Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| CELADON GROUP INCCGI · Entity 155493 | VP and CAO | November 30, 2017 | December 04, 2017 |
| Calumet Specialty Products Partners, L.P.CLMT · Entity 91042 | Chief Accounting Officer | April 26, 2024 | May 06, 2024 |
| Calumet, Inc. /DECLMT · Entity 3988 | Chief Accounting Officer | March 11, 2025 | March 14, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
CELADON GROUP INC
Report date November 30, 2017 · Filed December 04, 2017
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 75,000 |
Ending reported balance
After 2017-11-30 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2017-11-30 · Grant · Acquired 25,000 · Balance 25,000 F1: Represents an award of stock to the reporting person in connection with his appointment as VP and CAO. The award is subject to certain holding provisions. Row 2 · 2017-11-30 · Grant · Acquired 50,000 · Balance 75,000 F2: Represents an award of restricted stock to the reporting person in connection with his appointment as VP and CAO. The award is subject to certain vesting and forfeiture provisions. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents an award of stock to the reporting person in connection with his appointment as VP and CAO. The award is subject to certain holding provisions.
F2: Represents an award of restricted stock to the reporting person in connection with his appointment as VP and CAO. The award is subject to certain vesting and forfeiture provisions.
Calumet Specialty Products Partners, L.P.
Report date April 26, 2024 · Filed May 06, 2024
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common UnitSEC Table I · non-derivative | Direct | 9,125 |
Reported balance
Holding disclosure · report date 2024-04-26 · row 1
Holding and transaction disclosures are not merged.
1 source rowRow 1 · Balance 9,125 |
| Phantom UnitsSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2024-04-26 · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · Balance Not disclosed F2: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit. F1: 18,182 Phantom Units are fully vested. 1,515 Phantom Units vest on July 1, 2024, 2025, 2026, and 2027, respectively. The Phantom Units become payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. |
| Phantom UnitsSEC Table II · derivative / convertible security | Direct | Not disclosed |
Reported balance
Holding disclosure · report date 2024-04-26 · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · Balance Not disclosed F2: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit. F3: 9,024 phantom units vest on February 22, 2025. 24,603 phantom units vest on February 21, 2026. Phantom Units will be settled upon vesting. |
Filing footnotes · ownership attribution and instrument terms
F1: 18,182 Phantom Units are fully vested. 1,515 Phantom Units vest on July 1, 2024, 2025, 2026, and 2027, respectively. The Phantom Units become payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan.
F2: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit.
F3: 9,024 phantom units vest on February 22, 2025. 24,603 phantom units vest on February 21, 2026. Phantom Units will be settled upon vesting.
Calumet, Inc. /DE
Report date March 11, 2025 · Filed March 14, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, par value $0.01 per shareSEC Table I · non-derivative | Direct | 14,005 |
Ending reported balance
After 2025-03-11 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-03-11 · Exercise / conversion · Acquired 9,024 · Balance 18,149 Row 2 · 2025-03-11 · Tax withholding · Disposed 4,144 · Balance 14,005 F1: The reporting person elected to surrender 4,144 shares of Calumet, Inc. common stock, par value $0.01 per share, to satisfy tax withholding liabilities upon delivery of common stock in accordance with Rule 16b-3. |
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 0 |
Reported balance
After 2025-03-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-03-11 · Exercise / conversion · Disposed 9,024 · Balance 0 F2: Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share. F3: 100% of the Restricted Stock Units vested on February 22, 2025. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person elected to surrender 4,144 shares of Calumet, Inc. common stock, par value $0.01 per share, to satisfy tax withholding liabilities upon delivery of common stock in accordance with Rule 16b-3.
F2: Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share.
F3: 100% of the Restricted Stock Units vested on February 22, 2025.
Past disclosures · reporting ended (2)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
AppHarvest, Inc.
