Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| QUANTUM CORP /DE/QMCO · Entity 4987 | Chief Legal&Compliance Officer | March 11, 2021 | March 15, 2021 |
| SUNPOWER CORPSPWR · Entity 88423 | Chief Legal Officer | May 05, 2022 | May 09, 2022 |
| Seagate Technology Holdings plcSTX · Entity 2029 | SVP and General Counsel | November 16, 2016 | November 18, 2016 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
QUANTUM CORP /DE/
Report date March 11, 2021 · Filed March 15, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 81,089 |
Reported balance
After 2021-03-11 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2021-03-11 · Exercise / conversion · Acquired 26,875 · Balance 81,089 F1: Performance-Based Restricted Stock Units were previously reported on February 4, 2020, which vest in three equal components upon the later of achievement of specified levels of the average closing prices of a share of QMCO common stock during any hundred (100) calendar day period, and upon specified service dates, whichever is later. The second achievement date occurred on March 11, 2021, as certified by the leadership and compensation committee of QMCO, resulting in 20,000 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest on November 1, 2021, subject to continued employment. These shares are reflected on Table I, and 20,000 units remaining subject to these performance-based and time-based vesting conditions. F2: Performance-Based Restricted Stock Units were previously reported on July 2, 2020, which vest in two equal components upon the later of achievement of specified levels of the average closing prices of a share of QMCO common stock during any hundred (100) calendar day period, and upon specified service dates, whichever is later. The first achievement date occurred on March 11, 2021, as certified by the leadership and compensation committee of QMCO, resulting in 6,875 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest on January 1, 2022, subject to continued employment. These shares are reflected on Table I, and 6,875 units remaining subject to these performance-based and time-based vesting conditions. F3: Includes 383 shares acquired under Quantum Corporation's Employee Stock Purchase Plan on February 5, 2021. |
| Performance-Based Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2029-11-01 | Direct | 20,000 |
Reported balance
After 2021-03-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2021-03-11 · Exercise / conversion · Disposed 20,000 · Balance 20,000 F1: Performance-Based Restricted Stock Units were previously reported on February 4, 2020, which vest in three equal components upon the later of achievement of specified levels of the average closing prices of a share of QMCO common stock during any hundred (100) calendar day period, and upon specified service dates, whichever is later. The second achievement date occurred on March 11, 2021, as certified by the leadership and compensation committee of QMCO, resulting in 20,000 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest on November 1, 2021, subject to continued employment. These shares are reflected on Table I, and 20,000 units remaining subject to these performance-based and time-based vesting conditions. |
| Performance-Based Restricted Stock UnitsSEC Table II · derivative / convertible security · Expires 2025-07-01 | Direct | 6,875 |
Reported balance
After 2021-03-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2021-03-11 · Exercise / conversion · Disposed 6,875 · Balance 6,875 F2: Performance-Based Restricted Stock Units were previously reported on July 2, 2020, which vest in two equal components upon the later of achievement of specified levels of the average closing prices of a share of QMCO common stock during any hundred (100) calendar day period, and upon specified service dates, whichever is later. The first achievement date occurred on March 11, 2021, as certified by the leadership and compensation committee of QMCO, resulting in 6,875 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest on January 1, 2022, subject to continued employment. These shares are reflected on Table I, and 6,875 units remaining subject to these performance-based and time-based vesting conditions. |
Filing footnotes · ownership attribution and instrument terms
F1: Performance-Based Restricted Stock Units were previously reported on February 4, 2020, which vest in three equal components upon the later of achievement of specified levels of the average closing prices of a share of QMCO common stock during any hundred (100) calendar day period, and upon specified service dates, whichever is later. The second achievement date occurred on March 11, 2021, as certified by the leadership and compensation committee of QMCO, resulting in 20,000 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest on November 1, 2021, subject to continued employment. These shares are reflected on Table I, and 20,000 units remaining subject to these performance-based and time-based vesting conditions.
F2: Performance-Based Restricted Stock Units were previously reported on July 2, 2020, which vest in two equal components upon the later of achievement of specified levels of the average closing prices of a share of QMCO common stock during any hundred (100) calendar day period, and upon specified service dates, whichever is later. The first achievement date occurred on March 11, 2021, as certified by the leadership and compensation committee of QMCO, resulting in 6,875 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest on January 1, 2022, subject to continued employment. These shares are reflected on Table I, and 6,875 units remaining subject to these performance-based and time-based vesting conditions.
