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DONARGO VINCENT

Disclosed activity across 5 companies

Tapewire entity
82040
SEC CIK
0001339176

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Reported relationships

Latest disclosed role at each company.

CompanyLast reported asReport datePublished
CELADON GROUP INCCGI · Entity 155493VP and CAONovember 30, 2017December 04, 2017
Calumet Specialty Products Partners, L.P.CLMT · Entity 91042Chief Accounting OfficerApril 26, 2024May 06, 2024
Calumet, Inc. /DECLMT · Entity 3988Chief Accounting OfficerMarch 11, 2025March 14, 2025

Disclosed balances

About these balances

Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.

CELADON GROUP INC

Report date November 30, 2017 · Filed December 04, 2017

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common StockSEC Table I · non-derivativeDirect75,000 Ending reported balance After 2017-11-30 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2017-11-30 · Grant · Acquired 25,000 · Balance 25,000

F1: Represents an award of stock to the reporting person in connection with his appointment as VP and CAO. The award is subject to certain holding provisions.

Row 2 · 2017-11-30 · Grant · Acquired 50,000 · Balance 75,000

F2: Represents an award of restricted stock to the reporting person in connection with his appointment as VP and CAO. The award is subject to certain vesting and forfeiture provisions.

Filing footnotes · ownership attribution and instrument terms

F1: Represents an award of stock to the reporting person in connection with his appointment as VP and CAO. The award is subject to certain holding provisions.

F2: Represents an award of restricted stock to the reporting person in connection with his appointment as VP and CAO. The award is subject to certain vesting and forfeiture provisions.

Calumet Specialty Products Partners, L.P.

Report date April 26, 2024 · Filed May 06, 2024

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common UnitSEC Table I · non-derivativeDirect9,125 Reported balance Holding disclosure · report date 2024-04-26 · row 1 Holding and transaction disclosures are not merged.
1 source row

Row 1 · Balance 9,125

Phantom UnitsSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2024-04-26 · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · Balance Not disclosed

F2: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F1: 18,182 Phantom Units are fully vested. 1,515 Phantom Units vest on July 1, 2024, 2025, 2026, and 2027, respectively. The Phantom Units become payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan.

Phantom UnitsSEC Table II · derivative / convertible securityDirectNot disclosed Reported balance Holding disclosure · report date 2024-04-26 · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · Balance Not disclosed

F2: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F3: 9,024 phantom units vest on February 22, 2025. 24,603 phantom units vest on February 21, 2026. Phantom Units will be settled upon vesting.

Filing footnotes · ownership attribution and instrument terms

F1: 18,182 Phantom Units are fully vested. 1,515 Phantom Units vest on July 1, 2024, 2025, 2026, and 2027, respectively. The Phantom Units become payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan.

F2: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F3: 9,024 phantom units vest on February 22, 2025. 24,603 phantom units vest on February 21, 2026. Phantom Units will be settled upon vesting.

Calumet, Inc. /DE

Report date March 11, 2025 · Filed March 14, 2025

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, par value $0.01 per shareSEC Table I · non-derivativeDirect14,005 Ending reported balance After 2025-03-11 transaction · row 2
2 source rows · reconciled sequence

Row 1 · 2025-03-11 · Exercise / conversion · Acquired 9,024 · Balance 18,149

Row 2 · 2025-03-11 · Tax withholding · Disposed 4,144 · Balance 14,005

F1: The reporting person elected to surrender 4,144 shares of Calumet, Inc. common stock, par value $0.01 per share, to satisfy tax withholding liabilities upon delivery of common stock in accordance with Rule 16b-3.

Restricted Stock UnitSEC Table II · derivative / convertible securityDirect0 Reported balance After 2025-03-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2025-03-11 · Exercise / conversion · Disposed 9,024 · Balance 0

F2: Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share.

F3: 100% of the Restricted Stock Units vested on February 22, 2025.

Filing footnotes · ownership attribution and instrument terms

F1: The reporting person elected to surrender 4,144 shares of Calumet, Inc. common stock, par value $0.01 per share, to satisfy tax withholding liabilities upon delivery of common stock in accordance with Rule 16b-3.

F2: Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share.

F3: 100% of the Restricted Stock Units vested on February 22, 2025.

