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Winningham Rick E

Disclosed activity across 3 companies

Tapewire entity
824
SEC CIK
0001302443

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Jazz Pharmaceuticals plcJAZZ · Entity 818DirectorAugust 31, 2026September 02, 2026
OncoMed Pharmaceuticals IncOMED · Entity 158190DirectorJune 22, 2018June 25, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Jazz Pharmaceuticals plc

Report date August 31, 2026 · Filed September 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect9,466 Ending reported balance After 2026-08-31 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-31 · Tax withholding · Disposed 1,692 · Balance 9,480

F1: Shares sold to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.

Row 2 · 2026-08-31 · Tax withholding · Disposed 14 · Balance 9,466

F1: Shares sold to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.

OncoMed Pharmaceuticals Inc

Report date June 22, 2018 · Filed June 25, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.55 · Expires 2028-06-22Direct15,000 Reported balance After 2018-06-22 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-06-22 · Grant · Acquired 15,000 · Balance 15,000

F1: The option vests as to 100% of the shares subject thereto upon the earlier of one year following the grant date or the date of the subsequent year's annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer through such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests as to 100% of the shares subject thereto upon the earlier of one year following the grant date or the date of the subsequent year's annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer through such vesting date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Theravance Biopharma, Inc.

Report date September 23, 2026 · Filed September 25, 2026

Section 16 reporting ended · disclosed 2026-09-25. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect0 Ending reported balance After 2026-09-23 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-09-23 · Disposition to issuer · Disposed 1,382,272 · Balance 228,750

F1: On September 23, 2026, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated June 28, 2026, by and among the Issuer, Zymeworks Inc. ("Parent"), and Zymeworks Merger Sub 1, a wholly owned subsidiary of Parent, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each ordinary share, par value $0.00001 per share, of the Issuer ("Ordinary Share") held by the reporting person as of immediately prior to the Effective Time was cancelled and converted into the right to receive (i) $17.00 in cash, without interest (the "Per Share Cash Consideration") and (ii) one contingent value right (a "CVR"). Each CVR represents a non-tradeable contractual contingent right to receive cash payments based on the achievement of certain commercial milestones following the Effective Time.

Row 2 · 2026-09-23 · Disposition to issuer · Disposed 151,875 · Balance 76,875

F2: At the Effective Time, pursuant to the Merger Agreement, each award of restricted stock units of the Issuer (a "Company RSU Award") that was outstanding as of immediately prior to the Effective Time was cancelled and converted into the right to receive an amount in cash, without interest, equal to (i) the Per Share Cash Consideration multiplied by (ii) the number of Ordinary Shares underlying such Company RSU Award (subject to any required tax withholdings as provided in the Merger Agreement) plus (iii) one CVR for each Ordinary Share underlying such Company RSU Award.

Row 3 · 2026-09-23 · Disposition to issuer · Disposed 76,875 · Balance 0

F3: As of immediately prior to the Effective Time, each award of performance restricted stock units of the Issuer (a "Company PSU Award") that was outstanding as of immediately prior to the Effective Time was cancelled in exchange for the right to receive an amount in cash, without interest, equal to (i) the Per Share Cash Consideration multiplied by (ii) the number of Ordinary Shares with respect to such Company PSU Award that remained outstanding and unreleased as of immediately prior to the Effective Time, plus (iii) one CVR for each Ordinary Share underlying such Company PSU Award.

Ordinary SharesSEC Table I · non-derivativeIndirectAs Custodian0 Reported balance After 2026-09-23 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2026-09-23 · Disposition to issuer · Disposed 23,400 · Balance 0

F1: On September 23, 2026, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated June 28, 2026, by and among the Issuer, Zymeworks Inc. ("Parent"), and Zymeworks Merger Sub 1, a wholly owned subsidiary of Parent, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each ordinary share, par value $0.00001 per share, of the Issuer ("Ordinary Share") held by the reporting person as of immediately prior to the Effective Time was cancelled and converted into the right to receive (i) $17.00 in cash, without interest (the "Per Share Cash Consideration") and (ii) one contingent value right (a "CVR"). Each CVR represents a non-tradeable contractual contingent right to receive cash payments based on the achievement of certain commercial milestones following the Effective Time.

