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.25 | IndirectSee Footnote | 0 |
Reported balance
After 2021-01-20 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2021-01-20 · Other · Disposed 2 · Balance 0 F5: These shares were purchased pursuant to the exercise of subscription rights purchased by the Reporting Person, which subscription rights were available for purchase by holders of the Old Common Stock on a pro rata basis pursuant to the Plan. F7: Ms. Robertson is the sole trustee of her children's UGMA accounts. They are the beneficial owners of these shares, but she has sole decision making authority. |
| Subscription Rights (Rights to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $16.25 | IndirectSee Footnote | 0 |
Reported balance
After 2021-01-20 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2021-01-20 · Other · Disposed 2 · Balance 0 F5: These shares were purchased pursuant to the exercise of subscription rights purchased by the Reporting Person, which subscription rights were available for purchase by holders of the Old Common Stock on a pro rata basis pursuant to the Plan. F7: Ms. Robertson is the sole trustee of her children's UGMA accounts. They are the beneficial owners of these shares, but she has sole decision making authority. |
Filing footnotes · ownership attribution and instrument terms
F1: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11.
F2: On the Effective Date, all outstanding shares of the Issuer's common stock ("Old Common Stock") and all unvested restricted stock units held by the Reporting Person ("RSUs") were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court.
F3: No shares of New Common Stock were issued in respect of the unvested RSUs held by the Reporting Person.
F4: On the Effective Date, new shares of the Issuer's common stock ("New Common Stock") were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.00131007 of a share of New Common Stock for each share of Old Common Stock. The receipt of shares of New Common Stock was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court.
F5: These shares were purchased pursuant to the exercise of subscription rights purchased by the Reporting Person, which subscription rights were available for purchase by holders of the Old Common Stock on a pro rata basis pursuant to the Plan.
F6: On the Effective Date, all outstanding shares of the Old Common Stock were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court.
F7: Ms. Robertson is the sole trustee of her children's UGMA accounts. They are the beneficial owners of these shares, but she has sole decision making authority.
F8: On the Effective Date, the Reporting Person also received Tranche A Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.01062003 of a Tranche A Warrant for each share of Old Common Stock. The Tranche A Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche A Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court.
F9: On the Effective Date, the Reporting Person also received Tranche B Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.00531001 of a Tranche B Warrant for each share of Old Common Stock. The Tranche B Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche B Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 13, 2025 Filed Feb 15, 2025 01:28 UTC | Liberty Energy Inc. LBRT · Entity 4173 | GrantClass A Common Stock | 9,469 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001694028-25-000058 · wk-form4_1739582924.xml · nonDerivative · entry 1 Robertson Audrey · CIK 0001788585 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,068 F1 · security: Represents restricted stock units granted on February 13, 2025, which vest 100% on February 13, 2026, subject to continued service. Each restricted stock unit represents a contingent right to receive one share of Liberty Energy Inc. Class A common stock following vesting. F1 · price: Represents restricted stock units granted on February 13, 2025, which vest 100% on February 13, 2026, subject to continued service. Each restricted stock unit represents a contingent right to receive one share of Liberty Energy Inc. Class A common stock following vesting. Read SEC document |
| January 02, 2024 Filed Jan 4, 2024 01:10 UTC | Liberty Energy Inc. LBRT · Entity 4173 | GrantClass A Common Stock | 9,289 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-24-000582 · doc4.xml · nonDerivative · entry 1 Robertson Audrey · CIK 0001788585 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 40,599 F1 · security: Represents restricted stock units granted on January 2, 2024, which vest 100% on January 2, 2025, subject to continued service. Each restricted stock unit represents a contingent right to receive one share of Liberty Energy Inc. Class A common stock following vesting. F1 · price: Represents restricted stock units granted on January 2, 2024, which vest 100% on January 2, 2025, subject to continued service. Each restricted stock unit represents a contingent right to receive one share of Liberty Energy Inc. Class A common stock following vesting. Read SEC document |
