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DUFFY ROBERT L

Disclosed activity across 2 companies

Tapewire entity
82294
SEC CIK
0001554940

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
BWX Technologies, Inc.BWXT · Entity 656SVP and Chief Admin. OfficerMarch 05, 2025March 06, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

BWX Technologies, Inc.

Report date March 05, 2025 · Filed March 06, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect3,206 Reported balance After 2025-03-05 transaction · row 1
1 source row

Row 1 · 2025-03-05 · Sale · Disposed 6,000 · Balance 3,206

F1: The price in Column 4 is a weighted average price. The shares were sold at prices ranging from $104.0000 to $104.1200 inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

Filing footnotes · ownership attribution and instrument terms

F1: The price in Column 4 is a weighted average price. The shares were sold at prices ranging from $104.0000 to $104.1200 inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

Past disclosures · reporting ended (1)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

L3HARRIS TECHNOLOGIES, INC. /DE/

Report date June 29, 2019 · Filed July 02, 2019

Section 16 reporting ended · disclosed 2019-07-02. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect30,117.94 Reported balance After 2019-06-29 transaction · row 1 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 1 · 2019-06-29 · Exercise / conversion · Acquired 6,135 · Balance 30,117.94

F1: The 6,135 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect33,657.94 Reported balance After 2019-06-29 transaction · row 2 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 2 · 2019-06-29 · Grant · Acquired 3,540 · Balance 33,657.94

F2: Settlement in shares of common stock of additional performance stock units from award described in footnote 1 that vested based on the performance determination.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect29,849.94 Reported balance After 2019-06-29 transaction · row 3 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 3 · 2019-06-29 · Tax withholding · Disposed 3,808 · Balance 29,849.94

F3: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect34,790.94 Reported balance After 2019-06-29 transaction · row 4 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 4 · 2019-06-29 · Exercise / conversion · Acquired 4,941 · Balance 34,790.94

F4: The 4,941 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect38,308.94 Reported balance After 2019-06-29 transaction · row 5 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 5 · 2019-06-29 · Grant · Acquired 3,518 · Balance 38,308.94

F5: Settlement in shares of common stock of additional performance stock units from award described in footnote 4 that vested based on the performance determination.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect34,979.94 Reported balance After 2019-06-29 transaction · row 6 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 6 · 2019-06-29 · Tax withholding · Disposed 3,329 · Balance 34,979.94

F3: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect38,959.94 Reported balance After 2019-06-29 transaction · row 7 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 7 · 2019-06-29 · Exercise / conversion · Acquired 3,980 · Balance 38,959.94

F6: The 3,980 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect41,729.94 Reported balance After 2019-06-29 transaction · row 8 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 8 · 2019-06-29 · Grant · Acquired 2,770 · Balance 41,729.94

F7: Settlement in shares of common stock of additional performance stock units from award described in footnote 6 that vested based on the performance determination.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect39,072.94 Reported balance After 2019-06-29 transaction · row 9 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 9 · 2019-06-29 · Tax withholding · Disposed 2,657 · Balance 39,072.94

F3: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect41,543.94 Reported balance After 2019-06-29 transaction · row 10 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 10 · 2019-06-29 · Exercise / conversion · Acquired 2,471 · Balance 41,543.94

F8: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect40,570.94 Reported balance After 2019-06-29 transaction · row 11 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 11 · 2019-06-29 · Tax withholding · Disposed 973 · Balance 40,570.94

F9: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect42,560.94 Reported balance After 2019-06-29 transaction · row 12 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 12 · 2019-06-29 · Exercise / conversion · Acquired 1,990 · Balance 42,560.94

F10: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

Common Stock, Par Value $1.00SEC Table I · non-derivativeDirect41,776.94 Reported balance After 2019-06-29 transaction · row 13 Account or security details depend on footnotes; rows are not merged.
1 source row

Row 13 · 2019-06-29 · Tax withholding · Disposed 784 · Balance 41,776.94

F9: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units.

