Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| Atlas Crest Investment Corp. IIACII.U · Entity 126082 | Director | February 03, 2021 | February 03, 2021 |
| DIEBOLD NIXDORF, IncDBD · Entity 4421 | Director | February 28, 2025 | March 03, 2025 |
| EMPIRE RESORTS INCNYNY · Entity 153746 | Director · Executive Chairman | November 15, 2019 | November 15, 2019 |
| MidCap Financial Investment CorpMFIC · Entity 5121 | Director | March 11, 2025 | March 12, 2025 |
| NETWORK-1 TECHNOLOGIES, INC.NTIP-NYSE · Entity 7374 | Director | February 23, 2024 | February 26, 2024 |
| QualTek Services Inc.QTEK · Entity 115163 | Director | March 15, 2023 | March 17, 2023 |
| Redbox Entertainment Inc.RDBX · Entity 124587 | Director | March 10, 2022 | March 14, 2022 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
Atlas Crest Investment Corp. II
Report date February 03, 2021 · Filed February 03, 2021
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class B Common StockSEC Table II · derivative / convertible security | IndirectSee footnote | Not disclosed |
Reported balance
Holding disclosure · report date 2021-02-03 · row 1
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 1 · Balance Not disclosed F1: As described in the registrant's registration statement on Form S-1 (File No. 333-251893) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, at the time of the registrant's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date. F2: The reporting person has an indirect pecuniary interest in shares of Class B common stock of the registrant through membership interests in Atlas Crest Investment II LLC, over which the reporting person does not have voting or dispositive control. |
Filing footnotes · ownership attribution and instrument terms
F1: As described in the registrant's registration statement on Form S-1 (File No. 333-251893) (the "Registration Statement") under the heading "Description of Securities--Founder Shares," the shares of Class B common stock, par value $0.0001 per share, will automatically convert into shares of Class A common stock, par value $0.0001 per share, at the time of the registrant's initial business combination, on a one-for-one basis, subject to certain adjustments described therein and have no expiration date.
F2: The reporting person has an indirect pecuniary interest in shares of Class B common stock of the registrant through membership interests in Atlas Crest Investment II LLC, over which the reporting person does not have voting or dispositive control.
DIEBOLD NIXDORF, Inc
Report date February 28, 2025 · Filed March 03, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 40,000 |
Last balance in matching sequence
After 2025-02-28 transaction · row 2
Source-order balances reconcile. Account continuity and personal attribution are not independently verified.
2 source rowsRow 1 · 2025-02-28 · Sale · Disposed 1,000 · Balance 41,000 F1: Mr. Pearlman will not be standing for re-election and is reducing his holdings due to his tenure on the board ending as of the upcoming Annual Stockholder Meeting. F2: Number includes Restricted Stock Units. F3: Number includes Deferred Shares. Row 2 · 2025-02-28 · Sale · Disposed 1,000 · Balance 40,000 F1: Mr. Pearlman will not be standing for re-election and is reducing his holdings due to his tenure on the board ending as of the upcoming Annual Stockholder Meeting. F2: Number includes Restricted Stock Units. F3: Number includes Deferred Shares. |
Filing footnotes · ownership attribution and instrument terms
F1: Mr. Pearlman will not be standing for re-election and is reducing his holdings due to his tenure on the board ending as of the upcoming Annual Stockholder Meeting.
F2: Number includes Restricted Stock Units.
F3: Number includes Deferred Shares.
EMPIRE RESORTS INC
Report date November 15, 2019 · Filed November 15, 2019
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $.01 par value per shareSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2019-11-15 transaction · row 1
1 source rowRow 1 · 2019-11-15 · Disposition to issuer · Disposed 108,331 · Balance 0 F1: Disposed of pursuant to the Agreement and Plan of Merger between Empire Resorts, Inc. (the "Company", Hercules Topco LLC, and Hercules Merger Subsidiary Inc. (the "Merger Agreement") on the effective date of the merger. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2019-11-15 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2019-11-15 · Disposition to issuer · Disposed 50,000 · Balance 0 F2: On January 20, 2019, Mr. Pearlman was granted 50,000 restricted stock units ("RSUs") under the Empire Resorts, Inc. 2015 Equity Incentive Plan, as amended, which were to vest annually in three equal installments, with one third vesting on January 21, 2020, one third vesting on January 21, 2021 and one third vesting on January 21, 2022. Each RSU represented the right to receive one share of the Company's common stock. On the effective date of the merger, all outstanding RSUs, whether or not then vested, were canceled, extinguished and converted into the right to receive the merger consideration issuable to holders of common stock pursuant to the Merger Agreement. |
Filing footnotes · ownership attribution and instrument terms
F1: Disposed of pursuant to the Agreement and Plan of Merger between Empire Resorts, Inc. (the "Company", Hercules Topco LLC, and Hercules Merger Subsidiary Inc. (the "Merger Agreement") on the effective date of the merger.