| January 02, 2023 Filed Jan 4, 2023 21:58 UTC | Liberty Energy Inc. LBRT · Entity 4173 | GrantClass A Common Stock | 10,259 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-23-001036 · doc4.xml · nonDerivative · entry 1 Robertson Audrey · CIK 0001788585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,310 F1 · security: Represents restricted stock units granted on January 2, 2023, which vest 100% on January 2, 2024, subject to continued service. Each restricted stock unit represents a contingent right to receive one share of Liberty Energy Inc. Class A common stock following vesting. F1 · price: Represents restricted stock units granted on January 2, 2023, which vest 100% on January 2, 2024, subject to continued service. Each restricted stock unit represents a contingent right to receive one share of Liberty Energy Inc. Class A common stock following vesting. Read SEC document |
| January 02, 2022 Filed Jan 4, 2022 22:32 UTC | Liberty Energy Inc. LBRT · Entity 4173 | GrantClass A Common Stock | 15,463 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-22-001031 · doc4.xml · nonDerivative · entry 1 Robertson Audrey · CIK 0001788585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,051 F1 · security: Represents restricted stock units granted on January 2, 2022, which vest 100% on January 2, 2023, subject to continued service. Each restricted stock unit represents a contingent right to receive one share of Liberty Oilfield Services Inc. Class A common stock following vesting. F1 · price: Represents restricted stock units granted on January 2, 2022, which vest 100% on January 2, 2023, subject to continued service. Each restricted stock unit represents a contingent right to receive one share of Liberty Oilfield Services Inc. Class A common stock following vesting. Read SEC document |
| June 15, 2021 Filed Jun 17, 2021 00:14 UTC | Liberty Energy Inc. LBRT · Entity 4173 | GrantClass A Common Stock | 5,588 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-21-041159 · doc4.xml · nonDerivative · entry 1 Robertson Audrey · CIK 0001788585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,588 F1 · price: Represents restricted stock units granted on June 15, 2021, which vest 100% on January 2, 2022, subject to continued service. Each restricted stock unit represents a contingent right to receive one share of Liberty Oilfield Services Inc. Class A common stock following vesting. Read SEC document |
| June 02, 2021 Filed Jun 2, 2021 16:42 UTC | CIVITAS RESOURCES, INC. BCEI · Entity 67944 | GrantCommon Stock | 3,574 | $0.00 | $0.00 |
DisclosureSEC source: 0001509589-21-000099 · edgardoc.xml · nonDerivative · entry 1 Robertson Audrey · CIK 0001788585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,220 F1 · kind: In connection with the 2021 annual meeting of stockholders, Reporting Person was granted restricted stock units with respect to shares of the Issuer's Common Stock on June 2, 2021, pursuant to the Issuer's 2021 Long Term Incentive Plan. The restricted stock units are scheduled to vest on the first anniversary of its grant-date and be delivered to the Reporting Person in shares within 30 days after June 2, 2022 (subject to accelerated vesting and delivery on specified terminations of the Reporting Person's service or a change in control of the Issuer). The number of shares was determined by dividing the award value of $125,000 by $34.98 (which was the volume weighted average price of a share for the 30 trading day period ending on June 1, 2021). Read SEC document |
| April 01, 2021 Filed Apr 1, 2021 19:01 UTC | CIVITAS RESOURCES, INC. BCEI · Entity 67944 | GrantCommon Stock | 646 | $0.00 | $0.00 |
DisclosureSEC source: 0001509589-21-000035 · edgardoc.xml · nonDerivative · entry 1 Robertson Audrey · CIK 0001788585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 646 F1 · kind: Represents restricted stock units with respect to shares of the Issuer's Common Stock granted to the Reporting Person on April 1, 2021 pursuant to the Issuer's 2017 Long Term Incentive Plan. The restricted stock units are scheduled to vest on June 2, 2021 and be delivered to the Reporting Person in shares within 30 days after June 30, 2021 (subject to accelerated vesting and delivery on specified terminations of the Reporting Person's service or a change in control of the Issuer). The number of shares was determined by dividing the award value of $125,000, prorated downward for service of less than a full year, by $33.42 (which was the volume weighted average price of a share for the 30 trading day period beginning on February 18, 2021). Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 19:18 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | OtherSubscription Rights (Rights to Buy) · Derivative | 2 | $16.25 Strike: $16.25 | $32.50 |
DisclosureSEC source: 0001655020-21-000069 · wf-form4_161136110176254.xml · derivative · entry 18 Robertson Audrey · CIK 0001788585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: COMMON STOCK · 2 shares Expires not disclosed F5 · derivative.expiration_date: These shares were purchased pursuant to the exercise of subscription rights purchased by the Reporting Person, which subscription rights were available for purchase by holders of the Old Common Stock on a pro rata basis pursuant to the Plan. F7 · ownership.direct: Ms. Robertson is the sole trustee of her children's UGMA accounts. They are the beneficial owners of these shares, but she has sole decision making authority. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 19:18 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | OtherSubscription Rights (Rights to Buy) · Derivative | 2 | $16.25 Strike: $16.25 | $32.50 |