F3: Includes 383 shares acquired under Quantum Corporation's Employee Stock Purchase Plan on February 5, 2021.
SUNPOWER CORP
Report date May 05, 2022 · Filed May 09, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 5,462 |
Ending reported balance
After 2022-05-05 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2022-05-05 · Exercise / conversion · Acquired 8,357 · Balance 8,357 Row 2 · 2022-05-05 · Tax withholding · Disposed 2,895 · Balance 5,462 F1: Disposition of shares exempt under Rule 10b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted shares. |
| Restricted Stock Units (RSUs)SEC Table II · derivative / convertible security | Direct | 25,074 |
Reported balance
After 2022-05-05 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-05-05 · Exercise / conversion · Disposed 8,357 · Balance 25,074 F2: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3: The remaining RSUs shall vest in installments on May 5, 2023, May 5, 2024 and May 5, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposition of shares exempt under Rule 10b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted shares.
F2: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting.
F3: The remaining RSUs shall vest in installments on May 5, 2023, May 5, 2024 and May 5, 2025.
Seagate Technology Holdings plc
Report date November 16, 2016 · Filed November 18, 2016
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Oridnary SharesSEC Table I · non-derivative | Direct | 16,702 |
Reported balance
After 2016-11-16 transaction · row 1
1 source rowRow 1 · 2016-11-16 · Sale · Disposed 3,091 · Balance 16,702 F1: These Ordinary Shares were sold in multiple transactions at sales prices ranging from $38.39 to $38.405, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote of this Form 4. |
Filing footnotes · ownership attribution and instrument terms
F1: These Ordinary Shares were sold in multiple transactions at sales prices ranging from $38.39 to $38.405, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote of this Form 4.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Infinera Corp
Report date February 27, 2025 · Filed March 03, 2025
Section 16 reporting ended · disclosed 2025-03-03. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 75,132 |
Reported balance
After 2025-02-27 transaction · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · 2025-02-27 · Grant · Acquired 75,132 · Balance 75,132 F1: On March 10, 2024, Infinera Corporation ("Company") granted the Reporting Person a performance share award covering 115,000 shares ("PSAs") based on the achievement of a goal tied to the total stockholder return ("TSR") of the Company relative to the TSR of companies listed in the Russell 3000 Index during the relevant performance period (the "PSA Award"). The PSA Award has three performance periods, consisting of one-, two- and three- year periods beginning with the last trading day in the Company's fiscal 2023 and ending with the Company's fiscal 2024, 2025 and 2026 respectively (each, a "Performance Period"), and with one-third of the target number of shares under the PSAs allocated to each such Performance Period. Each PSA represents a contingent right to receive one share of Company common stock. F2: Effective February 27, 2025, given the Company's TSR was positive and in the 79th percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2024 Performance Period, the Compensation Committee of the Board of Directors of the Company ("Compensation Committee") certified that 196% of the target number of shares, or 75,132 shares of Company common stock, subject to the 2024 Performance Period under the PSA Award became eligible to vest ("2024 Eligible Shares"). F3: 100% of the 2024 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 153,334 |
Reported balance
After 2025-02-28 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2025-02-28 · Grant · Acquired 153,334 · Balance 153,334 F1: On March 10, 2024, Infinera Corporation ("Company") granted the Reporting Person a performance share award covering 115,000 shares ("PSAs") based on the achievement of a goal tied to the total stockholder return ("TSR") of the Company relative to the TSR of companies listed in the Russell 3000 Index during the relevant performance period (the "PSA Award"). The PSA Award has three performance periods, consisting of one-, two- and three- year periods beginning with the last trading day in the Company's fiscal 2023 and ending with the Company's fiscal 2024, 2025 and 2026 respectively (each, a "Performance Period"), and with one-third of the target number of shares under the PSAs allocated to each such Performance Period. Each PSA represents a contingent right to receive one share of Company common stock. F4: Pursuant to the Company's merger agreement with Nokia Corporation dated as of June 27, 2024 ("Merger Agreement") and in accordance with the provisions of the grant documents evidencing the PSAs granted on March 10, 2024, the fiscal 2025 and 2026 Performance Periods were shortened to end as of February 20, 2025, the date approved by the Compensation Committee for determining performance under such performance periods in accordance with the requirements of the applicable award