F2: On January 20, 2019, Mr. Pearlman was granted 50,000 restricted stock units ("RSUs") under the Empire Resorts, Inc. 2015 Equity Incentive Plan, as amended, which were to vest annually in three equal installments, with one third vesting on January 21, 2020, one third vesting on January 21, 2021 and one third vesting on January 21, 2022. Each RSU represented the right to receive one share of the Company's common stock. On the effective date of the merger, all outstanding RSUs, whether or not then vested, were canceled, extinguished and converted into the right to receive the merger consideration issuable to holders of common stock pursuant to the Merger Agreement.
MidCap Financial Investment Corp
Report date March 11, 2025 · Filed March 12, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 2,800 |
Reported balance
After 2025-03-11 transaction · row 1
1 source rowRow 1 · 2025-03-11 · Purchase · Acquired 800 · Balance 2,800 F1: The price reported in Column 4 is a weighted average price. These shares of common stock, par value $0.001 per share ("Common Stock") of MidCap Financial Investment Corporation (the "Issuer") were purchased in multiple transactions ranging from $12.39 to $12.558, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price in the range set forth in this footnote. |
Filing footnotes · ownership attribution and instrument terms
F1: The price reported in Column 4 is a weighted average price. These shares of common stock, par value $0.001 per share ("Common Stock") of MidCap Financial Investment Corporation (the "Issuer") were purchased in multiple transactions ranging from $12.39 to $12.558, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of Common Stock purchased at each separate price in the range set forth in this footnote.
NETWORK-1 TECHNOLOGIES, INC.
Report date February 23, 2024 · Filed February 26, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $.01 par value per shareSEC Table I · non-derivative | Direct | 143,309 |
Reported balance
After 2024-02-23 transaction · row 1
1 source rowRow 1 · 2024-02-23 · Grant · Acquired 15,000 · Balance 143,309 F1: Represents common stock underlying 15,000 restricted stock units, each representing a contingent right to receive one share of common stock. The 15,000 restricted stock units vest over a one year period in four equal quarterly installments of 3,750 shares of common stock on March 15, 2024, June 15, 2024, September 15, 2024 and December 15, 2024, subject to Mr. Pearlman continuing to serve on the Board of Directors. The shares are deliverable to the reporting person upon each vesting date. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents common stock underlying 15,000 restricted stock units, each representing a contingent right to receive one share of common stock. The 15,000 restricted stock units vest over a one year period in four equal quarterly installments of 3,750 shares of common stock on March 15, 2024, June 15, 2024, September 15, 2024 and December 15, 2024, subject to Mr. Pearlman continuing to serve on the Board of Directors. The shares are deliverable to the reporting person upon each vesting date.
QualTek Services Inc.
Report date March 15, 2023 · Filed March 17, 2023
This filing explicitly reported no securities owned.
Redbox Entertainment Inc.
Report date March 10, 2022 · Filed March 14, 2022
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | Direct | 38,860 |
Reported balance
After 2022-03-10 transaction · row 1
1 source rowRow 1 · 2022-03-10 · Grant · Acquired 38,860 · Balance 38,860 F1: Reflects a restricted stock unit award that vests in full on the one-year anniversary of the date of grant. |
| Class A Common Stock, par value $0.0001 per shareSEC Table I · non-derivative | IndirectBy Trust | 950 |
Reported balance
Holding disclosure · report date 2022-03-10 · row 2
Holding and transaction disclosures are not merged.
1 source rowRow 2 · Balance 950 F2: The reporting person is sole beneficiary and co-trustee of this trust. |
Filing footnotes · ownership attribution and instrument terms
F1: Reflects a restricted stock unit award that vests in full on the one-year anniversary of the date of grant.
