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Winningham Rick E

Disclosed activity across 3 companies

Tapewire entity
824
SEC CIK
0001302443

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
Jazz Pharmaceuticals plcJAZZ · Entity 818DirectorAugust 31, 2026September 02, 2026
OncoMed Pharmaceuticals IncOMED · Entity 158190DirectorJune 22, 2018June 25, 2018

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

Jazz Pharmaceuticals plc

Report date August 31, 2026 · Filed September 02, 2026

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect9,466 Ending reported balance After 2026-08-31 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2026-08-31 · Tax withholding · Disposed 1,692 · Balance 9,480

F1: Shares sold to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.

Row 2 · 2026-08-31 · Tax withholding · Disposed 14 · Balance 9,466

F1: Shares sold to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.

Filing footnotes · ownership attribution and instrument terms

F1: Shares sold to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.

OncoMed Pharmaceuticals Inc

Report date June 22, 2018 · Filed June 25, 2018

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Stock Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $2.55 · Expires 2028-06-22Direct15,000 Reported balance After 2018-06-22 transaction · row 1 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 1 · 2018-06-22 · Grant · Acquired 15,000 · Balance 15,000

F1: The option vests as to 100% of the shares subject thereto upon the earlier of one year following the grant date or the date of the subsequent year's annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer through such vesting date.

Filing footnotes · ownership attribution and instrument terms

F1: The option vests as to 100% of the shares subject thereto upon the earlier of one year following the grant date or the date of the subsequent year's annual meeting of stockholders, subject to the Reporting Person's continued service to the Issuer through such vesting date.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

Theravance Biopharma, Inc.

Report date September 23, 2026 · Filed September 25, 2026

Section 16 reporting ended · disclosed 2026-09-25. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Ordinary SharesSEC Table I · non-derivativeDirect0 Ending reported balance After 2026-09-23 transaction · row 3
3 source rows · reconciled sequence

Row 1 · 2026-09-23 · Disposition to issuer · Disposed 1,382,272 · Balance 228,750

F1: On September 23, 2026, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated June 28, 2026, by and among the Issuer, Zymeworks Inc. ("Parent"), and Zymeworks Merger Sub 1, a wholly owned subsidiary of Parent, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each ordinary share, par value $0.00001 per share, of the Issuer ("Ordinary Share") held by the reporting person as of immediately prior to the Effective Time was cancelled and converted into the right to receive (i) $17.00 in cash, without interest (the "Per Share Cash Consideration") and (ii) one contingent value right (a "CVR"). Each CVR represents a non-tradeable contractual contingent right to receive cash payments based on the achievement of certain commercial milestones following the Effective Time.

Row 2 · 2026-09-23 · Disposition to issuer · Disposed 151,875 · Balance 76,875

F2: At the Effective Time, pursuant to the Merger Agreement, each award of restricted stock units of the Issuer (a "Company RSU Award") that was outstanding as of immediately prior to the Effective Time was cancelled and converted into the right to receive an amount in cash, without interest, equal to (i) the Per Share Cash Consideration multiplied by (ii) the number of Ordinary Shares underlying such Company RSU Award (subject to any required tax withholdings as provided in the Merger Agreement) plus (iii) one CVR for each Ordinary Share underlying such Company RSU Award.

Row 3 · 2026-09-23 · Disposition to issuer · Disposed 76,875 · Balance 0

F3: As of immediately prior to the Effective Time, each award of performance restricted stock units of the Issuer (a "Company PSU Award") that was outstanding as of immediately prior to the Effective Time was cancelled in exchange for the right to receive an amount in cash, without interest, equal to (i) the Per Share Cash Consideration multiplied by (ii) the number of Ordinary Shares with respect to such Company PSU Award that remained outstanding and unreleased as of immediately prior to the Effective Time, plus (iii) one CVR for each Ordinary Share underlying such Company PSU Award.