Ordinary SharesSEC Table I · non-derivativeIndirectBy Trust0 Reported balance After 2026-09-23 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2026-09-23 · Disposition to issuer · Disposed 92,567 · Balance 0

F1: On September 23, 2026, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated June 28, 2026, by and among the Issuer, Zymeworks Inc. ("Parent"), and Zymeworks Merger Sub 1, a wholly owned subsidiary of Parent, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each ordinary share, par value $0.00001 per share, of the Issuer ("Ordinary Share") held by the reporting person as of immediately prior to the Effective Time was cancelled and converted into the right to receive (i) $17.00 in cash, without interest (the "Per Share Cash Consideration") and (ii) one contingent value right (a "CVR"). Each CVR represents a non-tradeable contractual contingent right to receive cash payments based on the achievement of certain commercial milestones following the Effective Time.

Share Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.24 · Expires 2032-02-24Direct0 Reported balance After 2026-09-23 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-09-23 · Disposition to issuer · Disposed 515,000 · Balance 0

F4: At the Effective Time, each option to purchase Ordinary Shares outstanding and unexercised as of immediately prior to the Effective Time, whether vested or unvested (a "Company Option"), was cancelled and converted into the right to receive an amount in cash, without interest, equal to (i) the excess, if any, of the Per Share Cash Consideration over the exercise price of such Company Option, multiplied by (ii) the number of Ordinary Shares underlying such Company Option plus (iii) one CVR for each Ordinary Share underlying such Company Option.

Filing footnotes · ownership attribution and instrument terms

F1: On September 23, 2026, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated June 28, 2026, by and among the Issuer, Zymeworks Inc. ("Parent"), and Zymeworks Merger Sub 1, a wholly owned subsidiary of Parent, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each ordinary share, par value $0.00001 per share, of the Issuer ("Ordinary Share") held by the reporting person as of immediately prior to the Effective Time was cancelled and converted into the right to receive (i) $17.00 in cash, without interest (the "Per Share Cash Consideration") and (ii) one contingent value right (a "CVR"). Each CVR represents a non-tradeable contractual contingent right to receive cash payments based on the achievement of certain commercial milestones following the Effective Time.

F2: At the Effective Time, pursuant to the Merger Agreement, each award of restricted stock units of the Issuer (a "Company RSU Award") that was outstanding as of immediately prior to the Effective Time was cancelled and converted into the right to receive an amount in cash, without interest, equal to (i) the Per Share Cash Consideration multiplied by (ii) the number of Ordinary Shares underlying such Company RSU Award (subject to any required tax withholdings as provided in the Merger Agreement) plus (iii) one CVR for each Ordinary Share underlying such Company RSU Award.

F3: As of immediately prior to the Effective Time, each award of performance restricted stock units of the Issuer (a "Company PSU Award") that was outstanding as of immediately prior to the Effective Time was cancelled in exchange for the right to receive an amount in cash, without interest, equal to (i) the Per Share Cash Consideration multiplied by (ii) the number of Ordinary Shares with respect to such Company PSU Award that remained outstanding and unreleased as of immediately prior to the Effective Time, plus (iii) one CVR for each Ordinary Share underlying such Company PSU Award.

F4: At the Effective Time, each option to purchase Ordinary Shares outstanding and unexercised as of immediately prior to the Effective Time, whether vested or unvested (a "Company Option"), was cancelled and converted into the right to receive an amount in cash, without interest, equal to (i) the excess, if any, of the Per Share Cash Consideration over the exercise price of such Company Option, multiplied by (ii) the number of Ordinary Shares underlying such Company Option plus (iii) one CVR for each Ordinary Share underlying such Company Option.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
May 14, 2018 Filed May 16, 2018 23:05 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 GrantOrdinary Shares 105,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-006940 · edgar.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 987,237

F1 · shares: On March 15, 2016, the reporting person was granted a performance stock award that vests based on the achievement of certain performance conditions over a five-year timeframe from 2016 through December 31, 2020 and continued employment. On May 14, 2018, the performance conditions applicable to 105,000 shares were achieved and such shares will vest on May 20, 2018.

F2 · balance_after: Includes 865 shares acquired under the Theravance Biopharma, Inc. 2013 Employee Share Purchase Plan on May 15, 2018.

Read SEC document
February 20, 2018 Filed Feb 22, 2018 22:42 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 Tax withholdingOrdinary Shares 13,005 $29.09 $378,315.45
Disclosure

SEC source: 0001179110-18-002614 · edgar.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 881,372

Read SEC document
February 12, 2018 Filed Feb 14, 2018 23:23 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 GrantOrdinary Shares 28,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-18-002131 · edgar.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 894,377

Read SEC document
August 11, 2017 Filed Aug 11, 2017 22:26 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 PurchaseOrdinary Shares 10,000 $24.50 $245,000.00
Disclosure

SEC source: 0001179110-17-011428 · edgar.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 866,377

Read SEC document
August 11, 2017 Filed Aug 14, 2017 21:34 UTC Jazz Pharmaceuticals plc JAZZ · Entity 818 SaleOrdinary Shares 3 $144.22 $432.65
Disclosure

SEC source: 0001232524-17-000154 · edgardoc.xml · nonDerivative · entry 3

Winningham Rick E · CIK 0001302443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,094

F2 · kind: Shares sold to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.