Past disclosures · reporting ended (2)

No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.

AppHarvest, Inc.

Report date January 29, 2021 · Filed February 01, 2021

Section 16 reporting ended · disclosed 2021-02-01. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Common Stock, $0.0001 par valueSEC Table I · non-derivativeDirect183,253 Reported balance After 2021-01-29 transaction · row 1
1 source row

Row 1 · 2021-01-29 · Grant · Acquired 25,000 · Balance 183,253

F1: Represents 25,000 shares of common stock purchased from Novus Capital Corporation in a private placement transaction for $10.00 per share. In connection with the business combination between AppHarvest, Inc. and Novus Capital Corporation, the issuer changed its name to AppHarvest, Inc.

Filing footnotes · ownership attribution and instrument terms

F1: Represents 25,000 shares of common stock purchased from Novus Capital Corporation in a private placement transaction for $10.00 per share. In connection with the business combination between AppHarvest, Inc. and Novus Capital Corporation, the issuer changed its name to AppHarvest, Inc.

Energy Vault Holdings, Inc.

Report date February 11, 2022 · Filed February 11, 2022

Section 16 reporting ended · disclosed 2022-02-11. Current position is not established by this disclosure.

Security / awardOwnership accountDisclosed shares / unitsDisclosure context
Class A Common Stock, $0.0001 par valueSEC Table I · non-derivativeIndirectSee Footnote201,606 Reported balance After 2022-02-11 transaction · row 1 Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source row

Row 1 · 2022-02-11 · Exercise / conversion · Acquired 201,606 · Balance 201,606

F1: Upon the consummation of the issuer's business combination with Energy Vault, Inc. on February 11, 2022, 201,606 shares of Class B common stock owned by V Donargo LLC automatically converted into an equal number of shares of Class A common stock. In connection with the issuer's business combination with Energy Vault, Inc., the issuer changed its name to Energy Vault Holdings, Inc.

F2: The shares are owned directly by V Donargo LLC. Mr. Donargo is the Chief Financial Officer of V Donargo LLC. Mr. Donargo disclaims beneficial ownership of the securities held by V Donargo LLC except to the extent of his pecuniary interest therein.

Class B Common Stock, $0.0001 par valueSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectSee Footnote201,606 Reported balance After 2022-02-11 transaction · row 2 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 2 · 2022-02-11 · Disposition to issuer · Disposed 162,977 · Balance 201,606

F3: As described in the issuer's registration statement on Form S-4 (File No. 333-260307) under the heading "Description of Securities--Founder Shares," shares of Class B common stock, par value $0.0001 per share, of the issuer automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date.

F4: Represents the automatic forfeiture of 162,977 shares of Class B common stock for no additional consideration in connection with the closing of the issuer's business combination with Energy Vault, Inc.

F2: The shares are owned directly by V Donargo LLC. Mr. Donargo is the Chief Financial Officer of V Donargo LLC. Mr. Donargo disclaims beneficial ownership of the securities held by V Donargo LLC except to the extent of his pecuniary interest therein.

Class B Common Stock, $0.0001 par valueSEC Table II · derivative / convertible security · Conversion / exercise price $0.00IndirectSee Footnote0 Reported balance After 2022-02-11 transaction · row 3 Instrument identity requires review; Table II rows are not merged.
1 source row

Row 3 · 2022-02-11 · Exercise / conversion · Disposed 201,606 · Balance 0

F3: As described in the issuer's registration statement on Form S-4 (File No. 333-260307) under the heading "Description of Securities--Founder Shares," shares of Class B common stock, par value $0.0001 per share, of the issuer automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date.

F1: Upon the consummation of the issuer's business combination with Energy Vault, Inc. on February 11, 2022, 201,606 shares of Class B common stock owned by V Donargo LLC automatically converted into an equal number of shares of Class A common stock. In connection with the issuer's business combination with Energy Vault, Inc., the issuer changed its name to Energy Vault Holdings, Inc.

F2: The shares are owned directly by V Donargo LLC. Mr. Donargo is the Chief Financial Officer of V Donargo LLC. Mr. Donargo disclaims beneficial ownership of the securities held by V Donargo LLC except to the extent of his pecuniary interest therein.

