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Alziari Lucien

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82489
SEC CIK
0001303114

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CompanyLast reported asReport datePublished
PRUDENTIAL FINANCIAL INCPRU · Entity 148Executive Vice PresidentFebruary 28, 2025March 04, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

PRUDENTIAL FINANCIAL INC

Report date February 28, 2025 · Filed March 04, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect54,007 Ending reported balance After 2025-02-28 transaction · row 6
6 source rows · reconciled sequence

Row 1 · 2025-02-28 · Exercise / conversion · Acquired 1,718 · Balance 52,590

F1: Represents the vesting of previously awarded restricted stock units.

Row 2 · 2025-02-28 · Tax withholding · Disposed 837 · Balance 51,753

F2: Represents shares withheld for the payment of taxes.

Row 3 · 2025-02-28 · Exercise / conversion · Acquired 2,219 · Balance 53,972

F1: Represents the vesting of previously awarded restricted stock units.

Row 4 · 2025-02-28 · Tax withholding · Disposed 1,081 · Balance 52,891

F2: Represents shares withheld for the payment of taxes.

Row 5 · 2025-02-28 · Exercise / conversion · Acquired 2,177 · Balance 55,068

F1: Represents the vesting of previously awarded restricted stock units.

Row 6 · 2025-02-28 · Tax withholding · Disposed 1,061 · Balance 54,007

F2: Represents shares withheld for the payment of taxes.

2022 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2025-02-28 transaction · row 7 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 7 · 2025-02-28 · Exercise / conversion · Disposed 1,718 · Balance 0

F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

2023 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct2,220 Reported balance After 2025-02-28 transaction · row 8 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 8 · 2025-02-28 · Exercise / conversion · Disposed 2,219 · Balance 2,220

F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

2024 Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct4,356 Reported balance After 2025-02-28 transaction · row 9 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 9 · 2025-02-28 · Exercise / conversion · Disposed 2,177 · Balance 4,356

F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

Filing footnotes · ownership attribution and instrument terms

F1: Represents the vesting of previously awarded restricted stock units.

F2: Represents shares withheld for the payment of taxes.

F3: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F5: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F6: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
February 28, 2025 Filed Mar 4, 2025 19:15 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2024 Restricted Stock Units · Derivative 2,177 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007717 · form4.xml · derivative · entry 9

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,356

Underlying: Common Stock · 2,177 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:15 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2023 Restricted Stock Units · Derivative 2,219 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007717 · form4.xml · derivative · entry 8

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,220

Underlying: Common Stock · 2,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:15 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2022 Restricted Stock Units · Derivative 1,718 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007717 · form4.xml · derivative · entry 7

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 1,718 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:15 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 1,061 $115.10 $122,121.10
Disclosure

SEC source: 0001127602-25-007717 · form4.xml · nonDerivative · entry 6

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 54,007

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:15 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 2,177 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007717 · form4.xml · nonDerivative · entry 5

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 55,068

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:15 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 1,081 $115.10 $124,423.10
Disclosure

SEC source: 0001127602-25-007717 · form4.xml · nonDerivative · entry 4

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,891

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:15 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 2,219 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007717 · form4.xml · nonDerivative · entry 3

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 53,972

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:15 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 837 $115.10 $96,338.70
Disclosure

SEC source: 0001127602-25-007717 · form4.xml · nonDerivative · entry 2

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 51,753

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 19:15 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 1,718 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-007717 · form4.xml · nonDerivative · entry 1

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 52,590

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 22:15 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2022 Performance Shares · Derivative 15,454 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004418 · form4.xml · derivative · entry 5

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 15,454 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

F1 · derivative.exercise_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

F1 · derivative.expiration_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 22:15 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2025 Performance Shares · Derivative 18,401 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004418 · form4.xml · derivative · entry 4

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,401

Underlying: Common Stock · 18,401 shares

Expires not disclosed

F5 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2028 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2025 through 2027 performance period.

F6 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2028 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2025 through 2027 performance period.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 22:15 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2025 Restricted Stock Units · Derivative 6,134 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004418 · form4.xml · derivative · entry 3

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,134

Underlying: Common Stock · 6,134 shares

Expires not disclosed

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2026.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 22:15 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 5,153 $112.09 $577,599.77
Disclosure

SEC source: 0001127602-25-004418 · form4.xml · nonDerivative · entry 2

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 50,872

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 10, 2025 Filed Feb 12, 2025 22:15 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 12,596 $0.00 $0.00
Disclosure

SEC source: 0001127602-25-004418 · form4.xml · nonDerivative · entry 1

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 56,025

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:23 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2023 Restricted Stock Units · Derivative 2,219 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008128 · form4.xml · derivative · entry 9

