organization · Reporting owner
Steel Partners, Ltd.
Disclosed activity across 4 companies
Sign in to followReported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Babcock & Wilcox Enterprises, Inc.BW · Entity 4934 | See Footnote 1 | July 18, 2019 | July 22, 2019 |
| STEEL PARTNERS HOLDINGS L.P.SPLP · Entity 51727 | 10% owner | March 07, 2025 | March 11, 2025 |
| Wilhelmina International, Inc.WHLM · Entity 84004 | 10% owner · See Explanation of Responses | January 17, 2025 | January 22, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Babcock & Wilcox Enterprises, Inc.
Report date July 18, 2019 · Filed July 22, 2019
Jointly reported with LICHTENSTEIN WARREN G
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01SEC Table I · non-derivative | IndirectBy Steel Partners Ltd. | 566,265 |
Reported balance
After 2019-07-18 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2019-07-18 · Other · Acquired 281,265 · Balance 566,265 F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners Ltd. ("SPL") (collectively, the "Reporting Persons"). Mr. Lichtenstein is the Chief Executive Officer and a control person of SPL. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F3: Shares of Common Stock acquired by SPL following the exercise of its basic subscription privilege in the Issuer's rights offering (the "Offering"). F2: Represents securities owned directly by SPL. By virtue of his relationship with SPL discussed in Footnote 1, Mr. Lichtenstein may be deemed to beneficially own the securities owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the securities owned directly by SPL, except to the extent of his pecuniary interest therein. |
| Subscription Rights (right to buy)SEC Table II · derivative / convertible security · Conversion / exercise price $0.30 · Expires 2019-07-18 | IndirectBy Steel Partners Ltd. | 0 |
Reported balance
After 2019-07-18 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-07-18 · Other · Disposed 285,000 · Balance 0 F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners Ltd. ("SPL") (collectively, the "Reporting Persons"). Mr. Lichtenstein is the Chief Executive Officer and a control person of SPL. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F4: Subscription rights acquired by SPL in connection with the Offering. For each share of Common Stock held by a shareholder of the Issuer, such shareholder received one subscription right to purchase 0.986896 shares of Common Stock in connection with the Offering. F2: Represents securities owned directly by SPL. By virtue of his relationship with SPL discussed in Footnote 1, Mr. Lichtenstein may be deemed to beneficially own the securities owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the securities owned directly by SPL, except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners Ltd. ("SPL") (collectively, the "Reporting Persons"). Mr. Lichtenstein is the Chief Executive Officer and a control person of SPL. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock.
F2: Represents securities owned directly by SPL. By virtue of his relationship with SPL discussed in Footnote 1, Mr. Lichtenstein may be deemed to beneficially own the securities owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the securities owned directly by SPL, except to the extent of his pecuniary interest therein.
F3: Shares of Common Stock acquired by SPL following the exercise of its basic subscription privilege in the Issuer's rights offering (the "Offering").
F4: Subscription rights acquired by SPL in connection with the Offering. For each share of Common Stock held by a shareholder of the Issuer, such shareholder received one subscription right to purchase 0.986896 shares of Common Stock in connection with the Offering.
STEEL PARTNERS HOLDINGS L.P.
Report date March 07, 2025 · Filed March 11, 2025
Jointly reported with LICHTENSTEIN WARREN G, WGL Capital LLC, SPH SPV-I LLC
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Units no par valueSEC Table I · non-derivative | IndirectBy SPH SPV-I LLC | 2,082,710 |
Reported balance
After 2025-03-07 transaction · row 1
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 1 · 2025-03-07 · Grant · Acquired 76,323 · Balance 2,082,710 F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F6: On March 7, 2025, SPH SPV was issued 76,323 Common Units, representing an equal number of Class C Common Units earned with respect to certain Incentive Units received pursuant to the Incentive Unit Agreement effective as of May 11, 2012 by and between the Issuer and SPH SPV, that simultaneously converted into Common Units upon issuance. For more information on the Incentive Unit Agreement and Class C Common Units, see "Transactions with Related Persons" in the Issuer's proxy statement on Schedule 14A filed with the SEC on April 11, 2024. F3: Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV. |
| Common Units no par valueSEC Table I · non-derivative | Direct | 793,636 |
Reported balance
Holding disclosure · report date 2025-03-07 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 793,636 F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. |
| Common Units no par valueSEC Table I · non-derivative | IndirectBy Son | 20,000 |
Reported balance
Holding disclosure · report date 2025-03-07 · row 3
Holding and transaction disclosures are not merged.
