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ROBERTS LEE D

Disclosed activity across 3 companies

Tapewire entity
82797
SEC CIK
0001169918

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
QAD INCQADA_QADB · Entity 133711DirectorJune 11, 2020June 15, 2020
UNISYS CORPUIS · Entity 6360DirectorFebruary 24, 2025February 27, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

QAD INC

Report date June 11, 2020 · Filed June 15, 2020

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect30,156 Reported balance After 2020-06-11 transaction · row 1
1 source row

Row 1 · 2020-06-11 · Grant · Acquired 4,000 · Balance 30,156

UNISYS CORP

Report date February 24, 2025 · Filed February 27, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect253,427 Reported balance After 2025-02-24 transaction · row 1
1 source row

Row 1 · 2025-02-24 · Grant · Acquired 44,643 · Balance 253,427

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Inovalon Holdings, Inc.

Report date November 24, 2021 · Filed November 29, 2021

Section 16 reporting ended · disclosed 2021-11-29. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common StockSEC Table I · non-derivativeDirect0 Reported balance After 2021-11-24 transaction · row 1
1 source row

Row 1 · 2021-11-24 · Disposition to issuer · Disposed 140,532 · Balance 0

F1: Disposition pursuant to Agreement and Plan of Merger, dated as of August 19, 2021 (the "Merger Agreement") by and among Issuer, Ocala Bidco, Inc., a Delaware corporation ("Parent"), and Ocala Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent.

F2: In the Merger, each share of Issuer's Class A Common Stock and Class B Common Stock (together, the "Common Stock") issued and outstanding immediately prior to the Merger effective time (but excluding any Rollover Shares (as defined in Issuer's proxy statement), cancelled shares and any dissenting shares) was cancelled and extinguished and automatically converted into and thereafter solely represented the right to receive the merger consideration of $41 per share in cash (the "Merger Consideration") without interest and less any applicable withholding taxes, subject to and in accordance with the terms and conditions of the Merger Agreement.

Restricted Stock UnitsSEC Table II · derivative / convertible securityDirect0 Reported balance After 2021-11-24 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2021-11-24 · Disposition to issuer · Disposed 2,305 · Balance 0

F3: Pursuant to the Merger Agreement, immediately prior to the Merger effective time, each unvested award of restricted stock units with respect to shares of Common Stock was cancelled and terminated and converted into the right solely to receive an amount in cash, without interest, equal to the product obtained by multiplying (i) the aggregate number of shares of Common Stock underlying such restricted stock unit award by (ii) the Merger Consideration, less any applicable withholding taxes.

Filing footnotes · ownership attribution and instrument terms

F1: Disposition pursuant to Agreement and Plan of Merger, dated as of August 19, 2021 (the "Merger Agreement") by and among Issuer, Ocala Bidco, Inc., a Delaware corporation ("Parent"), and Ocala Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent.

F2: In the Merger, each share of Issuer's Class A Common Stock and Class B Common Stock (together, the "Common Stock") issued and outstanding immediately prior to the Merger effective time (but excluding any Rollover Shares (as defined in Issuer's proxy statement), cancelled shares and any dissenting shares) was cancelled and extinguished and automatically converted into and thereafter solely represented the right to receive the merger consideration of $41 per share in cash (the "Merger Consideration") without interest and less any applicable withholding taxes, subject to and in accordance with the terms and conditions of the Merger Agreement.

F3: Pursuant to the Merger Agreement, immediately prior to the Merger effective time, each unvested award of restricted stock units with respect to shares of Common Stock was cancelled and terminated and converted into the right solely to receive an amount in cash, without interest, equal to the product obtained by multiplying (i) the aggregate number of shares of Common Stock underlying such restricted stock unit award by (ii) the Merger Consideration, less any applicable withholding taxes.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 24, 2025 Filed Feb 27, 2025 00:40 UTC UNISYS CORP UIS · Entity 6360 GrantCommon Stock 44,643 $0.00 $0.00
Disclosure

SEC source: 0001062993-25-003720 · form4.xml · nonDerivative · entry 1

ROBERTS LEE D · CIK 0001169918 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 253,427