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,439

Underlying: Common Stock · 2,219 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F6 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:23 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2022 Restricted Stock Units · Derivative 1,717 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008128 · form4.xml · derivative · entry 8

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,718

Underlying: Common Stock · 1,717 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:23 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2021 Restricted Stock Units · Derivative 2,303 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008128 · form4.xml · derivative · entry 7

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 2,303 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:23 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 1,081 $108.99 $117,818.19
Disclosure

SEC source: 0001127602-24-008128 · form4.xml · nonDerivative · entry 6

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,429

F2 · shares: Represents shares withheld for the payment of taxes when the restricted shares vested.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:23 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 2,219 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008128 · form4.xml · nonDerivative · entry 5

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 44,510

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:23 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 837 $108.99 $91,224.63
Disclosure

SEC source: 0001127602-24-008128 · form4.xml · nonDerivative · entry 4

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,291

F2 · shares: Represents shares withheld for the payment of taxes when the restricted shares vested.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:23 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 1,717 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008128 · form4.xml · nonDerivative · entry 3

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 43,128

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:23 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 1,122 $108.99 $122,286.78
Disclosure

SEC source: 0001127602-24-008128 · form4.xml · nonDerivative · entry 2

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 41,411

F2 · shares: Represents shares withheld for the payment of taxes when the restricted shares vested.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 21:23 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 2,303 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-008128 · form4.xml · nonDerivative · entry 1

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 42,533

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 13, 2024 Filed Feb 16, 2024 00:01 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2021 Performance Shares · Derivative 20,724 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005252 · form4.xml · derivative · entry 5

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 20,724 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier.

F1 · derivative.exercise_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier.

F1 · derivative.expiration_date: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier.

Read SEC document
February 13, 2024 Filed Feb 16, 2024 00:01 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2024 Performance Shares · Derivative 19,599 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005252 · form4.xml · derivative · entry 4

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 19,599

Underlying: Common Stock · 19,599 shares

Expires not disclosed

F5 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2027 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2024 through 2026 performance period.

F6 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation and Human Capital Committee in February 2027 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2024 through 2026 performance period.

Read SEC document
February 13, 2024 Filed Feb 16, 2024 00:01 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2024 Restricted Stock Units · Derivative 6,533 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005252 · form4.xml · derivative · entry 3

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 6,533

Underlying: Common Stock · 6,533 shares

Expires not disclosed

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2025.

Read SEC document
February 13, 2024 Filed Feb 16, 2024 00:01 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 8,649 $105.24 $910,220.76
Disclosure

SEC source: 0001127602-24-005252 · form4.xml · nonDerivative · entry 2

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 40,230

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 13, 2024 Filed Feb 16, 2024 00:01 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 19,647 $0.00 $0.00
Disclosure

SEC source: 0001127602-24-005252 · form4.xml · nonDerivative · entry 1

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 48,879

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Compensation and Human Capital Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to the ROE performance of a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 20:49 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2022 Restricted Stock Units · Derivative 1,717 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008319 · form4.xml · derivative · entry 6

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 3,435

Underlying: Common Stock · 1,717 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 20:49 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2021 Restricted Stock Units · Derivative 2,303 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008319 · form4.xml · derivative · entry 5

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,303

Underlying: Common Stock · 2,303 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 20:49 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 837 $100.00 $83,700.00
Disclosure

SEC source: 0001127602-23-008319 · form4.xml · nonDerivative · entry 4

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,232

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 20:49 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 1,717 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008319 · form4.xml · nonDerivative · entry 3

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,069

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 20:49 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 1,122 $100.00 $112,200.00
Disclosure

SEC source: 0001127602-23-008319 · form4.xml · nonDerivative · entry 2

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 28,352

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2023 Filed Mar 2, 2023 20:49 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 2,303 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-008319 · form4.xml · nonDerivative · entry 1

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,474

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:26 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2020 Performance Share · Derivative 14,082 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-005542 · form4.xml · derivative · entry 5

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 14,082 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2020 through 2022 performance period.

F1 · derivative.exercise_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2020 through 2022 performance period.

F1 · derivative.expiration_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2020 through 2022 performance period.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:26 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2023 Performance Shares · Derivative 19,972 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-005542 · form4.xml · derivative · entry 4

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,972

Underlying: Common Stock · 19,972 shares

Expires not disclosed

F5 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F6 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2026 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.

