Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| STEM, INC.STEM · Entity 7172 | Chief Technology Officer | February 19, 2025 | February 21, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
STEM, INC.
Report date February 19, 2025 · Filed February 21, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $0.0001 Per ShareSEC Table I · non-derivative | Direct | 185,863 |
Ending reported balance
After 2025-02-20 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-02-19 · Exercise / conversion · Acquired 47,138 · Balance 199,157 Row 2 · 2025-02-20 · Sale · Disposed 13,294 · Balance 185,863 F1: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person. |
| Restricted Stock UnitSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 476,369 |
Reported balance
After 2025-02-19 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-02-19 · Exercise / conversion · Disposed 47,138 · Balance 476,369 F2: On May 9, 2023, the reporting person was granted 141,414 RSUs vesting in three annual installments beginning February 2024. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person.
F2: On May 9, 2023, the reporting person was granted 141,414 RSUs vesting in three annual installments beginning February 2024.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 20, 2025 Filed Feb 21, 2025 20:46 UTC | STEM, INC. STEM · Entity 7172 | SaleCommon Stock, Par Value $0.0001 Per Share | 13,294 | $0.63 | $8,331.35 |
DisclosureSEC source: 0000950170-25-025180 · ownership.xml · nonDerivative · entry 2 Albert Hofeldt · CIK 0002042599 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 185,863 F1 · kind: Represents shares of common stock automatically sold to cover the reporting person's tax liability in connection with the settlement of RSUs. This "sell to cover" transaction does not represent a discretionary trade by the reporting person. Read SEC document |
| February 19, 2025 Filed Feb 21, 2025 20:46 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionRestricted Stock Unit · Derivative | 47,138 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-025180 · ownership.xml · derivative · entry 3 Albert Hofeldt · CIK 0002042599 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 476,369 Underlying: Common Stock, Par Value $0.0001 Per Share · 47,138 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_date: On May 9, 2023, the reporting person was granted 141,414 RSUs vesting in three annual installments beginning February 2024. F2 · derivative.expiration_date: On May 9, 2023, the reporting person was granted 141,414 RSUs vesting in three annual installments beginning February 2024. Read SEC document |
| February 19, 2025 Filed Feb 21, 2025 20:46 UTC | STEM, INC. STEM · Entity 7172 | Exercise / conversionCommon Stock, Par Value $0.0001 Per Share | 47,138 | $0.00 | $0.00 |
DisclosureSEC source: 0000950170-25-025180 · ownership.xml · nonDerivative · entry 1 Albert Hofeldt · CIK 0002042599 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 199,157 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| November 01, 2024 Filed Nov 1, 2024 16:05 UTC | STEM, INC. STEM · Entity 7172 | GrantRestricted Stock Unit · Derivative | 275,000 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001758766-24-000181 · wk-form4_1730491512.xml · derivative · entry 1 Albert Hofeldt · CIK 0002042599 · Chief Technology Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 523,507 Underlying: Common Stock, Par Value $0.0001 Per Share · 275,000 shares Expires not disclosed F1 · derivative.exercise_date: The RSU award vests 100% on November 7, 2025. F1 · derivative.expiration_date: The RSU award vests 100% on November 7, 2025. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.