Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| AXIS CAPITAL HOLDINGS LTDAXS · Entity 3686 | Principal Acct Off, Controller | March 01, 2025 | March 05, 2025 |
| Allied World Assurance Co Holdings, GmbHAWH · Entity 131428 | SVP, Finance & CAO | July 06, 2017 | July 10, 2017 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
AXIS CAPITAL HOLDINGS LTD
Report date March 01, 2025 · Filed March 05, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 33,383 |
Reported balance
After 2025-03-01 transaction · row 1
1 source rowRow 1 · 2025-03-01 · Tax withholding · Disposed 2,409 · Balance 33,383 |
Allied World Assurance Co Holdings, GmbH
Report date July 06, 2017 · Filed July 10, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common SharesSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-07-06 transaction · row 1
1 source rowRow 1 · 2017-07-06 · Other · Disposed 2,343 · Balance 0 F1: Disposed of in an exchange offer (the "Offer") by a wholly-owned subsidiary of Fairfax Financial Holdings Limited, a Canadian corporation ("Fairfax"), to acquire all of the outstanding common shares, par value CHF 4.10 per share, of the Issuer, pursuant to the terms, and subject to the conditions, of that certain Agreement and Plan of Merger, dated as of December 18, 2016, between Fairfax and the Issuer (the "Merger Agreement"). F2: Each share of the Issuer was exchanged for (i) cash consideration of $23.00, (ii) a special cash dividend of $5.00 and (iii) 0.057937 of a share of subordinate voting stock at Fairfax (the "Merger Consideration"). |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-07-06 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2017-07-06 · Disposition to issuer · Disposed 4,763 · Balance 0 F3: Pursuant to the Merger Agreement, outstanding Restricted Stock Units became fully vested in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer). |
| Performance-based AwardsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2017-07-06 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2017-07-06 · Disposition to issuer · Disposed 5,229 · Balance 0 F4: Pursuant to the Merger Agreement, outstanding performance-based awards became fully vested based on the target specified in the applicable performance-based award in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer). |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of in an exchange offer (the "Offer") by a wholly-owned subsidiary of Fairfax Financial Holdings Limited, a Canadian corporation ("Fairfax"), to acquire all of the outstanding common shares, par value CHF 4.10 per share, of the Issuer, pursuant to the terms, and subject to the conditions, of that certain Agreement and Plan of Merger, dated as of December 18, 2016, between Fairfax and the Issuer (the "Merger Agreement").
F2: Each share of the Issuer was exchanged for (i) cash consideration of $23.00, (ii) a special cash dividend of $5.00 and (iii) 0.057937 of a share of subordinate voting stock at Fairfax (the "Merger Consideration").
F3: Pursuant to the Merger Agreement, outstanding Restricted Stock Units became fully vested in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer).
F4: Pursuant to the Merger Agreement, outstanding performance-based awards became fully vested based on the target specified in the applicable performance-based award in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer).
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 01, 2025 Filed Mar 5, 2025 01:57 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 2,409 | $96.88 | $233,383.92 |
DisclosureSEC source: 0001214816-25-000066 · wk-form4_1741139838.xml · nonDerivative · entry 1 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 33,383 Read SEC document |
| January 28, 2025 Filed Jan 30, 2025 23:31 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 4,145 | $0.00 | $0.00 |
DisclosureSEC source: 0001214816-25-000037 · wk-form4_1738279886.xml · nonDerivative · entry 1 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 35,792 Read SEC document |
| March 01, 2024 Filed Mar 6, 2024 01:39 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 2,566 | $60.86 | $156,166.76 |
DisclosureSEC source: 0001628280-24-009260 · wk-form4_1709689180.xml · nonDerivative · entry 1 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 31,647 Read SEC document |
| January 30, 2024 Filed Feb 1, 2024 22:44 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 5,008 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-24-002962 · wk-form4_1706827481.xml · nonDerivative · entry 1 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 34,213 Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 23:07 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 1,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-006380 · wf-form4_167788482466232.xml · derivative · entry 4 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,646 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2020. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2020. Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 23:07 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 2,259 | $60.84 | $137,437.56 |
DisclosureSEC source: 0001628280-23-006380 · wf-form4_167788482466232.xml · nonDerivative · entry 3 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 29,205 Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 23:07 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Disposition to issuerCommon Shares | 823 | $60.84 | $50,071.32 |
DisclosureSEC source: 0001628280-23-006380 · wf-form4_167788482466232.xml · nonDerivative · entry 2 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,464 Read SEC document |
| March 01, 2023 Filed Mar 3, 2023 23:07 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionCommon Shares | 1,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-006380 · wf-form4_167788482466232.xml · nonDerivative · entry 1 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 32,287 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 24, 2023 Filed Jan 26, 2023 21:40 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 6,879 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-001617 · wf-form4_167476922994225.xml · nonDerivative · entry 1 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,641 Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 22:46 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 1,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-059807 · doc4.xml · derivative · entry 4 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 1,118 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning December 1, 2019. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning December 1, 2019. Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 22:46 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 192 | $56.96 | $10,936.32 |
