Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| BWX Technologies, Inc.BWXT · Entity 656 | SVP and Chief Admin. Officer | March 05, 2025 | March 06, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
BWX Technologies, Inc.
Report date March 05, 2025 · Filed March 06, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 3,206 |
Reported balance
After 2025-03-05 transaction · row 1
1 source rowRow 1 · 2025-03-05 · Sale · Disposed 6,000 · Balance 3,206 F1: The price in Column 4 is a weighted average price. The shares were sold at prices ranging from $104.0000 to $104.1200 inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided. |
Filing footnotes · ownership attribution and instrument terms
F1: The price in Column 4 is a weighted average price. The shares were sold at prices ranging from $104.0000 to $104.1200 inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
L3HARRIS TECHNOLOGIES, INC. /DE/
Report date June 29, 2019 · Filed July 02, 2019
Section 16 reporting ended · disclosed 2019-07-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 30,117.94 |
Reported balance
After 2019-06-29 transaction · row 1
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 1 · 2019-06-29 · Exercise / conversion · Acquired 6,135 · Balance 30,117.94 F1: The 6,135 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019. |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 33,657.94 |
Reported balance
After 2019-06-29 transaction · row 2
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 2 · 2019-06-29 · Grant · Acquired 3,540 · Balance 33,657.94 F2: Settlement in shares of common stock of additional performance stock units from award described in footnote 1 that vested based on the performance determination. |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 29,849.94 |
Reported balance
After 2019-06-29 transaction · row 3
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 3 · 2019-06-29 · Tax withholding · Disposed 3,808 · Balance 29,849.94 F3: Shares withheld by Issuer to pay tax liability on vesting of performance stock units. |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 34,790.94 |
Reported balance
After 2019-06-29 transaction · row 4
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 4 · 2019-06-29 · Exercise / conversion · Acquired 4,941 · Balance 34,790.94 F4: The 4,941 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 38,308.94 |
Reported balance
After 2019-06-29 transaction · row 5
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 5 · 2019-06-29 · Grant · Acquired 3,518 · Balance 38,308.94 F5: Settlement in shares of common stock of additional performance stock units from award described in footnote 4 that vested based on the performance determination. |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 34,979.94 |
Reported balance
After 2019-06-29 transaction · row 6
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 6 · 2019-06-29 · Tax withholding · Disposed 3,329 · Balance 34,979.94 F3: Shares withheld by Issuer to pay tax liability on vesting of performance stock units. |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 38,959.94 |
Reported balance
After 2019-06-29 transaction · row 7
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 7 · 2019-06-29 · Exercise / conversion · Acquired 3,980 · Balance 38,959.94 F6: The 3,980 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 41,729.94 |
Reported balance
After 2019-06-29 transaction · row 8
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 8 · 2019-06-29 · Grant · Acquired 2,770 · Balance 41,729.94 F7: Settlement in shares of common stock of additional performance stock units from award described in footnote 6 that vested based on the performance determination. |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 39,072.94 |
Reported balance
After 2019-06-29 transaction · row 9
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 9 · 2019-06-29 · Tax withholding · Disposed 2,657 · Balance 39,072.94 F3: Shares withheld by Issuer to pay tax liability on vesting of performance stock units. |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 41,543.94 |
Reported balance
After 2019-06-29 transaction · row 10
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 10 · 2019-06-29 · Exercise / conversion · Acquired 2,471 · Balance 41,543.94 F8: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger. |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 40,570.94 |
Reported balance
After 2019-06-29 transaction · row 11
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 11 · 2019-06-29 · Tax withholding · Disposed 973 · Balance 40,570.94 F9: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units. |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 42,560.94 |
Reported balance
After 2019-06-29 transaction · row 12
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 12 · 2019-06-29 · Exercise / conversion · Acquired 1,990 · Balance 42,560.94 F10: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock. |
| Common Stock, Par Value $1.00SEC Table I · non-derivative | Direct | 41,776.94 |
Reported balance
After 2019-06-29 transaction · row 13
Account or security details depend on footnotes; rows are not merged.
