Clark Coley

SEC source: 0001062993-25-002737 · form4.xml · nonDerivative · entry 1

Clark Coley · CIK 0001303805 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 184,857

F1 · shares: Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the XBP Europe Holdings, Inc. 2024 Stock Incentive Plan (the "Plan"). The RSUs granted under the Plan will vest in full on the first anniversary of the grant date.

SEC source: 0001104659-24-072480 · tm2417344-4_4seq1.xml · nonDerivative · entry 1

Clark Coley · CIK 0001303805 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 65,421

F1 · shares: Represents Restricted Stock Units ("RSUs") issued to the Reporting Person under the XBP Europe Holdings Inc. 2024 Stock Incentive Plan (the "Plan"). Although RSU's granted under the Plan generally require a minimum of one year to vest, the RSU's disclosed on this Form 4 will vest on January 1, 2025, as allowed for under the Plan's exception for allowing up to 5% of the aggregate number of common shares that may be delivered pursuant to awards granted under the Plan to have a vesting period of less than one year.

SEC source: 0001104659-22-092704 · tm2223344-4_4seq1.xml · derivative · entry 2

Clark Coley · CIK 0001303805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 6,250 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock, which may be settled in shares of Common Stock or cash, as elected by the Compensation Committee of the Board of Directors of the Company.

F1 · kind: On December 31, 2021, the reporting person was granted 6,250 restricted stock units in accordance with the Company's Amended and Restated Stock 2018 Incentive Plan ("Plan") that were settled in January 2022. The Plan was approved by the stockholders of the Company at the Company's 2021 annual meeting held December 31, 2021. Subsequent to such approval, a lawsuit was filed against the Company alleging that the Company did not properly count the broker non-votes on such matter, and that as a result the Plan was not properly approved at the 2021 annual meeting. The Company decided to re-submit the Plan to its stockholders for re-approvals at its 2022 annual meeting rather than incurring the expense of pursuing litigation. Following the re-approval of the amended and restated Plan at the 2022 annual meeting, the Compensation Committee determined that the restricted stock units be settled in cash effective August 16, 2022.

F3 · shares: The number of shares reported in this Form 4 account for the one-for-twenty Reverse Stock Split effected by the Issuer on July 26, 2022. No fractional shares were issued in connection with the Reverse Stock Split. Stockholders who otherwise were entitled to receive fractional shares of Common Stock received cash (without interest or deduction) from the Corporation's transfer agent in lieu of such fractional share interests.

F1 · derivative.exercise_date: On December 31, 2021, the reporting person was granted 6,250 restricted stock units in accordance with the Company's Amended and Restated Stock 2018 Incentive Plan ("Plan") that were settled in January 2022. The Plan was approved by the stockholders of the Company at the Company's 2021 annual meeting held December 31, 2021. Subsequent to such approval, a lawsuit was filed against the Company alleging that the Company did not properly count the broker non-votes on such matter, and that as a result the Plan was not properly approved at the 2021 annual meeting. The Company decided to re-submit the Plan to its stockholders for re-approvals at its 2022 annual meeting rather than incurring the expense of pursuing litigation. Following the re-approval of the amended and restated Plan at the 2022 annual meeting, the Compensation Committee determined that the restricted stock units be settled in cash effective August 16, 2022.

F1 · derivative.expiration_date: On December 31, 2021, the reporting person was granted 6,250 restricted stock units in accordance with the Company's Amended and Restated Stock 2018 Incentive Plan ("Plan") that were settled in January 2022. The Plan was approved by the stockholders of the Company at the Company's 2021 annual meeting held December 31, 2021. Subsequent to such approval, a lawsuit was filed against the Company alleging that the Company did not properly count the broker non-votes on such matter, and that as a result the Plan was not properly approved at the 2021 annual meeting. The Company decided to re-submit the Plan to its stockholders for re-approvals at its 2022 annual meeting rather than incurring the expense of pursuing litigation. Following the re-approval of the amended and restated Plan at the 2022 annual meeting, the Compensation Committee determined that the restricted stock units be settled in cash effective August 16, 2022.

F3 · derivative.underlying_shares: The number of shares reported in this Form 4 account for the one-for-twenty Reverse Stock Split effected by the Issuer on July 26, 2022. No fractional shares were issued in connection with the Reverse Stock Split. Stockholders who otherwise were entitled to receive fractional shares of Common Stock received cash (without interest or deduction) from the Corporation's transfer agent in lieu of such fractional share interests.