Ordinary SharesSEC Table I · non-derivativeIndirectAs Custodian0 Reported balance After 2026-09-23 transaction · row 4 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 4 · 2026-09-23 · Disposition to issuer · Disposed 23,400 · Balance 0

F1: On September 23, 2026, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated June 28, 2026, by and among the Issuer, Zymeworks Inc. ("Parent"), and Zymeworks Merger Sub 1, a wholly owned subsidiary of Parent, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each ordinary share, par value $0.00001 per share, of the Issuer ("Ordinary Share") held by the reporting person as of immediately prior to the Effective Time was cancelled and converted into the right to receive (i) $17.00 in cash, without interest (the "Per Share Cash Consideration") and (ii) one contingent value right (a "CVR"). Each CVR represents a non-tradeable contractual contingent right to receive cash payments based on the achievement of certain commercial milestones following the Effective Time.

Ordinary SharesSEC Table I · non-derivativeIndirectBy Trust0 Reported balance After 2026-09-23 transaction · row 5 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 5 · 2026-09-23 · Disposition to issuer · Disposed 92,567 · Balance 0

F1: On September 23, 2026, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated June 28, 2026, by and among the Issuer, Zymeworks Inc. ("Parent"), and Zymeworks Merger Sub 1, a wholly owned subsidiary of Parent, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each ordinary share, par value $0.00001 per share, of the Issuer ("Ordinary Share") held by the reporting person as of immediately prior to the Effective Time was cancelled and converted into the right to receive (i) $17.00 in cash, without interest (the "Per Share Cash Consideration") and (ii) one contingent value right (a "CVR"). Each CVR represents a non-tradeable contractual contingent right to receive cash payments based on the achievement of certain commercial milestones following the Effective Time.

Share Option (Right to Buy)SEC Table II · derivative / convertible security · Conversion / exercise price $10.24 · Expires 2032-02-24Direct0 Reported balance After 2026-09-23 transaction · row 6 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 6 · 2026-09-23 · Disposition to issuer · Disposed 515,000 · Balance 0

F4: At the Effective Time, each option to purchase Ordinary Shares outstanding and unexercised as of immediately prior to the Effective Time, whether vested or unvested (a "Company Option"), was cancelled and converted into the right to receive an amount in cash, without interest, equal to (i) the excess, if any, of the Per Share Cash Consideration over the exercise price of such Company Option, multiplied by (ii) the number of Ordinary Shares underlying such Company Option plus (iii) one CVR for each Ordinary Share underlying such Company Option.

Filing footnotes · ownership attribution and instrument terms

F1: On September 23, 2026, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated June 28, 2026, by and among the Issuer, Zymeworks Inc. ("Parent"), and Zymeworks Merger Sub 1, a wholly owned subsidiary of Parent, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each ordinary share, par value $0.00001 per share, of the Issuer ("Ordinary Share") held by the reporting person as of immediately prior to the Effective Time was cancelled and converted into the right to receive (i) $17.00 in cash, without interest (the "Per Share Cash Consideration") and (ii) one contingent value right (a "CVR"). Each CVR represents a non-tradeable contractual contingent right to receive cash payments based on the achievement of certain commercial milestones following the Effective Time.

F2: At the Effective Time, pursuant to the Merger Agreement, each award of restricted stock units of the Issuer (a "Company RSU Award") that was outstanding as of immediately prior to the Effective Time was cancelled and converted into the right to receive an amount in cash, without interest, equal to (i) the Per Share Cash Consideration multiplied by (ii) the number of Ordinary Shares underlying such Company RSU Award (subject to any required tax withholdings as provided in the Merger Agreement) plus (iii) one CVR for each Ordinary Share underlying such Company RSU Award.

F3: As of immediately prior to the Effective Time, each award of performance restricted stock units of the Issuer (a "Company PSU Award") that was outstanding as of immediately prior to the Effective Time was cancelled in exchange for the right to receive an amount in cash, without interest, equal to (i) the Per Share Cash Consideration multiplied by (ii) the number of Ordinary Shares with respect to such Company PSU Award that remained outstanding and unreleased as of immediately prior to the Effective Time, plus (iii) one CVR for each Ordinary Share underlying such Company PSU Award.