1 source rowRow 13 · 2019-06-29 · Tax withholding · Disposed 784 · Balance 41,776.94 F9: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units. F11: Includes 15.80 shares acquired through the Harris Corporation 401(k) Retirement Plan from 9/6/18 through 5/16/19. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-06-29 transaction · row 14
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 14 · 2019-06-29 · Exercise / conversion · Disposed 6,135 · Balance 0 F1: The 6,135 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-06-29 transaction · row 15
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 15 · 2019-06-29 · Exercise / conversion · Disposed 4,941 · Balance 0 F4: The 4,941 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. |
| Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-06-29 transaction · row 16
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 16 · 2019-06-29 · Exercise / conversion · Disposed 3,980 · Balance 0 F6: The 3,980 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-06-29 transaction · row 17
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 17 · 2019-06-29 · Exercise / conversion · Disposed 2,471 · Balance 0 F8: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | Direct | 0 |
Reported balance
After 2019-06-29 transaction · row 18
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 18 · 2019-06-29 · Exercise / conversion · Disposed 1,990 · Balance 0 F10: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock. |
Filing footnotes · ownership attribution and instrument terms
F1: The 6,135 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.
F2: Settlement in shares of common stock of additional performance stock units from award described in footnote 1 that vested based on the performance determination.
F3: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.
F4: The 4,941 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.
F5: Settlement in shares of common stock of additional performance stock units from award described in footnote 4 that vested based on the performance determination.
F6: The 3,980 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.
F7: Settlement in shares of common stock of additional performance stock units from award described in footnote 6 that vested based on the performance determination.
F8: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.
F9: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units.
F10: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.
F11: Includes 15.80 shares acquired through the Harris Corporation 401(k) Retirement Plan from 9/6/18 through 5/16/19.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 02, 2019 Filed May 6, 2019 20:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | SaleCommon Stock, Par Value $1.00 | 2,700 | $177.22 | $478,494.00 |
DisclosureSEC source: 0001209191-19-027689 · doc4.xml · nonDerivative · entry 7 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,967.14 F5 · price: The price reported is a weighted average sale price. The 2,700 shares were sold in multiple transactions at prices ranging from $177.00 to $177.42 for a weighted average sale price of $177.22. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 02, 2019 Filed May 6, 2019 20:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | SaleCommon Stock, Par Value $1.00 | 39,688 | $178.19 | $7,072,004.72 |
DisclosureSEC source: 0001209191-19-027689 · doc4.xml · nonDerivative · entry 6 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,667.14 F4 · price: The price reported is a weighted average sale price. The 39,688 shares were sold in multiple transactions at prices ranging from $177.47 to $178.45 for a weighted average sale price of $178.19. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 02, 2019 Filed May 6, 2019 20:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | SaleCommon Stock, Par Value $1.00 | 35,675 | $179.04 | $6,387,252.00 |
DisclosureSEC source: 0001209191-19-027689 · doc4.xml · nonDerivative · entry 5 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 66,355.14 F3 · price: The price reported is a weighted average sale price. The 35,675 shares were sold in multiple transactions at prices ranging from $178.50 to $179.46 for a weighted average sale price of $179.04. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 02, 2019 Filed May 6, 2019 20:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | SaleCommon Stock, Par Value $1.00 | 4,827 | $179.96 | $868,666.92 |
DisclosureSEC source: 0001209191-19-027689 · doc4.xml · nonDerivative · entry 4 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 102,030.14 F2 · price: The price reported is a weighted average sale price. The 4,827 shares were sold in multiple transactions at prices ranging from $179.53 to $180.49 for a weighted average sale price of $179.96. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range. Read SEC document |
| May 02, 2019 Filed May 6, 2019 20:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 23,230 | $77.54 | $1,801,254.20 |