Filing footnotes · ownership attribution and instrument terms

F1: Upon the consummation of the issuer's business combination with Energy Vault, Inc. on February 11, 2022, 201,606 shares of Class B common stock owned by V Donargo LLC automatically converted into an equal number of shares of Class A common stock. In connection with the issuer's business combination with Energy Vault, Inc., the issuer changed its name to Energy Vault Holdings, Inc.

F2: The shares are owned directly by V Donargo LLC. Mr. Donargo is the Chief Financial Officer of V Donargo LLC. Mr. Donargo disclaims beneficial ownership of the securities held by V Donargo LLC except to the extent of his pecuniary interest therein.

F3: As described in the issuer's registration statement on Form S-4 (File No. 333-260307) under the heading "Description of Securities--Founder Shares," shares of Class B common stock, par value $0.0001 per share, of the issuer automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date.

F4: Represents the automatic forfeiture of 162,977 shares of Class B common stock for no additional consideration in connection with the closing of the issuer's business combination with Energy Vault, Inc.

Transaction history

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Purchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”

The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.

Transaction dateCompanyActivity / securityShares / unitsReported priceReported valueDetails
March 11, 2025 Filed Mar 14, 2025 00:40 UTC Calumet, Inc. /DE CLMT · Entity 3988 Exercise / conversionRestricted Stock Unit · Derivative 9,024 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-008025 · form4-03142025_120343.xml · derivative · entry 3

DONARGO VINCENT · CIK 0001339176 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Stock, par value $0.01 per share · 9,024 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share.

F3 · derivative.exercise_date: 100% of the Restricted Stock Units vested on February 22, 2025.

F3 · derivative.expiration_date: 100% of the Restricted Stock Units vested on February 22, 2025.

Read SEC document
March 11, 2025 Filed Mar 14, 2025 00:40 UTC Calumet, Inc. /DE CLMT · Entity 3988 Tax withholdingCommon Stock, par value $0.01 per share 4,144 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-008025 · form4-03142025_120343.xml · nonDerivative · entry 2

DONARGO VINCENT · CIK 0001339176 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 14,005

F1 · shares: The reporting person elected to surrender 4,144 shares of Calumet, Inc. common stock, par value $0.01 per share, to satisfy tax withholding liabilities upon delivery of common stock in accordance with Rule 16b-3.

Read SEC document
March 11, 2025 Filed Mar 14, 2025 00:40 UTC Calumet, Inc. /DE CLMT · Entity 3988 Exercise / conversionCommon Stock, par value $0.01 per share 9,024 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-008025 · form4-03142025_120343.xml · nonDerivative · entry 1

DONARGO VINCENT · CIK 0001339176 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 18,149

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
February 25, 2025 Filed Feb 27, 2025 23:42 UTC Calumet, Inc. /DE CLMT · Entity 3988 GrantRestricted Stock Unit · Derivative 16,632 $0.00 $0.00
Disclosure

SEC source: 0001415889-25-005905 · form4-02272025_110206.xml · derivative · entry 1

DONARGO VINCENT · CIK 0001339176 · Chief Accounting Officer

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 16,632

Underlying: Common Stock, par value $0.01 per share · 16,632 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share.

F2 · derivative.exercise_date: Restricted Stock Units vest on February 25, 2028. Restricted Stock Units will be settled upon vesting.

F2 · derivative.expiration_date: Restricted Stock Units vest on February 25, 2028. Restricted Stock Units will be settled upon vesting.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 14:58 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionPhantom Unit · Derivative 10,000 $0.00 $0.00
Disclosure

SEC source: 0001340122-23-000091 · wf-form4_169480432301620.xml · derivative · entry 3

DONARGO VINCENT · CIK 0001339176 · EVP - CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 0

Underlying: Common Unit · 10,000 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F2 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F3 · derivative.exercise_date: 100% of the Phantom Units vest on September 1, 2023.

F3 · derivative.expiration_date: 100% of the Phantom Units vest on September 1, 2023.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 14:58 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Tax withholdingCommon Unit 4,260 $0.00 $0.00
Disclosure

SEC source: 0001340122-23-000091 · wf-form4_169480432301620.xml · nonDerivative · entry 2

DONARGO VINCENT · CIK 0001339176 · EVP - CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 5,740

F1 · shares: The reporting person elected to surrender 4,260 common units to satisfy tax withholding liabilities upon delivery of common units in accordance with Rule 16b-3.

