person · Reporting owner
Bailey Steven Richard
Disclosed activity across 3 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PNMAC Holdings, Inc.PFSI · Entity 162615 | Chief Mtge Ops Ofcr | April 05, 2017 | April 07, 2017 |
| PennyMac Financial Services, Inc.PFSI · Entity 4100 | Chief Servicing Officer | February 14, 2025 | February 19, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PNMAC Holdings, Inc.
Report date April 05, 2017 · Filed April 07, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common StockSEC Table I · non-derivative | Direct | 13,564 |
Reported balance
After 2017-04-05 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2017-04-05 · Sale · Disposed 5,600 · Balance 13,564 F1: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F2: The price reported is the weighted average price of multiple transactions ranging from $15.95 to $16.60. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. F3: The reported amount consists of 9,002 restricted stock units and 4,562 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. |
| Class A Common StockSEC Table I · non-derivative | Direct | 9,002 |
Reported balance
After 2017-04-06 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2017-04-06 · Sale · Disposed 4,562 · Balance 9,002 F1: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan. F4: The price reported is the weighted average price of multiple transactions ranging from $15.75 to $16.10. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. F5: The reported amount consists of 9,002 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting. |
| Cl A Units of Private Nat'l Mortgage Acceptance Company, LLCSEC Table II · derivative / convertible security | Direct | 643,668 |
Reported balance
Holding disclosure · report date 2017-04-05 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance 643,668 F6: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $21.03 · Expires 2023-06-12 | Direct | 15,882 |
Reported balance
Holding disclosure · report date 2017-04-05 · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · Balance 15,882 F7: This nonstatutory stock option to purchase 15,882 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.26 · Expires 2024-02-25 | Direct | 28,216 |
Reported balance
Holding disclosure · report date 2017-04-05 · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · Balance 28,216 F8: This nonstatutory stock option to purchase 28,216 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $17.52 · Expires 2025-03-02 | Direct | 23,829 |
Reported balance
Holding disclosure · report date 2017-04-05 · row 6
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 6 · Balance 23,829 F9: This nonstatutory stock option to purchase 23,829 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $11.28 · Expires 2026-03-06 | Direct | 27,771 |
Reported balance
Holding disclosure · report date 2017-04-05 · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · Balance 27,771 F10: This nonstatutory stock option to purchase 27,771 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $18.05 · Expires 2027-03-05 | Direct | 22,506 |
Reported balance
Holding disclosure · report date 2017-04-05 · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · Balance 22,506 F11: This nonstatutory stock option to purchase 22,506 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date. |
Filing footnotes · ownership attribution and instrument terms
F1: These shares of Class A Common Stock were sold pursuant to a 10b5-1 plan.
F2: The price reported is the weighted average price of multiple transactions ranging from $15.95 to $16.60. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.
F3: The reported amount consists of 9,002 restricted stock units and 4,562 shares of Class A Common Stock. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.
F4: The price reported is the weighted average price of multiple transactions ranging from $15.75 to $16.10. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected.
F5: The reported amount consists of 9,002 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Class A Common Stock upon vesting.
F6: Pursuant to the terms of an exchange agreement, Class A Units of Private National Mortgage Acceptance Company, LLC are exchangeable for shares of Class A Common Stock of the Issuer on a one-for-one basis, subject to customary conversion rate adjustments.
F7: This nonstatutory stock option to purchase 15,882 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of June 13, 2014, 2015 and 2016, subject to the Reporting Person's committed service through each date.
F8: This nonstatutory stock option to purchase 28,216 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2015, 2016 and 2017, subject to the Reporting Person's committed service through each date.
F9: This nonstatutory stock option to purchase 23,829 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 3, 2016, 2017 and 2018, subject to the Reporting Person's committed service through each date.
F10: This nonstatutory stock option to purchase 27,771 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 7, 2017, 2018 and 2019, subject to the Reporting Person's committed service through each date.
F11: This nonstatutory stock option to purchase 22,506 shares of Class A Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 6, 2018, 2019 and 2020, subject to the Reporting Person's committed service through each date.
PennyMac Financial Services, Inc.