1 source rowRow 3 · Balance 20,000 F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5: Mr. Lichtenstein disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Lichtenstein is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. |
| Common Units no par valueSEC Table I · non-derivative | IndirectBy Steel Partners, Ltd. | 5,279,428 |
Reported balance
Holding disclosure · report date 2025-03-07 · row 4
Holding and transaction disclosures are not merged.
1 source rowRow 4 · Balance 5,279,428 F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F2: Mr. Lichtenstein, as the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. |
| Common Units no par valueSEC Table I · non-derivative | IndirectBy WGL Capital LLC | 1,485,000 |
Reported balance
Holding disclosure · report date 2025-03-07 · row 5
Holding and transaction disclosures are not merged.
1 source rowRow 5 · Balance 1,485,000 F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F4: SPL, as the sole Member of WGL, and Mr. Lichtenstein, as the Manager of WGL and the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by WGL. |
| 6% Series A Preferred UnitsSEC Table I · non-derivative | Direct | 416,948 |
Reported balance
Holding disclosure · report date 2025-03-07 · row 6
Holding and transaction disclosures are not merged.
1 source rowRow 6 · Balance 416,948 F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein.
F2: Mr. Lichtenstein, as the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by SPL.
F3: Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV.
F4: SPL, as the sole Member of WGL, and Mr. Lichtenstein, as the Manager of WGL and the Chief Executive Officer of SPL, may be deemed to beneficially own the Common Units owned directly by WGL.
F5: Mr. Lichtenstein disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that Mr. Lichtenstein is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
F6: On March 7, 2025, SPH SPV was issued 76,323 Common Units, representing an equal number of Class C Common Units earned with respect to certain Incentive Units received pursuant to the Incentive Unit Agreement effective as of May 11, 2012 by and between the Issuer and SPH SPV, that simultaneously converted into Common Units upon issuance. For more information on the Incentive Unit Agreement and Class C Common Units, see "Transactions with Related Persons" in the Issuer's proxy statement on Schedule 14A filed with the SEC on April 11, 2024.
Wilhelmina International, Inc.
Report date January 17, 2025 · Filed January 22, 2025
Jointly reported with LICHTENSTEIN WARREN G
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy Steel Partners Ltd. | 1,580,477 |
Last balance in matching sequence
After 2025-01-22 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-01-17 · Purchase · Acquired 592,603 · Balance 1,576,376 F1: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein. F2: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein. Row 2 · 2025-01-22 · Purchase · Acquired 4,101 · Balance 1,580,477 F1: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein. F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.3000 to $3.4000 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote. F2: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Steel Partners, Ltd. ("SPL") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein and owned directly by the other members of the Section 13(d) group, except to the extent of his or its pecuniary interest therein.
F2: Securities owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer and Chairman of the Board of Directors of SPL. Accordingly, by virtue of his relationship with SPL, Mr. Lichtenstein may be deemed to beneficially own the shares of Common Stock of the Issuer owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the shares of Common Stock of the Issuer owned directly by SPL except to the extent of his pecuniary interest therein.