F11: Includes 15.80 shares acquired through the Harris Corporation 401(k) Retirement Plan from 9/6/18 through 5/16/19.

Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-06-29 transaction · row 14 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 14 · 2019-06-29 · Exercise / conversion · Disposed 6,135 · Balance 0

F1: The 6,135 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-06-29 transaction · row 15 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 15 · 2019-06-29 · Exercise / conversion · Disposed 4,941 · Balance 0

F4: The 4,941 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Performance Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-06-29 transaction · row 16 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 16 · 2019-06-29 · Exercise / conversion · Disposed 3,980 · Balance 0

F6: The 3,980 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-06-29 transaction · row 17 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 17 · 2019-06-29 · Exercise / conversion · Disposed 2,471 · Balance 0

F8: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

Restricted Stock UnitsSEC Table II · derivative / convertible security · Conversion / exercise price $0.00Direct0 Reported balance After 2019-06-29 transaction · row 18 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 18 · 2019-06-29 · Exercise / conversion · Disposed 1,990 · Balance 0

F10: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

Filing footnotes · ownership attribution and instrument terms

F1: The 6,135 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

F2: Settlement in shares of common stock of additional performance stock units from award described in footnote 1 that vested based on the performance determination.

F3: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

F4: The 4,941 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

F5: Settlement in shares of common stock of additional performance stock units from award described in footnote 4 that vested based on the performance determination.

F6: The 3,980 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

F7: Settlement in shares of common stock of additional performance stock units from award described in footnote 6 that vested based on the performance determination.

F8: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

F9: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units.

F10: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

F11: Includes 15.80 shares acquired through the Harris Corporation 401(k) Retirement Plan from 9/6/18 through 5/16/19.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 05, 2025 Filed Mar 6, 2025 21:46 UTC BWX Technologies, Inc. BWXT · Entity 656 SaleCommon Stock 6,000 $104.03 $624,160.80
Disclosure

SEC source: 0001628280-25-010961 · wk-form4_1741297586.xml · nonDerivative · entry 1

DUFFY ROBERT L · CIK 0001554940 · SVP and Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 3,206

F1 · price: The price in Column 4 is a weighted average price. The shares were sold at prices ranging from $104.0000 to $104.1200 inclusive. Upon request by the SEC staff, the issuer, or any security holder of the issuer, full information regarding the number of shares purchased or sold at each separate price will be provided.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 21:52 UTC BWX Technologies, Inc. BWXT · Entity 656 Exercise / conversionRestricted Stock Units · Derivative 25 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-25-009957 · wk-form4_1741125161.xml · derivative · entry 3

DUFFY ROBERT L · CIK 0001554940 · SVP and Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,364

Underlying: Common Stock · 25 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning February 28, 2025. Each RSU represents the right to receive one share of the issuer's common stock. 463 of the RSUs vested on February 28, 2025, but the reporting person elected to defer receipt of shares underlying his vested RSUs. In accordance with his deferral election, vested shares will be delivered to the reporting person in three equal installments after termination of his employment with the issuer. 25 of the vested RSUs were converted to common stock to pay taxes associated with the deferral.

F2 · derivative.expiration_date: RSUs vest in three equal annual installments beginning February 28, 2025. Each RSU represents the right to receive one share of the issuer's common stock. 463 of the RSUs vested on February 28, 2025, but the reporting person elected to defer receipt of shares underlying his vested RSUs. In accordance with his deferral election, vested shares will be delivered to the reporting person in three equal installments after termination of his employment with the issuer. 25 of the vested RSUs were converted to common stock to pay taxes associated with the deferral.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 21:52 UTC BWX Technologies, Inc. BWXT · Entity 656 Tax withholdingCommon Stock 25 $102.13 $2,553.25
Disclosure

SEC source: 0001628280-25-009957 · wk-form4_1741125161.xml · nonDerivative · entry 2

DUFFY ROBERT L · CIK 0001554940 · SVP and Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,206

F1 · shares: The reported transaction includes the withholding of 91 shares of common stock converted to pay taxes associated with the deferral by the reporting person of a portion of the Restricted Stock Unit ("RSU") award vesting on February 28, 2025.