DisclosureSEC source: 0001209191-22-059807 · doc4.xml · nonDerivative · entry 3 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,995 Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 22:46 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Disposition to issuerCommon Shares | 559 | $56.96 | $31,840.64 |
DisclosureSEC source: 0001209191-22-059807 · doc4.xml · nonDerivative · entry 2 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,187 Read SEC document |
| December 01, 2022 Filed Dec 5, 2022 22:46 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionCommon Shares | 1,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-059807 · doc4.xml · nonDerivative · entry 1 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,746 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 22:56 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 1,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-015777 · doc4.xml · derivative · entry 4 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,646 Underlying: Common Shares · 1,645 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2020. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2020. Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 22:56 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 1,648 | $52.92 | $87,212.16 |
DisclosureSEC source: 0001209191-22-015777 · doc4.xml · nonDerivative · entry 3 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,628 Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 22:56 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Disposition to issuerCommon Shares | 822 | $52.92 | $43,500.24 |
DisclosureSEC source: 0001209191-22-015777 · doc4.xml · nonDerivative · entry 2 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,276 Read SEC document |
| March 01, 2022 Filed Mar 3, 2022 22:56 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionCommon Shares | 1,645 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-015777 · doc4.xml · nonDerivative · entry 1 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,098 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 25, 2022 Filed Jan 27, 2022 21:26 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 7,132 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-22-005201 · doc4.xml · nonDerivative · entry 1 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,453 Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 22:58 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 1,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-067696 · doc4.xml · derivative · entry 4 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,118 Underlying: Common Shares · 1,118 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning December 1, 2019. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning December 1, 2019. Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 22:58 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 176 | $49.74 | $8,754.24 |
DisclosureSEC source: 0001209191-21-067696 · doc4.xml · nonDerivative · entry 3 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,321 Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 22:58 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Disposition to issuerCommon Shares | 559 | $49.74 | $27,804.66 |
DisclosureSEC source: 0001209191-21-067696 · doc4.xml · nonDerivative · entry 2 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,497 Read SEC document |
| December 01, 2021 Filed Dec 2, 2021 22:58 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionCommon Shares | 1,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-067696 · doc4.xml · nonDerivative · entry 1 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,056 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:18 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 1,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-017216 · doc4.xml · derivative · entry 4 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,291 Underlying: Common Shares · 1,646 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2020. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2020. Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:18 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 779 | $49.97 | $38,926.63 |
DisclosureSEC source: 0001209191-21-017216 · doc4.xml · nonDerivative · entry 3 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,938 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:18 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Disposition to issuerCommon Shares | 823 | $49.97 | $41,125.31 |
DisclosureSEC source: 0001209191-21-017216 · doc4.xml · nonDerivative · entry 2 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,717 Read SEC document |
| March 01, 2021 Filed Mar 3, 2021 23:18 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionCommon Shares | 1,646 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-017216 · doc4.xml · nonDerivative · entry 1 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,540 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 26, 2021 Filed Jan 29, 2021 01:07 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 9,190 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-21-005956 · doc4.xml · nonDerivative · entry 1 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,894 Read SEC document |
| January 26, 2021 Filed Jan 26, 2023 21:31 UTC Amendment | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 8,957 | $0.00 | $0.00 |
DisclosureSEC source: 0001628280-23-001611 · wf-form4a_167476870286916.xml · nonDerivative · entry 1 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,661 F1 · shares: The original Form 4 filed on January 28, 2021 (the "Original Form 4") is being amended to correctly report the award of 8,957 rather than the 9,190 previously reported on the Original Form 4 and to correct the amount of securities beneficially owned following the reported transaction. F1 · balance_after: The original Form 4 filed on January 28, 2021 (the "Original Form 4") is being amended to correctly report the award of 8,957 rather than the 9,190 previously reported on the Original Form 4 and to correct the amount of securities beneficially owned following the reported transaction. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 23:46 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 1,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-061288 · doc4.xml · derivative · entry 4 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,236 Underlying: Common Shares · 1,118 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning December 1, 2019. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning December 1, 2019. Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 23:46 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 190 | $51.40 | $9,766.00 |