agreements. Accordingly, effective February 27, 2025, given the Company's TSR was positive and in the 81st percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2025 and 2026 shortened Performance Periods, the Compensation Committee certified that 200% of the target number of shares subject to each such performance period or a total of 153,334 shares of Company common stock under the PSA Award became eligible to vest ("2025-2026 Eligible Shares"). F5: 100% of the 2025-2026 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-02-28 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-02-28 · Disposition to issuer · Disposed 393,466 · Balance 0 F6: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock. F7: Includes shares of Company common stock underlying the unvested (i) 2024 Eligible Shares, (ii) 2025-2026 Eligible Shares, and (iii) previously reported RSUs; all of which pursuant to the Merger Agreement converted as of the Effective Time of the merger into time-based RSUs of Nokia. |
Filing footnotes · ownership attribution and instrument terms
F1: On March 10, 2024, Infinera Corporation ("Company") granted the Reporting Person a performance share award covering 115,000 shares ("PSAs") based on the achievement of a goal tied to the total stockholder return ("TSR") of the Company relative to the TSR of companies listed in the Russell 3000 Index during the relevant performance period (the "PSA Award"). The PSA Award has three performance periods, consisting of one-, two- and three- year periods beginning with the last trading day in the Company's fiscal 2023 and ending with the Company's fiscal 2024, 2025 and 2026 respectively (each, a "Performance Period"), and with one-third of the target number of shares under the PSAs allocated to each such Performance Period. Each PSA represents a contingent right to receive one share of Company common stock.
F2: Effective February 27, 2025, given the Company's TSR was positive and in the 79th percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2024 Performance Period, the Compensation Committee of the Board of Directors of the Company ("Compensation Committee") certified that 196% of the target number of shares, or 75,132 shares of Company common stock, subject to the 2024 Performance Period under the PSA Award became eligible to vest ("2024 Eligible Shares").
F3: 100% of the 2024 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date.
F4: Pursuant to the Company's merger agreement with Nokia Corporation dated as of June 27, 2024 ("Merger Agreement") and in accordance with the provisions of the grant documents evidencing the PSAs granted on March 10, 2024, the fiscal 2025 and 2026 Performance Periods were shortened to end as of February 20, 2025, the date approved by the Compensation Committee for determining performance under such performance periods in accordance with the requirements of the applicable award agreements. Accordingly, effective February 27, 2025, given the Company's TSR was positive and in the 81st percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2025 and 2026 shortened Performance Periods, the Compensation Committee certified that 200% of the target number of shares subject to each such performance period or a total of 153,334 shares of Company common stock under the PSA Award became eligible to vest ("2025-2026 Eligible Shares").
F5: 100% of the 2025-2026 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date.
F6: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock.
F7: Includes shares of Company common stock underlying the unvested (i) 2024 Eligible Shares, (ii) 2025-2026 Eligible Shares, and (iii) previously reported RSUs; all of which pursuant to the Merger Agreement converted as of the Effective Time of the merger into time-based RSUs of Nokia.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2025 Filed Mar 3, 2025 16:37 UTC | Infinera Corp INFN · Entity 82602 | Disposition to issuerRestricted Stock Units · Derivative | 393,466 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-25-000056 · wk-form4_1741037840.xml · derivative · entry 3 MacPherson Regan J · CIK 0001651155 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 393,466 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of Company common stock. F7 · derivative.exercise_date: Includes shares of Company common stock underlying the unvested (i) 2024 Eligible Shares, (ii) 2025-2026 Eligible Shares, and (iii) previously reported RSUs; all of which pursuant to the Merger Agreement converted as of the Effective Time of the merger into time-based RSUs of Nokia. F7 · derivative.expiration_date: Includes shares of Company common stock underlying the unvested (i) 2024 Eligible Shares, (ii) 2025-2026 Eligible Shares, and (iii) previously reported RSUs; all of which pursuant to the Merger Agreement converted as of the Effective Time of the merger into time-based RSUs of Nokia. Read SEC document |
