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Sims Karen

Disclosed activity across 1 company

Tapewire entity
83069
SEC CIK
0001984652

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Arbutus Biopharma CorpABUS · Entity 4953Chief Medical OfficerFebruary 14, 2025February 19, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Arbutus Biopharma Corp

Report date February 14, 2025 · Filed February 19, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common SharesSEC Table I · non-derivativeDirect155,494 Reported balance After 2025-02-14 transaction · row 1
1 source row

Row 1 · 2025-02-14 · Grant · Acquired 49,300 · Balance 155,494

F1: Represents the grant of restricted stock units ("RSUs"), which represent a contingent right to receive one common share for each RSU. The RSUs vest in three equal annual installments beginning one year from the grant date, subject to the Reporting Person's continuous service as of each vesting date. Unless otherwise provided, on each vesting date, common shares will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $3.29 · Expires 2035-02-14Direct200,300 Reported balance After 2025-02-14 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2025-02-14 · Grant · Acquired 200,300 · Balance 200,300

F2: Reflects the closing price of the Company's common shares on the Nasdaq Stock Market on the date of the grant.

F3: This option vests over a four-year period, with 1/48th of the shares subject to the option vesting in substantially equal monthly installments measured from one month following the grant date, subject to the Reporting Person's continuous service as of each vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the grant of restricted stock units ("RSUs"), which represent a contingent right to receive one common share for each RSU. The RSUs vest in three equal annual installments beginning one year from the grant date, subject to the Reporting Person's continuous service as of each vesting date. Unless otherwise provided, on each vesting date, common shares will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

F2: Reflects the closing price of the Company's common shares on the Nasdaq Stock Market on the date of the grant.

F3: This option vests over a four-year period, with 1/48th of the shares subject to the option vesting in substantially equal monthly installments measured from one month following the grant date, subject to the Reporting Person's continuous service as of each vesting date.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 14, 2025 Filed Feb 19, 2025 18:25 UTC Arbutus Biopharma Corp ABUS · Entity 4953 GrantStock Option (Right to Buy) · Derivative 200,300 $0.00 Strike: $3.29 $0.00
Disclosure

SEC source: 0001447028-25-000049 · wk-form4_1740007514.xml · derivative · entry 2

Sims Karen · CIK 0001984652 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 200,300

Underlying: Common Shares · 200,300 shares

Expires 2035-02-14

F2 · derivative.exercise_price: Reflects the closing price of the Company's common shares on the Nasdaq Stock Market on the date of the grant.

F3 · derivative.exercise_date: This option vests over a four-year period, with 1/48th of the shares subject to the option vesting in substantially equal monthly installments measured from one month following the grant date, subject to the Reporting Person's continuous service as of each vesting date.

Read SEC document
February 14, 2025 Filed Feb 19, 2025 18:25 UTC Arbutus Biopharma Corp ABUS · Entity 4953 GrantCommon Shares 49,300 $0.00 $0.00
Disclosure

SEC source: 0001447028-25-000049 · wk-form4_1740007514.xml · nonDerivative · entry 1

Sims Karen · CIK 0001984652 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 155,494

F1 · shares: Represents the grant of restricted stock units ("RSUs"), which represent a contingent right to receive one common share for each RSU. The RSUs vest in three equal annual installments beginning one year from the grant date, subject to the Reporting Person's continuous service as of each vesting date. Unless otherwise provided, on each vesting date, common shares will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

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February 04, 2025 Filed Feb 5, 2025 16:02 UTC Arbutus Biopharma Corp ABUS · Entity 4953 SaleCommon Shares 19,348 $3.28 $63,519.48
Disclosure

SEC source: 0001447028-25-000039 · wk-form4_1738789353.xml · nonDerivative · entry 1

Sims Karen · CIK 0001984652 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 106,194

F1 · kind: Represents the non-discretionary sale of common shares pursuant to the Reporting Person's 10b5-1 Plan, adopted on March 9, 2023, to satisfy the Reporting Person's tax obligations with respect to the vesting of previous grants of restricted stock units.

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February 02, 2024 Filed Feb 5, 2024 19:55 UTC Arbutus Biopharma Corp ABUS · Entity 4953 SaleCommon Shares 4,358 $2.31 $10,077.88
Disclosure

SEC source: 0001447028-24-000028 · wk-form4_1707180890.xml · nonDerivative · entry 2

Sims Karen · CIK 0001984652 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 125,542

F2 · kind: Represents the non-discretionary sale of common shares pursuant to the Reporting Person's 10b5-1 Plan, adopted on March 9, 2023, to satisfy the Reporting Person's tax obligations with respect to the vesting of a previous grant of restricted stock units.

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February 01, 2024 Filed Feb 5, 2024 19:55 UTC Arbutus Biopharma Corp ABUS · Entity 4953 GrantStock Option (Right to Buy) · Derivative 403,900 $0.00 Strike: $2.40 $0.00
Disclosure

SEC source: 0001447028-24-000028 · wk-form4_1707180890.xml · derivative · entry 3

Sims Karen · CIK 0001984652 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 403,900

Underlying: Common Shares · 403,900 shares

Expires 2034-02-01

F3 · derivative.exercise_price: Reflects the closing price of the Company's common shares on the Nasdaq Stock Market on the date of the grant.

F4 · derivative.exercise_date: This option vests over a four-year period, with 1/48th of the shares subject to the option vesting in substantially equal monthly installments measured from one month following the grant date, subject to the Reporting Person's continuous service as of each vesting date.

Read SEC document
February 01, 2024 Filed Feb 5, 2024 19:55 UTC Arbutus Biopharma Corp ABUS · Entity 4953 GrantCommon Shares 101,000 $0.00 $0.00
Disclosure

SEC source: 0001447028-24-000028 · wk-form4_1707180890.xml · nonDerivative · entry 1

Sims Karen · CIK 0001984652 · Chief Medical Officer

10b5-1 filing: Plan reported

Ownership: Direct

Disclosed balance after: 129,900

F1 · shares: Represents the grant of restricted stock units ("RSUs"), which represent a contingent right to receive one common share for each RSU. The RSUs vest in three equal annual installments beginning one year from the grant date, subject to the Reporting Person's continuous service as of each vesting date. Unless otherwise provided, on each vesting date, common shares will automatically be sold to satisfy the Reporting Person's tax withholding obligations in a non-discretionary transaction.

Read SEC document
July 10, 2023 Filed Jul 12, 2023 16:50 UTC Arbutus Biopharma Corp ABUS · Entity 4953 GrantStock Option (Right to Buy) · Derivative 153,640 $0.00 Strike: $2.26 $0.00
Disclosure

SEC source: 0001447028-23-000070 · wk-form4_1689195036.xml · derivative · entry 1

Sims Karen · CIK 0001984652 · Chief Medical Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 153,640

Underlying: Common Shares · 153,640 shares

Expires 2033-07-10

F1 · derivative.exercise_date: This option vests over a four-year period, with 1/48th of the shares subject to the option vesting in substantially equal monthly installments measured from one month following the grant date, subject to the Reporting Person's continuous service as of each vesting date.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.