F4: At the Effective Time, each option to purchase Ordinary Shares outstanding and unexercised as of immediately prior to the Effective Time, whether vested or unvested (a "Company Option"), was cancelled and converted into the right to receive an amount in cash, without interest, equal to (i) the excess, if any, of the Per Share Cash Consideration over the exercise price of such Company Option, multiplied by (ii) the number of Ordinary Shares underlying such Company Option plus (iii) one CVR for each Ordinary Share underlying such Company Option.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
September 23, 2026 Filed Sep 25, 2026 00:27 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 Disposition to issuerShare Option (Right to Buy) · Derivative 515,000 Not disclosed Strike: $10.24 Not disclosed
Disclosure

SEC source: 0001302443-26-000018 · form4-09252026_120938.xml · derivative · entry 6

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 515,000 shares

Expires 2032-02-24

F4 · price: At the Effective Time, each option to purchase Ordinary Shares outstanding and unexercised as of immediately prior to the Effective Time, whether vested or unvested (a "Company Option"), was cancelled and converted into the right to receive an amount in cash, without interest, equal to (i) the excess, if any, of the Per Share Cash Consideration over the exercise price of such Company Option, multiplied by (ii) the number of Ordinary Shares underlying such Company Option plus (iii) one CVR for each Ordinary Share underlying such Company Option.

F4 · derivative.exercise_date: At the Effective Time, each option to purchase Ordinary Shares outstanding and unexercised as of immediately prior to the Effective Time, whether vested or unvested (a "Company Option"), was cancelled and converted into the right to receive an amount in cash, without interest, equal to (i) the excess, if any, of the Per Share Cash Consideration over the exercise price of such Company Option, multiplied by (ii) the number of Ordinary Shares underlying such Company Option plus (iii) one CVR for each Ordinary Share underlying such Company Option.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 00:27 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 Disposition to issuerOrdinary Shares 92,567 Not disclosed Not disclosed
Disclosure

SEC source: 0001302443-26-000018 · form4-09252026_120938.xml · nonDerivative · entry 5

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · By Trust

Disclosed balance after: 0

F1 · price: On September 23, 2026, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated June 28, 2026, by and among the Issuer, Zymeworks Inc. ("Parent"), and Zymeworks Merger Sub 1, a wholly owned subsidiary of Parent, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each ordinary share, par value $0.00001 per share, of the Issuer ("Ordinary Share") held by the reporting person as of immediately prior to the Effective Time was cancelled and converted into the right to receive (i) $17.00 in cash, without interest (the "Per Share Cash Consideration") and (ii) one contingent value right (a "CVR"). Each CVR represents a non-tradeable contractual contingent right to receive cash payments based on the achievement of certain commercial milestones following the Effective Time.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 00:27 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 Disposition to issuerOrdinary Shares 23,400 Not disclosed Not disclosed
Disclosure

SEC source: 0001302443-26-000018 · form4-09252026_120938.xml · nonDerivative · entry 4

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · As Custodian

Disclosed balance after: 0

F1 · price: On September 23, 2026, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated June 28, 2026, by and among the Issuer, Zymeworks Inc. ("Parent"), and Zymeworks Merger Sub 1, a wholly owned subsidiary of Parent, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each ordinary share, par value $0.00001 per share, of the Issuer ("Ordinary Share") held by the reporting person as of immediately prior to the Effective Time was cancelled and converted into the right to receive (i) $17.00 in cash, without interest (the "Per Share Cash Consideration") and (ii) one contingent value right (a "CVR"). Each CVR represents a non-tradeable contractual contingent right to receive cash payments based on the achievement of certain commercial milestones following the Effective Time.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 00:27 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 Disposition to issuerOrdinary Shares 76,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001302443-26-000018 · form4-09252026_120938.xml · nonDerivative · entry 3

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

F3 · price: As of immediately prior to the Effective Time, each award of performance restricted stock units of the Issuer (a "Company PSU Award") that was outstanding as of immediately prior to the Effective Time was cancelled in exchange for the right to receive an amount in cash, without interest, equal to (i) the Per Share Cash Consideration multiplied by (ii) the number of Ordinary Shares with respect to such Company PSU Award that remained outstanding and unreleased as of immediately prior to the Effective Time, plus (iii) one CVR for each Ordinary Share underlying such Company PSU Award.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 00:27 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 Disposition to issuerOrdinary Shares 151,875 Not disclosed Not disclosed
Disclosure