Read SEC document
February 28, 2025 Filed Mar 4, 2025 21:52 UTC BWX Technologies, Inc. BWXT · Entity 656 Exercise / conversionCommon Stock 25 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-009957 · wk-form4_1741125161.xml · nonDerivative · entry 1

DUFFY ROBERT L · CIK 0001554940 · SVP and Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,231

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2025 Filed Mar 1, 2025 01:59 UTC BWX Technologies, Inc. BWXT · Entity 656 Exercise / conversionRestricted Stock Units · Derivative 91 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-25-009202 · wk-form4_1740794343.xml · derivative · entry 5

DUFFY ROBERT L · CIK 0001554940 · SVP and Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,083

Underlying: Common Stock · 91 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: RSUs vest in three equal annual installments beginning February 27, 2024. Each RSU represents the right to receive one share of the issuer's common stock. 756 of the RSUs vested on February 27, 2025, but the reporting person elected to defer receipt of shares underlying his vested RSUs. In accordance with his deferral election, vested shares will be delivered to the reporting person in a lump sum four years after termination of his employment with the issuer. 91 of the vested RSUs were converted to common stock to pay taxes associated with the deferral.

F4 · derivative.expiration_date: RSUs vest in three equal annual installments beginning February 27, 2024. Each RSU represents the right to receive one share of the issuer's common stock. 756 of the RSUs vested on February 27, 2025, but the reporting person elected to defer receipt of shares underlying his vested RSUs. In accordance with his deferral election, vested shares will be delivered to the reporting person in a lump sum four years after termination of his employment with the issuer. 91 of the vested RSUs were converted to common stock to pay taxes associated with the deferral.

Read SEC document
February 27, 2025 Filed Mar 1, 2025 01:59 UTC BWX Technologies, Inc. BWXT · Entity 656 Tax withholdingCommon Stock 91 $106.64 $9,704.24
Disclosure

SEC source: 0001628280-25-009202 · wk-form4_1740794343.xml · nonDerivative · entry 2

DUFFY ROBERT L · CIK 0001554940 · SVP and Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,206

F1 · shares: The reported transaction includes the withholding of 91 shares of common stock converted to pay taxes associated with the deferral by the reporting person of a portion of the Restricted Stock Unit ("RSU") award vesting on February 27, 2025.

Read SEC document
February 27, 2025 Filed Mar 1, 2025 01:59 UTC BWX Technologies, Inc. BWXT · Entity 656 Exercise / conversionCommon Stock 91 $0.00 $0.00
Disclosure

SEC source: 0001628280-25-009202 · wk-form4_1740794343.xml · nonDerivative · entry 1

DUFFY ROBERT L · CIK 0001554940 · SVP and Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,297

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 26, 2025 Filed Mar 1, 2025 01:59 UTC BWX Technologies, Inc. BWXT · Entity 656 GrantRestricted Stock Units · Derivative 1,407 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-25-009202 · wk-form4_1740794343.xml · derivative · entry 4

DUFFY ROBERT L · CIK 0001554940 · SVP and Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,407

Underlying: Common Stock · 1,407 shares

Expires not disclosed

F3 · derivative.exercise_date: RSUs vest in three equal annual installments beginning February 26, 2026.

F3 · derivative.expiration_date: RSUs vest in three equal annual installments beginning February 26, 2026.

Read SEC document
February 26, 2025 Filed Mar 1, 2025 01:59 UTC BWX Technologies, Inc. BWXT · Entity 656 GrantEmployee Stock Option (right to buy) · Derivative 5,385 $0.00 Strike: $106.64 $0.00
Disclosure

SEC source: 0001628280-25-009202 · wk-form4_1740794343.xml · derivative · entry 3

DUFFY ROBERT L · CIK 0001554940 · SVP and Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,385

Underlying: Common Stock · 5,385 shares

Expires not disclosed

F2 · derivative.exercise_date: Stock Options vest in three equal annual installments beginning February 26, 2026. Stock Options expire February 26, 2035.