F2: The reporting person is sole beneficiary and co-trustee of this trust.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
Archer Aviation Inc.
Report date September 16, 2021 · Filed September 20, 2021
Section 16 reporting ended · disclosed 2021-09-20. Current position is not established by this disclosure.
No balance rows disclosed in this filing.
ClubCorp Holdings, Inc.
Report date September 18, 2017 · Filed September 20, 2017
Section 16 reporting ended · disclosed 2017-09-20. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Reported balance
After 2017-09-18 transaction · row 1
1 source rowRow 1 · 2017-09-18 · Disposition to issuer · Disposed 4,106 · Balance 0 F1: On September 18, 2017, pursuant to the Agreement and Plan of Merger dated as of July 9, 2017, by and among ClubCorp Holdings, Inc., Constellation Club Parent, Inc. and Constellation Merger Sub Inc. (the "Merger Agreement") ClubCorp Holdings, Inc. was acquired by certain funds managed by affiliates of Apollo Global Management, LLC. F2: Pursuant to the Merger Agreement, each outstanding share of the Issuer's common stock was converted into the right to receive $17.12 per share in cash, without interest and subject to any applicable tax withholding. |
Filing footnotes · ownership attribution and instrument terms
F1: On September 18, 2017, pursuant to the Agreement and Plan of Merger dated as of July 9, 2017, by and among ClubCorp Holdings, Inc., Constellation Club Parent, Inc. and Constellation Merger Sub Inc. (the "Merger Agreement") ClubCorp Holdings, Inc. was acquired by certain funds managed by affiliates of Apollo Global Management, LLC.
F2: Pursuant to the Merger Agreement, each outstanding share of the Issuer's common stock was converted into the right to receive $17.12 per share in cash, without interest and subject to any applicable tax withholding.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| December 06, 2018 Filed Dec 10, 2018 16:16 UTC | EMPIRE RESORTS INC NYNY · Entity 153746 | SaleCommon Stock, $.01 par value per share | 2,000 | $11.11 | $22,229.20 |
DisclosureSEC source: 0000899243-18-030543 · doc4.xml · nonDerivative · entry 1 PEARLMAN EMANUEL R · CIK 0001315915 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,320 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions at prices ranging from $10.765 to $11.39, inclusive. The reporting person undertakes to provide to Empire Resorts, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 04, 2018 Filed Dec 4, 2018 20:33 UTC | EMPIRE RESORTS INC NYNY · Entity 153746 | SaleCommon Stock, $.01 par value per share | 1,000 | $11.69 | $11,689.20 |
DisclosureSEC source: 0000899243-18-030104 · doc4.xml · nonDerivative · entry 2 PEARLMAN EMANUEL R · CIK 0001315915 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 146,320 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions at prices ranging from $11.56 to $11.89, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 03, 2018 Filed Dec 4, 2018 20:33 UTC | EMPIRE RESORTS INC NYNY · Entity 153746 | SaleCommon Stock, $.01 par value per share | 1,000 | $12.05 | $12,047.60 |
DisclosureSEC source: 0000899243-18-030104 · doc4.xml · nonDerivative · entry 1 PEARLMAN EMANUEL R · CIK 0001315915 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 147,320 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions at prices ranging from $12.00 to $12.18, inclusive. The reporting person undertakes to provide to Empire Resorts, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 30, 2018 Filed Nov 30, 2018 18:05 UTC | EMPIRE RESORTS INC NYNY · Entity 153746 | SaleCommon Stock, $.01 par value per share | 550 | $12.59 | $6,924.01 |
DisclosureSEC source: 0000899243-18-029887 · doc4.xml · nonDerivative · entry 2 PEARLMAN EMANUEL R · CIK 0001315915 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,320 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions at prices ranging from $12.55 to $12.75, inclusive. The reporting person undertakes to provide to Empire Resorts, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 29, 2018 Filed Nov 30, 2018 18:05 UTC | EMPIRE RESORTS INC NYNY · Entity 153746 | SaleCommon Stock, $.01 par value per share | 852 | $13.06 | $11,130.53 |