DisclosureSEC source: 0001209191-19-027689 · doc4.xml · nonDerivative · entry 3 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 106,857.14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2019 Filed May 6, 2019 20:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 28,860 | $79.70 | $2,300,142.00 |
DisclosureSEC source: 0001209191-19-027689 · doc4.xml · nonDerivative · entry 2 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 83,627.14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 02, 2019 Filed May 6, 2019 20:09 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 30,800 | $71.02 | $2,187,416.00 |
DisclosureSEC source: 0001209191-19-027689 · doc4.xml · nonDerivative · entry 1 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 54,767.14 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes 49.21 shares acquired through the Harris Corporation 401(k) Retirement Plan from 1/16/19 through 3/27/19. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:23 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 40,000 | $0.00 Strike: $56.97 | $0.00 |
DisclosureSEC source: 0001209191-19-009233 · doc4.xml · derivative · entry 3 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 40,000 shares Expires 2023-08-23 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:23 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | SaleCommon Stock, Par Value $1.00 | 40,000 | $158.66 | $6,346,400.00 |
DisclosureSEC source: 0001209191-19-009233 · doc4.xml · nonDerivative · entry 2 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,917.93 F1 · price: The price reported in Column 4 for the sale of 40,000 shares is a weighted average sale price of $158.66. The sale prices ranged from $158.50 to $159.00. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, full information regarding the number of shares sold at each price within the range. F2 · balance_after: Aggregate of 23,917.93 shares listed in Column 5 of Table I includes a .42 share acquired through the Harris Corporation 401(k) Retirement Plan ("Plan") from 9/6/18 through 11/21/18. Read SEC document |
| February 08, 2019 Filed Feb 12, 2019 20:23 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 40,000 | $56.97 | $2,278,800.00 |
DisclosureSEC source: 0001209191-19-009233 · doc4.xml · nonDerivative · entry 1 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 63,917.93 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 18:12 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 10,299 | $0.00 Strike: $163.23 | $0.00 |
DisclosureSEC source: 0001209191-18-048618 · doc4.xml · derivative · entry 7 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 10,299 Underlying: Common Stock, Par Value $1.00 · 10,299 shares Expires 2028-08-24 F7 · derivative.exercise_date: Aggregate number of options vests and becomes exercisable as follows: 3,433 on first anniversary of grant date, additional 3,433 on second anniversary of grant date and remaining 3,433 on third anniversary of grant date. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 18:12 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantRestricted Stock Units · Derivative | 1,990 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048618 · doc4.xml · derivative · entry 6 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,990 Underlying: Common Stock, Par Value $1.00 · 1,990 shares Expires not disclosed F6 · derivative.exercise_date: Award of restricted stock units subject to future vesting on 8/24/2021. (Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock.) F6 · derivative.expiration_date: Award of restricted stock units subject to future vesting on 8/24/2021. (Each restricted stock unit represents a contingent right to 1 share of Issuer's common stock.) Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 18:12 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantPerformance Stock Units · Derivative | 3,980 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048618 · doc4.xml · derivative · entry 5 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 3,980 Underlying: Common Stock, Par Value $1.00 · 3,980 shares Expires not disclosed F5 · derivative.exercise_date: Award of performance stock units subject to future vesting on 7/2/2021 in respect of 3-fiscal-year performance period that started 6/30/2018 and also subject to future adjustment based on award payout formula, with vested units to be settled in shares of common stock within 2.5 months of vesting. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.) F5 · derivative.expiration_date: Award of performance stock units subject to future vesting on 7/2/2021 in respect of 3-fiscal-year performance period that started 6/30/2018 and also subject to future adjustment based on award payout formula, with vested units to be settled in shares of common stock within 2.5 months of vesting. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.) Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 18:12 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionPerformance Stock Units · Derivative | 6,310 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048618 · doc4.xml · derivative · entry 4 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 6,310 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_date: Settlement in shares of common stock of performance stock units awarded on 8/28/2015 (previously reported) that vested at end of 3-fiscal-year performance period on 6/29/2018. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.) F1 · derivative.expiration_date: Settlement in shares of common stock of performance stock units awarded on 8/28/2015 (previously reported) that vested at end of 3-fiscal-year performance period on 6/29/2018. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.) Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 18:12 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 2,533 | $163.23 | $413,461.59 |
