Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Golden Minerals CoAUMN · Entity 8289 | Chief Financial Officer | December 31, 2024 | February 21, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Golden Minerals Co
Report date December 31, 2024 · Filed February 21, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 100,000 |
Reported balance
After 2024-08-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2024-08-15 · Grant · Acquired 100,000 · Balance 100,000 F3: Each Restricted Stock Unit ('RSU') represents a contingent right to receive one share of the Company's common stock. The RSUs will fully vest upon any Change of Control as defined in Golden Minerals Company's 2023 Equity Incentive Plan, or, if no Change of Control occurs, one-third of the RSUs will vest on the one year anniversary of the grant date, one-third of the RSUs will vest on the second anniversary of the grant date, and one-third of the RSUs will vest on the third anniversary of the grant date. F1: The reporting person was appointed as Golden Minerals Company's (the "Company") Chief Financial Officer on August 15, 2024. This Form 5 is filed in lieu of (i) a delinquent Form 3 which should have been filed by August 26, 2024 and (ii) a delinquent Form 4 which should have been filed by August 19, 2024. F4: Shares of common stock represented by vested RSUs will be issued to the reporting person on the date on which the reporting person ceases to serve as Chief Financial Officer of the Company. |
| Common StockSEC Table I · non-derivative | Direct | 2,000 |
Reported balance
Holding disclosure · report date 2024-12-31 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 2,000 F1: The reporting person was appointed as Golden Minerals Company's (the "Company") Chief Financial Officer on August 15, 2024. This Form 5 is filed in lieu of (i) a delinquent Form 3 which should have been filed by August 26, 2024 and (ii) a delinquent Form 4 which should have been filed by August 19, 2024. F2: Restricted Stock Awards ("RSAs") granted under the Company's Amended and Restated 2009 Equity Incentive Plan, prior to Mr. Dwyer becoming a Company insider. To date 1,334 of the RSAs have vested and the remaining RSAs will vest on September 26, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person was appointed as Golden Minerals Company's (the "Company") Chief Financial Officer on August 15, 2024. This Form 5 is filed in lieu of (i) a delinquent Form 3 which should have been filed by August 26, 2024 and (ii) a delinquent Form 4 which should have been filed by August 19, 2024.
F2: Restricted Stock Awards ("RSAs") granted under the Company's Amended and Restated 2009 Equity Incentive Plan, prior to Mr. Dwyer becoming a Company insider. To date 1,334 of the RSAs have vested and the remaining RSAs will vest on September 26, 2025.
F3: Each Restricted Stock Unit ('RSU') represents a contingent right to receive one share of the Company's common stock. The RSUs will fully vest upon any Change of Control as defined in Golden Minerals Company's 2023 Equity Incentive Plan, or, if no Change of Control occurs, one-third of the RSUs will vest on the one year anniversary of the grant date, one-third of the RSUs will vest on the second anniversary of the grant date, and one-third of the RSUs will vest on the third anniversary of the grant date.
F4: Shares of common stock represented by vested RSUs will be issued to the reporting person on the date on which the reporting person ceases to serve as Chief Financial Officer of the Company.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| August 15, 2024 Filed Feb 21, 2025 23:44 UTC | Golden Minerals Co AUMN · Entity 8289 | GrantRestricted Stock Units · Derivative | 100,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-25-016236 · tm256730-1_5seq1.xml · derivative · entry 2 DWYER JOSEPH GEORGE · CIK 0002057257 · Chief Financial Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 100,000 Underlying: Common Stock · 100,000 shares Expires not disclosed F3 · derivative.exercise_price: Each Restricted Stock Unit ('RSU') represents a contingent right to receive one share of the Company's common stock. The RSUs will fully vest upon any Change of Control as defined in Golden Minerals Company's 2023 Equity Incentive Plan, or, if no Change of Control occurs, one-third of the RSUs will vest on the one year anniversary of the grant date, one-third of the RSUs will vest on the second anniversary of the grant date, and one-third of the RSUs will vest on the third anniversary of the grant date. F1 · kind: The reporting person was appointed as Golden Minerals Company's (the "Company") Chief Financial Officer on August 15, 2024. This Form 5 is filed in lieu of (i) a delinquent Form 3 which should have been filed by August 26, 2024 and (ii) a delinquent Form 4 which should have been filed by August 19, 2024. F4 · derivative.exercise_date: Shares of common stock represented by vested RSUs will be issued to the reporting person on the date on which the reporting person ceases to serve as Chief Financial Officer of the Company. F4 · derivative.expiration_date: Shares of common stock represented by vested RSUs will be issued to the reporting person on the date on which the reporting person ceases to serve as Chief Financial Officer of the Company. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.