Read SEC document
February 26, 2024 Filed Feb 28, 2024 21:15 UTC UNISYS CORP UIS · Entity 6360 GrantCommon Stock 36,037 $0.00 $0.00
Disclosure

SEC source: 0001062993-24-004756 · form4.xml · nonDerivative · entry 1

ROBERTS LEE D · CIK 0001169918 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 208,784

Read SEC document
February 28, 2023 Filed Mar 2, 2023 22:29 UTC UNISYS CORP UIS · Entity 6360 GrantCommon Stock 40,161 $0.00 $0.00
Disclosure

SEC source: 0001857647-23-000022 · primary_doc.xml · nonDerivative · entry 1

ROBERTS LEE D · CIK 0001169918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 172,747

F1 · kind: Restricted stock units granted under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vested 100% on the date of grant, February 28, 2023, into shares of Unisys Corporation common stock.

Read SEC document
December 01, 2022 Filed Dec 2, 2022 14:36 UTC UNISYS CORP UIS · Entity 6360 PurchaseCommon Stock 20,000 $4.37 $87,400.00
Disclosure

SEC source: 0001838400-22-000007 · primary_doc.xml · nonDerivative · entry 1

ROBERTS LEE D · CIK 0001169918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 132,586

F1 · kind: These shares were purchased in multiple transactions, each at a price of $4.37 per share. The reporting person undertakes to provide Unisys Corporation, any security holder of Unisys Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at the price set forth in this footnote (1) to this Form 4.

Read SEC document
February 25, 2022 Filed Mar 1, 2022 00:20 UTC UNISYS CORP UIS · Entity 6360 GrantCommon Stock 9,187 $0.00 $0.00
Disclosure

SEC source: 0001857647-22-000014 · primary_doc.xml · nonDerivative · entry 1

ROBERTS LEE D · CIK 0001169918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 92,586

F1 · kind: Restricted stock units granted under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vested 100% on the date of grant, February 25, 2022, into shares of Unisys Corporation common stock.

Read SEC document
February 25, 2022 Filed Mar 3, 2022 21:45 UTC Amendment UNISYS CORP UIS · Entity 6360 GrantCommon Stock 9,187 $0.00 $0.00
Disclosure

SEC source: 0001857647-22-000027 · primary_doc.xml · nonDerivative · entry 1

ROBERTS LEE D · CIK 0001169918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 112,586

F1 · kind: Restricted stock units granted under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vested 100% on the date of grant, February 25, 2022, into shares of Unisys Corporation common stock.

Read SEC document
November 24, 2021 Filed Nov 29, 2021 20:55 UTC Inovalon Holdings, Inc. INOV · Entity 133038 Disposition to issuerRestricted Stock Units · Derivative 2,305 $41.00 $94,505.00
Disclosure

SEC source: 0001619954-21-000151 · wf-form4_163823732576413.xml · derivative · entry 2

ROBERTS LEE D · CIK 0001169918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 2,305 shares

Expires not disclosed

F3 · derivative.exercise_price: Pursuant to the Merger Agreement, immediately prior to the Merger effective time, each unvested award of restricted stock units with respect to shares of Common Stock was cancelled and terminated and converted into the right solely to receive an amount in cash, without interest, equal to the product obtained by multiplying (i) the aggregate number of shares of Common Stock underlying such restricted stock unit award by (ii) the Merger Consideration, less any applicable withholding taxes.

F3 · kind: Pursuant to the Merger Agreement, immediately prior to the Merger effective time, each unvested award of restricted stock units with respect to shares of Common Stock was cancelled and terminated and converted into the right solely to receive an amount in cash, without interest, equal to the product obtained by multiplying (i) the aggregate number of shares of Common Stock underlying such restricted stock unit award by (ii) the Merger Consideration, less any applicable withholding taxes.

F3 · price: Pursuant to the Merger Agreement, immediately prior to the Merger effective time, each unvested award of restricted stock units with respect to shares of Common Stock was cancelled and terminated and converted into the right solely to receive an amount in cash, without interest, equal to the product obtained by multiplying (i) the aggregate number of shares of Common Stock underlying such restricted stock unit award by (ii) the Merger Consideration, less any applicable withholding taxes.