F3: The price reported is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $3.3000 to $3.4000 per share. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Steel Connect LLC
Report date January 02, 2025 · Filed January 07, 2025
Jointly reported with LICHTENSTEIN WARREN G
Section 16 reporting ended · disclosed 2025-01-07. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.01 par valueSEC Table I · non-derivative | Direct | 0 |
Last balance in matching sequence
After 2025-01-02 transaction · row 3
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-01-02 · Sale · Disposed 182,526 · Balance 9,773 F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein. F2: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration"). F3: Immediately prior to the Merger, Mr. Lichtenstein sold 182,526 Shares to Steel Excel Inc. in exchange for an aggregate of $2,089,922.70, or $11.45 per Share. Row 3 · 2025-01-02 · Disposition to issuer · Disposed 9,773 · Balance 0 F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein. F2: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration"). F4: Includes 7,150 shares of restricted stock (each a "Restricted Share") issued by the Issuer pursuant to, or otherwise governed by, any Issuer equity plan, that were outstanding immediately prior to the Effective Time. At the Effective Time, each Restricted Share became fully vested, and subject to any applicable tax withholding on such acceleration, and, subject to the terms of the CVR Agreement, each holder of a Restricted Share received the Per Share Merger Consideration. F5: The officers and directors of the Issuer have waived any right to receive any portion of the Reith Net Litigation Proceeds with respect to any Reith CVR received in the Merger. |
| Common Stock, $0.01 par valueSEC Table I · non-derivative | IndirectBy: Steel Partners, Ltd. | 0 |
Reported balance
After 2025-01-02 transaction · row 2
Joint disclosure: continuity of the reported position is unresolved; see ownership footnotes.
1 source rowRow 2 · 2025-01-02 · Disposition to issuer · Disposed 6,428 · Balance 0 F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein. F2: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration"). F6: Represents securities previously owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer of SPL. |
Filing footnotes · ownership attribution and instrument terms
F1: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners, Ltd. ("SPL") (collectively, the "Reporting Persons"). The Reporting Persons are members of a Section 13(d) group that owns more than 10% of the Issuer's outstanding shares of Common Stock (the "Shares"). The Reporting Persons disclaim beneficial ownership of the Shares owned directly by the other members of the Section 13(d) group except to the extent of his or its pecuniary interest therein.
F2: On January 2, 2025, Steel Excel Sub I, LLC ("Merger Sub") merged with and into the Issuer, with the Issuer surviving the Merger as a wholly-owned subsidiary of Steel Partners Holdings L.P. (the "Merger"). At the effective time of the Merger (the "Effective Time"), each Share issued and outstanding immediately prior to the Effective Time (other than (A) Shares owned by Merger Sub, the Issuer or any of the Issuer's wholly owned subsidiaries (the "Excluded Shares") and (B) Shares held by stockholders who have properly and validly exercised their statutory rights of appraisal in respect of such Shares in accordance with Section 262 of the Delaware General Corporation Law (the "Dissenting Shares")), was cancelled and automatically converted into the right to receive (i) cash consideration equal to $11.45 per Share (the "Per Share Cash Merger Consideration") and (ii) one Reith CVR per Share (together with the Per Share Cash Merger Consideration, the "Per Share Merger Consideration").
F3: Immediately prior to the Merger, Mr. Lichtenstein sold 182,526 Shares to Steel Excel Inc. in exchange for an aggregate of $2,089,922.70, or $11.45 per Share.
F4: Includes 7,150 shares of restricted stock (each a "Restricted Share") issued by the Issuer pursuant to, or otherwise governed by, any Issuer equity plan, that were outstanding immediately prior to the Effective Time. At the Effective Time, each Restricted Share became fully vested, and subject to any applicable tax withholding on such acceleration, and, subject to the terms of the CVR Agreement, each holder of a Restricted Share received the Per Share Merger Consideration.
F5: The officers and directors of the Issuer have waived any right to receive any portion of the Reith Net Litigation Proceeds with respect to any Reith CVR received in the Merger.