F2 · derivative.expiration_date: Stock Options vest in three equal annual installments beginning February 26, 2026. Stock Options expire February 26, 2035.

Read SEC document
August 29, 2024 Filed Aug 29, 2024 20:32 UTC BWX Technologies, Inc. BWXT · Entity 656 Exercise / conversionRestricted Stock Units · Derivative 7,536 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-24-038825 · wk-form4_1724963523.xml · derivative · entry 3

DUFFY ROBERT L · CIK 0001554940 · SVP and Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,536

Underlying: Common Stock · 7,536 shares

Expires 2025-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted stock units vest in three equal annual installments beginning August 29, 2023.

Read SEC document
August 29, 2024 Filed Aug 29, 2024 20:32 UTC BWX Technologies, Inc. BWXT · Entity 656 Tax withholdingCommon Stock 2,965 $101.65 $301,392.25
Disclosure

SEC source: 0001628280-24-038825 · wk-form4_1724963523.xml · nonDerivative · entry 2

DUFFY ROBERT L · CIK 0001554940 · SVP and Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 9,206

Read SEC document
August 29, 2024 Filed Aug 29, 2024 20:32 UTC BWX Technologies, Inc. BWXT · Entity 656 Exercise / conversionCommon Stock 7,536 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-038825 · wk-form4_1724963523.xml · nonDerivative · entry 1

DUFFY ROBERT L · CIK 0001554940 · SVP and Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 12,171

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:20 UTC BWX Technologies, Inc. BWXT · Entity 656 GrantEmployee Stock Option (right to buy) · Derivative 4,908 $0.00 Strike: $100.83 $0.00
Disclosure

SEC source: 0001628280-24-008571 · wk-form4_1709590837.xml · derivative · entry 2

DUFFY ROBERT L · CIK 0001554940 · SVP and Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,908

Underlying: Common Stock · 4,908 shares

Expires not disclosed

F2 · derivative.exercise_date: Stock options vest in three equal annual installments beginning February 29, 2025. Stock options expire February 29, 2034.

F2 · derivative.expiration_date: Stock options vest in three equal annual installments beginning February 29, 2025. Stock options expire February 29, 2034.

Read SEC document
February 29, 2024 Filed Mar 4, 2024 22:20 UTC BWX Technologies, Inc. BWXT · Entity 656 GrantRestricted Stock Units · Derivative 1,389 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-24-008571 · wk-form4_1709590837.xml · derivative · entry 1

DUFFY ROBERT L · CIK 0001554940 · SVP and Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 1,389

Underlying: Common Stock · 1,389 shares

Expires not disclosed

F1 · derivative.exercise_date: RSUs vest in three equal annual installments beginning February 29, 2025.

F1 · derivative.expiration_date: RSUs vest in three equal annual installments beginning February 29, 2025.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 21:43 UTC BWX Technologies, Inc. BWXT · Entity 656 Exercise / conversionRestricted Stock Units · Derivative 94 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-24-008015 · wk-form4_1709242968.xml · derivative · entry 3

DUFFY ROBERT L · CIK 0001554940 · SVP and Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 2,174

Underlying: Common Stock · 94 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_date: RSUs vest in three equal annual installments beginning February 27, 2024. Each RSU represents the right to receive one share of the issuer's common stock. 756 of the RSUs vested on February 27, 2024, but the reporting person elected to defer receipt of shares underlying his vested RSUs. In accordance with his deferral election, vested shares will be delivered to the reporting person in a lump sum four years after termination of his employment with the issuer. 94 of the vested RSUs were converted to common stock to pay taxes associated with the deferral.