Report date January 29, 2021 · Filed February 01, 2021
Section 16 reporting ended · disclosed 2021-02-01. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common Stock, $0.0001 par valueSEC Table I · non-derivative | Direct | 183,253 |
Reported balance
After 2021-01-29 transaction · row 1
1 source rowRow 1 · 2021-01-29 · Grant · Acquired 25,000 · Balance 183,253 F1: Represents 25,000 shares of common stock purchased from Novus Capital Corporation in a private placement transaction for $10.00 per share. In connection with the business combination between AppHarvest, Inc. and Novus Capital Corporation, the issuer changed its name to AppHarvest, Inc. |
Filing footnotes · ownership attribution and instrument terms
F1: Represents 25,000 shares of common stock purchased from Novus Capital Corporation in a private placement transaction for $10.00 per share. In connection with the business combination between AppHarvest, Inc. and Novus Capital Corporation, the issuer changed its name to AppHarvest, Inc.
Energy Vault Holdings, Inc.
Report date February 11, 2022 · Filed February 11, 2022
Section 16 reporting ended · disclosed 2022-02-11. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Class A Common Stock, $0.0001 par valueSEC Table I · non-derivative | IndirectSee Footnote | 201,606 |
Reported balance
After 2022-02-11 transaction · row 1
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 1 · 2022-02-11 · Exercise / conversion · Acquired 201,606 · Balance 201,606 F1: Upon the consummation of the issuer's business combination with Energy Vault, Inc. on February 11, 2022, 201,606 shares of Class B common stock owned by V Donargo LLC automatically converted into an equal number of shares of Class A common stock. In connection with the issuer's business combination with Energy Vault, Inc., the issuer changed its name to Energy Vault Holdings, Inc. F2: The shares are owned directly by V Donargo LLC. Mr. Donargo is the Chief Financial Officer of V Donargo LLC. Mr. Donargo disclaims beneficial ownership of the securities held by V Donargo LLC except to the extent of his pecuniary interest therein. |
| Class B Common Stock, $0.0001 par valueSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectSee Footnote | 201,606 |
Reported balance
After 2022-02-11 transaction · row 2
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 2 · 2022-02-11 · Disposition to issuer · Disposed 162,977 · Balance 201,606 F3: As described in the issuer's registration statement on Form S-4 (File No. 333-260307) under the heading "Description of Securities--Founder Shares," shares of Class B common stock, par value $0.0001 per share, of the issuer automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date. F4: Represents the automatic forfeiture of 162,977 shares of Class B common stock for no additional consideration in connection with the closing of the issuer's business combination with Energy Vault, Inc. F2: The shares are owned directly by V Donargo LLC. Mr. Donargo is the Chief Financial Officer of V Donargo LLC. Mr. Donargo disclaims beneficial ownership of the securities held by V Donargo LLC except to the extent of his pecuniary interest therein. |
| Class B Common Stock, $0.0001 par valueSEC Table II · derivative / convertible security · Conversion / exercise price $0.00 | IndirectSee Footnote | 0 |
Reported balance
After 2022-02-11 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2022-02-11 · Exercise / conversion · Disposed 201,606 · Balance 0 F3: As described in the issuer's registration statement on Form S-4 (File No. 333-260307) under the heading "Description of Securities--Founder Shares," shares of Class B common stock, par value $0.0001 per share, of the issuer automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date. F1: Upon the consummation of the issuer's business combination with Energy Vault, Inc. on February 11, 2022, 201,606 shares of Class B common stock owned by V Donargo LLC automatically converted into an equal number of shares of Class A common stock. In connection with the issuer's business combination with Energy Vault, Inc., the issuer changed its name to Energy Vault Holdings, Inc. F2: The shares are owned directly by V Donargo LLC. Mr. Donargo is the Chief Financial Officer of V Donargo LLC. Mr. Donargo disclaims beneficial ownership of the securities held by V Donargo LLC except to the extent of his pecuniary interest therein. |
Filing footnotes · ownership attribution and instrument terms
F1: Upon the consummation of the issuer's business combination with Energy Vault, Inc. on February 11, 2022, 201,606 shares of Class B common stock owned by V Donargo LLC automatically converted into an equal number of shares of Class A common stock. In connection with the issuer's business combination with Energy Vault, Inc., the issuer changed its name to Energy Vault Holdings, Inc.
F2: The shares are owned directly by V Donargo LLC. Mr. Donargo is the Chief Financial Officer of V Donargo LLC. Mr. Donargo disclaims beneficial ownership of the securities held by V Donargo LLC except to the extent of his pecuniary interest therein.
F3: As described in the issuer's registration statement on Form S-4 (File No. 333-260307) under the heading "Description of Securities--Founder Shares," shares of Class B common stock, par value $0.0001 per share, of the issuer automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date.