DisclosureSEC source: 0001655020-21-000069 · wf-form4_161136110176254.xml · derivative · entry 17 Robertson Audrey · CIK 0001788585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: COMMON STOCK · 2 shares Expires not disclosed F5 · derivative.expiration_date: These shares were purchased pursuant to the exercise of subscription rights purchased by the Reporting Person, which subscription rights were available for purchase by holders of the Old Common Stock on a pro rata basis pursuant to the Plan. F7 · ownership.direct: Ms. Robertson is the sole trustee of her children's UGMA accounts. They are the beneficial owners of these shares, but she has sole decision making authority. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 19:18 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | OtherSubscription Rights (Rights to Buy) · Derivative | 33 | $16.25 Strike: $16.25 | $536.25 |
DisclosureSEC source: 0001655020-21-000069 · wf-form4_161136110176254.xml · derivative · entry 16 Robertson Audrey · CIK 0001788585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: COMMON STOCK · 33 shares Expires not disclosed F5 · derivative.expiration_date: These shares were purchased pursuant to the exercise of subscription rights purchased by the Reporting Person, which subscription rights were available for purchase by holders of the Old Common Stock on a pro rata basis pursuant to the Plan. F7 · ownership.direct: Ms. Robertson is the sole trustee of her children's UGMA accounts. They are the beneficial owners of these shares, but she has sole decision making authority. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 19:18 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | GrantWarrants B (Right to Buy)(Indirect) · Derivative | 6 | Not disclosed Strike: $122.32 | Not disclosed |
DisclosureSEC source: 0001655020-21-000069 · wf-form4_161136110176254.xml · derivative · entry 15 Robertson Audrey · CIK 0001788585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6 Underlying: COMMON STOCK · 6 shares Expires 2026-01-20 F1 · kind: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F9 · kind: On the Effective Date, the Reporting Person also received Tranche B Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.00531001 of a Tranche B Warrant for each share of Old Common Stock. The Tranche B Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche B Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. F1 · price: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F9 · price: On the Effective Date, the Reporting Person also received Tranche B Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.00531001 of a Tranche B Warrant for each share of Old Common Stock. The Tranche B Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche B Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. F9 · derivative.exercise_date: On the Effective Date, the Reporting Person also received Tranche B Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.00531001 of a Tranche B Warrant for each share of Old Common Stock. The Tranche B Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche B Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. F7 · ownership.direct: Ms. Robertson is the sole trustee of her children's UGMA accounts. They are the beneficial owners of these shares, but she has sole decision making authority. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 19:18 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | GrantWarrants A (Right to Buy)(Indirect) · Derivative | 11 | Not disclosed Strike: $107.64 | Not disclosed |
DisclosureSEC source: 0001655020-21-000069 · wf-form4_161136110176254.xml · derivative · entry 14 Robertson Audrey · CIK 0001788585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11 Underlying: COMMON STOCK · 11 shares Expires 2025-01-20 F1 · kind: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F8 · kind: On the Effective Date, the Reporting Person also received Tranche A Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.01062003 of a Tranche A Warrant for each share of Old Common Stock. The Tranche A Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche A Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. F1 · price: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F8 · price: On the Effective Date, the Reporting Person also received Tranche A Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.01062003 of a Tranche A Warrant for each share of Old Common Stock. The Tranche A Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche A Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. F8 · derivative.exercise_date: On the Effective Date, the Reporting Person also received Tranche A Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.01062003 of a Tranche A Warrant for each share of Old Common Stock. The Tranche A Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche A Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. F7 · ownership.direct: Ms. Robertson is the sole trustee of her children's UGMA accounts. They are the beneficial owners of these shares, but she has sole decision making authority. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 19:18 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | GrantWarrants B (Right to Buy)(Indirect) · Derivative | 6 | Not disclosed Strike: $122.32 | Not disclosed |