DisclosureSEC source: 0001209191-18-048618 · doc4.xml · nonDerivative · entry 3 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,917.51 F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units previously awarded F4 · balance_after: Aggregate of shares listed includes 15.32 shares acquired through Harris Corporation 401(k) Retirement Plan from 4/11/18 through 5/31/18. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 18:12 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantCommon Stock, Par Value $1.00 | 126 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048618 · doc4.xml · nonDerivative · entry 2 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,450.51 F2 · shares: Settlement in shares of common stock of additional performance stock units from award described in note (1) above that vested based on award payout formula. Read SEC document |
| August 24, 2018 Filed Aug 28, 2018 18:12 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 6,310 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-18-048618 · doc4.xml · nonDerivative · entry 1 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,324.51 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Settlement in shares of common stock of performance stock units awarded on 8/28/2015 (previously reported) that vested at end of 3-fiscal-year performance period on 6/29/2018. (Each performance stock unit represents a contingent right to 1 share of Issuer's common stock.) Read SEC document |
| June 01, 2018 Filed Jun 4, 2018 20:40 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 1,236 | $152.69 | $188,724.84 |
DisclosureSEC source: 0001209191-18-035141 · doc4.xml · nonDerivative · entry 1 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 19,999.19 F1 · shares: Shares withheld by company to pay tax liability on vesting of restricted shares previously awarded. F2 · balance_after: Aggregate of 19,999.19 shares listed in Column 5 of Table I includes 31.19 shares acquired through the Harris Corporation 401(k) Retirement Plan from 2/14/18 through 3/28/18. Read SEC document |
| February 22, 2018 Filed Feb 26, 2018 18:41 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 28,860 | $0.00 Strike: $79.70 | $0.00 |
DisclosureSEC source: 0001209191-18-013272 · doc4.xml · derivative · entry 1 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 28,860 Underlying: Common Stock, Par Value $1.00 · 28,860 shares Expires 2025-06-01 F1 · balance_after: On June 1, 2015, the reporting person was granted an option to purchase shares of common stock with vesting contingent upon (1) continuing employment through June 1, 2018, and (2) a performance condition of the achievement of full-year run rate net synergies from the Exelis Inc. acquisition. The performance condition was satisfied. As a result, on June 1, 2018, options to acquire 28,860 shares of common stock will vest. This represents 200% of the target number of options to purchase shares of common stock as the performance condition was satisfied above 133% of target full-year run rate net synergies. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:11 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantNon-Qualified Stock Option (Right to Buy) · Derivative | 15,887 | $0.00 Strike: $119.66 | $0.00 |
DisclosureSEC source: 0001209191-17-050553 · doc4.xml · derivative · entry 7 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 15,887 Underlying: Common Stock, Par Value $1.00 · 15,887 shares Expires 2027-08-25 F7 · derivative.exercise_date: Of the 15,887 options granted on this 8/25/17 stock option, 5,296 options become exercisable on 8/25/18, an additional 5,296 options become exercisable on 8/25/19, and the remaining 5,295 options become exercisable on 8/25/20. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:11 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantRestricted Stock Units · Derivative | 2,471 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-050553 · doc4.xml · derivative · entry 6 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,471 Underlying: Common Stock, Par Value $1.00 · 2,471 shares Expires not disclosed F6 · derivative.exercise_price: Each restricted stock unit represents a contingent right to one share of the Issuer's common stock. Restricted stock units are subject to future vesting. The 2,471 restricted stock units vest on 8/25/20. F6 · derivative.exercise_date: Each restricted stock unit represents a contingent right to one share of the Issuer's common stock. Restricted stock units are subject to future vesting. The 2,471 restricted stock units vest on 8/25/20. F6 · derivative.expiration_date: Each restricted stock unit represents a contingent right to one share of the Issuer's common stock. Restricted stock units are subject to future vesting. The 2,471 restricted stock units vest on 8/25/20. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:11 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantPerformance Stock Units · Derivative | 4,941 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-050553 · doc4.xml · derivative · entry 5 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,941 Underlying: Common Stock, Par Value $1.00 · 4,941 shares Expires not disclosed F5 · derivative.exercise_price: Each performance stock unit represents a contingent right to one share of the Issuer's common stock. Performance stock units are subject to future adjustment; performance period started 7/1/17. The 4,941 performance stock units will vest on 7/3/20. Vested shares are subject to future adjustment and will be delivered to the reporting person within two and one-half months of vesting. F5 · derivative.exercise_date: Each performance stock unit represents a contingent right to one share of the Issuer's common stock. Performance stock units are subject to future adjustment; performance period started 7/1/17. The 4,941 performance stock units will vest on 7/3/20. Vested shares are subject to future adjustment and will be delivered to the reporting person within two and one-half months of vesting. F5 · derivative.expiration_date: Each performance stock unit represents a contingent right to one share of the Issuer's common stock. Performance stock units are subject to future adjustment; performance period started 7/1/17. The 4,941 performance stock units will vest on 7/3/20. Vested shares are subject to future adjustment and will be delivered to the reporting person within two and one-half months of vesting. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:11 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionPerformance Stock Units · Derivative | 6,700 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-050553 · doc4.xml · derivative · entry 4 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 6,700 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · derivative.exercise_price: This transaction represents the settlement of vested performance stock units in shares of common stock. These were performance stock units granted on 8/22/14 that vested on 6/30/17 and were paid in shares of common stock on 8/25/17. Each performance stock unit represents a contingent right to one share of the Issuer's common stock. The performance stock unit grant was previously reported. F1 · derivative.exercise_date: This transaction represents the settlement of vested performance stock units in shares of common stock. These were performance stock units granted on 8/22/14 that vested on 6/30/17 and were paid in shares of common stock on 8/25/17. Each performance stock unit represents a contingent right to one share of the Issuer's common stock. The performance stock unit grant was previously reported. F1 · derivative.expiration_date: This transaction represents the settlement of vested performance stock units in shares of common stock. These were performance stock units granted on 8/22/14 that vested on 6/30/17 and were paid in shares of common stock on 8/25/17. Each performance stock unit represents a contingent right to one share of the Issuer's common stock. The performance stock unit grant was previously reported. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:11 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Tax withholdingCommon Stock, Par Value $1.00 | 3,171 | $119.66 | $379,441.86 |
DisclosureSEC source: 0001209191-17-050553 · doc4.xml · nonDerivative · entry 3 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,204 F3 · shares: Shares withheld by company to pay tax liability on vesting of performance stock units previously awarded. F4 · balance_after: Aggregate of 21,204.00 shares listed in Column 5 of Table I includes 3,140 restricted shares previously reported. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:11 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | GrantCommon Stock, Par Value $1.00 | 858 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-050553 · doc4.xml · nonDerivative · entry 2 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,375 F2 · shares: Increase in vested performance stock units granted 8/22/14 based upon performance stock unit payout formula resulting in an additional payment in shares of common stock on 8/25/17. Read SEC document |
| August 25, 2017 Filed Aug 29, 2017 20:11 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 6,700 | $0.00 | $0.00 |
DisclosureSEC source: 0001209191-17-050553 · doc4.xml · nonDerivative · entry 1 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 23,517 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: This transaction represents the settlement of vested performance stock units in shares of common stock. These were performance stock units granted on 8/22/14 that vested on 6/30/17 and were paid in shares of common stock on 8/25/17. Each performance stock unit represents a contingent right to one share of the Issuer's common stock. The performance stock unit grant was previously reported. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 15:03 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 33,600 | $0.00 Strike: $46.53 | $0.00 |