F4: Represents the automatic forfeiture of 162,977 shares of Class B common stock for no additional consideration in connection with the closing of the issuer's business combination with Energy Vault, Inc.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| March 11, 2025 Filed Mar 14, 2025 00:40 UTC | Calumet, Inc. /DE CLMT · Entity 3988 | Exercise / conversionRestricted Stock Unit · Derivative | 9,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-008025 · form4-03142025_120343.xml · derivative · entry 3 DONARGO VINCENT · CIK 0001339176 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock, par value $0.01 per share · 9,024 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share. F3 · derivative.exercise_date: 100% of the Restricted Stock Units vested on February 22, 2025. F3 · derivative.expiration_date: 100% of the Restricted Stock Units vested on February 22, 2025. Read SEC document |
| March 11, 2025 Filed Mar 14, 2025 00:40 UTC | Calumet, Inc. /DE CLMT · Entity 3988 | Tax withholdingCommon Stock, par value $0.01 per share | 4,144 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-008025 · form4-03142025_120343.xml · nonDerivative · entry 2 DONARGO VINCENT · CIK 0001339176 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 14,005 F1 · shares: The reporting person elected to surrender 4,144 shares of Calumet, Inc. common stock, par value $0.01 per share, to satisfy tax withholding liabilities upon delivery of common stock in accordance with Rule 16b-3. Read SEC document |
| March 11, 2025 Filed Mar 14, 2025 00:40 UTC | Calumet, Inc. /DE CLMT · Entity 3988 | Exercise / conversionCommon Stock, par value $0.01 per share | 9,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-008025 · form4-03142025_120343.xml · nonDerivative · entry 1 DONARGO VINCENT · CIK 0001339176 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 18,149 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| February 25, 2025 Filed Feb 27, 2025 23:42 UTC | Calumet, Inc. /DE CLMT · Entity 3988 | GrantRestricted Stock Unit · Derivative | 16,632 | $0.00 | $0.00 |
DisclosureSEC source: 0001415889-25-005905 · form4-02272025_110206.xml · derivative · entry 1 DONARGO VINCENT · CIK 0001339176 · Chief Accounting Officer 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 16,632 Underlying: Common Stock, par value $0.01 per share · 16,632 shares Expires not disclosed F1 · derivative.exercise_price: Each Restricted Stock Unit is the economic equivalent of one share of Calumet, Inc. common stock, par value $0.01 per share. F2 · derivative.exercise_date: Restricted Stock Units vest on February 25, 2028. Restricted Stock Units will be settled upon vesting. F2 · derivative.expiration_date: Restricted Stock Units vest on February 25, 2028. Restricted Stock Units will be settled upon vesting. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 14:58 UTC | Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 | Exercise / conversionPhantom Unit · Derivative | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001340122-23-000091 · wf-form4_169480432301620.xml · derivative · entry 3 DONARGO VINCENT · CIK 0001339176 · EVP - CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 0 Underlying: Common Unit · 10,000 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit. F3 · derivative.exercise_date: 100% of the Phantom Units vest on September 1, 2023. F3 · derivative.expiration_date: 100% of the Phantom Units vest on September 1, 2023. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 14:58 UTC | Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 | Tax withholdingCommon Unit | 4,260 | $0.00 | $0.00 |
DisclosureSEC source: 0001340122-23-000091 · wf-form4_169480432301620.xml · nonDerivative · entry 2 DONARGO VINCENT · CIK 0001339176 · EVP - CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 5,740 F1 · shares: The reporting person elected to surrender 4,260 common units to satisfy tax withholding liabilities upon delivery of common units in accordance with Rule 16b-3. Read SEC document |
| September 13, 2023 Filed Sep 15, 2023 14:58 UTC | Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 | Exercise / conversionCommon Unit | 10,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001340122-23-000091 · wf-form4_169480432301620.xml · nonDerivative · entry 1 DONARGO VINCENT · CIK 0001339176 · EVP - CFO 10b5-1 filing: No plan indicated Ownership: Direct Disclosed balance after: 10,000 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 15:01 UTC | Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 | GrantPhantom Units · Derivative | 6,060 | $0.00 | $0.00 |