DisclosureSEC source: 0000899243-18-029887 · doc4.xml · nonDerivative · entry 1 PEARLMAN EMANUEL R · CIK 0001315915 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 148,870 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions at prices ranging from $12.77 to $13.47, inclusive. The reporting person undertakes to provide to Empire Resorts, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 28, 2018 Filed Nov 28, 2018 21:05 UTC | EMPIRE RESORTS INC NYNY · Entity 153746 | SaleCommon Stock, $.01 par value per share | 1,000 | $13.77 | $13,774.00 |
DisclosureSEC source: 0000899243-18-029775 · doc4.xml · nonDerivative · entry 2 PEARLMAN EMANUEL R · CIK 0001315915 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 149,722 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2018. F3 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions at prices ranging from $13.39 to $14.20, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| November 27, 2018 Filed Nov 28, 2018 21:05 UTC | EMPIRE RESORTS INC NYNY · Entity 153746 | SaleCommon Stock, $.01 par value per share | 1,000 | $14.89 | $14,893.00 |
DisclosureSEC source: 0000899243-18-029775 · doc4.xml · nonDerivative · entry 1 PEARLMAN EMANUEL R · CIK 0001315915 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 150,722 F1 · kind: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 27, 2018. F2 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions at prices ranging from $14.46 to $15.25, inclusive. The reporting person undertakes to provide to Empire Resorts, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission (the "SEC"), upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| August 05, 2018 Filed Aug 7, 2018 15:16 UTC | EMPIRE RESORTS INC NYNY · Entity 153746 | Tax withholdingCommon Stock, $.01 par value per share | 13,012 | $12.35 | $160,698.20 |
DisclosureSEC source: 0000899243-18-021528 · doc4.xml · nonDerivative · entry 1 PEARLMAN EMANUEL R · CIK 0001315915 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 151,722 F1 · price: 25,000 shares of a restricted stock grant made to Mr. Pearlman under the 2005 Equity Incentive Plan vested on August 5, 2018. On August 5, 2018, 13,012 shares of common stock were withheld (at the closing price of the Company's common stock on the NASDAQ Global Market on Friday, August 3, 2018) to satisfy the tax obligation relating to the vesting of the restricted stock pursuant to Section 16b-3(e) under the Securities Exchange Act of 1934. Read SEC document |
| May 22, 2018 Filed May 24, 2018 20:11 UTC | EMPIRE RESORTS INC NYNY · Entity 153746 | GiftCommon Stock, $.01 par value per share | 1,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-013957 · doc4.xml · nonDerivative · entry 1 PEARLMAN EMANUEL R · CIK 0001315915 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 164,734 Read SEC document |
| March 21, 2018 Filed Mar 23, 2018 16:30 UTC | EMPIRE RESORTS INC NYNY · Entity 153746 | SaleCommon Stock, $.01 par value per share | 5,500 | $21.94 | $120,695.85 |
DisclosureSEC source: 0000899243-18-008437 · doc4.xml · nonDerivative · entry 1 PEARLMAN EMANUEL R · CIK 0001315915 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 165,734 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in the open market in multiple transactions at prices ranging from $21.30 to $22.375, inclusive. The reporting person undertakes to provide to Empire Resorts, Inc. (the "Company"), any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| March 16, 2018 Filed Mar 19, 2018 19:25 UTC | EMPIRE RESORTS INC NYNY · Entity 153746 | Tax withholdingCommon Stock, $.01 par value per share | 9,625 | $23.75 | $228,593.75 |
DisclosureSEC source: 0000899243-18-008055 · doc4.xml · nonDerivative · entry 1 PEARLMAN EMANUEL R · CIK 0001315915 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 171,234 F1 · price: Mr. Pearlman was granted 75,000 shares of restricted stock under the 2015 Equity Incentive Plan, 18,750 of which vested on March 16, 2018. On March 16, 2018, 9,625 shares of common stock were withheld (at the closing price of the Company's common stock on the NASDAQ Global Market on Friday, March 16, 2018) to satisfy the tax obligation relating to the vesting of the restricted stock pursuant to Section 16b-3(e) under the Securities Exchange Act of 1934. Read SEC document |