F6: Represents securities previously owned directly by SPL. Mr. Lichtenstein is the Chief Executive Officer of SPL.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| May 04, 2020 Filed May 6, 2020 19:33 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 300 | $4.95 | $1,485.00 |
DisclosureSEC source: 0000921895-20-001300 · form404197004_05062020.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 195,418 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| May 04, 2020 Filed May 6, 2020 19:33 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 100 | $4.90 | $490.00 |
DisclosureSEC source: 0000921895-20-001300 · form404197004_05062020.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 195,118 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 20:12 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 2,200 | $5.00 | $11,000.00 |
DisclosureSEC source: 0000921895-20-001205 · form404197004_04272020.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 195,018 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 23, 2020 Filed Apr 27, 2020 20:12 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 100 | $4.97 | $497.00 |
DisclosureSEC source: 0000921895-20-001205 · form404197004_04272020.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 192,818 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 06:00 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 1,496 | $4.85 | $7,255.60 |
DisclosureSEC source: 0001193805-20-000510 · form404197004_04222020.xml · nonDerivative · entry 13 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 192,718 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 06:00 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 300 | $4.81 | $1,443.00 |
DisclosureSEC source: 0001193805-20-000510 · form404197004_04222020.xml · nonDerivative · entry 12 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 191,222 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 06:00 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 600 | $4.79 | $2,874.00 |
DisclosureSEC source: 0001193805-20-000510 · form404197004_04222020.xml · nonDerivative · entry 11 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 190,922 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 06:00 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 200 | $4.76 | $952.00 |
DisclosureSEC source: 0001193805-20-000510 · form404197004_04222020.xml · nonDerivative · entry 10 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 190,322 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 06:00 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 1 | $4.73 | $4.73 |
DisclosureSEC source: 0001193805-20-000510 · form404197004_04222020.xml · nonDerivative · entry 9 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 190,122 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 06:00 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 594 | $4.70 | $2,791.80 |
DisclosureSEC source: 0001193805-20-000510 · form404197004_04222020.xml · nonDerivative · entry 8 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 190,121 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 06:00 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 100 | $4.69 | $469.00 |
DisclosureSEC source: 0001193805-20-000510 · form404197004_04222020.xml · nonDerivative · entry 7 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 189,527 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 22, 2020 Filed Apr 23, 2020 06:00 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 200 | $4.63 | $926.00 |
DisclosureSEC source: 0001193805-20-000510 · form404197004_04222020.xml · nonDerivative · entry 6 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 189,427 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 06:00 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 100 | $4.83 | $483.00 |
DisclosureSEC source: 0001193805-20-000510 · form404197004_04222020.xml · nonDerivative · entry 5 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 189,227 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 21, 2020 Filed Apr 23, 2020 06:00 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 300 | $4.79 | $1,437.00 |
DisclosureSEC source: 0001193805-20-000510 · form404197004_04222020.xml · nonDerivative · entry 4 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 189,127 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 20, 2020 Filed Apr 23, 2020 06:00 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 315 | $4.95 | $1,559.25 |
DisclosureSEC source: 0001193805-20-000510 · form404197004_04222020.xml · nonDerivative · entry 3 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 188,827 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 20, 2020 Filed Apr 23, 2020 06:00 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 200 | $4.92 | $984.00 |