Read SEC document
September 13, 2023 Filed Sep 15, 2023 14:58 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 Exercise / conversionCommon Unit 10,000 $0.00 $0.00
Disclosure

SEC source: 0001340122-23-000091 · wf-form4_169480432301620.xml · nonDerivative · entry 1

DONARGO VINCENT · CIK 0001339176 · EVP - CFO

10b5-1 filing: No plan indicated

Ownership: Direct

Disclosed balance after: 10,000

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 15:01 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 6,060 $0.00 $0.00
Disclosure

SEC source: 0001340122-23-000036 · wf-form4_167907965231628.xml · derivative · entry 2

DONARGO VINCENT · CIK 0001339176 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,060

Underlying: Common Unit · 6,060 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F3 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2024.

F3 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2024.

Read SEC document
March 15, 2023 Filed Mar 17, 2023 15:01 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Unit · Derivative 18,182 $0.00 $0.00
Disclosure

SEC source: 0001340122-23-000036 · wf-form4_167907965231628.xml · derivative · entry 1

DONARGO VINCENT · CIK 0001339176 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 18,182

Underlying: Common Units · 18,182 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

F2 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested.

Read SEC document
February 21, 2023 Filed Mar 3, 2023 19:04 UTC Amendment Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 24,603 $0.00 $0.00
Disclosure

SEC source: 0001340122-23-000024 · wf-form4a_167788827652674.xml · derivative · entry 1

DONARGO VINCENT · CIK 0001339176 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 24,603

Underlying: Common Units · 24,603 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2 · derivative.exercise_date: Phantom Units vest on February 21, 2026. Phantom Units will be settled upon vesting.

F2 · derivative.expiration_date: Phantom Units vest on February 21, 2026. Phantom Units will be settled upon vesting.

Read SEC document
February 14, 2023 Filed Feb 16, 2023 16:09 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 26,158 $0.00 $0.00
Disclosure

SEC source: 0001340122-23-000007 · wf-form4_167658172406459.xml · derivative · entry 1

DONARGO VINCENT · CIK 0001339176 · EVP - CFO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 26,158

Underlying: Common Units · 26,158 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2 · derivative.exercise_date: Phantom Units vest on February 14, 2026. Phantom Units will be settled upon vesting.

F2 · derivative.expiration_date: Phantom Units vest on February 14, 2026. Phantom Units will be settled upon vesting.

Read SEC document
February 22, 2022 Filed Feb 24, 2022 17:32 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 9,024 $0.00 $0.00
Disclosure

SEC source: 0001340122-22-000015 · wf-form4_164574191025486.xml · derivative · entry 1

DONARGO VINCENT · CIK 0001339176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 9,024

Underlying: Common Unit · 9,024 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2 · derivative.exercise_date: Phantom Units vest on February 22, 2025. Phantom Units will be settled upon vesting.

F2 · derivative.expiration_date: Phantom Units vest on February 22, 2025. Phantom Units will be settled upon vesting.

Read SEC document
February 11, 2022 Filed Feb 11, 2022 18:54 UTC Energy Vault Holdings, Inc. NXU · Entity 5363 Exercise / conversionClass B Common Stock, $0.0001 par value · Derivative 201,606 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-22-020789 · tm226292-3_4seq1.xml · derivative · entry 3

DONARGO VINCENT · CIK 0001339176 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 0

Underlying: Class A Common Stock · 201,606 shares

Expires not disclosed

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F3 · derivative.exercise_price: As described in the issuer's registration statement on Form S-4 (File No. 333-260307) under the heading "Description of Securities--Founder Shares," shares of Class B common stock, par value $0.0001 per share, of the issuer automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date.

F1 · shares: Upon the consummation of the issuer's business combination with Energy Vault, Inc. on February 11, 2022, 201,606 shares of Class B common stock owned by V Donargo LLC automatically converted into an equal number of shares of Class A common stock. In connection with the issuer's business combination with Energy Vault, Inc., the issuer changed its name to Energy Vault Holdings, Inc.