SEC source: 0001302443-26-000018 · form4-09252026_120938.xml · nonDerivative · entry 2

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 76,875

F2 · price: At the Effective Time, pursuant to the Merger Agreement, each award of restricted stock units of the Issuer (a "Company RSU Award") that was outstanding as of immediately prior to the Effective Time was cancelled and converted into the right to receive an amount in cash, without interest, equal to (i) the Per Share Cash Consideration multiplied by (ii) the number of Ordinary Shares underlying such Company RSU Award (subject to any required tax withholdings as provided in the Merger Agreement) plus (iii) one CVR for each Ordinary Share underlying such Company RSU Award.

Read SEC document
September 23, 2026 Filed Sep 25, 2026 00:27 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 Disposition to issuerOrdinary Shares 1,382,272 Not disclosed Not disclosed
Disclosure

SEC source: 0001302443-26-000018 · form4-09252026_120938.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 228,750

F1 · price: On September 23, 2026, pursuant to that certain Agreement and Plan of Merger (the "Merger Agreement"), dated June 28, 2026, by and among the Issuer, Zymeworks Inc. ("Parent"), and Zymeworks Merger Sub 1, a wholly owned subsidiary of Parent, the Issuer became a wholly owned subsidiary of Parent (the "Merger"). At the effective time of the Merger (the "Effective Time"), pursuant to the Merger Agreement, each ordinary share, par value $0.00001 per share, of the Issuer ("Ordinary Share") held by the reporting person as of immediately prior to the Effective Time was cancelled and converted into the right to receive (i) $17.00 in cash, without interest (the "Per Share Cash Consideration") and (ii) one contingent value right (a "CVR"). Each CVR represents a non-tradeable contractual contingent right to receive cash payments based on the achievement of certain commercial milestones following the Effective Time.

Read SEC document
August 31, 2026 Filed Sep 2, 2026 21:06 UTC Jazz Pharmaceuticals plc JAZZ · Entity 818 Tax withholdingOrdinary Shares 14 $244.64 $3,425.02
Disclosure

SEC source: 0001302443-26-000015 · edgardoc.xml · nonDerivative · entry 2

Winningham Rick E · CIK 0001302443 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,466

F1 · kind: Shares sold to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.

Read SEC document
August 31, 2026 Filed Sep 2, 2026 21:06 UTC Jazz Pharmaceuticals plc JAZZ · Entity 818 Tax withholdingOrdinary Shares 1,692 $241.39 $408,431.88
Disclosure

SEC source: 0001302443-26-000015 · edgardoc.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,480

F1 · kind: Shares sold to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.

Read SEC document
August 20, 2026 Filed Aug 24, 2026 22:09 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 Tax withholdingOrdinary Shares 20,034 $16.95 $339,576.30
Disclosure

SEC source: 0001302443-26-000012 · form4-08242026_100811.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,611,022

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

Read SEC document
August 05, 2026 Filed Aug 7, 2026 21:57 UTC Jazz Pharmaceuticals plc JAZZ · Entity 818 GrantOrdinary Shares 1,605 $0.00 $0.00
Disclosure

SEC source: 0001302443-26-000010 · edgardoc.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,172

F1 · kind: These restricted stock units are granted pursuant to the Issuer's 2007 Amended and Restated Non-Employee Directors Stock Award Plan. Each restricted stock unit represents a contingent right to receive one ordinary share upon the vesting of the unit. Subject to the Reporting Person's continuous service and certain additional conditions, these units will vest in full on July 23, 2027.

Read SEC document
May 22, 2026 Filed May 27, 2026 22:13 UTC Jazz Pharmaceuticals plc JAZZ · Entity 818 Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative 3,415 $0.00 Strike: $138.08 $0.00
Disclosure

SEC source: 0001302443-26-000008 · edgardoc.xml · derivative · entry 3

Winningham Rick E · CIK 0001302443 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Ordinary Shares · 3,415 shares

Expires 2026-08-10

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: This non-qualified stock option was granted on August 11, 2016 and vested over a period of one year from September 1, 2016. The options were fully vested as of August 1, 2017.