DisclosureSEC source: 0001655020-21-000069 · wf-form4_161136110176254.xml · derivative · entry 13 Robertson Audrey · CIK 0001788585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 6 Underlying: COMMON STOCK · 6 shares Expires 2026-01-20 F1 · kind: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F9 · kind: On the Effective Date, the Reporting Person also received Tranche B Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.00531001 of a Tranche B Warrant for each share of Old Common Stock. The Tranche B Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche B Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. F1 · price: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F9 · price: On the Effective Date, the Reporting Person also received Tranche B Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.00531001 of a Tranche B Warrant for each share of Old Common Stock. The Tranche B Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche B Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. F9 · derivative.exercise_date: On the Effective Date, the Reporting Person also received Tranche B Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.00531001 of a Tranche B Warrant for each share of Old Common Stock. The Tranche B Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche B Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. F7 · ownership.direct: Ms. Robertson is the sole trustee of her children's UGMA accounts. They are the beneficial owners of these shares, but she has sole decision making authority. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 19:18 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | GrantWarrants A (Right to Buy)(Indirect) · Derivative | 11 | Not disclosed Strike: $107.64 | Not disclosed |
DisclosureSEC source: 0001655020-21-000069 · wf-form4_161136110176254.xml · derivative · entry 12 Robertson Audrey · CIK 0001788585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 11 Underlying: COMMON STOCK · 11 shares Expires 2025-01-20 F1 · kind: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F8 · kind: On the Effective Date, the Reporting Person also received Tranche A Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.01062003 of a Tranche A Warrant for each share of Old Common Stock. The Tranche A Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche A Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. F1 · price: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F8 · price: On the Effective Date, the Reporting Person also received Tranche A Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.01062003 of a Tranche A Warrant for each share of Old Common Stock. The Tranche A Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche A Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. F8 · derivative.exercise_date: On the Effective Date, the Reporting Person also received Tranche A Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.01062003 of a Tranche A Warrant for each share of Old Common Stock. The Tranche A Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche A Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. F7 · ownership.direct: Ms. Robertson is the sole trustee of her children's UGMA accounts. They are the beneficial owners of these shares, but she has sole decision making authority. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 19:18 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | GrantWarrants B (Right to Buy) · Derivative | 133 | Not disclosed Strike: $122.32 | Not disclosed |
DisclosureSEC source: 0001655020-21-000069 · wf-form4_161136110176254.xml · derivative · entry 11 Robertson Audrey · CIK 0001788585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 133 Underlying: COMMON STOCK · 133 shares Expires 2026-01-20 F1 · kind: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F9 · kind: On the Effective Date, the Reporting Person also received Tranche B Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.00531001 of a Tranche B Warrant for each share of Old Common Stock. The Tranche B Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche B Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. F1 · price: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F9 · price: On the Effective Date, the Reporting Person also received Tranche B Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.00531001 of a Tranche B Warrant for each share of Old Common Stock. The Tranche B Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche B Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. F9 · derivative.exercise_date: On the Effective Date, the Reporting Person also received Tranche B Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.00531001 of a Tranche B Warrant for each share of Old Common Stock. The Tranche B Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche B Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 19:18 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | GrantWarrants A (Right to Buy) · Derivative | 266 | Not disclosed Strike: $107.64 | Not disclosed |