F3 · derivative.exercise_date: As described in the issuer's registration statement on Form S-4 (File No. 333-260307) under the heading "Description of Securities--Founder Shares," shares of Class B common stock, par value $0.0001 per share, of the issuer automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date.

F3 · derivative.expiration_date: As described in the issuer's registration statement on Form S-4 (File No. 333-260307) under the heading "Description of Securities--Founder Shares," shares of Class B common stock, par value $0.0001 per share, of the issuer automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date.

F2 · ownership.nature: The shares are owned directly by V Donargo LLC. Mr. Donargo is the Chief Financial Officer of V Donargo LLC. Mr. Donargo disclaims beneficial ownership of the securities held by V Donargo LLC except to the extent of his pecuniary interest therein.

Read SEC document
February 11, 2022 Filed Feb 11, 2022 18:54 UTC Energy Vault Holdings, Inc. NXU · Entity 5363 Disposition to issuerClass B Common Stock, $0.0001 par value · Derivative 162,977 $0.00 Strike: $0.00 $0.00
Disclosure

SEC source: 0001104659-22-020789 · tm226292-3_4seq1.xml · derivative · entry 2

DONARGO VINCENT · CIK 0001339176 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 201,606

Underlying: Class A Common Stock · 162,977 shares

Expires not disclosed

F3 · derivative.exercise_price: As described in the issuer's registration statement on Form S-4 (File No. 333-260307) under the heading "Description of Securities--Founder Shares," shares of Class B common stock, par value $0.0001 per share, of the issuer automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date.

F4 · shares: Represents the automatic forfeiture of 162,977 shares of Class B common stock for no additional consideration in connection with the closing of the issuer's business combination with Energy Vault, Inc.

F3 · derivative.exercise_date: As described in the issuer's registration statement on Form S-4 (File No. 333-260307) under the heading "Description of Securities--Founder Shares," shares of Class B common stock, par value $0.0001 per share, of the issuer automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date.

F3 · derivative.expiration_date: As described in the issuer's registration statement on Form S-4 (File No. 333-260307) under the heading "Description of Securities--Founder Shares," shares of Class B common stock, par value $0.0001 per share, of the issuer automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date.

F2 · ownership.nature: The shares are owned directly by V Donargo LLC. Mr. Donargo is the Chief Financial Officer of V Donargo LLC. Mr. Donargo disclaims beneficial ownership of the securities held by V Donargo LLC except to the extent of his pecuniary interest therein.

Read SEC document
February 11, 2022 Filed Feb 11, 2022 18:54 UTC Energy Vault Holdings, Inc. NXU · Entity 5363 Exercise / conversionClass A Common Stock, $0.0001 par value 201,606 $0.00 $0.00
Disclosure

SEC source: 0001104659-22-020789 · tm226292-3_4seq1.xml · nonDerivative · entry 1

DONARGO VINCENT · CIK 0001339176 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 201,606

Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event.

F1 · shares: Upon the consummation of the issuer's business combination with Energy Vault, Inc. on February 11, 2022, 201,606 shares of Class B common stock owned by V Donargo LLC automatically converted into an equal number of shares of Class A common stock. In connection with the issuer's business combination with Energy Vault, Inc., the issuer changed its name to Energy Vault Holdings, Inc.

F2 · ownership.nature: The shares are owned directly by V Donargo LLC. Mr. Donargo is the Chief Financial Officer of V Donargo LLC. Mr. Donargo disclaims beneficial ownership of the securities held by V Donargo LLC except to the extent of his pecuniary interest therein.

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February 23, 2021 Filed Feb 25, 2021 20:05 UTC Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 6,398 $0.00 $0.00
Disclosure

SEC source: 0001340122-21-000019 · wf-form4_161430147320192.xml · derivative · entry 1

DONARGO VINCENT · CIK 0001339176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,398

Underlying: Common Unit · 6,398 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2 · derivative.exercise_date: Phantom Units vest on February 23, 2024. Phantom Units will be settled upon vesting.

F2 · derivative.expiration_date: Phantom Units vest on February 23, 2024. Phantom Units will be settled upon vesting.