SEC source: 0001104659-22-067783 · tm2217555-1_4seq1.xml · derivative · entry 2

Clark Coley · CIK 0001303805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock, which may be settled in shares of Common Stock or cash, as elected by the Compensation Committee of the Board of Directors of the Company. If the Company's Amended and Restated Stock 2018 Incentive Plan is not approved at the 2022 annual meeting, the restricted stock units will be settled in cash.

F3 · kind: On December 31, 2021, the reporting person was granted restricted stock units in accordance with the Company's Amended and Restated Stock 2018 Incentive Plan ("Plan") that were settled in January 2022. The Plan was approved by the stockholders of the Company at the Company's 2021 annual meeting held December 31, 2021. Subsequent to such approval, a lawsuit was filed against the Company alleging that the Company did not properly count the broker non-votes on such matter, and that as a result the Plan was not properly approved at the 2021 annual meeting. The Company decided to re-submit the Plan to its stockholders for re-approvals at its upcoming annual meeting rather than incurring the expense of pursuing litigation.

F4 · kind: In connection with the re-submission of the Plan, the delivery of shares under the Plan pursuant to the settlement of restricted stock units granted under the Plan on December 31, 2021 has been rescinded and the amendment and restatement of the 2018 Stock Incentive Plan has been terminated. The restricted stock units will be settled upon re-approval of the amended and restated Plan in either cash or shares of common stock, as will be determined by our Compensation Committee in its sole discretion, which is expected to occur at the 2022 annual meeting. If the Plan is not approved, the restricted stock units will be settled in cash.

F2 · price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock, which may be settled in shares of Common Stock or cash, as elected by the Compensation Committee of the Board of Directors of the Company. If the Company's Amended and Restated Stock 2018 Incentive Plan is not approved at the 2022 annual meeting, the restricted stock units will be settled in cash.

F1 · derivative.exercise_date: On December 31, 2021, following the Company's 2021 annual meeting of stockholders, the reporting person was granted 125,000 restricted stock units as non-employee director equity compensation pursuant to the terms and conditions of the Company's Director Compensation Policy and 2018 Stock Incentive Plan. The restricted stock units vested on January 3, 2022, the first business day of 2022.

F1 · derivative.expiration_date: On December 31, 2021, following the Company's 2021 annual meeting of stockholders, the reporting person was granted 125,000 restricted stock units as non-employee director equity compensation pursuant to the terms and conditions of the Company's Director Compensation Policy and 2018 Stock Incentive Plan. The restricted stock units vested on January 3, 2022, the first business day of 2022.

SEC source: 0001104659-22-067783 · tm2217555-1_4seq1.xml · nonDerivative · entry 1

Clark Coley · CIK 0001303805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 56,745

F3 · kind: On December 31, 2021, the reporting person was granted restricted stock units in accordance with the Company's Amended and Restated Stock 2018 Incentive Plan ("Plan") that were settled in January 2022. The Plan was approved by the stockholders of the Company at the Company's 2021 annual meeting held December 31, 2021. Subsequent to such approval, a lawsuit was filed against the Company alleging that the Company did not properly count the broker non-votes on such matter, and that as a result the Plan was not properly approved at the 2021 annual meeting. The Company decided to re-submit the Plan to its stockholders for re-approvals at its upcoming annual meeting rather than incurring the expense of pursuing litigation.

F4 · kind: In connection with the re-submission of the Plan, the delivery of shares under the Plan pursuant to the settlement of restricted stock units granted under the Plan on December 31, 2021 has been rescinded and the amendment and restatement of the 2018 Stock Incentive Plan has been terminated. The restricted stock units will be settled upon re-approval of the amended and restated Plan in either cash or shares of common stock, as will be determined by our Compensation Committee in its sole discretion, which is expected to occur at the 2022 annual meeting. If the Plan is not approved, the restricted stock units will be settled in cash.

F3 · price: On December 31, 2021, the reporting person was granted restricted stock units in accordance with the Company's Amended and Restated Stock 2018 Incentive Plan ("Plan") that were settled in January 2022. The Plan was approved by the stockholders of the Company at the Company's 2021 annual meeting held December 31, 2021. Subsequent to such approval, a lawsuit was filed against the Company alleging that the Company did not properly count the broker non-votes on such matter, and that as a result the Plan was not properly approved at the 2021 annual meeting. The Company decided to re-submit the Plan to its stockholders for re-approvals at its upcoming annual meeting rather than incurring the expense of pursuing litigation.