| February 28, 2025 Filed Mar 3, 2025 16:37 UTC | Infinera Corp INFN · Entity 82602 | GrantRestricted Stock Units · Derivative | 153,334 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-25-000056 · wk-form4_1741037840.xml · derivative · entry 2 MacPherson Regan J · CIK 0001651155 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 153,334 Underlying: Common Stock · 153,334 shares Expires not disclosed F1 · derivative.exercise_price: On March 10, 2024, Infinera Corporation ("Company") granted the Reporting Person a performance share award covering 115,000 shares ("PSAs") based on the achievement of a goal tied to the total stockholder return ("TSR") of the Company relative to the TSR of companies listed in the Russell 3000 Index during the relevant performance period (the "PSA Award"). The PSA Award has three performance periods, consisting of one-, two- and three- year periods beginning with the last trading day in the Company's fiscal 2023 and ending with the Company's fiscal 2024, 2025 and 2026 respectively (each, a "Performance Period"), and with one-third of the target number of shares under the PSAs allocated to each such Performance Period. Each PSA represents a contingent right to receive one share of Company common stock. F4 · shares: Pursuant to the Company's merger agreement with Nokia Corporation dated as of June 27, 2024 ("Merger Agreement") and in accordance with the provisions of the grant documents evidencing the PSAs granted on March 10, 2024, the fiscal 2025 and 2026 Performance Periods were shortened to end as of February 20, 2025, the date approved by the Compensation Committee for determining performance under such performance periods in accordance with the requirements of the applicable award agreements. Accordingly, effective February 27, 2025, given the Company's TSR was positive and in the 81st percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2025 and 2026 shortened Performance Periods, the Compensation Committee certified that 200% of the target number of shares subject to each such performance period or a total of 153,334 shares of Company common stock under the PSA Award became eligible to vest ("2025-2026 Eligible Shares"). F5 · derivative.exercise_date: 100% of the 2025-2026 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date. F5 · derivative.expiration_date: 100% of the 2025-2026 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date. Read SEC document |
| February 27, 2025 Filed Mar 3, 2025 16:37 UTC | Infinera Corp INFN · Entity 82602 | GrantRestricted Stock Units · Derivative | 75,132 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-25-000056 · wk-form4_1741037840.xml · derivative · entry 1 MacPherson Regan J · CIK 0001651155 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 75,132 Underlying: Common Stock · 75,132 shares Expires not disclosed F1 · derivative.exercise_price: On March 10, 2024, Infinera Corporation ("Company") granted the Reporting Person a performance share award covering 115,000 shares ("PSAs") based on the achievement of a goal tied to the total stockholder return ("TSR") of the Company relative to the TSR of companies listed in the Russell 3000 Index during the relevant performance period (the "PSA Award"). The PSA Award has three performance periods, consisting of one-, two- and three- year periods beginning with the last trading day in the Company's fiscal 2023 and ending with the Company's fiscal 2024, 2025 and 2026 respectively (each, a "Performance Period"), and with one-third of the target number of shares under the PSAs allocated to each such Performance Period. Each PSA represents a contingent right to receive one share of Company common stock. F2 · shares: Effective February 27, 2025, given the Company's TSR was positive and in the 79th percentile relative to the TSR of the companies listed on the Russell 3000 Index for the fiscal 2024 Performance Period, the Compensation Committee of the Board of Directors of the Company ("Compensation Committee") certified that 196% of the target number of shares, or 75,132 shares of Company common stock, subject to the 2024 Performance Period under the PSA Award became eligible to vest ("2024 Eligible Shares"). F3 · derivative.exercise_date: 100% of the 2024 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date. F3 · derivative.expiration_date: 100% of the 2024 Eligible Shares vest on March 5, 2027, subject to the Reporting Person's continued service to the Company, or any successor company, through the applicable vesting date. Read SEC document |
| January 13, 2025 Filed Jan 15, 2025 20:23 UTC | Infinera Corp INFN · Entity 82602 | GrantRestricted Stock Units · Derivative | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001138639-25-000018 · wk-form4_1736990587.xml · derivative · entry 1 MacPherson Regan J · CIK 0001651155 · Chief Legal Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,000 Underlying: Common Stock · 50,000 shares Expires not disclosed F1 · derivative.exercise_price: Each restricted stock unit ("RSU") represents a contingent right to receive one share of common stock of Infinera Corporation (the "Company") F2 · derivative.exercise_date: 100% of the RSU vest on the one-year anniversary of the vesting commencement date, which is February 5, 2025, subject to Ms. MacPherson's continued service to the Company through the applicable vesting date. F2 · derivative.expiration_date: 100% of the RSU vest on the one-year anniversary of the vesting commencement date, which is February 5, 2025, subject to Ms. MacPherson's continued service to the Company through the applicable vesting date. Read SEC document |