F2 · derivative.expiration_date: RSUs vest in three equal annual installments beginning February 27, 2024. Each RSU represents the right to receive one share of the issuer's common stock. 756 of the RSUs vested on February 27, 2024, but the reporting person elected to defer receipt of shares underlying his vested RSUs. In accordance with his deferral election, vested shares will be delivered to the reporting person in a lump sum four years after termination of his employment with the issuer. 94 of the vested RSUs were converted to common stock to pay taxes associated with the deferral.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 21:43 UTC BWX Technologies, Inc. BWXT · Entity 656 Tax withholdingCommon Stock 94 $89.28 $8,392.32
Disclosure

SEC source: 0001628280-24-008015 · wk-form4_1709242968.xml · nonDerivative · entry 2

DUFFY ROBERT L · CIK 0001554940 · SVP and Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,635

F1 · shares: The reported transaction includes the withholding of 94 shares of common stock converted to pay taxes associated with the deferral by the reporting person of a portion of the Restricted Stock Unit ("RSU") award vesting on February 27, 2024.

Read SEC document
February 27, 2024 Filed Feb 29, 2024 21:43 UTC BWX Technologies, Inc. BWXT · Entity 656 Exercise / conversionCommon Stock 94 $0.00 $0.00
Disclosure

SEC source: 0001628280-24-008015 · wk-form4_1709242968.xml · nonDerivative · entry 1

DUFFY ROBERT L · CIK 0001554940 · SVP and Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,729

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
August 29, 2023 Filed Aug 30, 2023 20:35 UTC BWX Technologies, Inc. BWXT · Entity 656 Exercise / conversionRestricted Stock Units · Derivative 7,536 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001628280-23-030979 · wk-form4_1693427716.xml · derivative · entry 3

DUFFY ROBERT L · CIK 0001554940 · SVP and Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 15,072

Underlying: Common Stock · 7,536 shares

Expires 2025-08-29

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: Restricted stock units vest in three equal annual installments beginning August 29, 2023.

Read SEC document
August 29, 2023 Filed Aug 30, 2023 20:35 UTC BWX Technologies, Inc. BWXT · Entity 656 Tax withholdingCommon Stock 2,901 $73.53 $213,310.53
Disclosure

SEC source: 0001628280-23-030979 · wk-form4_1693427716.xml · nonDerivative · entry 2

DUFFY ROBERT L · CIK 0001554940 · SVP and Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 4,635

Read SEC document
August 29, 2023 Filed Aug 30, 2023 20:35 UTC BWX Technologies, Inc. BWXT · Entity 656 Exercise / conversionCommon Stock 7,536 $0.00 $0.00
Disclosure

SEC source: 0001628280-23-030979 · wk-form4_1693427716.xml · nonDerivative · entry 1

DUFFY ROBERT L · CIK 0001554940 · SVP and Chief Admin. Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 7,536

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:57 UTC BWX Technologies, Inc. BWXT · Entity 656 GrantEmployee Stock Option (right to buy) · Derivative 8,787 $0.00 Strike: $61.70 $0.00
Disclosure

SEC source: 0001961247-23-000009 · wf-form4_167770784788039.xml · derivative · entry 2

DUFFY ROBERT L · CIK 0001554940 · SVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 8,787

Underlying: Common Stock · 8,787 shares

Expires 2033-02-27

F2 · derivative.exercise_date: Stock options vest in three equal annual installments beginning February 27, 2024.

Read SEC document
February 27, 2023 Filed Mar 1, 2023 21:57 UTC BWX Technologies, Inc. BWXT · Entity 656 GrantRestricted Stock Units · Derivative 2,268 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001961247-23-000009 · wf-form4_167770784788039.xml · derivative · entry 1

DUFFY ROBERT L · CIK 0001554940 · SVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 2,268

Underlying: Common Stock · 2,268 shares

Expires 2026-02-27

F1 · derivative.exercise_date: RSUs vest in three equal annual installments beginning February 27, 2024.