Report date February 14, 2025 · Filed February 19, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 16,389 |
Reported balance
After 2025-02-14 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2025-02-14 · Grant · Acquired 1,719 · Balance 16,389 F1: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting. F2: The reported amount consists of 8,181 restricted stock units and 8,208 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. |
| Nonstatutory Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $101.76 · Expires 2035-02-13 | Direct | 4,385 |
Reported balance
After 2025-02-14 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-02-14 · Grant · Acquired 4,385 · Balance 4,385 F3: This nonstatutory stock option to purchase 4,385 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 14, 2026, 2027 and 2028, subject to the Reporting Person's continued service through each date. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting.
F2: The reported amount consists of 8,181 restricted stock units and 8,208 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting.
F3: This nonstatutory stock option to purchase 4,385 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 14, 2026, 2027 and 2028, subject to the Reporting Person's continued service through each date.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
PennyMac Mortgage Investment Trust
Report date March 12, 2018 · Filed March 14, 2018
Section 16 reporting ended · disclosed 2018-03-14. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 19,081 |
Reported balance
After 2018-03-12 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2018-03-12 · Grant · Acquired 5,104 · Balance 19,081 F1: The Reporting Person was granted 5,104 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting. F2: The reported amount consists of 19,081 restricted share units. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. |
| Common Shares of Beneficial InterestSEC Table I · non-derivative | Direct | 20,543 |
Reported balance
After 2018-03-12 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2018-03-12 · Exercise / conversion · Acquired 1,462 · Balance 20,543 F3: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. F4: The reported amount consists of 19,081 restricted share units and 1,462 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting. |
| Performance-Based Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 1,462 |
Reported balance
After 2018-03-12 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2018-03-12 · Grant · Acquired 1,462 · Balance 1,462 F3: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. |
| Performance-Based Restricted Share UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2018-03-12 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2018-03-12 · Exercise / conversion · Disposed 1,462 · Balance 0 F3: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%. |
Filing footnotes · ownership attribution and instrument terms
F1: The Reporting Person was granted 5,104 restricted share units. The restricted share units, which vest in three equal annual installments beginning on the first anniversary of the grant date, are to be settled in an equal number of common shares of beneficial interest upon vesting.
F2: The reported amount consists of 19,081 restricted share units. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
F3: This performance-based restricted share unit (PSU) award was granted to the Reporting Person on February 23, 2017 and may vest in three equal installments subject to the satisfaction of certain performance based criteria for each of the fiscal years ending 2017, 2018 and 2019. The PSU vested as to one-third on March 12, 2018 and the payout of common shares of beneficial interest pursuant to the PSU award for the 2017 fiscal year was determined based on the Issuer's return on equity (ROE) of 7.72% for the period of January 1, 2017 through December 31, 2017 as measured against ROE targets established at the time of grant. The payout percentage for the award based on target achievement was 68%.
F4: The reported amount consists of 19,081 restricted share units and 1,462 common shares of beneficial interest. The restricted share units are to be settled in an equal number of common shares of beneficial interest upon vesting.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 14, 2025 Filed Feb 19, 2025 18:38 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantNonstatutory Stock Option (Right to Buy) · Derivative | 4,385 | $0.00 Strike: $101.76 | $0.00 |
DisclosureSEC source: 0001127602-25-005641 · form4.xml · derivative · entry 2 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,385 Underlying: Common Stock · 4,385 shares Expires 2035-02-13 F3 · derivative.exercise_date: This nonstatutory stock option to purchase 4,385 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 14, 2026, 2027 and 2028, subject to the Reporting Person's continued service through each date. Read SEC document |
| February 14, 2025 Filed Feb 19, 2025 18:38 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 1,719 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-25-005641 · form4.xml · nonDerivative · entry 1 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,389 F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting. F2 · balance_after: The reported amount consists of 8,181 restricted stock units and 8,208 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 17:24 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative | 2,229 | $0.00 Strike: $60.74 | $0.00 |
DisclosureSEC source: 0001127602-24-024153 · form4.xml · derivative · entry 10 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,459 Underlying: Common Stock · 2,229 shares Expires 2033-02-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.underlying_shares: This nonstatutory stock option to purchase shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 24, 2024, 2025 and 2026, subject to the Reporting Person's continued service through each date. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 17:24 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative | 4,627 | $0.00 Strike: $57.10 | $0.00 |