| March 13, 2018 Filed Mar 15, 2018 21:52 UTC | EMPIRE RESORTS INC NYNY · Entity 153746 | GrantCommon Stock, $.01 par value per share | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-18-007671 · doc4.xml · nonDerivative · entry 1 PEARLMAN EMANUEL R · CIK 0001315915 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 180,859 F1 · price: Mr. Pearlman was granted 25,000 restricted stock units ("RSUs") under the Empire Resorts, Inc. 2015 Equity Incentive Plan, as amended (the "Plan"), which RSUs vest annually in three equal installments, with one third vesting on March 13, 2019, one third vesting on March 13, 2020 and one third vesting on March 13, 2021; provided that the RSUs shall vest immediately: (i) upon a Change in Control, (ii) if Mr. Pearlman is terminated as Executive Chairman for any reason other than for Cause, or (iii) if Mr. Pearlman is removed from the Board of Directors by the shareholders other than for cause or he is not re-nominated by Kien Huat Realty III Limited to stand for election to the Board of Directors. Subject to Mr. Pearlman's continued employment with the Company, the shares of common stock deliverable upon vesting of the RSUs shall be delivered on March 13, 2023. All capitalized but undefined terms have the meanings ascribed thereto by the Plan. Read SEC document |
| March 08, 2018 Filed Mar 12, 2018 19:52 UTC | NETWORK-1 TECHNOLOGIES, INC. NTIP-NYSE · Entity 7374 | GrantCommon Stock, $.01 par value per share | 15,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-18-000209 · pearlman4-030818_18146.xml · nonDerivative · entry 1 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 79,840 F1 · shares: Represents common stock underlying 15,000 restricted stock units, each representing a contingent right to receive one share of common stock. The 15,000 restricted stock units vest over a one year period in four equal quarterly installments of 3,750 shares of common stock on March 15, 2018, June 15, 2018, September 15, 2018 and December 15, 2018, subject to Mr. Pearlman continuing to serve on the Board. The shares are deliverable to the reporting person upon each vesting date. Read SEC document |
| February 05, 2018 Filed Feb 7, 2018 16:17 UTC | EMPIRE RESORTS INC NYNY · Entity 153746 | Tax withholdingCommon Stock, $.01 par value per share | 12,914 | $28.85 | $372,568.90 |
DisclosureSEC source: 0000899243-18-003099 · doc4.xml · nonDerivative · entry 1 PEARLMAN EMANUEL R · CIK 0001315915 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,859 F1 · price: Mr. Pearlman was granted 25,000 shares of restricted stock under the 2005 Equity Incentive Plan, which vested on February 5, 2018. On February 5, 2018, 12,914 shares of common stock were withheld (at the closing price of the Company's common stock on the NASDAQ Global Market on Monday, February 5, 2018) to satisfy the tax obligation relating to the vesting of the restricted stock pursuant to Section 16b-3(e) under the Securities Exchange Act of 1934. Read SEC document |
| January 11, 2018 Filed Jan 12, 2018 21:24 UTC | NETWORK-1 TECHNOLOGIES, INC. NTIP-NYSE · Entity 7374 | Exercise / conversionOption to purchase common stock (right to buy) · Derivative | 25,000 | $0.00 Strike: $1.19 | $0.00 |
DisclosureSEC source: 0001072613-18-000028 · pearlman4-011118_18146.xml · derivative · entry 3 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 25,000 shares Expires 2018-01-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 11, 2018 Filed Jan 12, 2018 21:24 UTC | NETWORK-1 TECHNOLOGIES, INC. NTIP-NYSE · Entity 7374 | Tax withholdingCommon Stock, $.01 par value per share | 11,443 | $2.60 | $29,751.80 |
DisclosureSEC source: 0001072613-18-000028 · pearlman4-011118_18146.xml · nonDerivative · entry 2 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,840 F1 · shares: Shares delivered in connection with a net (cashless) exercise of a stock option to purchase 25,000 shares resulting in net shares issued to Mr. Pearlman of 13,557. Read SEC document |
| January 11, 2018 Filed Jan 12, 2018 21:24 UTC | NETWORK-1 TECHNOLOGIES, INC. NTIP-NYSE · Entity 7374 | Exercise / conversionCommon Stock, $.01 par value per share | 25,000 | $1.19 | $29,750.00 |