Read SEC document
May 22, 2026 Filed May 27, 2026 22:13 UTC Jazz Pharmaceuticals plc JAZZ · Entity 818 SaleOrdinary Shares 2,741 $241.57 $662,143.37
Disclosure

SEC source: 0001302443-26-000008 · edgardoc.xml · nonDerivative · entry 2

Winningham Rick E · CIK 0001302443 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,567

Read SEC document
May 22, 2026 Filed May 27, 2026 22:13 UTC Jazz Pharmaceuticals plc JAZZ · Entity 818 Exercise / conversionOrdinary Shares 3,415 $138.08 $471,543.20
Disclosure

SEC source: 0001302443-26-000008 · edgardoc.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,308

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 20, 2026 Filed May 22, 2026 22:27 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 Tax withholdingOrdinary Shares 20,038 $16.55 $331,628.90
Disclosure

SEC source: 0001302443-26-000006 · form4-05222026_100553.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,631,056

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

Read SEC document
April 01, 2026 Filed Apr 3, 2026 22:10 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 GrantOrdinary Shares 75,000 $0.00 $0.00
Disclosure

SEC source: 0001302443-26-000004 · form4-04032026_100419.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,651,094

Read SEC document
February 20, 2026 Filed Feb 25, 2026 00:43 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 Tax withholdingOrdinary Shares 74,975 $19.66 $1,474,008.50
Disclosure

SEC source: 0001302443-26-000002 · form4-02252026_120248.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,576,094

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

Read SEC document
November 20, 2025 Filed Nov 22, 2025 00:10 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 Tax withholdingOrdinary Shares 56,817 $17.90 $1,017,024.30
Disclosure

SEC source: 0001302443-25-000008 · form4-11222025_121129.xml · nonDerivative · entry 3

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,651,069

F3 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

Read SEC document
November 19, 2025 Filed Nov 22, 2025 00:10 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 GiftOrdinary Shares 9,900 $0.00 $0.00
Disclosure

SEC source: 0001302443-25-000008 · form4-11222025_121129.xml · nonDerivative · entry 2

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · As Custodian

Disclosed balance after: 23,400

F1 · shares: Reflects the gift of shares by the Reporting Person to a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA"), for which the Reporting Person serves as a custodian.

F2 · ownership.nature: The shares are held for grandchildren of the Reporting Person through a UTMA account, for which the Reporting Person serves as custodian. The Reporting Person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of his grandchildren's shares for purposes of Section 16 or for any other purpose.

Read SEC document
November 19, 2025 Filed Nov 22, 2025 00:10 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 GiftOrdinary Shares 9,900 $0.00 $0.00
Disclosure

SEC source: 0001302443-25-000008 · form4-11222025_121129.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,707,886

F1 · shares: Reflects the gift of shares by the Reporting Person to a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA"), for which the Reporting Person serves as a custodian.

Read SEC document
November 18, 2025 Filed Nov 20, 2025 22:54 UTC Jazz Pharmaceuticals plc JAZZ · Entity 818 SaleOrdinary Shares 5,500 $180.86 $994,728.35
Disclosure

SEC source: 0001302443-25-000006 · edgardoc.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 8,893

Read SEC document
August 20, 2025 Filed Aug 22, 2025 22:09 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 Tax withholdingOrdinary Shares 15,394 $13.39 $206,125.66
Disclosure

SEC source: 0001415889-25-022803 · form4-08222025_100815.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,717,786

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

Read SEC document
August 08, 2025 Filed Aug 11, 2025 21:34 UTC Jazz Pharmaceuticals plc JAZZ · Entity 818 Tax withholdingOrdinary Shares 1,805 $111.25 $200,810.58
Disclosure

SEC source: 0001765581-25-000078 · edgardoc.xml · nonDerivative · entry 2

Winningham Rick E · CIK 0001302443 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,393

F2 · kind: Shares sold to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.