DisclosureSEC source: 0001193805-20-000510 · form404197004_04222020.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 188,512 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 20, 2020 Filed Apr 23, 2020 06:00 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 700 | $4.89 | $3,423.00 |
DisclosureSEC source: 0001193805-20-000510 · form404197004_04222020.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 188,312 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 17, 2020 Filed Apr 17, 2020 19:14 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 100 | $5.00 | $500.00 |
DisclosureSEC source: 0000921895-20-001147 · form404197004_04172020.xml · nonDerivative · entry 5 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 187,612 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F6 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 17, 2020 Filed Apr 17, 2020 19:14 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 400 | $4.96 | $1,984.00 |
DisclosureSEC source: 0000921895-20-001147 · form404197004_04172020.xml · nonDerivative · entry 4 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 187,512 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F6 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 17, 2020 Filed Apr 17, 2020 19:14 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 200 | $4.95 | $990.00 |
DisclosureSEC source: 0000921895-20-001147 · form404197004_04172020.xml · nonDerivative · entry 3 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 187,112 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F6 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 16, 2020 Filed Apr 17, 2020 19:14 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 100 | $5.00 | $500.00 |
DisclosureSEC source: 0000921895-20-001147 · form404197004_04172020.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 186,912 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F6 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| April 15, 2020 Filed Apr 17, 2020 19:14 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 2 | $4.80 | $9.60 |
DisclosureSEC source: 0000921895-20-001147 · form404197004_04172020.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 186,812 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F6 · kind: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| March 27, 2020 Filed Mar 30, 2020 18:38 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 11,384 | $5.75 | $65,446.62 |
DisclosureSEC source: 0000921895-20-000945 · form404197004_03302020.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 186,810 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| March 23, 2020 Filed Mar 24, 2020 19:25 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 1,000 | $5.76 | $5,760.00 |
DisclosureSEC source: 0000921895-20-000890 · form404197004_03242020.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 175,426 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F3 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| March 19, 2020 Filed Mar 20, 2020 21:56 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 4,000 | $6.13 | $24,520.00 |
DisclosureSEC source: 0001193805-20-000383 · e619486_4-splp.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 174,426 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F4 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| March 18, 2020 Filed Mar 20, 2020 21:56 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 400 | $6.40 | $2,559.96 |
DisclosureSEC source: 0001193805-20-000383 · e619486_4-splp.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 170,426 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F4 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| December 10, 2019 Filed Dec 12, 2019 20:33 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 10 | $12.00 | $120.00 |
DisclosureSEC source: 0000921895-19-002985 · form404197004_12122019.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 170,026 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F4 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| December 03, 2019 Filed Dec 3, 2019 19:18 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 143 | $12.00 | $1,716.00 |
DisclosureSEC source: 0000921895-19-002917 · form404197004_12032019.xml · nonDerivative · entry 3 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 170,016 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F4 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| December 02, 2019 Filed Dec 3, 2019 19:18 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 7,335 | $12.00 | $87,993.59 |
DisclosureSEC source: 0000921895-19-002917 · form404197004_12032019.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 169,873 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F4 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| November 29, 2019 Filed Dec 3, 2019 19:18 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 6,647 | $11.92 | $79,219.61 |