F3 · derivative.exercise_date: Pursuant to the Merger Agreement, immediately prior to the Merger effective time, each unvested award of restricted stock units with respect to shares of Common Stock was cancelled and terminated and converted into the right solely to receive an amount in cash, without interest, equal to the product obtained by multiplying (i) the aggregate number of shares of Common Stock underlying such restricted stock unit award by (ii) the Merger Consideration, less any applicable withholding taxes.

F3 · derivative.expiration_date: Pursuant to the Merger Agreement, immediately prior to the Merger effective time, each unvested award of restricted stock units with respect to shares of Common Stock was cancelled and terminated and converted into the right solely to receive an amount in cash, without interest, equal to the product obtained by multiplying (i) the aggregate number of shares of Common Stock underlying such restricted stock unit award by (ii) the Merger Consideration, less any applicable withholding taxes.

Read SEC document
November 24, 2021 Filed Nov 29, 2021 20:55 UTC Inovalon Holdings, Inc. INOV · Entity 133038 Disposition to issuerClass A Common Stock 140,532 $41.00 $5,761,812.00
Disclosure

SEC source: 0001619954-21-000151 · wf-form4_163823732576413.xml · nonDerivative · entry 1

ROBERTS LEE D · CIK 0001169918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

F1 · kind: Disposition pursuant to Agreement and Plan of Merger, dated as of August 19, 2021 (the "Merger Agreement") by and among Issuer, Ocala Bidco, Inc., a Delaware corporation ("Parent"), and Ocala Merger Sub, Inc., a Delaware corporation and a wholly-owned subsidiary of Parent ("Merger Sub"), pursuant to which Merger Sub merged with and into the Issuer (the "Merger"), with the Issuer surviving the Merger as a wholly-owned subsidiary of Parent.

F2 · shares: In the Merger, each share of Issuer's Class A Common Stock and Class B Common Stock (together, the "Common Stock") issued and outstanding immediately prior to the Merger effective time (but excluding any Rollover Shares (as defined in Issuer's proxy statement), cancelled shares and any dissenting shares) was cancelled and extinguished and automatically converted into and thereafter solely represented the right to receive the merger consideration of $41 per share in cash (the "Merger Consideration") without interest and less any applicable withholding taxes, subject to and in accordance with the terms and conditions of the Merger Agreement.

F2 · price: In the Merger, each share of Issuer's Class A Common Stock and Class B Common Stock (together, the "Common Stock") issued and outstanding immediately prior to the Merger effective time (but excluding any Rollover Shares (as defined in Issuer's proxy statement), cancelled shares and any dissenting shares) was cancelled and extinguished and automatically converted into and thereafter solely represented the right to receive the merger consideration of $41 per share in cash (the "Merger Consideration") without interest and less any applicable withholding taxes, subject to and in accordance with the terms and conditions of the Merger Agreement.

Read SEC document
November 23, 2021 Filed Nov 23, 2021 23:54 UTC UNISYS CORP UIS · Entity 6360 PurchaseCommon Stock 10,000 $18.47 $184,666.00
Disclosure

SEC source: 0000746838-21-000087 · primary_doc.xml · nonDerivative · entry 1

ROBERTS LEE D · CIK 0001169918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 103,399

F1 · kind: The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.44 to $18.4698, inclusive. The reporting person undertakes to provide Unisys Corporation, any security holder of Unisys Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote (1) to this Form 4.

Read SEC document
November 05, 2021 Filed Nov 8, 2021 15:57 UTC UNISYS CORP UIS · Entity 6360 PurchaseCommon Stock 10,000 $21.25 $212,500.00
Disclosure

SEC source: 0001739045-21-000007 · primary_doc.xml · nonDerivative · entry 1

ROBERTS LEE D · CIK 0001169918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 93,399

Read SEC document
June 18, 2021 Filed Jun 22, 2021 17:27 UTC Inovalon Holdings, Inc. INOV · Entity 133038 Exercise / conversionRestricted Stock Units · Derivative 9,165 $0.00 $0.00
Disclosure

SEC source: 0001619954-21-000100 · wf-form4_162439721410245.xml · derivative · entry 2

ROBERTS LEE D · CIK 0001169918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,165 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Inovalon Holdings, Inc. Class A Common Stock under the Amended and Restated 2015 Omnibus Incentive Plan.