Read SEC document
August 07, 2025 Filed Aug 11, 2025 21:34 UTC Jazz Pharmaceuticals plc JAZZ · Entity 818 GrantOrdinary Shares 3,507 $0.00 $0.00
Disclosure

SEC source: 0001765581-25-000078 · edgardoc.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,198

F1 · kind: These restricted stock units are granted pursuant to the Issuer's 2007 Amended and Restated Non-Employee Directors Stock Award Plan. Each restricted stock unit represents a contingent right to receive one ordinary share upon the vesting of the unit. Subject to the Reporting Person's continuous service and certain additional conditions, these units will vest in full on July 24, 2026.

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June 23, 2025 Filed Jun 25, 2025 22:06 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 GiftOrdinary Shares 20,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-018221 · form4-06252025_100657.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,733,180

F1 · shares: Bona Fide Gift. No compensation was given to the donor for the gifting of shares.

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June 13, 2025 Filed Jun 17, 2025 22:16 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 GiftOrdinary Shares 9,600 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-017585 · form4-06172025_100629.xml · nonDerivative · entry 2

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · As Custodian

Disclosed balance after: 13,500

F1 · shares: Reflects the gift of shares by the Reporting Person to a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA"), for which the Reporting Person serves as a custodian.

F2 · ownership.nature: The shares are held for grandchildren of the Reporting Person through a UTMA account, for which the Reporting Person serves as custodian. The Reporting Person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of his grandchildren's shares for purposes of Section 16 or for any other purpose.

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June 13, 2025 Filed Jun 17, 2025 22:16 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 GiftOrdinary Shares 9,600 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-017585 · form4-06172025_100629.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,753,180

F1 · shares: Reflects the gift of shares by the Reporting Person to a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA"), for which the Reporting Person serves as a custodian.

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May 20, 2025 Filed May 22, 2025 22:44 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 Tax withholdingOrdinary Shares 15,364 $9.45 $145,189.80
Disclosure

SEC source: 0001415889-25-014263 · form4-05222025_100552.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,762,780

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

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February 28, 2025 Filed Mar 4, 2025 23:17 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 GrantOrdinary Shares 2,178 $9.35 $20,364.30
Disclosure

SEC source: 0001415889-25-006684 · form4-03042025_110318.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,778,144

F1 · kind: Reflects an acquisition from the Issuer pursuant to a restricted share purchase agreement under the Issuer's Amended and Restated 2013 Equity Incentive Plan at a per-share price equal to the closing per-share price of the Issuer's ordinary shares on the Nasdaq Global Market on February 28, 2025.

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February 20, 2025 Filed Feb 25, 2025 00:32 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 Tax withholdingOrdinary Shares 35,129 $9.66 $339,346.14
Disclosure

SEC source: 0001415889-25-005357 · form4-02252025_120241.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,775,966

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

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November 20, 2024 Filed Nov 22, 2024 23:10 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 Tax withholdingOrdinary Shares 15,997 $9.97 $159,490.09
Disclosure

SEC source: 0001415889-24-027573 · form4-11222024_111145.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,811,095

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

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November 14, 2024 Filed Nov 20, 2024 02:08 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 GrantOrdinary Shares 3,193 $9.57 $30,557.01
Disclosure

SEC source: 0001415889-24-027297 · form4-11202024_021133.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,827,092

F1 · kind: This transaction is being reported late due to inadvertent administrative error. Reflects an acquisition from the Issuer pursuant to a restricted share purchase agreement under the Issuer's Amended and Restated 2013 Equity Incentive Plan at a per-share price equal to the closing per-share price of the Issuer's ordinary shares on the Nasdaq Global Market on November 14, 2024. Transaction was with the Issuer and did not involve an open market transaction.