DisclosureSEC source: 0001655020-21-000069 · wf-form4_161136110176254.xml · derivative · entry 10 Robertson Audrey · CIK 0001788585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 266 Underlying: COMMON STOCK · 266 shares Expires 2025-01-20 F1 · kind: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F8 · kind: On the Effective Date, the Reporting Person also received Tranche A Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.01062003 of a Tranche A Warrant for each share of Old Common Stock. The Tranche A Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche A Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. F1 · price: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F8 · price: On the Effective Date, the Reporting Person also received Tranche A Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.01062003 of a Tranche A Warrant for each share of Old Common Stock. The Tranche A Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche A Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. F8 · derivative.exercise_date: On the Effective Date, the Reporting Person also received Tranche A Warrants to purchase shares of New Common Stock in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.01062003 of a Tranche A Warrant for each share of Old Common Stock. The Tranche A Warrants are exercisable for one share of New Common Stock from the date of issuance until 5:00 p.m., New York time, on the expiration date. The receipt of Tranche A Warrants was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 19:18 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | OtherCOMMON STOCK | 1 | $16.25 | $16.25 |
DisclosureSEC source: 0001655020-21-000069 · wf-form4_161136110176254.xml · nonDerivative · entry 9 Robertson Audrey · CIK 0001788585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 3 F5 · price: These shares were purchased pursuant to the exercise of subscription rights purchased by the Reporting Person, which subscription rights were available for purchase by holders of the Old Common Stock on a pro rata basis pursuant to the Plan. F7 · ownership.direct: Ms. Robertson is the sole trustee of her children's UGMA accounts. They are the beneficial owners of these shares, but she has sole decision making authority. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 19:18 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | GrantCOMMON STOCK | 2 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655020-21-000069 · wf-form4_161136110176254.xml · nonDerivative · entry 8 Robertson Audrey · CIK 0001788585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 2 F1 · price: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F4 · price: On the Effective Date, new shares of the Issuer's common stock ("New Common Stock") were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.00131007 of a share of New Common Stock for each share of Old Common Stock. The receipt of shares of New Common Stock was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. F7 · ownership.direct: Ms. Robertson is the sole trustee of her children's UGMA accounts. They are the beneficial owners of these shares, but she has sole decision making authority. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 19:18 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | Disposition to issuerCOMMON STOCK | 950 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655020-21-000069 · wf-form4_161136110176254.xml · nonDerivative · entry 7 Robertson Audrey · CIK 0001788585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · price: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F6 · price: On the Effective Date, all outstanding shares of the Old Common Stock were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court. F7 · ownership.direct: Ms. Robertson is the sole trustee of her children's UGMA accounts. They are the beneficial owners of these shares, but she has sole decision making authority. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 19:18 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | OtherCOMMON STOCK | 1 | $16.25 | $16.25 |
DisclosureSEC source: 0001655020-21-000069 · wf-form4_161136110176254.xml · nonDerivative · entry 6 Robertson Audrey · CIK 0001788585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 3 F5 · price: These shares were purchased pursuant to the exercise of subscription rights purchased by the Reporting Person, which subscription rights were available for purchase by holders of the Old Common Stock on a pro rata basis pursuant to the Plan. F7 · ownership.direct: Ms. Robertson is the sole trustee of her children's UGMA accounts. They are the beneficial owners of these shares, but she has sole decision making authority. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 19:18 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | GrantCOMMON STOCK | 2 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655020-21-000069 · wf-form4_161136110176254.xml · nonDerivative · entry 5 Robertson Audrey · CIK 0001788585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote. Disclosed balance after: 2 F1 · price: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F4 · price: On the Effective Date, new shares of the Issuer's common stock ("New Common Stock") were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.00131007 of a share of New Common Stock for each share of Old Common Stock. The receipt of shares of New Common Stock was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. F7 · ownership.direct: Ms. Robertson is the sole trustee of her children's UGMA accounts. They are the beneficial owners of these shares, but she has sole decision making authority. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 19:18 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | Disposition to issuerCOMMON STOCK | 950 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655020-21-000069 · wf-form4_161136110176254.xml · nonDerivative · entry 4 Robertson Audrey · CIK 0001788585 · Director 10b5-1 filing: Not disclosed Ownership: Indirect · See footnote Disclosed balance after: 0 F1 · price: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F6 · price: On the Effective Date, all outstanding shares of the Old Common Stock were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court. F7 · ownership.direct: Ms. Robertson is the sole trustee of her children's UGMA accounts. They are the beneficial owners of these shares, but she has sole decision making authority. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 19:18 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | OtherCOMMON STOCK | 33 | $16.25 | $536.25 |
DisclosureSEC source: 0001655020-21-000069 · wf-form4_161136110176254.xml · nonDerivative · entry 3 Robertson Audrey · CIK 0001788585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66 F5 · price: These shares were purchased pursuant to the exercise of subscription rights purchased by the Reporting Person, which subscription rights were available for purchase by holders of the Old Common Stock on a pro rata basis pursuant to the Plan. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 19:18 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | GrantCOMMON STOCK | 33 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655020-21-000069 · wf-form4_161136110176254.xml · nonDerivative · entry 2 Robertson Audrey · CIK 0001788585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33 F1 · price: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F3 · price: No shares of New Common Stock were issued in respect of the unvested RSUs held by the Reporting Person. F4 · price: On the Effective Date, new shares of the Issuer's common stock ("New Common Stock") were issued to the Reporting Person pursuant to the Plan in exchange for Old Common Stock held by the Reporting Person on the Effective Date at an effective exchange ratio of 0.00131007 of a share of New Common Stock for each share of Old Common Stock. The receipt of shares of New Common Stock was involuntary, without additional consideration and in accordance with the Plan approved by the Bankruptcy Court. Read SEC document |
| January 20, 2021 Filed Jan 22, 2021 19:18 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | Disposition to issuerCOMMON STOCK | 25,000 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001655020-21-000069 · wf-form4_161136110176254.xml · nonDerivative · entry 1 Robertson Audrey · CIK 0001788585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · price: On June 14, 2021, Extraction Oil & Gas, Inc., a Delaware corporation (the "Issuer"), and certain of its subsidiaries (together with the Issuer, the "Company") commenced voluntary cases under chapter 11 of the United States Bankruptcy Code in the United State Bankruptcy Court for the District of Delaware (the "Bankruptcy Court"). On December 23, 2020, the Bankruptcy Court entered an order confirming the Sixth Amended Joint Plan of Reorganization of Extraction Oil & Gas, Inc. and its Debtor Affiliates (as amended, modified or supplemented from time to time, the "Plan"). On January 20, 2021 (the "Effective Date"), the Plan became effective in accordance with its terms and the Company emerged from chapter 11. F2 · price: On the Effective Date, all outstanding shares of the Issuer's common stock ("Old Common Stock") and all unvested restricted stock units held by the Reporting Person ("RSUs") were cancelled and extinguished in accordance with the Plan approved by the Bankruptcy Court. Read SEC document |
| September 16, 2019 Filed Sep 18, 2019 18:27 UTC | Extraction Oil & Gas, Inc. XOG · Entity 11932 | GrantCOMMON STOCK | 75,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001655020-19-000128 · wf-form4_156884562745259.xml · nonDerivative · entry 1 Robertson Audrey · CIK 0001788585 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 F1 · balance_after: The 75,000 unvested restricted stock units award vests ratably over three years on each of the three anniversaries following the date of grant, subject to continued service through each vesting date, and will be settled in shares of common stock. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.