DisclosureSEC source: 0000921895-19-002917 · form404197004_12032019.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 162,538 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F4 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| November 20, 2019 Filed Nov 22, 2019 20:04 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | PurchaseCommon Units no par value | 25,000 | $11.65 | $291,250.00 |
DisclosureSEC source: 0000921895-19-002870 · form404197spl_11222019.xml · nonDerivative · entry 3 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners, Ltd. Disclosed balance after: 155,891 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F5 · ownership.nature: Mr. Lichtenstein, as the Chief Executive Officer and a control person of SPL, may be deemed to beneficially own the Common Units owned directly by SPL. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 18:34 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | OtherSubscription Rights (right to buy) · Derivative | 285,000 | $0.00 Strike: $0.30 | $0.00 |
DisclosureSEC source: 0000921895-19-002030 · form404197070lic_07222019.xml · derivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · See Footnote 1 Steel Partners, Ltd. · CIK 0001504325 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners Ltd. Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 · 281,265 shares Expires 2019-07-18 F1 · security: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners Ltd. ("SPL") (collectively, the "Reporting Persons"). Mr. Lichtenstein is the Chief Executive Officer and a control person of SPL. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F4 · shares: Subscription rights acquired by SPL in connection with the Offering. For each share of Common Stock held by a shareholder of the Issuer, such shareholder received one subscription right to purchase 0.986896 shares of Common Stock in connection with the Offering. F2 · ownership.nature: Represents securities owned directly by SPL. By virtue of his relationship with SPL discussed in Footnote 1, Mr. Lichtenstein may be deemed to beneficially own the securities owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the securities owned directly by SPL, except to the extent of his pecuniary interest therein. Read SEC document |
| July 18, 2019 Filed Jul 22, 2019 18:34 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | OtherCommon Stock, par value $0.01 | 281,265 | $0.30 | $84,379.50 |
DisclosureSEC source: 0000921895-19-002030 · form404197070lic_07222019.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · See Footnote 1 Steel Partners, Ltd. · CIK 0001504325 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners Ltd. Disclosed balance after: 566,265 F1 · security: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners Ltd. ("SPL") (collectively, the "Reporting Persons"). Mr. Lichtenstein is the Chief Executive Officer and a control person of SPL. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F3 · shares: Shares of Common Stock acquired by SPL following the exercise of its basic subscription privilege in the Issuer's rights offering (the "Offering"). F2 · ownership.nature: Represents securities owned directly by SPL. By virtue of his relationship with SPL discussed in Footnote 1, Mr. Lichtenstein may be deemed to beneficially own the securities owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the securities owned directly by SPL, except to the extent of his pecuniary interest therein. Read SEC document |
| September 26, 2018 Filed Oct 19, 2018 19:32 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | GiftCommon Units no par value | 61,358 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-002809 · form404197004_10192018.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By 2016 GRAT Disclosed balance after: 0 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the securities reported herein, except to the extent of his or its pecuniary interest therein. F2 · kind: The Form 4 filed by the Reporting Persons on July 20, 2018 discloses ownership of 313,112 Common Units held by a grantor retained annuity trust ("2016 GRAT") of which Mr. Lichtenstein was the sole trustee and sole annuitant. Since the filing of the Form 4, 251,754 of the Common Units held by the 2016 GRAT were transferred to Mr. Lichtenstein in satisfaction of the trust's annuity obligations to Mr. Lichtenstein, 500,000 Common Units held directly by Mr. Lichtenstein were then transferred to a new grantor retained annuity trust ("2018 GRAT") of which Mr. Lichtenstein is the sole trustee and sole annuitant and, on September 26, 2018, the remaining 61,358 Common Units held by the 2016 GRAT were gifted to a new trust for the benefit of a family member. Mr. Lichtenstein does not have a pecuniary interest in the securities held by this new trust. F2 · shares: The Form 4 filed by the Reporting Persons on July 20, 2018 discloses ownership of 313,112 Common Units held by a grantor retained annuity