DisclosureSEC source: 0001127602-24-024153 · form4.xml · derivative · entry 9 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,591 Underlying: Common Stock · 4,627 shares Expires 2032-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.underlying_shares: This nonstatutory stock option to purchase shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 23, 2023, 2024 and 2025, subject to the Reporting Person's continued service through each date. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 17:24 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative | 2,962 | $0.00 Strike: $57.10 | $0.00 |
DisclosureSEC source: 0001127602-24-024153 · form4.xml · derivative · entry 8 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 12,218 Underlying: Common Stock · 2,962 shares Expires 2032-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.underlying_shares: This nonstatutory stock option to purchase shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 23, 2023, 2024 and 2025, subject to the Reporting Person's continued service through each date. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 17:24 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative | 4,312 | $0.00 Strike: $58.85 | $0.00 |
DisclosureSEC source: 0001127602-24-024153 · form4.xml · derivative · entry 7 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 4,312 shares Expires 2031-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 17:24 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 3,865 | $117.37 | $453,643.55 |
DisclosureSEC source: 0001127602-24-024153 · form4.xml · nonDerivative · entry 6 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,670 F6 · price: The price reported is the weighted average price of multiple transactions ranging from $117.27 to $117.60. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 17:24 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 10,265 | $116.70 | $1,197,930.63 |
DisclosureSEC source: 0001127602-24-024153 · form4.xml · nonDerivative · entry 5 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,535 F5 · price: The price reported is the weighted average price of multiple transactions ranging from $116.22 to $117.19. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 17:24 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionCommon Stock | 2,229 | $60.74 | $135,389.46 |
DisclosureSEC source: 0001127602-24-024153 · form4.xml · nonDerivative · entry 4 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 28,800 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · balance_after: The reported amount consists of 6,462 restricted stock units and 22,338 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 17:24 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionCommon Stock | 4,627 | $57.10 | $264,201.70 |
DisclosureSEC source: 0001127602-24-024153 · form4.xml · nonDerivative · entry 3 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 26,571 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: The reported amount consists of 6,462 restricted stock units and 20,109 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 17:24 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionCommon Stock | 2,962 | $57.10 | $169,130.20 |
DisclosureSEC source: 0001127602-24-024153 · form4.xml · nonDerivative · entry 2 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 21,944 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: The reported amount consists of 6,462 restricted stock units and 15,482 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| September 16, 2024 Filed Sep 18, 2024 17:24 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionCommon Stock | 4,312 | $58.85 | $253,761.20 |
DisclosureSEC source: 0001127602-24-024153 · form4.xml · nonDerivative · entry 1 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,982 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reported amount consists of 6,462 restricted stock units and 12,520 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 18:03 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 8,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008244 · form4.xml · derivative · entry 6 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,494 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 25, 2021 and vested on February 29, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout percentage for the award of 114.3%. F2 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 25, 2021 and vested on February 29, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout percentage for the award of 114.3%. F2 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 25, 2021 and vested on February 29, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout percentage for the award of 114.3%. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 18:03 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantPerformance-Based Restricted Stock Units · Derivative | 8,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008244 · form4.xml · derivative · entry 5 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,494 Underlying: Common Stock · 8,494 shares Expires not disclosed F2 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 25, 2021 and vested on February 29, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout percentage for the award of 114.3%. F2 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 25, 2021 and vested on February 29, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout percentage for the award of 114.3%. F2 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 25, 2021 and vested on February 29, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout percentage for the award of 114.3%. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 18:03 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantNonstatutory Stock Option (Right to Buy) · Derivative | 5,151 | $0.00 Strike: $84.93 | $0.00 |