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February 23, 2021 Filed Mar 4, 2021 18:02 UTC Amendment Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 GrantPhantom Units · Derivative 6,398 $0.00 $0.00
Disclosure

SEC source: 0001340122-21-000043 · wf-form4a_161489890636905.xml · derivative · entry 1

DONARGO VINCENT · CIK 0001339176 · Chief Accounting Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 6,398

Underlying: Common Unit · 6,398 shares

Expires not disclosed

F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.

F2 · derivative.exercise_date: Phantom Units vest on December 31, 2023. Phantom Units will be settled upon vesting.

F2 · derivative.expiration_date: Phantom Units vest on December 31, 2023. Phantom Units will be settled upon vesting.

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February 08, 2021 Filed Feb 8, 2021 17:04 UTC Energy Vault Holdings, Inc. NXU · Entity 5363 PurchaseWarrant · Derivative 210,000 $1.50 $315,000.00
Disclosure

SEC source: 0001104659-21-014089 · tm212024-23_4seq1.xml · derivative · entry 1

DONARGO VINCENT · CIK 0001339176 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Indirect · See Footnote

Disclosed balance after: 210,000

Underlying: Class A Common Stock · Not disclosed shares

Expires not disclosed

F1 · derivative.exercise_price: Each warrant will become exercisable 30 days after the completion of the Issuer's initial business combination. Each warrant will expire five years after the completion of the Issuer's initial business combination. Each warrant entitles the holder to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment in the event of certain capital-raising or reorganization transactions.

F1 · derivative.exercise_date: Each warrant will become exercisable 30 days after the completion of the Issuer's initial business combination. Each warrant will expire five years after the completion of the Issuer's initial business combination. Each warrant entitles the holder to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment in the event of certain capital-raising or reorganization transactions.

F1 · derivative.expiration_date: Each warrant will become exercisable 30 days after the completion of the Issuer's initial business combination. Each warrant will expire five years after the completion of the Issuer's initial business combination. Each warrant entitles the holder to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment in the event of certain capital-raising or reorganization transactions.

F1 · derivative.underlying_shares: Each warrant will become exercisable 30 days after the completion of the Issuer's initial business combination. Each warrant will expire five years after the completion of the Issuer's initial business combination. Each warrant entitles the holder to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment in the event of certain capital-raising or reorganization transactions.

F2 · ownership.nature: The warrants are owned directly by V Donargo LLC. Mr. Donargo is a manager of V Donargo LLC. He disclaims beneficial ownership of the securities held by V Donargo LLC except to the extent of his pecuniary interest therein.

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January 29, 2021 Filed Feb 1, 2021 16:32 UTC AppHarvest, Inc. NOVS · Entity 111251 GrantCommon Stock, $0.0001 par value 25,000 $10.00 $250,000.00
Disclosure

SEC source: 0001104659-21-010210 · tm214656d5_4.xml · nonDerivative · entry 1

DONARGO VINCENT · CIK 0001339176 · Chief Financial Officer

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 183,253

F1 · shares: Represents 25,000 shares of common stock purchased from Novus Capital Corporation in a private placement transaction for $10.00 per share. In connection with the business combination between AppHarvest, Inc. and Novus Capital Corporation, the issuer changed its name to AppHarvest, Inc.

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November 30, 2017 Filed Dec 4, 2017 17:31 UTC CELADON GROUP INC CGI · Entity 155493 GrantCommon Stock 50,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-044900 · doc1.xml · nonDerivative · entry 2

DONARGO VINCENT · CIK 0001339176 · VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 75,000

F2 · shares: Represents an award of restricted stock to the reporting person in connection with his appointment as VP and CAO. The award is subject to certain vesting and forfeiture provisions.

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November 30, 2017 Filed Dec 4, 2017 17:31 UTC CELADON GROUP INC CGI · Entity 155493 GrantCommon Stock 25,000 $0.00 $0.00
Disclosure

SEC source: 0001140361-17-044900 · doc1.xml · nonDerivative · entry 1

DONARGO VINCENT · CIK 0001339176 · VP and CAO

10b5-1 filing: Not disclosed

Ownership: Direct

Disclosed balance after: 25,000

F1 · shares: Represents an award of stock to the reporting person in connection with his appointment as VP and CAO. The award is subject to certain holding provisions.

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Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.