trust ("2016 GRAT") of which Mr. Lichtenstein was the sole trustee and sole annuitant. Since the filing of the Form 4, 251,754 of the Common Units held by the 2016 GRAT were transferred to Mr. Lichtenstein in satisfaction of the trust's annuity obligations to Mr. Lichtenstein, 500,000 Common Units held directly by Mr. Lichtenstein were then transferred to a new grantor retained annuity trust ("2018 GRAT") of which Mr. Lichtenstein is the sole trustee and sole annuitant and, on September 26, 2018, the remaining 61,358 Common Units held by the 2016 GRAT were gifted to a new trust for the benefit of a family member. Mr. Lichtenstein does not have a pecuniary interest in the securities held by this new trust. F2 · balance_after: The Form 4 filed by the Reporting Persons on July 20, 2018 discloses ownership of 313,112 Common Units held by a grantor retained annuity trust ("2016 GRAT") of which Mr. Lichtenstein was the sole trustee and sole annuitant. Since the filing of the Form 4, 251,754 of the Common Units held by the 2016 GRAT were transferred to Mr. Lichtenstein in satisfaction of the trust's annuity obligations to Mr. Lichtenstein, 500,000 Common Units held directly by Mr. Lichtenstein were then transferred to a new grantor retained annuity trust ("2018 GRAT") of which Mr. Lichtenstein is the sole trustee and sole annuitant and, on September 26, 2018, the remaining 61,358 Common Units held by the 2016 GRAT were gifted to a new trust for the benefit of a family member. Mr. Lichtenstein does not have a pecuniary interest in the securities held by this new trust. F2 · ownership.nature: The Form 4 filed by the Reporting Persons on July 20, 2018 discloses ownership of 313,112 Common Units held by a grantor retained annuity trust ("2016 GRAT") of which Mr. Lichtenstein was the sole trustee and sole annuitant. Since the filing of the Form 4, 251,754 of the Common Units held by the 2016 GRAT were transferred to Mr. Lichtenstein in satisfaction of the trust's annuity obligations to Mr. Lichtenstein, 500,000 Common Units held directly by Mr. Lichtenstein were then transferred to a new grantor retained annuity trust ("2018 GRAT") of which Mr. Lichtenstein is the sole trustee and sole annuitant and, on September 26, 2018, the remaining 61,358 Common Units held by the 2016 GRAT were gifted to a new trust for the benefit of a family member. Mr. Lichtenstein does not have a pecuniary interest in the securities held by this new trust. Read SEC document |
| July 18, 2018 Filed Jul 20, 2018 18:24 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | OtherCommon Units no par value | 121,883 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-002126 · form404197004_07202018.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SPH SPV-I LLC Disclosed balance after: 1,540,706 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the Common Units reported herein, except to the extent of his or its pecuniary interest therein. F2 · kind: Represents a distribution of Common Units from SPH SPV to members of SPH SPV. F2 · price: Represents a distribution of Common Units from SPH SPV to members of SPH SPV. F3 · balance_after: Consists entirely of Common Units as a result of the conversion of all 461,442 Class C Common Units held by SPH SPV into Common Units following the alignment of capital accounts of the Common Units and the Class C Common Units since the filing of the prior Form 4. F4 · ownership.nature: Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV. Read SEC document |
| April 30, 2018 Filed May 2, 2018 18:49 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | OtherSubscription Rights (right to buy) · Derivative | 75,000 | $0.00 Strike: $2.00 | $0.00 |
DisclosureSEC source: 0000921895-18-001544 · form404197070_05022018.xml · derivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · See Footnote 1 Steel Partners, Ltd. · CIK 0001504325 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners Ltd. Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 · 210,000 shares Expires 2018-04-30 F1 · security: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners Ltd. ("SPL") (collectively, the "Reporting Persons"). Mr. Lichtenstein is the Chief Executive Officer and a control person of SPL. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F4 · shares: Subscription rights acquired by SPL in connection with the Offering. For each share of Common Stock held by a shareholder of the Issuer, such shareholder received one subscription right to purchase 2.8 shares of Common Stock in connection with the Offering. F2 · ownership.nature: Represents securities owned directly by SPL. By virtue of his relationship with SPL discussed in Footnote 1, Mr. Lichtenstein may be deemed to beneficially own the securities owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the securities owned directly by SPL, except to the extent of his pecuniary interest therein. Read SEC document |