F2 · derivative.exercise_date: On June 18, 2020, the reporting person was granted 9,165 restricted stock units which vested in full on June 18, 2021.

F2 · derivative.expiration_date: On June 18, 2020, the reporting person was granted 9,165 restricted stock units which vested in full on June 18, 2021.

Read SEC document
June 18, 2021 Filed Jun 22, 2021 17:27 UTC Inovalon Holdings, Inc. INOV · Entity 133038 Exercise / conversionClass A Common Stock 9,165 Not disclosed Not disclosed
Disclosure

SEC source: 0001619954-21-000100 · wf-form4_162439721410245.xml · nonDerivative · entry 1

ROBERTS LEE D · CIK 0001169918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 140,532

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Inovalon Holdings, Inc. Class A Common Stock under the Amended and Restated 2015 Omnibus Incentive Plan.

Read SEC document
June 10, 2021 Filed Jun 11, 2021 17:22 UTC Inovalon Holdings, Inc. INOV · Entity 133038 GrantRestricted Stock Units · Derivative 2,305 $0.00 $0.00
Disclosure

SEC source: 0001619954-21-000088 · wf-form4_162344653959840.xml · derivative · entry 1

ROBERTS LEE D · CIK 0001169918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,305

Underlying: Class A Common Stock · 2,305 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Inovalon Holdings, Inc. Class A Common Stock under the Amended and Restated 2015 Omnibus Incentive Plan.

F2 · derivative.exercise_date: The restricted stock units will vest in full on June 10, 2022, subject to the reporting person's continous service on the vest date.

F2 · derivative.expiration_date: The restricted stock units will vest in full on June 10, 2022, subject to the reporting person's continous service on the vest date.

Read SEC document
February 26, 2021 Filed Mar 2, 2021 17:59 UTC UNISYS CORP UIS · Entity 6360 GrantCommon Stock 6,110 $0.00 $0.00
Disclosure

SEC source: 0000746838-21-000025 · primary_doc.xml · nonDerivative · entry 1

ROBERTS LEE D · CIK 0001169918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 83,399

F1 · kind: Restricted stock units granted under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vested 100% on the date of grant, February 26, 2021, into shares of Unisys Corporation common stock.

Read SEC document
June 18, 2020 Filed Jun 22, 2020 17:28 UTC Inovalon Holdings, Inc. INOV · Entity 133038 GrantRestricted Stock Units · Derivative 9,165 $0.00 $0.00
Disclosure

SEC source: 0001619954-20-000101 · edgar.xml · derivative · entry 1

ROBERTS LEE D · CIK 0001169918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,165

Underlying: Class A Common Stock · 9,165 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Inovalon Holdings, Inc. Class A Common Stock under the Amended and Restated 2015 Omnibus Incentive Plan.

F2 · derivative.exercise_date: The restricted stock units will vest in full on June 18, 2021, subject to the reporting person's continuous service on the vest date.

F2 · derivative.expiration_date: The restricted stock units will vest in full on June 18, 2021, subject to the reporting person's continuous service on the vest date.

Read SEC document
June 11, 2020 Filed Jun 15, 2020 18:14 UTC QAD INC QADA_QADB · Entity 133711 GrantClass A Common Stock 4,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-20-013177 · rdgdoc.xml · nonDerivative · entry 1

ROBERTS LEE D · CIK 0001169918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,156

Read SEC document
June 06, 2020 Filed Jun 9, 2020 18:26 UTC Inovalon Holdings, Inc. INOV · Entity 133038 Exercise / conversionRestricted Stock Units · Derivative 12,654 $0.00 $0.00
Disclosure

SEC source: 0001619954-20-000082 · edgar.xml · derivative · entry 2

ROBERTS LEE D · CIK 0001169918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 12,654 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Inovalon Holdings, Inc. Class A Common Stock under the Amended and Restated 2015 Omnibus Incentive Plan.

F2 · derivative.exercise_date: On June 6, 2019, the reporting person was granted 12,654 restricted stock units which vested in full on June 6, 2020.