DisclosureSEC source: 0001127602-24-008244 · form4.xml · derivative · entry 4 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,151 Underlying: Common Stock · 5,151 shares Expires 2034-02-28 F4 · derivative.exercise_date: This nonstatutory stock option to purchase 5,151 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of March 1, 2025, 2026 and 2027, subject to the Reporting Person's continued service through each date. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 18:03 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 3,283 | $83.87 | $275,345.21 |
DisclosureSEC source: 0001127602-24-008244 · form4.xml · nonDerivative · entry 3 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,670 F3 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 18:03 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionCommon Stock | 8,494 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008244 · form4.xml · nonDerivative · entry 2 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,893 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 25, 2021 and vested on February 29, 2024, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2021 through December 31, 2023 resulting in a payout percentage for the award of 114.3%. Read SEC document |
| February 29, 2024 Filed Mar 4, 2024 18:03 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 2,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-24-008244 · form4.xml · nonDerivative · entry 1 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 17,953 F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 27, 2024 Filed Feb 28, 2024 21:04 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 331 | $87.06 | $28,816.86 |
DisclosureSEC source: 0001127602-24-007503 · form4.xml · nonDerivative · entry 2 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,399 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F3 · balance_after: The reported amount consists of 4,402 restricted stock units and 2,997 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 27, 2024 Filed Feb 28, 2024 21:04 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 297 | $87.06 | $25,856.82 |
DisclosureSEC source: 0001127602-24-007503 · form4.xml · nonDerivative · entry 1 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 7,730 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 5,393 restricted stock units and 2,337 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 23, 2024 Filed Feb 27, 2024 17:38 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 873 | $86.77 | $75,750.21 |
DisclosureSEC source: 0001127602-24-007281 · form4.xml · nonDerivative · entry 1 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,027 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 6,284 restricted stock units and 1,743 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 20:06 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative | 300 | $0.00 Strike: $57.10 | $0.00 |
DisclosureSEC source: 0001127602-23-029505 · form4.xml · derivative · entry 12 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,180 Underlying: Common Stock · 300 shares Expires 2032-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · derivative.underlying_shares: This nonstatutory stock option to purchase shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 23, 2023, 2024 and 2025, subject to the Reporting Person's continued service through each date. Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 20:06 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 300 | $80.00 | $24,000.00 |
DisclosureSEC source: 0001127602-23-029505 · form4.xml · nonDerivative · entry 8 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,900 Read SEC document |
| December 11, 2023 Filed Dec 12, 2023 20:06 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionCommon Stock | 300 | $57.10 | $17,130.00 |
DisclosureSEC source: 0001127602-23-029505 · form4.xml · nonDerivative · entry 7 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 9,200 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · balance_after: The reported amount consists of 8,900 restricted stock units and 300 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 20:06 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative | 7,289 | $0.00 Strike: $57.10 | $0.00 |
DisclosureSEC source: 0001127602-23-029505 · form4.xml · derivative · entry 11 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 15,480 Underlying: Common Stock · 7,289 shares Expires 2032-02-22 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F8 · derivative.underlying_shares: This nonstatutory stock option to purchase shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 23, 2023, 2024 and 2025, subject to the Reporting Person's continued service through each date. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 20:06 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative | 8,623 | $0.00 Strike: $58.85 | $0.00 |
DisclosureSEC source: 0001127602-23-029505 · form4.xml · derivative · entry 10 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 4,312 Underlying: Common Stock · 8,623 shares Expires 2031-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F7 · derivative.underlying_shares: This nonstatutory stock option to purchase shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 25, 2022, 2023 and 2024, subject to the Reporting Person's continued service through each date. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 20:06 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative | 7,702 | $0.00 Strike: $35.03 | $0.00 |
DisclosureSEC source: 0001127602-23-029505 · form4.xml · derivative · entry 9 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 7,702 shares Expires 2030-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F6 · derivative.underlying_shares: This nonstatutory stock option to purchase shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 26, 2021, 2022 and 2023, subject to the Reporting Person's continued service through each date. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 20:06 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 7,289 | $80.16 | $584,254.90 |
