Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| MidCap Apollo Institutional Private LendingNONE · Entity 75251 | Trustee, Chairperson | May 14, 2024 | May 14, 2024 |
| MidCap Financial Investment CorpMFIC · Entity 5121 | Director | March 11, 2025 | March 11, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
MidCap Apollo Institutional Private Lending
Report date May 14, 2024 · Filed May 14, 2024
This filing explicitly reported no securities owned.
MidCap Financial Investment Corp
Report date March 11, 2025 · Filed March 11, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | IndirectBy Spouse | 101,666 |
Reported balance
After 2025-03-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2025-03-11 · Purchase · Acquired 50,000 · Balance 101,666 F1: The price reported in Column 4 is a weighted average price. These shares of common stock, par value $0.001 per share ("Common Stock") of MidCap Financial Investment Corporation (the "Issuer") were purchased in multiple transactions ranging from $12.395 to $12.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price in the range set forth in this footnote. |
| Common StockSEC Table I · non-derivative | Direct | 298,024 |
Reported balance
Holding disclosure · report date 2025-03-11 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 298,024 |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares of common stock, par value $0.001 per share ("Common Stock") of MidCap Financial Investment Corporation (the "Issuer") were purchased in multiple transactions ranging from $12.395 to $12.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price in the range set forth in this footnote.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 11, 2025 Filed Mar 11, 2025 20:49 UTC | MidCap Financial Investment Corp MFIC · Entity 5121 | PurchaseCommon Stock | 50,000 | $12.40 | $619,990.00 |
DisclosureSEC source: 0000950170-25-037251 · ownership.xml · nonDerivative · entry 1 Widra Howard · CIK 0001677134 · Director 10b5-1 filing: No plan indicated Ownership: Indirect · By Spouse Disclosed balance after: 101,666 F1 · price: The price reported in Column 4 is a weighted average price. These shares of common stock, par value $0.001 per share ("Common Stock") of MidCap Financial Investment Corporation (the "Issuer") were purchased in multiple transactions ranging from $12.395 to $12.40, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price in the range set forth in this footnote. Read SEC document |
| August 03, 2022 Filed Aug 3, 2022 22:31 UTC | MidCap Financial Investment Corp AINV · Entity 5121 | PurchaseCommon Stock | 20,000 | $13.01 | $260,130.00 |
DisclosureSEC source: 0001278752-22-000021 · wf-form4_165956584799501.xml · nonDerivative · entry 1 Widra Howard · CIK 0001677134 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 303,645 Read SEC document |
| August 03, 2022 Filed Nov 12, 2024 21:30 UTC Amendment | MidCap Financial Investment Corp MFIC · Entity 5121 | PurchaseCommon Stock | 20,000 | $13.01 | $260,130.00 |
DisclosureSEC source: 0000950170-24-125520 · ownership.xml · nonDerivative · entry 1 Widra Howard · CIK 0001677134 · Director 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 298,024 F1 · balance_after: This amended Form 4 filing is being made to correct the number of shares beneficially owned reported in Column 5. Prior Form 4 filings made by the Reporting Person inadvertently overstated the number of securities beneficially owned in Column 5 of such filings by 5,621 shares. Following a routine review and reconciliation of the Reporting Person's holdings which identified this error in his reporting, the Reporting Person has corrected the inadvertent overstatement in this amended Form 4 filing and removed 5,621 shares from the number of securities he beneficially owns. Read SEC document |
| November 18, 2020 Filed Nov 18, 2020 21:24 UTC | MidCap Financial Investment Corp AINV · Entity 5121 | PurchaseCommon Stock | 15,000 | $10.69 | $160,350.00 |
DisclosureSEC source: 0001278752-20-000099 · wf-form4_160573465489452.xml · nonDerivative · entry 1 Widra Howard · CIK 0001677134 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 51,666 Read SEC document |
| March 12, 2020 Filed Mar 13, 2020 21:01 UTC | MidCap Financial Investment Corp AINV · Entity 5121 | PurchaseCommon Stock | 20,000 | $11.18 | $223,600.00 |
DisclosureSEC source: 0001278752-20-000027 · wf-form4_158413328873713.xml · nonDerivative · entry 1 Widra Howard · CIK 0001677134 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · Spouse Disclosed balance after: 36,666 F1 · price: The reported price is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $11.17 to $11.20 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or to the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| February 12, 2020 Filed Feb 13, 2020 22:27 UTC | MidCap Financial Investment Corp AINV · Entity 5121 | GrantCommon Stock | 57,949 | $0.00 | $0.00 |
DisclosureSEC source: 0001278752-20-000010 · wf-form4_158163282373146.xml · nonDerivative · entry 1 Widra Howard · CIK 0001677134 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 94,646 Read SEC document |
| November 08, 2019 Filed Nov 12, 2019 21:58 UTC | MidCap Financial Investment Corp AINV · Entity 5121 | GrantCommon Stock | 15,000 | $16.47 | $247,050.00 |
DisclosureSEC source: 0001278752-19-000072 · wf-form4_157359588825383.xml · nonDerivative · entry 1 Widra Howard · CIK 0001677134 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,363 Read SEC document |
| November 08, 2019 Filed Dec 12, 2019 00:42 UTC Amendment | MidCap Financial Investment Corp AINV · Entity 5121 | PurchaseCommon Stock | 15,000 | $16.47 | $247,050.00 |
DisclosureSEC source: 0001278752-19-000079 · wf-form4a_157611135508391.xml · nonDerivative · entry 1 Widra Howard · CIK 0001677134 · Director · Chief Executive Officer 10b5-1 filing: Not disclosed Ownership: Indirect · By Spouse Disclosed balance after: 16,666 Read SEC document |
| January 08, 2018 Filed Mar 2, 2018 21:24 UTC | MidCap Financial Investment Corp AINV · Entity 5121 | GrantCommon Stock | 84,795 | $5.70 | $483,331.50 |
DisclosureSEC source: 0001677134-18-000001 · wf-form4_152002582882498.xml · nonDerivative · entry 1 Widra Howard · CIK 0001677134 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 115,090 Read SEC document |
| December 29, 2016 Filed Nov 21, 2017 22:07 UTC | MidCap Financial Investment Corp AINV · Entity 5121 | GrantCommon Stock | 25,295 | $0.00 | $0.00 |
DisclosureSEC source: 0001677134-17-000002 · wf-form4_151130204503277.xml · nonDerivative · entry 1 Widra Howard · CIK 0001677134 · President 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 30,295 F1 · shares: On December 29, 2016, Mr. Widra was awarded 25,295 restricted stock units ("RSUs") of Apollo Investment Corporation (the "Company"). The RSUs will vest according to the vesting schedule set out in the RSU award agreement between the Company and Mr. Widra. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.