F4 · price: In connection with the re-submission of the Plan, the delivery of shares under the Plan pursuant to the settlement of restricted stock units granted under the Plan on December 31, 2021 has been rescinded and the amendment and restatement of the 2018 Stock Incentive Plan has been terminated. The restricted stock units will be settled upon re-approval of the amended and restated Plan in either cash or shares of common stock, as will be determined by our Compensation Committee in its sole discretion, which is expected to occur at the 2022 annual meeting. If the Plan is not approved, the restricted stock units will be settled in cash.

SEC source: 0001104659-22-034599 · tm228645-7_4seq1.xml · derivative · entry 2

Clark Coley · CIK 0001303805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,131

Underlying: Common Stock · 22,620 shares

Expires not disclosed

F1 · derivative.exercise_price: On March 11, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4.

F2 · derivative.exercise_price: Holders of the Issuer's Series B Preferred Stock have the option to convert some or all of their shares of Series B Preferred Stock initially into shares of Common Stock at a Conversion Price of $1.25 (subject to adjustment in certain events). In addition, if at any time the Five-Day VWAP of the Issuer's Common Stock exceeds the Conversion Price, the Issuer will have the option to convert all outstanding shares of Series B Preferred Stock into shares of Common Stock at the Conversion Price of $1.25. The Series B Preferred Stock has no maturity date.

F1 · kind: On March 11, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4.

F3 · price: A liquidation preference of $25.00 per share of Series B Preferred Stock means an effective price of $1.25 per share of Common Stock tendered in the Offer.

F1 · derivative.exercise_date: On March 11, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4.

F2 · derivative.exercise_date: Holders of the Issuer's Series B Preferred Stock have the option to convert some or all of their shares of Series B Preferred Stock initially into shares of Common Stock at a Conversion Price of $1.25 (subject to adjustment in certain events). In addition, if at any time the Five-Day VWAP of the Issuer's Common Stock exceeds the Conversion Price, the Issuer will have the option to convert all outstanding shares of Series B Preferred Stock into shares of Common Stock at the Conversion Price of $1.25. The Series B Preferred Stock has no maturity date.

F1 · derivative.expiration_date: On March 11, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4.

F2 · derivative.expiration_date: Holders of the Issuer's Series B Preferred Stock have the option to convert some or all of their shares of Series B Preferred Stock initially into shares of Common Stock at a Conversion Price of $1.25 (subject to adjustment in certain events). In addition, if at any time the Five-Day VWAP of the Issuer's Common Stock exceeds the Conversion Price, the Issuer will have the option to convert all outstanding shares of Series B Preferred Stock into shares of Common Stock at the Conversion Price of $1.25. The Series B Preferred Stock has no maturity date.

SEC source: 0001104659-22-034599 · tm228645-7_4seq1.xml · nonDerivative · entry 1

Clark Coley · CIK 0001303805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 181,745

F1 · price: On March 11, 2022, the Issuer completed an offer to exchange shares of its Common Stock for its 6.00% Series B Cumulative Convertible Perpetual Preferred Stock (the "Series B Preferred Stock"), with each 20 shares of Common Stock being exchangeable in the Offer for one share of Series B Preferred Stock having a liquidation preference of $25.00 per share of Series B Preferred Stock (an effective price of $1.25 per share of Common Stock). For purposes of the exemption under Rule 16b-3 promulgated under the Exchange Act, the board of directors of the Issuer approved the transactions contemplated by this Form 4.

SEC source: 0001104659-22-001184 · tm221435-3_4seq1.xml · derivative · entry 3

Clark Coley · CIK 0001303805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 125,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock, which may be settled in shares of Common Stock or cash, as elected by the Compensation Committee of the Board of Directors of the Company.

F3 · derivative.exercise_date: On December 31, 2021, following the Company's 2021 annual meeting of stockholders, the reporting person was granted 125,000 restricted stock units as non-employee director equity compensation for 2021 pursuant to the terms and conditions of the Company's Director Compensation Policy and 2018 Stock Incentive Plan. The restricted stock units vested on January 3, 2022, the first business day of 2022.

F3 · derivative.expiration_date: On December 31, 2021, following the Company's 2021 annual meeting of stockholders, the reporting person was granted 125,000 restricted stock units as non-employee director equity compensation for 2021 pursuant to the terms and conditions of the Company's Director Compensation Policy and 2018 Stock Incentive Plan. The restricted stock units vested on January 3, 2022, the first business day of 2022.

SEC source: 0001104659-22-001184 · tm221435-3_4seq1.xml · nonDerivative · entry 1

Clark Coley · CIK 0001303805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 204,365

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Shares of Common Stock issued upon vesting of restricted stock units will be settled following filing by Exela Technologies Inc. of a Registration Statement on Form S-8 with respect thereto.