DisclosureSEC source: 0001127602-23-029505 · form4.xml · nonDerivative · entry 6 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 8,900 F4 · price: The price reported is the weighted average price of multiple transactions ranging from $79.87 to $80.23. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 20:06 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 8,623 | $80.16 | $691,182.60 |
DisclosureSEC source: 0001127602-23-029505 · form4.xml · nonDerivative · entry 5 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,189 F4 · price: The price reported is the weighted average price of multiple transactions ranging from $79.87 to $80.23. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 20:06 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 7,702 | $80.16 | $617,359.20 |
DisclosureSEC source: 0001127602-23-029505 · form4.xml · nonDerivative · entry 4 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 24,812 F4 · price: The price reported is the weighted average price of multiple transactions ranging from $79.87 to $80.23. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Common Stock and the prices at which the transactions were effected. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 20:06 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionCommon Stock | 7,289 | $57.10 | $416,201.90 |
DisclosureSEC source: 0001127602-23-029505 · form4.xml · nonDerivative · entry 3 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 32,514 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · balance_after: The reported amount consists of 8,900 restricted stock units and 23,614 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 20:06 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionCommon Stock | 8,623 | $58.85 | $507,463.55 |
DisclosureSEC source: 0001127602-23-029505 · form4.xml · nonDerivative · entry 2 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 25,225 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · balance_after: The reported amount consists of 8,900 restricted stock units and 16,325 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| December 08, 2023 Filed Dec 12, 2023 20:06 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionCommon Stock | 7,702 | $35.03 | $269,801.06 |
DisclosureSEC source: 0001127602-23-029505 · form4.xml · nonDerivative · entry 1 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,602 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: The reported amount consists of 8,900 restricted stock units and 7,702 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 01, 2023 Filed Mar 1, 2023 21:28 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 615 | $61.20 | $37,638.43 |
DisclosureSEC source: 0001127602-23-008058 · form4.xml · nonDerivative · entry 3 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,900 F3 · price: The price reported is the weighted average price of multiple transactions ranging from $61.18 to $61.23. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. F5 · balance_after: The reported amount consists of 8,900 restricted stock units. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| March 01, 2023 Filed Mar 1, 2023 21:28 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 12,989 | $60.68 | $788,116.67 |
DisclosureSEC source: 0001127602-23-008058 · form4.xml · nonDerivative · entry 2 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,515 F3 · price: The price reported is the weighted average price of multiple transactions ranging from $61.18 to $61.23. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. F4 · balance_after: The reported amount consists of 8,900 restricted stock units and 615 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 27, 2023 Filed Mar 1, 2023 21:28 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 1,407 | $60.74 | $85,461.18 |
DisclosureSEC source: 0001127602-23-008058 · form4.xml · nonDerivative · entry 1 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 22,504 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 11,973 restricted stock units and 10,531 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:28 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 20,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007691 · form4.xml · derivative · entry 9 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 20,166 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%. F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%. F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:28 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantPerformance-Based Restricted Stock Units · Derivative | 20,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007691 · form4.xml · derivative · entry 8 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,166 Underlying: Common Stock · 20,166 shares Expires not disclosed F3 · derivative.exercise_price: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%. F3 · derivative.exercise_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%. F3 · derivative.expiration_date: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:28 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantNonstatutory Stock Option (Right to Buy) · Derivative | 6,688 | $0.00 Strike: $60.74 | $0.00 |
DisclosureSEC source: 0001127602-23-007691 · form4.xml · derivative · entry 7 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,688 Underlying: Common Stock · 6,688 shares Expires 2033-02-23 F7 · derivative.underlying_shares: This nonstatutory stock option to purchase 6,688 shares of Common Stock of the Issuer will vest as to one-third of the optioned shares on each of February 23, 2023, 2024 and 2025, subject to the Reporting Person's continued service through each date. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:28 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 9,999 | $61.81 | $618,038.19 |