F6 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2026 based on the Company's ROE performance relative to a performance peer group of companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2023 through 2025 performance period.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:26 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2023 Restricted Stock Units · Derivative 6,658 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-23-005542 · form4.xml · derivative · entry 3

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,658

Underlying: Common Stock · 6,658 shares

Expires not disclosed

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning the last day of February 2024.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:26 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 4,079 $103.27 $421,238.33
Disclosure

SEC source: 0001127602-23-005542 · form4.xml · nonDerivative · entry 2

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 27,171

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 21:26 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 12,646 $0.00 $0.00
Disclosure

SEC source: 0001127602-23-005542 · form4.xml · nonDerivative · entry 1

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 31,250

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2020 through 2022 performance period.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 18:51 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2021 Restricted Stock Units · Derivative 2,302 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007592 · form4.xml · derivative · entry 3

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,606

Underlying: Common Stock · 2,302 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F4 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

F4 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 18:51 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 947 $111.66 $105,742.02
Disclosure

SEC source: 0001127602-22-007592 · form4.xml · nonDerivative · entry 2

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,604

F2 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 28, 2022 Filed Mar 2, 2022 18:51 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 2,302 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-007592 · form4.xml · nonDerivative · entry 1

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 19,551

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Represents the vesting of previously awarded restricted stock units.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:17 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2019 Performance Shares · Derivative 7,231 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004317 · form4.xml · derivative · entry 5

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 7,231 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period.

F1 · derivative.exercise_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period.

F1 · derivative.expiration_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:17 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2022 Performance Shares · Derivative 15,454 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004317 · form4.xml · derivative · entry 4

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 15,454

Underlying: Common Stock · 15,454 shares

Expires not disclosed

F6 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F7 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

F7 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2025 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2022 through 2024 performance period.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:17 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2022 Restricted Stock Units · Derivative 5,152 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004317 · form4.xml · derivative · entry 3

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 5,152

Underlying: Common Stock · 5,152 shares

Expires not disclosed

F4 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2023.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:17 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Tax withholdingCommon Stock 4,184 $121.33 $507,644.72
Disclosure

SEC source: 0001127602-22-004317 · form4.xml · nonDerivative · entry 2

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 17,249

F3 · shares: Represents shares withheld for the payment of taxes.

Read SEC document
February 08, 2022 Filed Feb 10, 2022 23:17 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversionCommon Stock 13,552 $0.00 $0.00
Disclosure

SEC source: 0001127602-22-004317 · form4.xml · nonDerivative · entry 1

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 21,433

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2019 through 2021 performance period.

F2 · shares: Includes cash settled performance units which were converted from cash to equity settlement based on a decision by the Compensation Committee.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 22:40 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Exercise / conversion2018 Performance Shares · Derivative 4,923 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005268 · form4.xml · derivative · entry 5

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock · 4,923 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_price: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2018 through 2020 performance period, as adjusted based on the results of an inclusion and diversity modifier.

F1 · derivative.exercise_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2018 through 2020 performance period, as adjusted based on the results of an inclusion and diversity modifier.

F1 · derivative.expiration_date: The Compensation Committee determined the number of shares received based on the Company's return on equity ("ROE") performance relative to a pre-determined goal and relative to the ROE performance of certain life insurance peer companies for the 2018 through 2020 performance period, as adjusted based on the results of an inclusion and diversity modifier.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 22:40 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2021 Performance Shares · Derivative 20,724 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005268 · form4.xml · derivative · entry 4

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 20,724

Underlying: Common Stock · 20,724 shares

Expires not disclosed

F6 · derivative.exercise_price: The performance shares convert to common stock on a 1 to 1 basis.

F7 · derivative.exercise_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2024 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier.

F7 · derivative.expiration_date: Represents the target number of shares to be received. The actual number of shares to be received will be determined by the Compensation Committee in February 2024 based on the Company's ROE performance relative to certain life insurance peer companies and performance relative to a pre-determined goal for growth in adjusted book value per share for the 2021 through 2023 performance period, as adjusted based on the results of an inclusion and diversity modifier.

Read SEC document
February 09, 2021 Filed Feb 11, 2021 22:40 UTC PRUDENTIAL FINANCIAL INC PRU · Entity 148 Grant2021 Restricted Stock Units · Derivative 6,908 $0.00 $0.00
Disclosure

SEC source: 0001127602-21-005268 · form4.xml · derivative · entry 3

Alziari Lucien · CIK 0001303114 · Executive Vice President

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,908

Underlying: Common Stock · 6,908 shares

Expires not disclosed

F4 · derivative.exercise_price: The Restricted Stock Units convert to common stock on a 1 to 1 basis.

F5 · derivative.exercise_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

F5 · derivative.expiration_date: The Restricted Stock Units will vest 1/3 per year beginning on February 28, 2022.

Read SEC document

Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.