DisclosureSEC source: 0001072613-18-000028 · pearlman4-011118_18146.xml · nonDerivative · entry 1 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 76,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| September 18, 2017 Filed Sep 20, 2017 20:59 UTC | ClubCorp Holdings, Inc. MYCC · Entity 173028 | Disposition to issuerCommon Stock | 4,106 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001577095-17-000189 · wf-form4_150595556272128.xml · nonDerivative · entry 1 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · shares: On September 18, 2017, pursuant to the Agreement and Plan of Merger dated as of July 9, 2017, by and among ClubCorp Holdings, Inc., Constellation Club Parent, Inc. and Constellation Merger Sub Inc. (the "Merger Agreement") ClubCorp Holdings, Inc. was acquired by certain funds managed by affiliates of Apollo Global Management, LLC. F2 · price: Pursuant to the Merger Agreement, each outstanding share of the Issuer's common stock was converted into the right to receive $17.12 per share in cash, without interest and subject to any applicable tax withholding. Read SEC document |
| July 10, 2017 Filed Jul 10, 2017 20:16 UTC | ClubCorp Holdings, Inc. MYCC · Entity 173028 | GrantCommon Stock | 4,106 | $0.00 | $0.00 |
DisclosureSEC source: 0001577095-17-000119 · wf-form4_149973217051798.xml · nonDerivative · entry 1 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 4,106 F1 · shares: Grant of 4,106 shares of restricted stock that will vest on July 10, 2018 if the Reporting Person continues service as a director of the issuer or a subsidiary thereof through the vesting date. F2 · balance_after: Includes restricted stock, which is subject to forfeiture under certain conditions. Read SEC document |
| June 07, 2017 Filed Jun 7, 2017 18:38 UTC | EMPIRE RESORTS INC NYNY · Entity 153746 | GiftCommon Stock, $.01 par value per share | 1,200 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-015682 · doc4.xml · nonDerivative · entry 2 PEARLMAN EMANUEL R · CIK 0001315915 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 168,773 Read SEC document |
| June 05, 2017 Filed Jun 7, 2017 18:38 UTC | EMPIRE RESORTS INC NYNY · Entity 153746 | GrantCommon Stock, $.01 par value per share | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-17-015682 · doc4.xml · nonDerivative · entry 1 PEARLMAN EMANUEL R · CIK 0001315915 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 169,973 F1 · price: Mr. Pearlman was granted 25,000 restricted stock units ("RSUs") under the Empire Resorts, Inc. 2015 Equity Incentive Plan, as amended, which RSUs vest annually in three equal installments, with the first installment vesting on June 5, 2018; provided, however, that all of such RSUs will vest immediately if Mr. Pearlman is terminated as Executive Chairman for any reason other than for cause. Read SEC document |
| March 15, 2017 Filed Mar 17, 2017 17:05 UTC | EMPIRE RESORTS INC NYNY · Entity 153746 | Tax withholdingCommon Stock, $.01 par value per share | 10,378 | $22.50 | $233,505.00 |
DisclosureSEC source: 0000899243-17-008004 · doc4.xml · nonDerivative · entry 1 PEARLMAN EMANUEL R · CIK 0001315915 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 144,973 F1 · shares: Mr. Pearlman was granted 18,750 shares of restricted stock under the 2015 Empire Resorts, Inc. Equity Incentive Plan, as amended, which vested on March 15, 2017. On March 15, 2017, 10,378 shares of common stock were withheld (at the closing price of the Company's common stock on the NASDAQ Global Market on Wednesday, March 15, 2017) to satisfy the tax obligation relating to the vesting of the restricted stock pursuant to Section 16b-3(e) under the Securities Exchange Act of 1934. F1 · price: Mr. Pearlman was granted 18,750 shares of restricted stock under the 2015 Empire Resorts, Inc. Equity Incentive Plan, as amended, which vested on March 15, 2017. On March 15, 2017, 10,378 shares of common stock were withheld (at the closing price of the Company's common stock on the NASDAQ Global Market on Wednesday, March 15, 2017) to satisfy the tax obligation relating to the vesting of the restricted stock pursuant to Section 16b-3(e) under the Securities Exchange Act of 1934. Read SEC document |