F2 · derivative.expiration_date: On June 6, 2019, the reporting person was granted 12,654 restricted stock units which vested in full on June 6, 2020.

Read SEC document
June 06, 2020 Filed Jun 9, 2020 18:26 UTC Inovalon Holdings, Inc. INOV · Entity 133038 Exercise / conversionClass A Common Stock 12,654 Not disclosed Not disclosed
Disclosure

SEC source: 0001619954-20-000082 · edgar.xml · nonDerivative · entry 1

ROBERTS LEE D · CIK 0001169918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 131,367

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Inovalon Holdings, Inc. Class A Common Stock under the Amended and Restated 2015 Omnibus Incentive Plan.

Read SEC document
February 28, 2020 Filed Mar 3, 2020 13:05 UTC UNISYS CORP UIS · Entity 6360 GrantCommon Stock 8,404 $0.00 $0.00
Disclosure

SEC source: 0000746838-20-000069 · primary_doc.xml · nonDerivative · entry 1

ROBERTS LEE D · CIK 0001169918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 77,289

F1 · kind: Restricted stock units granted under the Unisys Corporation 2019 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vested 100% on the date of grant, February 28, 2020, into shares of Unisys Corporation common stock.

Read SEC document
June 24, 2019 Filed Jun 24, 2019 18:47 UTC QAD INC QADA_QADB · Entity 133711 GrantClass A Common Stock (par value $0.001) 4,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-19-012589 · rdgdoc.xml · nonDerivative · entry 1

ROBERTS LEE D · CIK 0001169918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,156

Read SEC document
February 15, 2019 Filed Feb 21, 2019 00:36 UTC UNISYS CORP UIS · Entity 6360 GrantCommon Stock 10,870 $0.00 $0.00
Disclosure

SEC source: 0000746838-19-000046 · primary_doc.xml · nonDerivative · entry 1

ROBERTS LEE D · CIK 0001169918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 68,885

F1 · kind: Restricted stock units granted under the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vested 100% on the date of grant, February 15, 2019, into shares of Unisys Corporation common stock.

Read SEC document
June 11, 2018 Filed Jun 12, 2018 15:58 UTC QAD INC QADA, QADB · Entity 133711 GrantClass A Common Stock ($0.001 par value) 4,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-18-011626 · rdgdoc.xml · nonDerivative · entry 1

ROBERTS LEE D · CIK 0001169918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,156

Read SEC document
June 08, 2018 Filed Jun 11, 2018 07:12 UTC Inovalon Holdings, Inc. INOV · Entity 133038 Exercise / conversionRestricted Stock Units · Derivative 9,125 $0.00 $0.00
Disclosure

SEC source: 0001619954-18-000099 · edgar.xml · derivative · entry 4

ROBERTS LEE D · CIK 0001169918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Class A Common Stock · 9,125 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Inovalon Holdings, Inc. Class A Common Stock under the 2015 Omnibus Incentive Plan.

F3 · derivative.exercise_date: On June 8, 2017, the reporting person was granted 9,125 restricted stock units which vested in full on June 8, 2018.

F3 · derivative.expiration_date: On June 8, 2017, the reporting person was granted 9,125 restricted stock units which vested in full on June 8, 2018.

Read SEC document
June 08, 2018 Filed Jun 11, 2018 07:12 UTC Inovalon Holdings, Inc. INOV · Entity 133038 PurchaseClass A Common Stock 10,000 $10.54 $105,400.00
Disclosure

SEC source: 0001619954-18-000099 · edgar.xml · nonDerivative · entry 2

ROBERTS LEE D · CIK 0001169918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 101,804

Read SEC document
June 08, 2018 Filed Jun 11, 2018 07:12 UTC Inovalon Holdings, Inc. INOV · Entity 133038 Exercise / conversionClass A Common Stock 9,125 Not disclosed Not disclosed
Disclosure

SEC source: 0001619954-18-000099 · edgar.xml · nonDerivative · entry 1

ROBERTS LEE D · CIK 0001169918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 91,804

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · price: Each restricted stock unit represents a contingent right to receive one share of Inovalon Holdings, Inc. Class A Common Stock under the 2015 Omnibus Incentive Plan.