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August 20, 2024 Filed Aug 23, 2024 00:09 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 Tax withholdingOrdinary Shares 15,997 $8.22 $131,495.34
Disclosure

SEC source: 0001415889-24-022092 · form4-08232024_120807.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,823,899

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

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August 07, 2024 Filed Aug 9, 2024 22:05 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 GrantOrdinary Shares 3,252 $7.83 $25,463.16
Disclosure

SEC source: 0001415889-24-021057 · form4-08092024_100810.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,839,896

F1 · kind: Reflects an acquisition from the Issuer pursuant to a restricted share purchase agreement under the Issuer's Amended and Restated 2013 Equity Incentive Plan at a per-share price equal to the closing per-share price of the Issuer's ordinary shares on the Nasdaq Global Market on August 7, 2024. Transaction was with the Issuer and did not involve an open market transaction.

Read SEC document
August 06, 2024 Filed Aug 6, 2024 22:42 UTC Jazz Pharmaceuticals plc JAZZ · Entity 818 Tax withholdingOrdinary Shares 1,484 $111.35 $165,243.40
Disclosure

SEC source: 0001765581-24-000079 · edgardoc.xml · nonDerivative · entry 2

Winningham Rick E · CIK 0001302443 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,691

F2 · kind: Shares sold to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.

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August 02, 2024 Filed Aug 6, 2024 22:42 UTC Jazz Pharmaceuticals plc JAZZ · Entity 818 GrantOrdinary Shares 3,731 $0.00 $0.00
Disclosure

SEC source: 0001765581-24-000079 · edgardoc.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,175

F1 · kind: These restricted stock units are granted pursuant to the Issuer's 2007 Amended and Restated Non-Employee Directors Stock Award Plan. Each restricted stock unit represents a contingent right to receive one ordinary share upon the vesting of the unit. Subject to the Reporting Person's continuous service and certain additional conditions, these units will vest in full on July 25, 2025.

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May 20, 2024 Filed May 22, 2024 22:10 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 Tax withholdingOrdinary Shares 15,997 $9.10 $145,572.70
Disclosure

SEC source: 0001415889-24-014141 · form4-05222024_100514.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,836,644

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

Read SEC document
May 15, 2024 Filed May 17, 2024 22:01 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 GrantOrdinary Shares 2,068 $9.85 $20,369.80
Disclosure

SEC source: 0001415889-24-013612 · form4-05172024_100519.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,852,641

F1 · kind: Reflects an acquisition from the Issuer pursuant to a restricted share purchase agreement under the Issuer's Amended and Restated 2013 Equity Incentive Plan at a per-share price equal to the closing per-share price of the Issuer's ordinary shares on the Nasdaq Global Market on May 15, 2024. Transaction was with the Issuer and did not involve an open market transaction.

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April 02, 2024 Filed Apr 4, 2024 22:17 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 GrantOrdinary Shares 300,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-010328 · form4-04042024_100427.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,850,573

F1 · shares: On April 2, 2024, the reporting person was granted 300,000 RSUs. 150,000 RSUs are subject to service-based vesting conditions and the remaining 150,000 RSUs vest based on the achievement of share price appreciation targets as well as continued employment.

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March 15, 2024 Filed Mar 19, 2024 22:06 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 GiftOrdinary Shares 3,900 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008630 · form4-03192024_100308.xml · nonDerivative · entry 4

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Indirect · As Custodian

Disclosed balance after: 3,900

F3 · kind: Reflects the gift of shares by the Reporting Person to a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA"), for which the Reporting Person serves as a custodian.

F4 · ownership.nature: The shares are held for grandchildren of the Reporting Person through a UTMA account, for which the Reporting Person serves as custodian. The Reporting Person disclaims beneficial ownership of these shares, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of his grandchildren's shares for purposes of Section 16 or for any other purpose.

Read SEC document
March 15, 2024 Filed Mar 19, 2024 22:06 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 GiftOrdinary Shares 3,900 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008630 · form4-03192024_100308.xml · nonDerivative · entry 3

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,550,573

F3 · kind: Reflects the gift of shares by the Reporting Person to a custodial account established pursuant to the Uniform Transfer to Minors Act ("UTMA"), for which the Reporting Person serves as a custodian.

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March 15, 2024 Filed Mar 19, 2024 22:06 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 GiftOrdinary Shares 7,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-24-008630 · form4-03192024_100308.xml · nonDerivative · entry 2

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,554,473

F2 · kind: Bona Fide Gift. No compensation was given to the donor for the gifting of shares.