Read SEC document
August 29, 2022 Filed Aug 30, 2022 20:58 UTC BWX Technologies, Inc. BWXT · Entity 656 GrantRestricted Stock Units · Derivative 22,608 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001645863-22-000035 · wf-form4_166189307430000.xml · derivative · entry 1

DUFFY ROBERT L · CIK 0001554940 · SVP and Chief Admin. Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 22,608

Underlying: Common Stock · 22,608 shares

Expires 2025-08-29

F1 · derivative.exercise_date: Restricted stock units vested in three equal annual installments beginning August 29, 2023.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionRestricted Stock Units · Derivative 1,990 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · derivative · entry 18

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 1,990 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · derivative.exercise_date: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

F10 · derivative.expiration_date: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionRestricted Stock Units · Derivative 2,471 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · derivative · entry 17

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 2,471 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · derivative.exercise_date: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

F8 · derivative.expiration_date: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionPerformance Stock Units · Derivative 3,980 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · derivative · entry 16

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 3,980 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · derivative.exercise_date: The 3,980 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

F6 · derivative.expiration_date: The 3,980 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionPerformance Stock Units · Derivative 4,941 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · derivative · entry 15

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 4,941 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · derivative.exercise_date: The 4,941 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

F4 · derivative.expiration_date: The 4,941 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionPerformance Stock Units · Derivative 6,135 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · derivative · entry 14

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 6,135 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · derivative.exercise_date: The 6,135 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

F1 · derivative.expiration_date: The 6,135 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Tax withholdingCommon Stock, Par Value $1.00 784 $189.13 $148,277.92
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · nonDerivative · entry 13

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,776.94

F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units.

F11 · balance_after: Includes 15.80 shares acquired through the Harris Corporation 401(k) Retirement Plan from 9/6/18 through 5/16/19.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 1,990 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · nonDerivative · entry 12

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 42,560.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F10 · shares: The restricted stock units were awarded on August 24, 2018 (previously reported). Pursuant to the Merger Agreement, on completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Tax withholdingCommon Stock, Par Value $1.00 973 $189.13 $184,023.49
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · nonDerivative · entry 11

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 40,570.94

F9 · shares: Shares withheld by Issuer to pay tax liability on vesting of restricted stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 2,471 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · nonDerivative · entry 10

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,543.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F8 · shares: The restricted stock units were awarded on August 25, 2017 (previously reported). Pursuant to the Merger Agreement, upon completion of the Merger, any vesting conditions applicable to each outstanding restricted stock unit, automatically and without any action on the part of the Reporting Person, were deemed satisfied and accelerated in full with each restricted stock unit settled in one share of the Issuer's common stock upon successful completion of the Merger.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Tax withholdingCommon Stock, Par Value $1.00 2,657 $189.13 $502,518.41
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · nonDerivative · entry 9

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 39,072.94

F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantCommon Stock, Par Value $1.00 2,770 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · nonDerivative · entry 8

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 41,729.94

F7 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 6 that vested based on the performance determination.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 3,980 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · nonDerivative · entry 7

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,959.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F6 · shares: The 3,980 performance stock units were awarded on August 24, 2018 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period ending July 2, 2021. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Tax withholdingCommon Stock, Par Value $1.00 3,329 $189.13 $629,613.77
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · nonDerivative · entry 6

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,979.94

F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantCommon Stock, Par Value $1.00 3,518 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · nonDerivative · entry 5

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 38,308.94

F5 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 4 that vested based on the performance determination.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 4,941 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · nonDerivative · entry 4

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 34,790.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F4 · shares: The 4,941 performance stock units were awarded on August 25, 2017 (previously reported) and were initially scheduled to vest at the end of the three-year fiscal performance period on July 3, 2020. On June 29, 2019, the merger (the "Merger") of Leopard Merger Sub Inc., a subsidiary of the Issuer, with and into L3 Technologies, Inc. pursuant to the Agreement and Plan of Merger (the "Merger Agreement"), dated as of October 12, 2018, was completed. On completion of the Merger, any vesting conditions applicable to performance stock units, automatically were deemed satisfied and accelerated in full with respect to a number of shares of the Issuer's common stock based on the greater of target and the actual level of performance through the effective time of the Merger (as determined by the compensation committee of the Board of the Issuer), with each earned performance stock unit settled in one share of the Issuer's common stock.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Tax withholdingCommon Stock, Par Value $1.00 3,808 $189.13 $720,207.04
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · nonDerivative · entry 3