| May 05, 2022 Filed May 9, 2022 16:14 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionRestricted Stock Units (RSUs) · Derivative | 8,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-013317 · wf-form4_165212726861818.xml · derivative · entry 3 MacPherson Regan J · CIK 0001651155 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,074 Underlying: Common Stock · 8,357 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F3 · derivative.exercise_date: The remaining RSUs shall vest in installments on May 5, 2023, May 5, 2024 and May 5, 2025. F3 · derivative.expiration_date: The remaining RSUs shall vest in installments on May 5, 2023, May 5, 2024 and May 5, 2025. Read SEC document |
| May 05, 2022 Filed May 9, 2022 16:14 UTC | SUNPOWER CORP SPWR · Entity 88423 | Tax withholdingCommon Stock | 2,895 | $18.08 | $52,341.60 |
DisclosureSEC source: 0001628280-22-013317 · wf-form4_165212726861818.xml · nonDerivative · entry 2 MacPherson Regan J · CIK 0001651155 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,462 F1 · kind: Disposition of shares exempt under Rule 10b-3 as payment of tax liability to Company by delivery or withholding securities incident to vesting of restricted shares. Read SEC document |
| May 05, 2022 Filed May 9, 2022 16:14 UTC | SUNPOWER CORP SPWR · Entity 88423 | Exercise / conversionCommon Stock | 8,357 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-22-013317 · wf-form4_165212726861818.xml · nonDerivative · entry 1 MacPherson Regan J · CIK 0001651155 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,357 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 16, 2022 Filed Mar 18, 2022 20:47 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantRestricted Stock Units (RSUs) · Derivative | 21,228 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-22-011652 · doc4.xml · derivative · entry 1 MacPherson Regan J · CIK 0001651155 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,228 Underlying: Common Stock · 21,228 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: RSUs shall vest in four equal annual installments on each of March 1, 2023, March 1, 2024, March 1, 2025 and March 1, 2026. F2 · derivative.expiration_date: RSUs shall vest in four equal annual installments on each of March 1, 2023, March 1, 2024, March 1, 2025 and March 1, 2026. Read SEC document |
| April 19, 2021 Filed Apr 21, 2021 21:24 UTC | SUNPOWER CORP SPWR · Entity 88423 | GrantRestricted Stock Units (RSUs) · Derivative | 33,431 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-21-016677 · doc4.xml · derivative · entry 1 MacPherson Regan J · CIK 0001651155 · Chief Legal Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 33,431 Underlying: Common Stock · 33,431 shares Expires not disclosed F1 · derivative.exercise_price: Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon vesting. F2 · derivative.exercise_date: RSUs shall vest in four equal annual installments on each of May 5, 2022, May 5, 2023, May 5, 2024 and May 5, 2025. F2 · derivative.expiration_date: RSUs shall vest in four equal annual installments on each of May 5, 2022, May 5, 2023, May 5, 2024 and May 5, 2025. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:11 UTC | QUANTUM CORP /DE/ QMCO · Entity 4987 | Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 6,875 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-21-000009 · wf-form4_161584270139032.xml · derivative · entry 3 MacPherson Regan J · CIK 0001651155 · Chief Legal&Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,875 Underlying: Common Stock · 6,875 shares Expires 2025-07-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Performance-Based Restricted Stock Units were previously reported on July 2, 2020, which vest in two equal components upon the later of achievement of specified levels of the average closing prices of a share of QMCO common stock during any hundred (100) calendar day period, and upon specified service dates, whichever is later. The first achievement date occurred on March 11, 2021, as certified by the leadership and compensation committee of QMCO, resulting in 6,875 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest on January 1, 2022, subject to continued employment. These shares are reflected on Table I, and 6,875 units remaining subject to these performance-based and time-based vesting conditions. F2 · derivative.exercise_date: Performance-Based Restricted Stock Units were previously reported on July 2, 2020, which vest in two equal components upon the later of achievement of specified levels of the average closing prices of a share of QMCO common stock during any hundred (100) calendar day period, and upon specified service dates, whichever is later. The first achievement date occurred on March 11, 2021, as certified by the leadership and compensation committee of QMCO, resulting in 6,875 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest on January 1, 2022, subject to continued employment. These shares are reflected on Table I, and 6,875 units remaining subject to these performance-based and time-based vesting conditions. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:11 UTC | QUANTUM CORP /DE/ QMCO · Entity 4987 | Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-21-000009 · wf-form4_161584270139032.xml · derivative · entry 2 MacPherson Regan J · CIK 0001651155 · Chief Legal&Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,000 Underlying: Common Stock · 20,000 shares Expires 2029-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance-Based Restricted Stock Units were previously reported on February 4, 2020, which vest in three equal components upon the later of achievement of specified levels of the average closing prices of a share of QMCO common stock during any hundred (100) calendar day period, and upon specified service dates, whichever is later. The second achievement date occurred on March 11, 2021, as certified by the leadership and compensation committee of QMCO, resulting in 20,000 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest on November 1, 2021, subject to continued employment. These shares are reflected on Table I, and 20,000 units remaining subject to these performance-based and time-based vesting conditions. F1 · derivative.exercise_date: Performance-Based Restricted Stock Units were previously reported on February 4, 2020, which vest in three equal components upon the later of achievement of specified levels of the average closing prices of a share of QMCO common stock during any hundred (100) calendar day period, and upon specified service dates, whichever is later. The second achievement date occurred on March 11, 2021, as certified by the leadership and compensation committee of QMCO, resulting in 20,000 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest on November 1, 2021, subject to continued employment. These shares are reflected on Table I, and 20,000 units remaining subject to these performance-based and time-based vesting conditions. Read SEC document |
| March 11, 2021 Filed Mar 15, 2021 21:11 UTC | QUANTUM CORP /DE/ QMCO · Entity 4987 | Exercise / conversionCommon Stock | 26,875 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-21-000009 · wf-form4_161584270139032.xml · nonDerivative · entry 1 MacPherson Regan J · CIK 0001651155 · Chief Legal&Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 81,089 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Performance-Based Restricted Stock Units were previously reported on February 4, 2020, which vest in three equal components upon the later of achievement of specified levels of the average closing prices of a share of QMCO common stock during any hundred (100) calendar day period, and upon specified service dates, whichever is later. The second achievement date occurred on March 11, 2021, as certified by the leadership and compensation committee of QMCO, resulting in 20,000 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest on November 1, 2021, subject to continued employment. These shares are reflected on Table I, and 20,000 units remaining subject to these performance-based and time-based vesting conditions. F2 · security: Performance-Based Restricted Stock Units were previously reported on July 2, 2020, which vest in two equal components upon the later of achievement of specified levels of the average closing prices of a share of QMCO common stock during any hundred (100) calendar day period, and upon specified service dates, whichever is later. The first achievement date occurred on March 11, 2021, as certified by the leadership and compensation committee of QMCO, resulting in 6,875 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest on January 1, 2022, subject to continued employment. These shares are reflected on Table I, and 6,875 units remaining subject to these performance-based and time-based vesting conditions. F3 · balance_after: Includes 383 shares acquired under Quantum Corporation's Employee Stock Purchase Plan on February 5, 2021. Read SEC document |
| December 23, 2020 Filed Dec 24, 2020 00:28 UTC | QUANTUM CORP /DE/ QMCO · Entity 4987 | SaleCommon Stock | 8,992 | $6.37 | $57,240.37 |
DisclosureSEC source: 0000709283-20-000044 · wf-form4_160876970523307.xml · nonDerivative · entry 1 MacPherson Regan J · CIK 0001651155 · Chief Legal&Compliance Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,831 F1 · shares: Represents the number of shares automatically sold, on a non-discretionary basis, to cover tax withholding obligations in connection with the vesting of performance stock units granted on November 1, 2019 and restricted stock units granted on November 1, 2019. F2 · price: This is the price of the shares sold, $6.3657 per share. Upon request by the Commission staff, Quantum Corporation, or a security holder of the Quantum Corporation, the Reporting Person will provide full information regarding the number of shares sold at this price as set forth in this Form 4. F3 · balance_after: Includes 323 shares acquired under Quantum Corporation's Employee Stock Purchase Plan on August 5, 2020. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:25 UTC | QUANTUM CORP /DE/ QMCO · Entity 4987 | GrantPerformance-Based Restricted Stock Units · Derivative | 13,750 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-20-000013 · wf-form4_159372149943537.xml · derivative · entry 2 MacPherson Regan J · CIK 0001651155 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 13,750 shares Expires 2025-07-01 F2 · derivative.exercise_price: Grant of Performance-Based Restricted Stock Units ("PSUs"), each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified levels of the average closing prices of a share of QMCO common stock during any one hundred (100) calendar day period occurring between July 1, 2020 and July 1, 2025. Vesting is subject to continued employment with QMCO through the later of the achievement date or service vesting date, which occurs in two equal installments on January 1, 2022 and July 1, 2023. F2 · derivative.exercise_date: Grant of Performance-Based Restricted Stock Units ("PSUs"), each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified levels of the average closing prices of a share of QMCO common stock during any one hundred (100) calendar day period occurring between July 1, 2020 and July 1, 2025. Vesting is subject to continued employment with QMCO through the later of the achievement date or service vesting date, which occurs in two equal installments on January 1, 2022 and July 1, 2023. Read SEC document |
| July 01, 2020 Filed Jul 2, 2020 20:25 UTC | QUANTUM CORP /DE/ QMCO · Entity 4987 | GrantCommon Stock | 27,500 | $0.00 | $0.00 |
DisclosureSEC source: 0000709283-20-000013 · wf-form4_159372149943537.xml · nonDerivative · entry 1 MacPherson Regan J · CIK 0001651155 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,500 F1 · security: Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO. Vesting is subject to continued employment with QMCO through the service vesting date, which occurs in three equal annual installments on July 1, 2021, July 1, 2022 and July 1, 2023. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 20:36 UTC | QUANTUM CORP /DE/ QMCO · Entity 4987 | Exercise / conversionPerformance-Based Restricted Stock Units · Derivative | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-003826 · wf-form4_158465015782634.xml · derivative · entry 2 MacPherson Regan J · CIK 0001651155 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 40,000 Underlying: Common Stock · 20,000 shares Expires 2029-11-01 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Performance-Based Restricted Stock Units were previously reported on February 4, 2020, which vest in three equal components upon the later of achievement of specified levels of the average closing prices of a share of QMCO common stock during any hundred (100) calendar day period, and upon specified service dates, whichever is later. The first achievement date occurred on March 17, 2020, as certified by the leadership and compensation committee of QMCO, resulting in 20,000 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest on November 1, 2020, subject to continued employment. These shares are reflected on Table I, and 40,000 units remain subject to these performance-based and time-based vesting conditions. F1 · derivative.exercise_date: Performance-Based Restricted Stock Units were previously reported on February 4, 2020, which vest in three equal components upon the later of achievement of specified levels of the average closing prices of a share of QMCO common stock during any hundred (100) calendar day period, and upon specified service dates, whichever is later. The first achievement date occurred on March 17, 2020, as certified by the leadership and compensation committee of QMCO, resulting in 20,000 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest on November 1, 2020, subject to continued employment. These shares are reflected on Table I, and 40,000 units remain subject to these performance-based and time-based vesting conditions. Read SEC document |
| March 17, 2020 Filed Mar 19, 2020 20:36 UTC | QUANTUM CORP /DE/ QMCO · Entity 4987 | Exercise / conversionCommon Stock | 20,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-20-003826 · wf-form4_158465015782634.xml · nonDerivative · entry 1 MacPherson Regan J · CIK 0001651155 · SVP, General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 35,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: Performance-Based Restricted Stock Units were previously reported on February 4, 2020, which vest in three equal components upon the later of achievement of specified levels of the average closing prices of a share of QMCO common stock during any hundred (100) calendar day period, and upon specified service dates, whichever is later. The first achievement date occurred on March 17, 2020, as certified by the leadership and compensation committee of QMCO, resulting in 20,000 units meeting the appropriate performance-based conditions. However, these shares remain subject to time-based vesting conditions and will therefore vest on November 1, 2020, subject to continued employment. These shares are reflected on Table I, and 40,000 units remain subject to these performance-based and time-based vesting conditions. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 22:06 UTC | QUANTUM CORP /DE/ QMCO · Entity 4987 | GrantPerformance-Based Restricted Stock Units · Derivative | 60,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-002844 · doc4.xml · derivative · entry 2 MacPherson Regan J · CIK 0001651155 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 60,000 Underlying: Common Stock · 60,000 shares Expires 2029-02-03 F2 · derivative.exercise_price: Grant of Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified levels of the average closing prices of a share of QMCO common stock during any one hundred (100) day trading period. Vesting is subject to continued employment with the Company through the later of the achievement date or service vesting date, which occurs in three equal annual installments on November 1, 2020, November 1, 2021 and November 1, 2022. F2 · derivative.exercise_date: Grant of Performance-Based Restricted Stock Units, each of which represents a contingent right to receive one share of common stock of QMCO, with vesting subject to the achievement of specified levels of the average closing prices of a share of QMCO common stock during any one hundred (100) day trading period. Vesting is subject to continued employment with the Company through the later of the achievement date or service vesting date, which occurs in three equal annual installments on November 1, 2020, November 1, 2021 and November 1, 2022. Read SEC document |
| February 03, 2020 Filed Feb 4, 2020 22:06 UTC | QUANTUM CORP /DE/ QMCO · Entity 4987 | GrantCommon Stock | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-20-002844 · doc4.xml · nonDerivative · entry 1 MacPherson Regan J · CIK 0001651155 · See Remarks 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,000 F1 · security: Grant of Restricted Stock Units ("RSUs"), each of which represents a contingent right to receive one share of common stock of QMCO. The RSUs vest in three equal annual installments on November 1, 2020, November 1, 2021 and November 1, 2022, subject to continued employment. Read SEC document |
| November 16, 2016 Filed Nov 18, 2016 22:53 UTC | Seagate Technology Holdings plc STX · Entity 2029 | SaleOridnary Shares | 3,091 | $38.40 | $118,699.65 |
DisclosureSEC source: 0001137789-16-000085 · wf-form4_147950959336254.xml · nonDerivative · entry 1 MacPherson Regan J · CIK 0001651155 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,702 F1 · price: These Ordinary Shares were sold in multiple transactions at sales prices ranging from $38.39 to $38.405, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in the footnote of this Form 4. Read SEC document |
| September 12, 2016 Filed Sep 13, 2016 22:52 UTC | Seagate Technology Holdings plc STX · Entity 2029 | Tax withholdingOrdinary Shares | 916 | $0.00 | $0.00 |
DisclosureSEC source: 0001137789-16-000041 · wf-form4_147380715956996.xml · nonDerivative · entry 1 MacPherson Regan J · CIK 0001651155 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 13,612 F1 · shares: These Ordinary Shares are withheld securities to cover tax liabilities incident to the vesting of securities previously reported on one or more Forms 4 by the Reporting Person in accordance with Rule 16b-3. F2 · balance_after: Includes 119 Ordinary Shares purchased by Reporting Person on July 29, 2016 under the Issuer's Employee Stock Purchase Plan. Such acquisition is exempt from reporting pursuant to Rule 16b-3 under the Securities Exchange Act of 1934. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 22:52 UTC | Seagate Technology Holdings plc STX · Entity 2029 | GrantNQ Stock Options · Derivative | 32,918 | $0.00 Strike: $36.09 | $0.00 |
DisclosureSEC source: 0001137789-16-000041 · wf-form4_147380715956996.xml · derivative · entry 3 MacPherson Regan J · CIK 0001651155 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,918 Underlying: Ordinary Shares · 32,918 shares Expires 2023-09-09 F4 · derivative.exercise_date: Options granted to the Reporting Person under the Issuer's 2012 Equity Incentive Plan are subject to a four year vesting schedule. Subject to continuous employment, one quarter of the option shares will vest on September 9, 2017. The remaining option shares will vest in equal monthly installments over the 36 months following September 9, 2017. Read SEC document |
| September 09, 2016 Filed Sep 13, 2016 22:52 UTC | Seagate Technology Holdings plc STX · Entity 2029 | GrantOridnary Shares | 9,394 | $0.00 | $0.00 |
DisclosureSEC source: 0001137789-16-000041 · wf-form4_147380715956996.xml · nonDerivative · entry 2 MacPherson Regan J · CIK 0001651155 · SVP and General Counsel 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,793 F3 · kind: Consists of a grant of restricted stock units, of which 9,394 remain outstanding, awarded to the Reporting Person under the Seagate Technology plc 2012 Equity Incentive Plan (the "Plan"). The restricted stock units will be converted into ordinary shares on a one-for-one basis. Subject to the Reporting Person's continuous employment, such restricted stock units will be settled in ordinary shares in equal installments on each of the first four anniversaries of September 9, 2016. F2 · balance_after: Includes 119 Ordinary Shares purchased by Reporting Person on July 29, 2016 under the Issuer's Employee Stock Purchase Plan. Such acquisition is exempt from reporting pursuant to Rule 16b-3 under the Securities Exchange Act of 1934. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.