Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| PRUDENTIAL FINANCIAL INCPRU · Entity 148 | Executive Vice President | February 28, 2025 | March 04, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
PRUDENTIAL FINANCIAL INC
Report date February 28, 2025 · Filed March 04, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 54,007 |
Ending reported balance
After 2025-02-28 transaction · row 6
6 source rows · reconciled sequenceRow 1 · 2025-02-28 · Exercise / conversion · Acquired 1,718 · Balance 52,590 F1: Represents the vesting of previously awarded restricted stock units. Row 2 · 2025-02-28 · Tax withholding · Disposed 837 · Balance 51,753 F2: Represents shares withheld for the payment of taxes. Row 3 · 2025-02-28 · Exercise / conversion · Acquired 2,219 · Balance 53,972 F1: Represents the vesting of previously awarded restricted stock units. Row 4 · 2025-02-28 · Tax withholding · Disposed 1,081 · Balance 52,891 F2: Represents shares withheld for the payment of taxes. Row 5 · 2025-02-28 · Exercise / conversion · Acquired 2,177 · Balance 55,068 F1: Represents the vesting of previously awarded restricted stock units. Row 6 · 2025-02-28 · Tax withholding · Disposed 1,061 · Balance 54,007 F2: Represents shares withheld for the payment of taxes. |
| 2022 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2025-02-28 transaction · row 7
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 7 · 2025-02-28 · Exercise / conversion · Disposed 1,718 · Balance 0 F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023. |
| 2023 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 2,220 |
Reported balance
After 2025-02-28 transaction · row 8
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 8 · 2025-02-28 · Exercise / conversion · Disposed 2,219 · Balance 2,220 F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F5: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024. |
| 2024 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 4,356 |
Reported balance
After 2025-02-28 transaction · row 9
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 9 · 2025-02-28 · Exercise / conversion · Disposed 2,177 · Balance 4,356 F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents the vesting of previously awarded restricted stock units.
F2: Represents shares withheld for the payment of taxes.
F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.
F4: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.
F5: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.
F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 09, 2021 Filed Feb 11, 2021 22:40 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 3,800 | $81.43 | $309,434.00 |
DisclosureSEC source: 0001127602-21-005268 · form4.xml · nonDerivative · entry 2 Alziari Lucien · CIK 0001303114 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,881 F3 · shares: Represents shares withheld for the payment of taxes. Read SEC document |
| February 09, 2021 Filed Feb 11, 2021 22:40 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 10,478 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-21-005268 · form4.xml · nonDerivative · entry 1 Alziari Lucien · CIK 0001303114 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,681 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2018 through 2020 performance period, as adjusted based on the results of an inclusion and diversity modifier. F2 · shares: Includes cash settled performance units which were converted from cash to equity settlement based on a decision by the Compensation Committee. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:09 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversion6/15/2017 Restricted Stock Units · Derivative | 2,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-019929 · form4.xml · derivative · entry 3 Alziari Lucien · CIK 0001303114 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 2,352 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F4 · derivative.exercise_date: The Restricted Stock Units vested on June 15, 2020. F4 · derivative.expiration_date: The Restricted Stock Units vested on June 15, 2020. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:09 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Tax withholdingCommon Stock | 1,149 | $64.54 | $74,156.46 |
DisclosureSEC source: 0001127602-20-019929 · form4.xml · nonDerivative · entry 2 Alziari Lucien · CIK 0001303114 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,203 F2 · shares: Represents shares withheld for the payment of taxes when the restricted shares vested. Read SEC document |
| June 15, 2020 Filed Jun 17, 2020 21:09 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Exercise / conversionCommon Stock | 2,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-019929 · form4.xml · nonDerivative · entry 1 Alziari Lucien · CIK 0001303114 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,352 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Represents the vesting of previously awarded restricted stock units. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 00:53 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2020 Performance Share · Derivative | 14,082 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-20-005379 · form4.xml · derivative · entry 2 Alziari Lucien · CIK 0001303114 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 14,082 Underlying: Common Stock · 14,082 shares Expires not disclosed F2 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F3 · derivative.exercise_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2020 through 2022 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2023. F3 · derivative.expiration_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2020 through 2022 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2023. Read SEC document |
| February 11, 2020 Filed Feb 14, 2020 00:53 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2020 Employee Stock Option (Right to Buy) · Derivative | 12,669 | $0.00 Strike: $95.87 | $0.00 |
DisclosureSEC source: 0001127602-20-005379 · form4.xml · derivative · entry 1 Alziari Lucien · CIK 0001303114 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 12,669 Underlying: Common Stock · 12,669 shares Expires 2030-02-11 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 11, 2021. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 22:22 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2019 Performance Shares · Derivative | 7,231 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-19-006044 · form4.xml · derivative · entry 2 Alziari Lucien · CIK 0001303114 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,231 Underlying: Common Stock · 7,231 shares Expires not disclosed F2 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F3 · derivative.exercise_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2019 through 2021 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2022. F3 · derivative.expiration_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2019 through 2021 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2022. Read SEC document |
| February 12, 2019 Filed Feb 14, 2019 22:22 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2019 Employee Stock Option (Right to Buy) · Derivative | 11,284 | $0.00 Strike: $93.36 | $0.00 |
DisclosureSEC source: 0001127602-19-006044 · form4.xml · derivative · entry 1 Alziari Lucien · CIK 0001303114 · Executive Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 11,284 Underlying: Common Stock · 11,284 shares Expires 2029-02-12 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 12, 2020. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:28 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2018 Performance Shares · Derivative | 4,923 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001127602-18-006385 · form4.xml · derivative · entry 2 Alziari Lucien · CIK 0001303114 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,923 Underlying: Common Stock · 4,923 shares Expires not disclosed F2 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis. F3 · derivative.exercise_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2018 through 2020 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2021. F3 · derivative.expiration_date: Represents the target number of shares to be received relative to the Company's average ROE goals and relative to the ROE achievement of certain life insurance peer companies for the 2018 through 2020 performance period. The actual number of shares to be received will be determined by the Compensation Committee in February 2021. Read SEC document |
| February 13, 2018 Filed Feb 15, 2018 21:28 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant2018 Employee Stock Option (Right to Buy) · Derivative | 6,502 | $0.00 Strike: $106.89 | $0.00 |
DisclosureSEC source: 0001127602-18-006385 · form4.xml · derivative · entry 1 Alziari Lucien · CIK 0001303114 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,502 Underlying: Common Stock · 6,502 shares Expires 2028-02-13 F1 · derivative.exercise_date: The options vest in three equal annual installments beginning on February 13, 2019. Read SEC document |
| June 15, 2017 Filed Jul 12, 2017 18:29 UTC | PRUDENTIAL FINANCIAL INC PRU · Entity 148 | Grant6/15/2017 Restricted Stock Units · Derivative | 2,352 | $0.00 | $0.00 |
DisclosureSEC source: 0001127602-17-023546 · form4.xml · derivative · entry 1 Alziari Lucien · CIK 0001303114 · Senior Vice President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,352 Underlying: Common Stock · 2,352 shares Expires not disclosed F1 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis. F2 · derivative.exercise_date: The Restricted Stock Units will vest on June 15, 2020. F2 · derivative.expiration_date: The Restricted Stock Units will vest on June 15, 2020. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.