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,849.94

F3 · shares: Shares withheld by Issuer to pay tax liability on vesting of performance stock units.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 GrantCommon Stock, Par Value $1.00 3,540 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · nonDerivative · entry 2

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,657.94

F2 · shares: Settlement in shares of common stock of additional performance stock units from award described in footnote 1 that vested based on the performance determination.

Read SEC document
June 29, 2019 Filed Jul 2, 2019 18:57 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ LHX · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 6,135 $0.00 $0.00
Disclosure

SEC source: 0001209191-19-040119 · doc4.xml · nonDerivative · entry 1

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 30,117.94

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: The 6,135 performance stock units were awarded on August 26, 2016 (previously reported) and vested at the end of the three-year fiscal performance period on June 28, 2019.

Read SEC document
May 03, 2019 Filed May 6, 2019 20:09 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 9,124 $0.00 Strike: $77.54 $0.00
Disclosure

SEC source: 0001209191-19-027689 · doc4.xml · derivative · entry 16

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 4,466

Underlying: Common Stock, Par Value $1.00 · 9,124 shares

Expires 2025-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 03, 2019 Filed May 6, 2019 20:09 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 SaleCommon Stock, Par Value $1.00 5,334 $179.98 $960,013.32
Disclosure

SEC source: 0001209191-19-027689 · doc4.xml · nonDerivative · entry 12

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 23,967.14

Read SEC document
May 03, 2019 Filed May 6, 2019 20:09 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 SaleCommon Stock, Par Value $1.00 3,300 $180.00 $594,000.00
Disclosure

SEC source: 0001209191-19-027689 · doc4.xml · nonDerivative · entry 11

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 29,301.14

Read SEC document
May 03, 2019 Filed May 6, 2019 20:09 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 SaleCommon Stock, Par Value $1.00 190 $180.04 $34,207.60
Disclosure

SEC source: 0001209191-19-027689 · doc4.xml · nonDerivative · entry 10

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,601.14

Read SEC document
May 03, 2019 Filed May 6, 2019 20:09 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 SaleCommon Stock, Par Value $1.00 300 $180.05 $54,015.00
Disclosure

SEC source: 0001209191-19-027689 · doc4.xml · nonDerivative · entry 9

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 32,791.14

Read SEC document
May 03, 2019 Filed May 6, 2019 20:09 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 Exercise / conversionCommon Stock, Par Value $1.00 9,124 $77.54 $707,474.96
Disclosure

SEC source: 0001209191-19-027689 · doc4.xml · nonDerivative · entry 8

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 33,091.14

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2019 Filed May 6, 2019 20:09 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 23,230 $0.00 Strike: $77.54 $0.00
Disclosure

SEC source: 0001209191-19-027689 · doc4.xml · derivative · entry 15

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 13,590

Underlying: Common Stock, Par Value $1.00 · 23,230 shares

Expires 2025-08-28

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2019 Filed May 6, 2019 20:09 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 28,860 $0.00 Strike: $79.70 $0.00
Disclosure

SEC source: 0001209191-19-027689 · doc4.xml · derivative · entry 14

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 28,860 shares

Expires 2025-06-01

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
May 02, 2019 Filed May 6, 2019 20:09 UTC L3HARRIS TECHNOLOGIES, INC. /DE/ HRS · Entity 610 Exercise / conversionNon-Qualified Stock Option (Right to Buy) · Derivative 30,800 $0.00 Strike: $71.02 $0.00
Disclosure

SEC source: 0001209191-19-027689 · doc4.xml · derivative · entry 13

DUFFY ROBERT L · CIK 0001554940 · SVP-Human Resources

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, Par Value $1.00 · 30,800 shares

Expires 2024-08-22

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.