Read SEC document
August 11, 2017 Filed Aug 14, 2017 21:34 UTC Jazz Pharmaceuticals plc JAZZ · Entity 818 SaleOrdinary Shares 659 $142.36 $93,815.24
Disclosure

SEC source: 0001232524-17-000154 · edgardoc.xml · nonDerivative · entry 2

Winningham Rick E · CIK 0001302443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,097

F2 · kind: Shares sold to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 21:34 UTC Jazz Pharmaceuticals plc JAZZ · Entity 818 GrantNon-Qualified Stock Option (right to buy) · Derivative 3,415 $0.00 Strike: $143.66 $0.00
Disclosure

SEC source: 0001232524-17-000154 · edgardoc.xml · derivative · entry 4

Winningham Rick E · CIK 0001302443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,415

Underlying: Ordinary Shares · 3,415 shares

Expires 2027-08-09

F3 · kind: These options are granted pursuant to the Issuer's 2007 Non-Employee Directors Stock Award Plan. Subject to the Reporting Person's continuous service and certain additional conditions, these options will vest in 12 equal monthly installments beginning on September 1, 2017.

F3 · derivative.exercise_date: These options are granted pursuant to the Issuer's 2007 Non-Employee Directors Stock Award Plan. Subject to the Reporting Person's continuous service and certain additional conditions, these options will vest in 12 equal monthly installments beginning on September 1, 2017.

Read SEC document
August 10, 2017 Filed Aug 14, 2017 21:34 UTC Jazz Pharmaceuticals plc JAZZ · Entity 818 GrantOrdinary Shares 1,365 $0.00 $0.00
Disclosure

SEC source: 0001232524-17-000154 · edgardoc.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 11,756

F1 · kind: These restricted stock units are granted pursuant to the Issuer's 2007 Non-Employee Directors Stock Award Plan. Each restricted stock unit represents a contingent right to receive one ordinary share upon the vesting of the unit. Subject to the Reporting Person's continuous service and certain additional conditions, these units will vest in full on August 3, 2018.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 16:58 UTC OncoMed Pharmaceuticals Inc OMED · Entity 158190 GrantStock Option (Right to Buy) · Derivative 15,000 $0.00 Strike: $3.30 $0.00
Disclosure

SEC source: 0001140361-17-023616 · doc1.xml · derivative · entry 1

Winningham Rick E · CIK 0001302443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,000

Underlying: Common Stock · 15,000 shares

Expires 2027-06-01

F1 · derivative.exercise_date: The option vests as to 100% of the shares subject thereto upon the earlier of one year following the grant date or the date of the subsequent year's annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer through such vesting date.

Read SEC document
June 01, 2017 Filed Jun 2, 2017 22:47 UTC Jazz Pharmaceuticals plc JAZZ · Entity 818 SaleOrdinary Shares 5,000 $150.00 $750,000.00
Disclosure

SEC source: 0001232524-17-000119 · edgardoc.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 10,391

Read SEC document
May 20, 2017 Filed May 24, 2017 00:01 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 Tax withholdingOrdinary Shares 15,460 $36.83 $569,391.80
Disclosure

SEC source: 0001179110-17-007882 · edgar.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 856,377

F1 · balance_after: Includes 1,702 shares acquired under the Theravance Biopharma, Inc. 2013 Employee Share Purchase Plan on May 15, 2017.

Read SEC document
February 20, 2017 Filed Feb 23, 2017 00:08 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 Tax withholdingOrdinary Shares 33,264 $33.78 $1,123,657.92
Disclosure

SEC source: 0001179110-17-002995 · edgar.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 870,135

Read SEC document
February 06, 2017 Filed Feb 9, 2017 00:10 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 GrantOrdinary Shares 28,000 $0.00 $0.00
Disclosure

SEC source: 0001179110-17-002003 · edgar.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 903,399

Read SEC document
November 20, 2016 Filed Nov 22, 2016 23:06 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 Tax withholdingOrdinary Shares 8,360 $31.96 $267,185.60
Disclosure

SEC source: 0001179110-16-031982 · edgar.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · Chief Executive Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 875,399

F1 · balance_after: Includes 1,703 shares acquired under the Theravance Biopharma, Inc. 2013 Employee Share Purchase Plan on May 13, 2016.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.