| February 02, 2017 Filed Feb 3, 2017 16:29 UTC | NETWORK-1 TECHNOLOGIES, INC. NTIP-NYSE · Entity 7374 | GrantCommon Stock, $.01 par value per share | 13,500 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-17-000046 · pearlman4-020217_18014.xml · nonDerivative · entry 1 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 51,283 F1 · shares: Represents common stock underlying 13,500 restricted stock units, each representing a contingent right to receive one share of common stock. The 13,500 restricted stock units vest over a one year period in four equal quarterly installments of 3,375 shares of common stock on March 15, 2017, June 15, 2017, September 15, 2017 and December 15, 2017, subject to Mr. Pearlman continuing to serve on the Board. The shares are deliverable to the reporting person upon each vesting date. Read SEC document |
| January 06, 2017 Filed Jan 10, 2017 17:10 UTC | EMPIRE RESORTS INC NYNY · Entity 153746 | Tax withholdingCommon Stock, $.01 par value per share | 1,750 | $23.75 | $41,562.50 |
DisclosureSEC source: 0000899243-17-000993 · doc4.xml · nonDerivative · entry 1 PEARLMAN EMANUEL R · CIK 0001315915 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,351 F1 · shares: Mr. Pearlman was granted 3,000 shares of restricted stock under the 2015 Empire Resorts, Inc. Equity Incentive Plan, as amended, which vested on January 6, 2017. On January 6, 2017, 1,750 shares of common stock were withheld (at the closing price of the Company's common stock on the NASDAQ Global Market on Friday, January 6, 2017) to satisfy the tax obligation relating to the vesting of the restricted stock pursuant to Section 16b-3(e) under the Securities Exchange Act of 1934. F1 · price: Mr. Pearlman was granted 3,000 shares of restricted stock under the 2015 Empire Resorts, Inc. Equity Incentive Plan, as amended, which vested on January 6, 2017. On January 6, 2017, 1,750 shares of common stock were withheld (at the closing price of the Company's common stock on the NASDAQ Global Market on Friday, January 6, 2017) to satisfy the tax obligation relating to the vesting of the restricted stock pursuant to Section 16b-3(e) under the Securities Exchange Act of 1934. Read SEC document |
| December 13, 2016 Filed Dec 14, 2016 22:04 UTC | NETWORK-1 TECHNOLOGIES, INC. NTIP-NYSE · Entity 7374 | SaleCommon Stock, $.01 par value per share | 24,500 | $3.33 | $81,585.00 |
DisclosureSEC source: 0001072613-16-001007 · pearlman4-121316_18014.xml · nonDerivative · entry 1 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 37,783 F1 · price: The price reported in Column 4 is a weighted average price. These shares were sold in more than one transaction at a price ranging from $3.20 to $3.425, inclusive. The reporting person undertakes to provide to Network-1 Technologies, Inc., any security holder of the Company or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote. Read SEC document |
| December 09, 2016 Filed Dec 9, 2016 19:46 UTC | NETWORK-1 TECHNOLOGIES, INC. NTIP-NYSE · Entity 7374 | Exercise / conversionRestricted Stock Units · Derivative | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-16-000999 · pearlman4-120716_18014.xml · derivative · entry 11 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common stock · 3,750 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · derivative.exercise_price: Each restricted stock unit represents a contingent right to receive one share of common stock. F5 · derivative.exercise_date: The restricted stock units vested on December 9, 2016. The shares are deliverable to the reporting person upon the vesting date. F5 · derivative.expiration_date: The restricted stock units vested on December 9, 2016. The shares are deliverable to the reporting person upon the vesting date. Read SEC document |
| December 09, 2016 Filed Dec 9, 2016 19:46 UTC | NETWORK-1 TECHNOLOGIES, INC. NTIP-NYSE · Entity 7374 | Exercise / conversionCommon Stock, $.01 par value per share | 3,750 | $0.00 | $0.00 |
DisclosureSEC source: 0001072613-16-000999 · pearlman4-120716_18014.xml · nonDerivative · entry 7 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 62,283 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · shares: Includes 3,750 shares of common stock delivered pursuant to restricted stock units granted to the reporting person on June 9, 2016 that vested on December 9, 2016. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 19:46 UTC | NETWORK-1 TECHNOLOGIES, INC. NTIP-NYSE · Entity 7374 | Exercise / conversionOption (right to buy) to purchase common stock · Derivative | 15,000 | $0.00 Strike: $1.35 | $0.00 |