DisclosureSEC source: 0001209191-20-061288 · doc4.xml · nonDerivative · entry 3 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,704 Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 23:46 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Disposition to issuerCommon Shares | 559 | $51.40 | $28,732.60 |
DisclosureSEC source: 0001209191-20-061288 · doc4.xml · nonDerivative · entry 2 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,894 Read SEC document |
| December 01, 2020 Filed Dec 2, 2020 23:46 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionCommon Shares | 1,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-061288 · doc4.xml · nonDerivative · entry 1 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,453 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 23:50 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 1,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015645 · doc4.xml · derivative · entry 4 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,937 Underlying: Common Shares · 1,644 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2020. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2020. Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 23:50 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 280 | $56.12 | $15,713.60 |
DisclosureSEC source: 0001209191-20-015645 · doc4.xml · nonDerivative · entry 3 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,335 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 23:50 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Disposition to issuerCommon Shares | 822 | $56.12 | $46,130.64 |
DisclosureSEC source: 0001209191-20-015645 · doc4.xml · nonDerivative · entry 2 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,615 Read SEC document |
| March 01, 2020 Filed Mar 3, 2020 23:50 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionCommon Shares | 1,644 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-015645 · doc4.xml · nonDerivative · entry 1 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 8,437 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 28, 2020 Filed Jan 30, 2020 23:08 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantCommon Shares | 6,424 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-20-005655 · doc4.xml · nonDerivative · entry 1 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,793 Read SEC document |
| December 01, 2019 Filed Dec 3, 2019 23:27 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionRestricted Stock Units · Derivative | 1,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-058827 · doc4.xml · derivative · entry 4 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,354 Underlying: Common Shares · 1,118 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning December 1, 2019. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning December 1, 2019. Read SEC document |
| December 01, 2019 Filed Dec 3, 2019 23:27 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Tax withholdingCommon Shares | 190 | $59.18 | $11,244.20 |
DisclosureSEC source: 0001209191-19-058827 · doc4.xml · nonDerivative · entry 3 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 369 Read SEC document |
| December 01, 2019 Filed Dec 3, 2019 23:27 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Disposition to issuerCommon Shares | 559 | $59.18 | $33,081.62 |
DisclosureSEC source: 0001209191-19-058827 · doc4.xml · nonDerivative · entry 2 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 559 Read SEC document |
| December 01, 2019 Filed Dec 3, 2019 23:27 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | Exercise / conversionCommon Shares | 1,118 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-058827 · doc4.xml · nonDerivative · entry 1 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,118 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 29, 2019 Filed Jan 31, 2019 22:55 UTC | AXIS CAPITAL HOLDINGS LTD AXS · Entity 3686 | GrantRestricted Stock Units · Derivative | 6,581 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-19-006265 · doc4.xml · derivative · entry 1 Ziegler Kent W · CIK 0001584980 · Principal Acct Off, Controller 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,581 Underlying: Common Shares · 6,581 shares Expires not disclosed F1 · derivative.exercise_price: Upon vesting, each restricted stock unit will be equal in value to one common share (50% of the restricted stock units will be settled in common shares and 50% will be settled in cash). F2 · derivative.exercise_date: The restricted stock units vest in four equal annual installments beginning March 1, 2020. F2 · derivative.expiration_date: The restricted stock units vest in four equal annual installments beginning March 1, 2020. Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 16:44 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Disposition to issuerPerformance-based Awards · Derivative | 5,229 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-044605 · doc4.xml · derivative · entry 3 Ziegler Kent W · CIK 0001584980 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 5,229 shares Expires not disclosed F4 · derivative.exercise_price: Pursuant to the Merger Agreement, outstanding performance-based awards became fully vested based on the target specified in the applicable performance-based award in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer). F4 · price: Pursuant to the Merger Agreement, outstanding performance-based awards became fully vested based on the target specified in the applicable performance-based award in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer). F4 · derivative.exercise_date: Pursuant to the Merger Agreement, outstanding performance-based awards became fully vested based on the target specified in the applicable performance-based award in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer). F4 · derivative.expiration_date: Pursuant to the Merger Agreement, outstanding performance-based awards became fully vested based on the target specified in the applicable performance-based award in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer). Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 16:44 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Disposition to issuerRestricted Stock Units · Derivative | 4,763 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-044605 · doc4.xml · derivative · entry 2 Ziegler Kent W · CIK 0001584980 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Shares · 4,763 shares Expires not disclosed F3 · derivative.exercise_price: Pursuant to the Merger Agreement, outstanding Restricted Stock Units became fully vested in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer). F3 · price: Pursuant to the Merger Agreement, outstanding Restricted Stock Units became fully vested in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer). F3 · derivative.exercise_date: Pursuant to the Merger Agreement, outstanding Restricted Stock Units became fully vested in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer). F3 · derivative.expiration_date: Pursuant to the Merger Agreement, outstanding Restricted Stock Units became fully vested in connection with the completion of the Offer and were automatically cancelled and converted into the right to receive an amount in cash equal to the Merger Consideration (with the Merger Consideration being converted into cash as of the time of completion of the Offer). Read SEC document |
| July 06, 2017 Filed Jul 10, 2017 16:44 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | OtherCommon Shares | 2,343 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-044605 · doc4.xml · nonDerivative · entry 1 Ziegler Kent W · CIK 0001584980 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · kind: Disposed of in an exchange offer (the "Offer") by a wholly-owned subsidiary of Fairfax Financial Holdings Limited, a Canadian corporation ("Fairfax"), to acquire all of the outstanding common shares, par value CHF 4.10 per share, of the Issuer, pursuant to the terms, and subject to the conditions, of that certain Agreement and Plan of Merger, dated as of December 18, 2016, between Fairfax and the Issuer (the "Merger Agreement"). F2 · price: Each share of the Issuer was exchanged for (i) cash consideration of $23.00, (ii) a special cash dividend of $5.00 and (iii) 0.057937 of a share of subordinate voting stock at Fairfax (the "Merger Consideration"). Read SEC document |
| February 25, 2017 Filed Feb 27, 2017 16:26 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Exercise / conversionRestricted Stock Units · Derivative | 858 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-014758 · doc4.xml · derivative · entry 3 Ziegler Kent W · CIK 0001584980 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,763 Underlying: Common Shares · 858 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 25, 2013, the reporting person was granted 3,423 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into cash equal to the market value of 3,423 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. F1 · price: On February 25, 2013, the reporting person was granted 3,423 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into cash equal to the market value of 3,423 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. F3 · derivative.exercise_date: The Restricted Stock Units vest in four equal installments with the first installment vesting on February 25, 2014. F3 · derivative.expiration_date: The Restricted Stock Units vest in four equal installments with the first installment vesting on February 25, 2014. F4 · balance_after: Represents Restricted Stock Units held by the reporting person that vest in whole or in part in cash. Read SEC document |
| February 25, 2017 Filed Feb 27, 2017 16:26 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Disposition to issuerCommon Shares | 858 | $53.17 | $45,618.83 |
DisclosureSEC source: 0001209191-17-014758 · doc4.xml · nonDerivative · entry 2 Ziegler Kent W · CIK 0001584980 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,343 F2 · price: The fair market value of the cash portion was determined using the daily volume-weighted average sales price of the common shares for the five consecutive trading days prior to February 25, 2017. Read SEC document |
| February 25, 2017 Filed Feb 27, 2017 16:26 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Exercise / conversionCommon Shares | 858 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-014758 · doc4.xml · nonDerivative · entry 1 Ziegler Kent W · CIK 0001584980 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,201 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · price: On February 25, 2013, the reporting person was granted 3,423 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into cash equal to the market value of 3,423 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 16:26 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Exercise / conversionRestricted Stock Units · Derivative | 665 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001209191-17-014326 · doc4.xml · derivative · entry 4 Ziegler Kent W · CIK 0001584980 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 5,621 Underlying: Common Shares · 665 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: On February 22, 2016, the reporting person was granted 2,661 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 2,129 common shares and (ii) cash equal to the market value of 532 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. F1 · price: On February 22, 2016, the reporting person was granted 2,661 Restricted Stock Units for no monetary consideration. The Restricted Stock Units convert into (i) 2,129 common shares and (ii) cash equal to the market value of 532 common shares (measured at the date of vesting) upon the vesting of such Restricted Stock Units. F4 · derivative.exercise_date: The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2017. F4 · derivative.expiration_date: The Restricted Stock Units vest in four equal installments with the first installment vesting on February 22, 2017. F5 · balance_after: Represents Restricted Stock Units held by the reporting person that vest in whole or in part in cash. Read SEC document |
| February 22, 2017 Filed Feb 24, 2017 16:26 UTC | Allied World Assurance Co Holdings, GmbH AWH · Entity 131428 | Tax withholdingCommon Shares | 208 | $53.12 | $11,048.96 |
DisclosureSEC source: 0001209191-17-014326 · doc4.xml · nonDerivative · entry 3 Ziegler Kent W · CIK 0001584980 · SVP, Finance & CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,343 F3 · shares: Exclusively represents shares withheld by the Company with respect to the payment of withholding tax liability incurred upon the vesting of Restricted Stock Units. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.