DisclosureSEC source: 0001340122-23-000036 · wf-form4_167907965231628.xml · derivative · entry 2 DONARGO VINCENT · CIK 0001339176 · EVP - CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,060 Underlying: Common Unit · 6,060 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit. F3 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2024. F3 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date pursuant to the Deferred Compensation Plan. 25% of the Phantom Units vest on July 1 of each year beginning on July 1, 2024. Read SEC document |
| March 15, 2023 Filed Mar 17, 2023 15:01 UTC | Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 | GrantPhantom Unit · Derivative | 18,182 | $0.00 | $0.00 |
DisclosureSEC source: 0001340122-23-000036 · wf-form4_167907965231628.xml · derivative · entry 1 DONARGO VINCENT · CIK 0001339176 · EVP - CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 18,182 Underlying: Common Units · 18,182 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit. F2 · derivative.exercise_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested. F2 · derivative.expiration_date: Each Phantom Unit becomes payable either in the form of a Common Unit or the cash value thereof upon the earlier of the date specified by the reporting person or the reporting person's termination date. Phantom Units are 100% vested. Read SEC document |
| February 21, 2023 Filed Mar 3, 2023 19:04 UTC Amendment | Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 | GrantPhantom Units · Derivative | 24,603 | $0.00 | $0.00 |
DisclosureSEC source: 0001340122-23-000024 · wf-form4a_167788827652674.xml · derivative · entry 1 DONARGO VINCENT · CIK 0001339176 · EVP - CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 24,603 Underlying: Common Units · 24,603 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit. F2 · derivative.exercise_date: Phantom Units vest on February 21, 2026. Phantom Units will be settled upon vesting. F2 · derivative.expiration_date: Phantom Units vest on February 21, 2026. Phantom Units will be settled upon vesting. Read SEC document |
| February 14, 2023 Filed Feb 16, 2023 16:09 UTC | Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 | GrantPhantom Units · Derivative | 26,158 | $0.00 | $0.00 |
DisclosureSEC source: 0001340122-23-000007 · wf-form4_167658172406459.xml · derivative · entry 1 DONARGO VINCENT · CIK 0001339176 · EVP - CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 26,158 Underlying: Common Units · 26,158 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit. F2 · derivative.exercise_date: Phantom Units vest on February 14, 2026. Phantom Units will be settled upon vesting. F2 · derivative.expiration_date: Phantom Units vest on February 14, 2026. Phantom Units will be settled upon vesting. Read SEC document |
| February 22, 2022 Filed Feb 24, 2022 17:32 UTC | Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 | GrantPhantom Units · Derivative | 9,024 | $0.00 | $0.00 |
DisclosureSEC source: 0001340122-22-000015 · wf-form4_164574191025486.xml · derivative · entry 1 DONARGO VINCENT · CIK 0001339176 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 9,024 Underlying: Common Unit · 9,024 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit. F2 · derivative.exercise_date: Phantom Units vest on February 22, 2025. Phantom Units will be settled upon vesting. F2 · derivative.expiration_date: Phantom Units vest on February 22, 2025. Phantom Units will be settled upon vesting. Read SEC document |
| February 11, 2022 Filed Feb 11, 2022 18:54 UTC | Energy Vault Holdings, Inc. NXU · Entity 5363 | Exercise / conversionClass B Common Stock, $0.0001 par value · Derivative | 201,606 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-020789 · tm226292-3_4seq1.xml · derivative · entry 3 DONARGO VINCENT · CIK 0001339176 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 0 Underlying: Class A Common Stock · 201,606 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F3 · derivative.exercise_price: As described in the issuer's registration statement on Form S-4 (File No. 333-260307) under the heading "Description of Securities--Founder Shares," shares of Class B common stock, par value $0.0001 per share, of the issuer automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date. F1 · shares: Upon the consummation of the issuer's business combination with Energy Vault, Inc. on February 11, 2022, 201,606 shares of Class B common stock owned by V Donargo LLC automatically converted into an equal number of shares of Class A common stock. In connection with the issuer's business combination with Energy Vault, Inc., the issuer changed its name to Energy Vault Holdings, Inc. F3 · derivative.exercise_date: As described in the issuer's registration statement on Form S-4 (File No. 333-260307) under the heading "Description of Securities--Founder Shares," shares of Class B common stock, par value $0.0001 per share, of the issuer automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date. F3 · derivative.expiration_date: As described in the issuer's registration statement on Form S-4 (File No. 333-260307) under the heading "Description of Securities--Founder Shares," shares of Class B common stock, par value $0.0001 per share, of the issuer automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date. F2 · ownership.nature: The shares are owned directly by V Donargo LLC. Mr. Donargo is the Chief Financial Officer of V Donargo LLC. Mr. Donargo disclaims beneficial ownership of the securities held by V Donargo LLC except to the extent of his pecuniary interest therein. Read SEC document |