Read SEC document
June 07, 2018 Filed Jun 11, 2018 07:12 UTC Inovalon Holdings, Inc. INOV · Entity 133038 GrantRestricted Stock Units · Derivative 16,909 $0.00 $0.00
Disclosure

SEC source: 0001619954-18-000099 · edgar.xml · derivative · entry 3

ROBERTS LEE D · CIK 0001169918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 16,909

Underlying: Class A Common Stock · 16,909 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Inovalon Holdings, Inc. Class A Common Stock under the 2015 Omnibus Incentive Plan.

F2 · derivative.exercise_date: The restricted stock units will vest in full on June 7, 2019, subject to the reporting person's continuous service on the vest date.

F2 · derivative.expiration_date: The restricted stock units will vest in full on June 7, 2019, subject to the reporting person's continuous service on the vest date.

Read SEC document
February 12, 2018 Filed Feb 14, 2018 16:28 UTC UNISYS CORP UIS · Entity 6360 GrantCommon Stock 14,635 $0.00 $0.00
Disclosure

SEC source: 0001127602-18-005759 · form4.xml · nonDerivative · entry 1

ROBERTS LEE D · CIK 0001169918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 58,015

F1 · kind: Restricted stock units granted under the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vested 100% on the date of grant, February 12, 2018, into shares of Unisys Corporation common stock.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 14:46 UTC QAD INC QADA, QADB · Entity 133711 SaleClass A Common Stock ($0.001 par value) 4,597 $41.29 $189,810.13
Disclosure

SEC source: 0001437749-18-001041 · rdgdoc.xml · nonDerivative · entry 2

ROBERTS LEE D · CIK 0001169918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,156

F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $41.00 to $41.95, inclusive.

Read SEC document
January 22, 2018 Filed Jan 24, 2018 14:46 UTC QAD INC QADA, QADB · Entity 133711 SaleClass A Common Stock ($0.001 par value) 5,403 $40.86 $220,766.58
Disclosure

SEC source: 0001437749-18-001041 · rdgdoc.xml · nonDerivative · entry 1

ROBERTS LEE D · CIK 0001169918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,753

F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $40.55 to $40.99, inclusive. The reporting person undertakes to provide to QAD Inc., any security holder of QAD Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (2) to this Form 4.

Read SEC document
June 13, 2017 Filed Jun 15, 2017 15:06 UTC QAD INC QADA, QADB · Entity 133711 GrantClass A Common Stock ($0.001 par value) 4,000 $0.00 $0.00
Disclosure

SEC source: 0001437749-17-011335 · rdgdoc.xml · nonDerivative · entry 1

ROBERTS LEE D · CIK 0001169918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,156

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June 08, 2017 Filed Jun 12, 2017 17:53 UTC Inovalon Holdings, Inc. INOV · Entity 133038 GrantRestricted Stock Units · Derivative 9,125 $0.00 $0.00
Disclosure

SEC source: 0001619954-17-000033 · edgar.xml · derivative · entry 1

ROBERTS LEE D · CIK 0001169918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,125

Underlying: Class A Common Stock · 9,125 shares

Expires not disclosed

F1 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of Inovalon Holdings, Inc. Class A Common Stock under the 2015 Omnibus Incentive Plan.

F2 · derivative.exercise_date: The restricted stock units vest in full on June 8, 2018, subject to continuous service on the vest date.

F2 · derivative.expiration_date: The restricted stock units vest in full on June 8, 2018, subject to continuous service on the vest date.

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February 09, 2017 Filed Feb 13, 2017 19:37 UTC UNISYS CORP UIS · Entity 6360 GrantCommon Stock 10,639 $0.00 $0.00
Disclosure

SEC source: 0001127602-17-005335 · form4.xml · nonDerivative · entry 1

ROBERTS LEE D · CIK 0001169918 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 43,380

F1 · kind: Restricted stock units granted under the Unisys Corporation 2016 Long-Term Incentive and Equity Compensation Plan. The restricted stock units vested 100% on the date of grant, February 9, 2017, into shares of Unisys Corporation common stock.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.