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March 15, 2024 Filed Mar 19, 2024 22:06 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 GrantOrdinary Shares 2,704 $8.64 $23,362.56
Disclosure

SEC source: 0001415889-24-008630 · form4-03192024_100308.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,561,473

F1 · kind: Reflects an acquisition from the Issuer pursuant to a restricted share purchase agreement under the Issuer's Amended and Restated 2013 Equity Incentive Plan at a per-share price equal to the closing per-share price of the Issuer's ordinary shares on the Nasdaq Global Market on March 15, 2024. Transaction was with the Issuer and did not involve an open market transaction.

Read SEC document
February 20, 2024 Filed Feb 23, 2024 01:14 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 Tax withholdingOrdinary Shares 37,196 $8.92 $331,788.32
Disclosure

SEC source: 0001415889-24-004968 · form4-02232024_010235.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,558,769

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

Read SEC document
November 20, 2023 Filed Nov 22, 2023 23:16 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 Tax withholdingOrdinary Shares 15,804 $10.37 $163,887.48
Disclosure

SEC source: 0001415889-23-015454 · form4-11222023_111107.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,595,965

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

Read SEC document
August 20, 2023 Filed Aug 22, 2023 22:19 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 Tax withholdingOrdinary Shares 15,804 $9.70 $153,298.80
Disclosure

SEC source: 0001415889-23-012522 · form4-08222023_100811.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,611,769

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

Read SEC document
August 14, 2023 Filed Aug 15, 2023 22:08 UTC Jazz Pharmaceuticals plc JAZZ · Entity 818 SaleOrdinary Shares 1,241 $138.16 $171,454.57
Disclosure

SEC source: 0001765581-23-000094 · edgardoc.xml · nonDerivative · entry 2

Winningham Rick E · CIK 0001302443 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,444

F2 · kind: Shares sold to satisfy tax obligations arising out of the vesting of previously granted restricted stock units.

F3 · price: Reflects sales of ordinary shares executed in multiple transactions at prices ranging from $137.77 to $138.16. The price reported reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer full information regarding the number of shares and prices at which the sales were effected.

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August 11, 2023 Filed Aug 15, 2023 22:08 UTC Jazz Pharmaceuticals plc JAZZ · Entity 818 GrantOrdinary Shares 3,075 $0.00 $0.00
Disclosure

SEC source: 0001765581-23-000094 · edgardoc.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 11,685

F1 · kind: Directors Stock Award Plan. Each restricted stock unit represents a contingent right to receive one ordinary share upon the vesting of the unit. Subject to the Reporting Person's continuous service and certain additional conditions, these units will vest in full on August 3, 2024.

Read SEC document
May 20, 2023 Filed May 23, 2023 23:48 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 Tax withholdingOrdinary Shares 15,804 $11.21 $177,162.84
Disclosure

SEC source: 0001415889-23-008676 · form4-05232023_110517.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,627,573

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

Read SEC document
March 01, 2023 Filed Mar 4, 2023 01:41 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 GrantOrdinary Shares 330,000 $0.00 $0.00
Disclosure

SEC source: 0001415889-23-004277 · form4-03042023_010303.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,643,377

F1 · shares: On March 1, 2023, the reporting person was granted 330,000 RSUs. 165,000 RSUs are subject to service-based vesting conditions and the remaining 165,000 RSUs vest based on the achievement of share price appreciation targets as well as continued employment.

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February 20, 2023 Filed Feb 23, 2023 00:29 UTC Theravance Biopharma, Inc. TBPH · Entity 5037 Tax withholdingOrdinary Shares 37,420 $10.44 $390,664.80
Disclosure

SEC source: 0001415889-23-003078 · form4-02232023_120232.xml · nonDerivative · entry 1

Winningham Rick E · CIK 0001302443 · Director · CHIEF EXECUTIVE OFFICER

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 1,313,377

F1 · shares: Shares withheld to satisfy tax obligations arising out of the vesting of previously granted restricted stock units. The share withholding transaction was with the issuer and did not involve an open market transaction.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.