Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Duke Energy CORPDUK · Entity 2925 | SVP & Chief Admin Officer | May 05, 2022 | May 09, 2022 |
| NISOURCE INC.NI · Entity 3270 | EVP & Grp President, Utilities | February 28, 2025 | March 04, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Duke Energy CORP
Report date May 05, 2022 · Filed May 09, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 8,733 |
Reported balance
After 2022-05-05 transaction · row 1
1 source rowRow 1 · 2022-05-05 · Tax withholding · Disposed 99 · Balance 8,733 |
| Common StockSEC Table I · non-derivative | Indirect401(k) | 1,196 |
Reported balance
Holding disclosure · report date 2022-05-05 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 1,196 |
NISOURCE INC.
Report date February 28, 2025 · Filed March 04, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 82,595.984 |
Ending reported balance
After 2025-02-28 transaction · row 3
3 source rows · reconciled sequenceRow 1 · 2025-02-28 · Grant · Acquired 63,228 · Balance 113,619.984 F1: Vesting of non-derivative performance stock units granted in 2022, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d). Row 2 · 2025-02-28 · Tax withholding · Disposed 27,416 · Balance 86,203.984 F2: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above. Row 3 · 2025-02-28 · Tax withholding · Disposed 3,608 · Balance 82,595.984 F3: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2022 Restricted Stock Unit award. |
Filing footnotes · ownership attribution and instrument terms
F1: Vesting of non-derivative performance stock units granted in 2022, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d).
F2: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above.
F3: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2022 Restricted Stock Unit award.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 28, 2025 Filed Mar 4, 2025 22:02 UTC | NISOURCE INC. NI · Entity 3270 | Tax withholdingCommon Stock | 3,608 | $40.81 | $147,242.48 |
DisclosureSEC source: 0001127602-25-007951 · form4.xml · nonDerivative · entry 3 Birmingham Melody · CIK 0001861336 · EVP & Grp President, Utilities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 82,595.984 F3 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the 2022 Restricted Stock Unit award. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 22:02 UTC | NISOURCE INC. NI · Entity 3270 | Tax withholdingCommon Stock | 27,416 | $40.81 | $1,118,846.96 |
DisclosureSEC source: 0001127602-25-007951 · form4.xml · nonDerivative · entry 2 Birmingham Melody · CIK 0001861336 · EVP & Grp President, Utilities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 86,203.984 F2 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the performance stock units above. Read SEC document |
| February 28, 2025 Filed Mar 4, 2025 22:02 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 63,228 | $40.81 | $2,580,334.68 |
DisclosureSEC source: 0001127602-25-007951 · form4.xml · nonDerivative · entry 1 Birmingham Melody · CIK 0001861336 · EVP & Grp President, Utilities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 113,619.984 F1 · shares: Vesting of non-derivative performance stock units granted in 2022, which are exempt from liability under Section 16(b) of the Securities Exchange Act pursuant to rule 16b-3(d). Read SEC document |
| January 22, 2025 Filed Jan 24, 2025 21:13 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 8,219 | $37.78 | $310,513.82 |
DisclosureSEC source: 0001127602-25-001965 · form4.xml · nonDerivative · entry 1 Birmingham Melody · CIK 0001861336 · EVP & President NI Utilities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 50,391.984 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 29, 2028, provided that the reporting person is continuously employed by the Company through and including that date. F2 · balance_after: Includes shares acquired through dividend reinvestments. Read SEC document |
| August 13, 2024 Filed Aug 15, 2024 20:15 UTC | NISOURCE INC. NI · Entity 3270 | SaleCommon Stock | 7,151 | $31.55 | $225,578.30 |
DisclosureSEC source: 0001127602-24-022247 · form4.xml · nonDerivative · entry 1 Birmingham Melody · CIK 0001861336 · EVP & President NI Utilities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 41,923.105 F1 · balance_after: Includes shares acquired through dividend reinvestments. Read SEC document |
| July 01, 2024 Filed Jul 3, 2024 17:33 UTC | NISOURCE INC. NI · Entity 3270 | Tax withholdingCommon Stock | 9,422 | $28.70 | $270,411.40 |
DisclosureSEC source: 0001127602-24-020000 · form4.xml · nonDerivative · entry 1 Birmingham Melody · CIK 0001861336 · EVP & President NI Utilities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 49,074.105 F1 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the vesting of the remaining shares granted pursuant to the 2022 Special Restricted Stock Unit award. F2 · balance_after: Includes shares acquired through dividend reinvestments. Read SEC document |
| January 24, 2024 Filed Jan 26, 2024 22:17 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 11,974 | $25.18 | $301,505.32 |
DisclosureSEC source: 0001127602-24-002331 · form4.xml · nonDerivative · entry 1 Birmingham Melody · CIK 0001861336 · EVP & President NI Utilities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 58,388.548 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 26, 2027, provided that the reporting person is continuously employed by the Company through and including that date. F2 · balance_after: Includes shares acquired through dividend reinvestments. Read SEC document |
| August 08, 2023 Filed Aug 9, 2023 20:30 UTC | NISOURCE INC. NI · Entity 3270 | SaleCommon Stock | 5,385 | $26.57 | $143,052.53 |
DisclosureSEC source: 0001127602-23-022237 · form4.xml · nonDerivative · entry 1 Birmingham Melody · CIK 0001861336 · EVP & President NI Utilities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 46,259 Read SEC document |