DisclosureSEC source: 0001127602-23-007691 · form4.xml · nonDerivative · entry 3 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,911 F5 · shares: Represents shares withheld for taxes upon vesting of performance-based restricted stock units. F6 · balance_after: The reported amount consists of 11,973 restricted stock units and 11,938 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:28 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionCommon Stock | 20,166 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007691 · form4.xml · nonDerivative · entry 2 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,910 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: This performance-based restricted stock unit (PSU) award was granted to the Reporting Person on February 26, 2020 and vested on February 24, 2023, as determined by the Compensation Committee of the Board of Directors. The payout of shares of Common Stock pursuant to the PSU award was determined based on return on equity and leverage ratio performance for the period of January 1, 2020 through December 31, 2022 resulting in a payout percentage for the award of 162%. F4 · balance_after: The reported amount consists of 11,973 restricted stock units and 21,937 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 24, 2023 Filed Feb 28, 2023 21:28 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | GrantCommon Stock | 2,675 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-23-007691 · form4.xml · nonDerivative · entry 1 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,744 F1 · shares: The Reporting Person was granted restricted stock units, which will vest in three equal installments beginning on the first anniversary of the date of grant, are to be settled in an equal number of shares of Common Stock upon vesting. F2 · balance_after: The reported amount consists of 11,973 restricted stock units and 1,771 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 23, 2023 Filed Feb 27, 2023 18:09 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Tax withholdingCommon Stock | 845 | $60.97 | $51,519.65 |
DisclosureSEC source: 0001127602-23-007380 · form4.xml · nonDerivative · entry 1 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,069 F1 · shares: Represents shares withheld for taxes upon vesting of restricted share units. F2 · balance_after: The reported amount consists of 9,298 restricted stock units and 1,771 of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 08, 2023 Filed Feb 8, 2023 20:23 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative | 15,403 | $0.00 Strike: $35.03 | $0.00 |
DisclosureSEC source: 0001127602-23-004087 · form4.xml · derivative · entry 10 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,702 Underlying: Common Stock · 15,403 shares Expires 2030-02-25 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2023 Filed Feb 8, 2023 20:23 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative | 3,520 | $0.00 Strike: $22.92 | $0.00 |
DisclosureSEC source: 0001127602-23-004087 · form4.xml · derivative · entry 9 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 3,520 shares Expires 2029-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2023 Filed Feb 8, 2023 20:23 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 15,403 | $66.33 | $1,021,756.46 |
DisclosureSEC source: 0001127602-23-004087 · form4.xml · nonDerivative · entry 7 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,914 F10 · balance_after: The reported amount consists of 11,914 restricted stock units. These restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 08, 2023 Filed Feb 8, 2023 20:23 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionCommon Stock | 15,403 | $35.03 | $539,567.09 |
DisclosureSEC source: 0001127602-23-004087 · form4.xml · nonDerivative · entry 6 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 27,317 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F9 · balance_after: The reported amount consists of 11,914 restricted stock units and 15,403 shares of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 08, 2023 Filed Feb 8, 2023 20:23 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | SaleCommon Stock | 3,520 | $66.33 | $233,498.85 |
DisclosureSEC source: 0001127602-23-004087 · form4.xml · nonDerivative · entry 5 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,914 F6 · price: The price reported is the weighted average price of multiple transactions ranging from $65.52 to $66.51. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. F7 · price: The price reported is the weighted average price of multiple transactions ranging from $66.52 to $66.87. The reporting person hereby undertakes to provide upon request to the SEC, the Issuer or a security holder of the Issuer the number of Class A Common Stock and the prices at which the transactions were effected. F8 · balance_after: The reported amount consists of 11,914 restricted stock units. These restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 08, 2023 Filed Feb 8, 2023 20:23 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionCommon Stock | 3,520 | $22.92 | $80,678.40 |
DisclosureSEC source: 0001127602-23-004087 · form4.xml · nonDerivative · entry 4 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,434 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · balance_after: The reported amount consists of 11,914 restricted stock units and 3,520 of Common Stock. The restricted stock units are to be settled in an equal number of shares of Common Stock upon vesting. Read SEC document |
| February 07, 2023 Filed Feb 8, 2023 20:23 UTC | PennyMac Financial Services, Inc. PFSI · Entity 4100 | Exercise / conversionNonstatutory Stock Option (Right to Buy) · Derivative | 4,317 | $0.00 Strike: $22.92 | $0.00 |
DisclosureSEC source: 0001127602-23-004087 · form4.xml · derivative · entry 8 Bailey Steven Richard · CIK 0001571945 · Chief Servicing Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,520 Underlying: Common Stock · 4,317 shares Expires 2029-03-14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.