F2 · price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock, which may be settled in shares of Common Stock or cash, as elected by the Compensation Committee of the Board of Directors of the Company.

SEC source: 0001104659-22-001184 · tm221435-3_4seq1.xml · derivative · entry 2

Clark Coley · CIK 0001303805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 125,000

Underlying: Common Stock · 125,000 shares

Expires not disclosed

F2 · derivative.exercise_price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock, which may be settled in shares of Common Stock or cash, as elected by the Compensation Committee of the Board of Directors of the Company.

F2 · price: Each restricted stock unit represents the right to receive, following vesting, one share of Common Stock, which may be settled in shares of Common Stock or cash, as elected by the Compensation Committee of the Board of Directors of the Company.

F3 · derivative.exercise_date: On December 31, 2021, following the Company's 2021 annual meeting of stockholders, the reporting person was granted 125,000 restricted stock units as non-employee director equity compensation for 2021 pursuant to the terms and conditions of the Company's Director Compensation Policy and 2018 Stock Incentive Plan. The restricted stock units vested on January 3, 2022, the first business day of 2022.

F3 · derivative.expiration_date: On December 31, 2021, following the Company's 2021 annual meeting of stockholders, the reporting person was granted 125,000 restricted stock units as non-employee director equity compensation for 2021 pursuant to the terms and conditions of the Company's Director Compensation Policy and 2018 Stock Incentive Plan. The restricted stock units vested on January 3, 2022, the first business day of 2022.

SEC source: 0001104659-21-148398 · tm2135129-4_4seq1.xml · nonDerivative · entry 1

Clark Coley · CIK 0001303805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 79,365

F1 · price: On December 9, pursuant to the Subscription Agreement by and between J. Coley Clark and Exela Technologies, Inc., J. Coley Clark purchased 79,365 shares of Common Stock for an aggregate purchase price of $100,000. The amount of purchased shares was calculated based on the share price at the close of business on December 8, 2021.

SEC source: 0001273931-20-000080 · wf-form4_158897255729333.xml · nonDerivative · entry 1

Clark Coley · CIK 0001303805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 117,070

F1 · shares: Represents restricted stock units vesting in full on May 6, 2021, granted by Issuer in connection with the Reporting Person's service as a non-employee director.

SEC source: 0001273931-21-000003 · wf-form4a_160980251367528.xml · nonDerivative · entry 1

Clark Coley · CIK 0001303805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 219,165

F1 · shares: Represents restricted stock units vesting in full on May 6, 2021, granted by Issuer in connection with the reporting person's service as a non-employee director.

F2 · balance_after: This Form 4/A amends the Form 4 filed on May 8, 2020 for the reporting person (the "Original Form 4"). The number of shares reported for the transaction in the Original Form 4 was correct. However, due to an administrative error, the total number of shares reported as beneficially owned in column 5 of the Original Form 4 was incorrect. This amendment reflects the correct total number of shares beneficially owned by the reporting person following the reported transaction.

SEC source: 0001273931-19-000076 · wf-form4_155778430091927.xml · nonDerivative · entry 1

Clark Coley · CIK 0001303805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 136,383

F1 · shares: Represents restricted stock units vesting in full on May 9, 2020, granted by the Issuer in connection with the Reporting Person's service as a non-employee director.

SEC source: 0000899243-18-012363 · doc4.xml · nonDerivative · entry 1

Clark Coley · CIK 0001303805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,420

F1 · security: Securities acquired represent restricted stock units that will vest in full on May 2, 2019, which were granted by the Issuer in connection with the Reporting Person's services as a director for the term ending at the 2019 annual meeting of stockholders of MoneyGram International, Inc.

F1 · shares: Securities acquired represent restricted stock units that will vest in full on May 2, 2019, which were granted by the Issuer in connection with the Reporting Person's services as a director for the term ending at the 2019 annual meeting of stockholders of MoneyGram International, Inc.

SEC source: 0001273931-17-000018 · wf-form4_149747341346380.xml · nonDerivative · entry 1

Clark Coley · CIK 0001303805 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 62,817

F1 · security: Securities acquired represent restricted stock units that will vest in full on June 12, 2018, which were granted by the Issuer in connection with the Reporting Person's services as a director for the term ending at the 2018 annual meeting of stockholders of MoneyGram International, Inc.

F1 · shares: Securities acquired represent restricted stock units that will vest in full on June 12, 2018, which were granted by the Issuer in connection with the Reporting Person's services as a director for the term ending at the 2018 annual meeting of stockholders of MoneyGram International, Inc.