| April 30, 2018 Filed May 2, 2018 18:49 UTC | Babcock & Wilcox Enterprises, Inc. BW · Entity 4934 | OtherCommon Stock, par value $0.01 | 210,000 | $2.00 | $420,000.00 |
DisclosureSEC source: 0000921895-18-001544 · form404197070_05022018.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · See Footnote 1 Steel Partners, Ltd. · CIK 0001504325 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By Steel Partners Ltd. Disclosed balance after: 285,000 F1 · security: This Form 4 is filed jointly by Warren G. Lichtenstein and Steel Partners Ltd. ("SPL") (collectively, the "Reporting Persons"). Mr. Lichtenstein is the Chief Executive Officer and a control person of SPL. Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding shares of Common Stock. F3 · shares: Shares of Common Stock acquired by SPL following the exercise of its basic subscription privilege in the Issuer's rights offering (the "Offering"). F2 · ownership.nature: Represents securities owned directly by SPL. By virtue of his relationship with SPL discussed in Footnote 1, Mr. Lichtenstein may be deemed to beneficially own the securities owned directly by SPL. Mr. Lichtenstein disclaims beneficial ownership of the securities owned directly by SPL, except to the extent of his pecuniary interest therein. Read SEC document |
| February 13, 2018 Filed Feb 14, 2018 17:43 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | OtherCommon Units no par value | 461,442 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-000691 · form404197004_02142018.xml · nonDerivative · entry 3 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SPH SPV-I LLC Disclosed balance after: 1,662,589 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the Common Units reported herein, except to the extent of his or its pecuniary interest therein. F3 · kind: Class C Common Units issued to SPH SPV representing Incentive Awards earned during fiscal 2017 with respect to certain Incentive Units received pursuant to the terms of that certain Incentive Unit Agreement, effective as of May 11, 2012, by and between the Issuer and SPH SPV. F3 · price: Class C Common Units issued to SPH SPV representing Incentive Awards earned during fiscal 2017 with respect to certain Incentive Units received pursuant to the terms of that certain Incentive Unit Agreement, effective as of May 11, 2012, by and between the Issuer and SPH SPV. F4 · ownership.nature: Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV. Read SEC document |
| December 28, 2017 Filed Feb 14, 2018 17:43 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | GiftCommon Units no par value | 35,715 | $0.00 | $0.00 |
DisclosureSEC source: 0000921895-18-000691 · form404197004_02142018.xml · nonDerivative · entry 1 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,285,869 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the Common Units reported herein, except to the extent of his or its pecuniary interest therein. F10 · balance_after: The Form 5 filed by the Reporting Persons on February 12, 2016 discloses ownership of an aggregate of 379,141 Common Units held directly by Mr. Lichtenstein. The total number of Common Units held directly by Mr. Lichtenstein now reflects the gift of Common Units reported herein and the transfers described in Footnote 8. Read SEC document |
| July 06, 2017 Filed Feb 14, 2018 17:43 UTC | STEEL PARTNERS HOLDINGS L.P. SPLP · Entity 51727 | OtherCommon Units no par value | 7,205 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000921895-18-000691 · form404197004_02142018.xml · nonDerivative · entry 2 LICHTENSTEIN WARREN G · CIK 0001005784 · Director · Executive Chairman · 10% owner Steel Partners, Ltd. · CIK 0001504325 · 10% owner WGL Capital LLC · CIK 0001547324 · 10% owner SPH SPV-I LLC · CIK 0001606923 · See Footnote 1 Joint disclosure: these amounts are not allocated separately to each reporting owner. 10b5-1 filing: Not disclosed Ownership: Indirect · By SPH SPV-I LLC Disclosed balance after: 1,201,147 F1 · security: This Form 4 is filed jointly by WGL Capital LLC ("WGL"), Steel Partners, Ltd. ("SPL"), SPH SPV-I LLC ("SPH SPV") and Warren G. Lichtenstein (collectively, the "Reporting Persons"). Each of the Reporting Persons may be deemed to be a member of a Section 13(d) group that collectively owns more than 10% of the Issuer's outstanding Common Units. Each of the Reporting Persons disclaims beneficial ownership of the Common Units reported herein, except to the extent of his or its pecuniary interest therein. F2 · kind: Represents a withdrawal of Common Units from SPH SPV by certain members of SPH SPV. F2 · price: Represents a withdrawal of Common Units from SPH SPV by certain members of SPH SPV. F4 · ownership.nature: Mr. Lichtenstein, as the Managing Member of SPH SPV, may be deemed to beneficially own the Common Units owned directly by SPH SPV. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.