| February 11, 2022 Filed Feb 11, 2022 18:54 UTC | Energy Vault Holdings, Inc. NXU · Entity 5363 | Disposition to issuerClass B Common Stock, $0.0001 par value · Derivative | 162,977 | $0.00 Strike: $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-020789 · tm226292-3_4seq1.xml · derivative · entry 2 DONARGO VINCENT · CIK 0001339176 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 201,606 Underlying: Class A Common Stock · 162,977 shares Expires not disclosed F3 · derivative.exercise_price: As described in the issuer's registration statement on Form S-4 (File No. 333-260307) under the heading "Description of Securities--Founder Shares," shares of Class B common stock, par value $0.0001 per share, of the issuer automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date. F4 · shares: Represents the automatic forfeiture of 162,977 shares of Class B common stock for no additional consideration in connection with the closing of the issuer's business combination with Energy Vault, Inc. F3 · derivative.exercise_date: As described in the issuer's registration statement on Form S-4 (File No. 333-260307) under the heading "Description of Securities--Founder Shares," shares of Class B common stock, par value $0.0001 per share, of the issuer automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date. F3 · derivative.expiration_date: As described in the issuer's registration statement on Form S-4 (File No. 333-260307) under the heading "Description of Securities--Founder Shares," shares of Class B common stock, par value $0.0001 per share, of the issuer automatically convert into shares of Class A common stock, par value $0.0001 per share, of the issuer at the time of the issuer's initial business combination, or earlier at the option of the holder, on a one-for-one basis, subject to certain adjustment, and have no expiration date. F2 · ownership.nature: The shares are owned directly by V Donargo LLC. Mr. Donargo is the Chief Financial Officer of V Donargo LLC. Mr. Donargo disclaims beneficial ownership of the securities held by V Donargo LLC except to the extent of his pecuniary interest therein. Read SEC document |
| February 11, 2022 Filed Feb 11, 2022 18:54 UTC | Energy Vault Holdings, Inc. NXU · Entity 5363 | Exercise / conversionClass A Common Stock, $0.0001 par value | 201,606 | $0.00 | $0.00 |
DisclosureSEC source: 0001104659-22-020789 · tm226292-3_4seq1.xml · nonDerivative · entry 1 DONARGO VINCENT · CIK 0001339176 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 201,606 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · shares: Upon the consummation of the issuer's business combination with Energy Vault, Inc. on February 11, 2022, 201,606 shares of Class B common stock owned by V Donargo LLC automatically converted into an equal number of shares of Class A common stock. In connection with the issuer's business combination with Energy Vault, Inc., the issuer changed its name to Energy Vault Holdings, Inc. F2 · ownership.nature: The shares are owned directly by V Donargo LLC. Mr. Donargo is the Chief Financial Officer of V Donargo LLC. Mr. Donargo disclaims beneficial ownership of the securities held by V Donargo LLC except to the extent of his pecuniary interest therein. Read SEC document |
| February 23, 2021 Filed Feb 25, 2021 20:05 UTC | Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 | GrantPhantom Units · Derivative | 6,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001340122-21-000019 · wf-form4_161430147320192.xml · derivative · entry 1 DONARGO VINCENT · CIK 0001339176 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,398 Underlying: Common Unit · 6,398 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit. F2 · derivative.exercise_date: Phantom Units vest on February 23, 2024. Phantom Units will be settled upon vesting. F2 · derivative.expiration_date: Phantom Units vest on February 23, 2024. Phantom Units will be settled upon vesting. Read SEC document |
| February 23, 2021 Filed Mar 4, 2021 18:02 UTC Amendment | Calumet Specialty Products Partners, L.P. CLMT · Entity 91042 | GrantPhantom Units · Derivative | 6,398 | $0.00 | $0.00 |
