Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AXIS CAPITAL HOLDINGS LTDAXS · Entity 3686 | Principal Acct Off, Controller | March 01, 2025 | March 05, 2025 |
| Allied World Assurance Co Holdings, GmbHAWH · Entity 131428 | SVP, Finance & CAO | July 06, 2017 | July 10, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AXIS CAPITAL HOLDINGS LTD
Report date March 01, 2025 · Filed March 05, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 33,383 |
Reported balance
After 2025-03-01 transaction · row 1
1 source rowRow 1 · 2025-03-01 · Tax withholding · Disposed 2,409 · Balance 33,383 |
Allied World Assurance Co Holdings, GmbH
Report date July 06, 2017 · Filed July 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-07-06 transaction · row 1
1 source rowRow 1 · 2017-07-06 · Other · Disposed 2,343 · Balance 0 F1: Disposed of in an exchange offer (the "Offer") by a wholly-owned subsidiary of Fairfax Financial Holdings Limited, a Canadian corporation ("Fairfax"), to acquire all of the outstanding common shares, par value CHF 4.10 per share, of the Issuer, pursuant to the terms, and subject to the conditions, of that certain Agreement and Plan of Merger, dated as of December 18, 2016, between Fairfax and the Issuer (the "Merger Agreement"). F2: Each share of the Issuer was exchanged for (i) cash consideration of $23.00, (ii) a special cash dividend of $5.00 and (iii) 0.057937 of a share of subordinate voting stock at Fairfax (the "Merger Consideration"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-07-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-07-06 · Disposition to issuer · Disposed 4,763 · Balance 0 F3: Pursuant to the Merger Agreement, outstanding Restricted Stock Units became fully vested in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer). |
| Performance-based AwardsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-07-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-07-06 · Disposition to issuer · Disposed 5,229 · Balance 0 F4: Pursuant to the Merger Agreement, outstanding performance-based awards became fully vested based on the target specified in the applicable performance-based award in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer). |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of in an exchange offer (the "Offer") by a wholly-owned subsidiary of Fairfax Financial Holdings Limited, a Canadian corporation ("Fairfax"), to acquire all of the outstanding common shares, par value CHF 4.10 per share, of the Issuer, pursuant to the terms, and subject to the conditions, of that certain Agreement and Plan of Merger, dated as of December 18, 2016, between Fairfax and the Issuer (the "Merger Agreement").
F2: Each share of the Issuer was exchanged for (i) cash consideration of $23.00, (ii) a special cash dividend of $5.00 and (iii) 0.057937 of a share of subordinate voting stock at Fairfax (the "Merger Consideration").
F3: Pursuant to the Merger Agreement, outstanding Restricted Stock Units became fully vested in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer).
F4: Pursuant to the Merger Agreement, outstanding performance-based awards became fully vested based on the target specified in the applicable performance-based award in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 22, 2017 Filed Feb 24, 2017 16:26 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Disposition to issuerCommon Shares | 133 | $53.38 | $7,099.13 |
DisclosureSEC source: 0001209191-17-014326 · doc4.xml · nonDerivative · entry 2 Ziegler Kent W · CIK 0001584980 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,551 F2 · price: The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days up to and including February 22, 2017. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 16:26 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Exercise / conversionCommon Shares | 665 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014326 · doc4.xml · nonDerivative · entry 1 Ziegler Kent W · CIK 0001584980 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,684 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 22, 2016, the reporting person was granted 2,661 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 2,129 common shares and (ii) cash equal to the market value of 532 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 16:58 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Exercise / conversionRestricted Stock Units · Derivative | 1,482 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-013342 · doc4.xml · derivative · entry 8 Ziegler Kent W · CIK 0001584980 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,286 Underlying: Common Shares · 1,482 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · derivative.exercise_price: On February 18, 2014, the reporting person was granted 5,922 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 2,961 common shares and (ii) cash equal to the market value of 2,961 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. F5 · price: On February 18, 2014, the reporting person was granted 5,922 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 2,961 common shares and (ii) cash equal to the market value of 2,961 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. F9 · derivative.exercise_date: The Restricted Stock Units vest in four equal installments with the first installment vesting on February 18, 2015. F9 · derivative.expiration_date: The Restricted Stock Units vest in four equal installments with the first installment vesting on February 18, 2015. F8 · balance_after: Represents Restricted Stock Units held by the reporting person that vest in whole or in part in cash. Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 16:58 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Tax withholdingCommon Shares | 314 | $53.52 | $16,805.28 |
DisclosureSEC source: 0001209191-17-013342 · doc4.xml · nonDerivative · entry 6 Ziegler Kent W · CIK 0001584980 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,019 F4 · shares: Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of Restricted Stock Units. Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 16:58 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Disposition to issuerCommon Shares | 741 | $53.37 | $39,550.36 |
DisclosureSEC source: 0001209191-17-013342 · doc4.xml · nonDerivative · entry 5 Ziegler Kent W · CIK 0001584980 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,333 F6 · price: The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days prior to February 18, 2017. Read SEC document |
| February 18, 2017 Filed Feb 22, 2017 16:58 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Exercise / conversionCommon Shares | 1,482 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013342 · doc4.xml · nonDerivative · entry 4 Ziegler Kent W · CIK 0001584980 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,074 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F5 · price: On February 18, 2014, the reporting person was granted 5,922 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 2,961 common shares and (ii) cash equal to the market value of 2,961 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 16:58 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Exercise / conversionRestricted Stock Units · Derivative | 642 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-013342 · doc4.xml · derivative · entry 7 Ziegler Kent W · CIK 0001584980 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,768 Underlying: Common Shares · 642 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 17, 2015, the reporting person was granted 2,568 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 1,541 common shares and (ii) cash equal to the market value of 1,027 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. F1 · price: On February 17, 2015, the reporting person was granted 2,568 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 1,541 common shares and (ii) cash equal to the market value of 1,027 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. F7 · derivative.exercise_date: The Restricted Stock Units vest in four equal installments with the first installment vesting on February 17, 2016. F7 · derivative.expiration_date: The Restricted Stock Units vest in four equal installments with the first installment vesting on February 17, 2016. F8 · balance_after: Represents Restricted Stock Units held by the reporting person that vest in whole or in part in cash. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 16:58 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Tax withholdingCommon Shares | 163 | $53.52 | $8,723.76 |
DisclosureSEC source: 0001209191-17-013342 · doc4.xml · nonDerivative · entry 3 Ziegler Kent W · CIK 0001584980 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,592 F4 · shares: Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of Restricted Stock Units. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 16:58 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Disposition to issuerCommon Shares | 257 | $53.37 | $13,717.20 |
DisclosureSEC source: 0001209191-17-013342 · doc4.xml · nonDerivative · entry 2 Ziegler Kent W · CIK 0001584980 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,755 F3 · price: The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days up to and including February 17, 2017. Read SEC document |
| February 17, 2017 Filed Feb 22, 2017 16:58 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Exercise / conversionCommon Shares | 642 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-013342 · doc4.xml · nonDerivative · entry 1 Ziegler Kent W · CIK 0001584980 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,012 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 17, 2015, the reporting person was granted 2,568 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 1,541 common shares and (ii) cash equal to the market value of 1,027 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. F2 · balance_after: Includes 181 common shares acquired on June 30, 2016 and 118 common shares acquired on December 31, 2016 pursuant to the Company's Amended and Restated 2008 Employee Share Purchase Plan. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.