| July 03, 2023 Filed Jul 5, 2023 21:44 UTC | NISOURCE INC. NI · Entity 3270 | Tax withholdingCommon Stock | 4,694 | $27.42 | $128,709.48 |
DisclosureSEC source: 0001127602-23-020246 · form4.xml · nonDerivative · entry 1 Birmingham Melody · CIK 0001861336 · EVP & President NI Utilities 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 51,644 F1 · shares: Number of shares reported represent shares withheld to satisfy tax withholding obligations in connection with the partial vesting of the 2022 Special Restricted Stock Unit award. Read SEC document |
| January 25, 2023 Filed Jan 27, 2023 21:06 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 9,355 | $27.58 | $258,010.90 |
DisclosureSEC source: 0001127602-23-002418 · form4.xml · nonDerivative · entry 1 Birmingham Melody · CIK 0001861336 · EVP & Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 56,338 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 27, 2026, provided that the reporting person is continuously employed by the Company through and including that date. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 21:53 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 38,664 | $30.05 | $1,161,853.20 |
DisclosureSEC source: 0001127602-22-018793 · form4.xml · nonDerivative · entry 2 Birmingham Melody · CIK 0001861336 · EVP & Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 46,983 F2 · shares: Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, 40% of the RSUs will vest on 7/1/2023 and the remaining 60% will vest on 7/1/2024, provided that the reporting person is continuously employed by the Company through each such date. Read SEC document |
| July 01, 2022 Filed Jul 5, 2022 21:53 UTC | NISOURCE INC. NI · Entity 3270 | GrantCommon Stock | 8,319 | $30.05 | $249,985.95 |
DisclosureSEC source: 0001127602-22-018793 · form4.xml · nonDerivative · entry 1 Birmingham Melody · CIK 0001861336 · EVP & Chief Innovation Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,319 F1 · shares: Each Restricted Stock Unit ("RSU") represents a contingent right to receive one share of the Company's common stock pursuant to the NiSource Inc. 2020 Omnibus Incentive Plan. Subject to certain forfeiture conditions, the RSUs will 100% vest on February 28, 2025 provided that the reporting person is continuously employed by the Company through and including that date. Read SEC document |
| May 05, 2022 Filed May 9, 2022 16:19 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 99 | $110.05 | $10,894.95 |
DisclosureSEC source: 0001326160-22-000199 · wf-form4_165212754968335.xml · nonDerivative · entry 1 Birmingham Melody · CIK 0001861336 · SVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,733 Read SEC document |
| February 27, 2022 Filed Mar 1, 2022 16:40 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 89 | $100.22 | $8,919.58 |
DisclosureSEC source: 0001326160-22-000141 · wf-form4_164617078879890.xml · nonDerivative · entry 1 Birmingham Melody · CIK 0001861336 · SVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,832 Read SEC document |
| February 24, 2022 Filed Feb 28, 2022 15:36 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 97 | $97.04 | $9,412.88 |
DisclosureSEC source: 0001326160-22-000116 · wf-form4_164608057571892.xml · nonDerivative · entry 1 Birmingham Melody · CIK 0001861336 · SVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,921 Read SEC document |
| February 23, 2022 Filed Feb 25, 2022 17:27 UTC | Duke Energy CORP DUK · Entity 2925 | GrantCommon Stock | 2,972 | $97.67 | $290,275.24 |
DisclosureSEC source: 0001326160-22-000094 · wf-form4_164582806042948.xml · nonDerivative · entry 1 Birmingham Melody · CIK 0001861336 · SVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,018 Read SEC document |
| February 19, 2022 Filed Feb 22, 2022 16:39 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 82 | $99.81 | $8,184.42 |
DisclosureSEC source: 0001326160-22-000064 · wf-form4_164556591716033.xml · nonDerivative · entry 1 Birmingham Melody · CIK 0001861336 · SVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,046 Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 16:41 UTC | Duke Energy CORP DUK · Entity 2925 | Exercise / conversionPerformance Shares · Derivative | 2,554 | $0.00 Strike: $104.41 | $0.00 |
DisclosureSEC source: 0001326160-22-000032 · wf-form4_164452928084543.xml · derivative · entry 4 Birmingham Melody · CIK 0001861336 · SVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,554 Underlying: Common Stock · 2,554 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.expiration_date: Expiration date not applicable. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 16:41 UTC | Duke Energy CORP DUK · Entity 2925 | Tax withholdingCommon Stock | 787 | $104.41 | $82,170.67 |
DisclosureSEC source: 0001326160-22-000032 · wf-form4_164452928084543.xml · nonDerivative · entry 2 Birmingham Melody · CIK 0001861336 · SVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,128 F1 · balance_after: Amount increased due to dividend reinvestment. Read SEC document |
| February 08, 2022 Filed Feb 10, 2022 16:41 UTC | Duke Energy CORP DUK · Entity 2925 | Exercise / conversionCommon Stock | 2,554 | $104.41 | $266,663.14 |
DisclosureSEC source: 0001326160-22-000032 · wf-form4_164452928084543.xml · nonDerivative · entry 1 Birmingham Melody · CIK 0001861336 · SVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,873 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 05, 2021 Filed May 7, 2021 21:46 UTC | Duke Energy CORP DUK · Entity 2925 | GrantCommon Stock | 1,010 | $99.36 | $100,353.60 |
DisclosureSEC source: 0001326160-21-000125 · wf-form4_162043840385128.xml · nonDerivative · entry 1 Birmingham Melody · CIK 0001861336 · SVP & Chief Admin Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,319 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.