DisclosureSEC source: 0001340122-21-000043 · wf-form4a_161489890636905.xml · derivative · entry 1 DONARGO VINCENT · CIK 0001339176 · Chief Accounting Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 6,398 Underlying: Common Unit · 6,398 shares Expires not disclosed F1 · derivative.exercise_price: Each Phantom Unit is the economic equivalent of a Calumet Specialty Products Partners, L.P. Common Unit. F2 · derivative.exercise_date: Phantom Units vest on December 31, 2023. Phantom Units will be settled upon vesting. F2 · derivative.expiration_date: Phantom Units vest on December 31, 2023. Phantom Units will be settled upon vesting. Read SEC document |
| February 08, 2021 Filed Feb 8, 2021 17:04 UTC | Energy Vault Holdings, Inc. NXU · Entity 5363 | PurchaseWarrant · Derivative | 210,000 | $1.50 | $315,000.00 |
DisclosureSEC source: 0001104659-21-014089 · tm212024-23_4seq1.xml · derivative · entry 1 DONARGO VINCENT · CIK 0001339176 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Indirect · See Footnote Disclosed balance after: 210,000 Underlying: Class A Common Stock · Not disclosed shares Expires not disclosed F1 · derivative.exercise_price: Each warrant will become exercisable 30 days after the completion of the Issuer's initial business combination. Each warrant will expire five years after the completion of the Issuer's initial business combination. Each warrant entitles the holder to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment in the event of certain capital-raising or reorganization transactions. F1 · derivative.exercise_date: Each warrant will become exercisable 30 days after the completion of the Issuer's initial business combination. Each warrant will expire five years after the completion of the Issuer's initial business combination. Each warrant entitles the holder to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment in the event of certain capital-raising or reorganization transactions. F1 · derivative.expiration_date: Each warrant will become exercisable 30 days after the completion of the Issuer's initial business combination. Each warrant will expire five years after the completion of the Issuer's initial business combination. Each warrant entitles the holder to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment in the event of certain capital-raising or reorganization transactions. F1 · derivative.underlying_shares: Each warrant will become exercisable 30 days after the completion of the Issuer's initial business combination. Each warrant will expire five years after the completion of the Issuer's initial business combination. Each warrant entitles the holder to purchase one share of Class A common stock at a price of $11.50 per share, subject to adjustment in the event of certain capital-raising or reorganization transactions. F2 · ownership.nature: The warrants are owned directly by V Donargo LLC. Mr. Donargo is a manager of V Donargo LLC. He disclaims beneficial ownership of the securities held by V Donargo LLC except to the extent of his pecuniary interest therein. Read SEC document |
| January 29, 2021 Filed Feb 1, 2021 16:32 UTC | AppHarvest, Inc. NOVS · Entity 111251 | GrantCommon Stock, $0.0001 par value | 25,000 | $10.00 | $250,000.00 |
DisclosureSEC source: 0001104659-21-010210 · tm214656d5_4.xml · nonDerivative · entry 1 DONARGO VINCENT · CIK 0001339176 · Chief Financial Officer 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,253 F1 · shares: Represents 25,000 shares of common stock purchased from Novus Capital Corporation in a private placement transaction for $10.00 per share. In connection with the business combination between AppHarvest, Inc. and Novus Capital Corporation, the issuer changed its name to AppHarvest, Inc. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 17:31 UTC | CELADON GROUP INC CGI · Entity 155493 | GrantCommon Stock | 50,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-044900 · doc1.xml · nonDerivative · entry 2 DONARGO VINCENT · CIK 0001339176 · VP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 75,000 F2 · shares: Represents an award of restricted stock to the reporting person in connection with his appointment as VP and CAO. The award is subject to certain vesting and forfeiture provisions. Read SEC document |
| November 30, 2017 Filed Dec 4, 2017 17:31 UTC | CELADON GROUP INC CGI · Entity 155493 | GrantCommon Stock | 25,000 | $0.00 | $0.00 |
DisclosureSEC source: 0001140361-17-044900 · doc1.xml · nonDerivative · entry 1 DONARGO VINCENT · CIK 0001339176 · VP and CAO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 25,000 F1 · shares: Represents an award of stock to the reporting person in connection with his appointment as VP and CAO. The award is subject to certain holding provisions. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.