DisclosureSEC source: 0001072613-16-000999 · pearlman4-120716_18014.xml · derivative · entry 10 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 15,000 shares Expires 2017-02-24 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 19:46 UTC | NETWORK-1 TECHNOLOGIES, INC. NTIP-NYSE · Entity 7374 | Exercise / conversionOption (right to buy) to purchase common stock · Derivative | 10,000 | $0.00 Strike: $1.21 | $0.00 |
DisclosureSEC source: 0001072613-16-000999 · pearlman4-120716_18014.xml · derivative · entry 9 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 10,000 shares Expires 2017-01-31 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 19:46 UTC | NETWORK-1 TECHNOLOGIES, INC. NTIP-NYSE · Entity 7374 | Exercise / conversionOption (right to buy) to purchase common stock · Derivative | 50,000 | $0.00 Strike: $1.21 | $0.00 |
DisclosureSEC source: 0001072613-16-000999 · pearlman4-120716_18014.xml · derivative · entry 8 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 50,000 shares Expires 2017-01-27 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 19:46 UTC | NETWORK-1 TECHNOLOGIES, INC. NTIP-NYSE · Entity 7374 | Tax withholdingCommon Stock, $.01 par value per share | 6,045 | $3.35 | $20,250.75 |
DisclosureSEC source: 0001072613-16-000999 · pearlman4-120716_18014.xml · nonDerivative · entry 6 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 58,533 F2 · shares: Delivered in connection with net (cashless) exercise of option. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 19:46 UTC | NETWORK-1 TECHNOLOGIES, INC. NTIP-NYSE · Entity 7374 | Exercise / conversionCommon Stock, $.01 par value per share | 15,000 | $1.35 | $20,250.00 |
DisclosureSEC source: 0001072613-16-000999 · pearlman4-120716_18014.xml · nonDerivative · entry 5 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 64,578 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 19:46 UTC | NETWORK-1 TECHNOLOGIES, INC. NTIP-NYSE · Entity 7374 | Tax withholdingCommon Stock, $.01 par value per share | 3,612 | $3.35 | $12,100.20 |
DisclosureSEC source: 0001072613-16-000999 · pearlman4-120716_18014.xml · nonDerivative · entry 4 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 49,578 F2 · shares: Delivered in connection with net (cashless) exercise of option. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 19:46 UTC | NETWORK-1 TECHNOLOGIES, INC. NTIP-NYSE · Entity 7374 | Exercise / conversionCommon Stock, $.01 par value per share | 10,000 | $1.21 | $12,100.00 |
DisclosureSEC source: 0001072613-16-000999 · pearlman4-120716_18014.xml · nonDerivative · entry 3 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 53,190 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 19:46 UTC | NETWORK-1 TECHNOLOGIES, INC. NTIP-NYSE · Entity 7374 | Tax withholdingCommon Stock, $.01 par value per share | 18,060 | $3.35 | $60,501.00 |
DisclosureSEC source: 0001072613-16-000999 · pearlman4-120716_18014.xml · nonDerivative · entry 2 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 43,190 F2 · shares: Delivered in connection with net (cashless) exercise of option. Read SEC document |
| December 07, 2016 Filed Dec 9, 2016 19:46 UTC | NETWORK-1 TECHNOLOGIES, INC. NTIP-NYSE · Entity 7374 | Exercise / conversionCommon Stock, $.01 par value per share | 50,000 | $1.21 | $60,500.00 |
DisclosureSEC source: 0001072613-16-000999 · pearlman4-120716_18014.xml · nonDerivative · entry 1 PEARLMAN EMANUEL R · CIK 0001315915 · Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 61,250 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · balance_after: Includes (i) 3,750 shares of common stock delivered pursuant to restricted stock units that vested on September 9, 2016 and (ii) 7,500 shares of common stock delivered pursuant to restricted stock units that vested on the date of grant, June 9, 2016 (as previously reported on the reporting person's Form 4 filed on June 13, 2016). Read SEC document |
| September 16, 2016 Filed Sep 19, 2016 16:00 UTC | EMPIRE RESORTS INC NYNY · Entity 153746 | GiftCommon Stock, $.01 par value per share | 802 | $0.00 | $0.00 |
DisclosureSEC source: 0000899243-16-029242 · doc4.xml · nonDerivative · entry 1 PEARLMAN EMANUEL R · CIK 0001315915 · Director · Executive Chairman 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 157,102 Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.