DisclosureSEC source: 0001209191-17-037035 · doc4.xml · derivative · entry 4 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 33,600 shares Expires 2022-08-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 15:03 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | SaleCommon Stock, Par Value $1.00 | 27,640 | $112.00 | $3,095,680.00 |
DisclosureSEC source: 0001209191-17-037035 · doc4.xml · nonDerivative · entry 3 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,817 F1 · balance_after: Aggregate of 16,817 shares listed in Column 5 of Table I includes: (a) 3,140 restricted shares previously reported and (b) an increase of 106 shares due to a prior miscalculation of shares owned. Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 15:03 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | SaleCommon Stock, Par Value $1.00 | 5,960 | $112.05 | $667,818.00 |
DisclosureSEC source: 0001209191-17-037035 · doc4.xml · nonDerivative · entry 2 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 44,351 Read SEC document |
| May 31, 2017 Filed Jun 2, 2017 15:03 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 33,600 | $46.53 | $1,563,408.00 |
DisclosureSEC source: 0001209191-17-037035 · doc4.xml · nonDerivative · entry 1 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 50,311 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 13:48 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative | 17,000 | $0.00 Strike: $42.39 | $0.00 |
DisclosureSEC source: 0001209191-17-009341 · doc4.xml · derivative · entry 10 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, Par Value $1.00 · 17,000 shares Expires 2022-08-02 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 13:48 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | SaleCommon Stock, Par Value $1.00 | 118 | $105.29 | $12,424.22 |
DisclosureSEC source: 0001209191-17-009341 · doc4.xml · nonDerivative · entry 9 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,711 F1 · balance_after: Aggregate of 16,711.00 shares listed in Column 5 of Table I includes: (a) 3,140 restricted shares previously reported and (b) a reduction of 100 shares due to a prior miscalculation of shares owned. Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 13:48 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | SaleCommon Stock, Par Value $1.00 | 700 | $105.50 | $73,850.00 |
DisclosureSEC source: 0001209191-17-009341 · doc4.xml · nonDerivative · entry 8 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 16,829 Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 13:48 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | SaleCommon Stock, Par Value $1.00 | 100 | $105.51 | $10,551.00 |
DisclosureSEC source: 0001209191-17-009341 · doc4.xml · nonDerivative · entry 7 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,529 Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 13:48 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | SaleCommon Stock, Par Value $1.00 | 3,132 | $105.49 | $330,394.68 |
DisclosureSEC source: 0001209191-17-009341 · doc4.xml · nonDerivative · entry 6 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 17,629 Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 13:48 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | SaleCommon Stock, Par Value $1.00 | 300 | $105.52 | $31,656.00 |
DisclosureSEC source: 0001209191-17-009341 · doc4.xml · nonDerivative · entry 5 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 20,761 Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 13:48 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | SaleCommon Stock, Par Value $1.00 | 600 | $105.50 | $63,300.00 |
DisclosureSEC source: 0001209191-17-009341 · doc4.xml · nonDerivative · entry 4 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,061 Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 13:48 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | SaleCommon Stock, Par Value $1.00 | 10,100 | $105.49 | $1,065,449.00 |
DisclosureSEC source: 0001209191-17-009341 · doc4.xml · nonDerivative · entry 3 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 21,661 Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 13:48 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | SaleCommon Stock, Par Value $1.00 | 6,000 | $105.55 | $633,300.00 |
DisclosureSEC source: 0001209191-17-009341 · doc4.xml · nonDerivative · entry 2 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 31,761 Read SEC document |
| February 08, 2017 Filed Feb 10, 2017 13:48 UTC | L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 | Exercise / conversionCommon Stock, Par Value $1.00 | 17,000 | $42.39 | $720,630.00 |
DisclosureSEC source: 0001209191-17-009341 · doc4.xml · nonDerivative · entry 1 DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,761 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.