Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| OCTAVE SPECIALTY GROUP INCAMBC · Entity 6308 | Senior Managing Director | March 13, 2025 | March 14, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
OCTAVE SPECIALTY GROUP INC
Report date March 13, 2025 · Filed March 14, 2025
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 128,415 |
Ending reported balance
After 2025-03-13 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2025-03-13 · Exercise / conversion · Acquired 189 · Balance 128,604 F1: The reporting person acquired 189 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's 2024 Restrictive Stock Unit Long Term Incentive Plan ("2024 RSU LTIP") award. Row 2 · 2025-03-13 · Tax withholding · Disposed 189 · Balance 128,415 F2: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 16,117 |
Reported balance
After 2025-03-13 transaction · row 3
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 3 · 2025-03-13 · Exercise / conversion · Disposed 5,167 · Balance 16,117 F3: Each RSU represents a contingent right to receive one share of the common stock of the Company. F4: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share unit ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. |
| Restricted Stock UnitsSEC Table II · derivative / convertible security | Direct | 15,928 |
Reported balance
After 2025-03-13 transaction · row 4
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 4 · 2025-03-13 · Exercise / conversion · Disposed 189 · Balance 15,928 F3: Each RSU represents a contingent right to receive one share of the common stock of the Company. F5: Represents the aggregate amount of RSUs that were converted into shares of common stock of the Company upon settlement of a portion of the reporting person's 2024 Long Term Incentive Plan award. |
| Deferred Share UnitsSEC Table II · derivative / convertible security | Direct | 96,877 |
Reported balance
After 2025-03-13 transaction · row 5
Instrument identity requires review; Table II rows are not merged.
1 source rowRow 5 · 2025-03-13 · Exercise / conversion · Acquired 5,167 · Balance 96,877 F6: Each DSU represents a contingent right to receive one share of common stock of the Company. F4: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share unit ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended. |
Filing footnotes · ownership attribution and instrument terms
F1: The reporting person acquired 189 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the vesting and settlement of a portion of the reporting person's 2024 Restrictive Stock Unit Long Term Incentive Plan ("2024 RSU LTIP") award.
F2: Represents the amount of RSUs that were converted into shares of common stock and withheld by the Company to satisfy certain tax withholding obligations.
F3: Each RSU represents a contingent right to receive one share of the common stock of the Company.
F4: Represents the aggregate amount of RSUs that were converted into an equivalent number of deferred share unit ("DSUs") pursuant to the Company's Executive Stock Deferral Plan, which was designed to enable participants to elect to defer the settlement and income taxation of RSU and Performance Stock Unit awards in accordance with Section 409A of the Internal Revenue Code of 1986, as amended.
F5: Represents the aggregate amount of RSUs that were converted into shares of common stock of the Company upon settlement of a portion of the reporting person's 2024 Long Term Incentive Plan award.
F6: Each DSU represents a contingent right to receive one share of common stock of the Company.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| February 26, 2018 Filed Feb 28, 2018 22:20 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantCommon Stock | 6,225 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-18-000034 · wf-form4_151985640727667.xml · nonDerivative · entry 1 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 7,399 F1 · shares: The reporting person acquired 6,225 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2015 Long Term Incentive Plan award, which had a three year performance period and vested on February 26, 2018. F1 · price: The reporting person acquired 6,225 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2015 Long Term Incentive Plan award, which had a three year performance period and vested on February 26, 2018. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:01 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 688 | $17.18 | $11,819.84 |
DisclosureSEC source: 0000874501-17-000068 · wf-form4_149496849177451.xml · nonDerivative · entry 2 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,174 F2 · shares: As part of this vesting and settlement, 688 shares of common stock were withheld by the Company to satisfy certain tax withholding obligations. Read SEC document |
| May 12, 2017 Filed May 16, 2017 21:01 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantCommon Stock | 1,862 | $0.00 | $0.00 |
DisclosureSEC source: 0000874501-17-000068 · wf-form4_149496849177451.xml · nonDerivative · entry 1 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 1,862 F1 · shares: The reporting person acquired 1,862 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2014 Long Term Incentive Plan award, which had a three year performance period and vested on May 12, 2017. F1 · price: The reporting person acquired 1,862 shares of common stock of Ambac Financial Group, Inc. (the "Company") upon the simultaneous vesting and settlement of the reporting person's 2014 Long Term Incentive Plan award, which had a three year performance period and vested on May 12, 2017. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:44 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionDeferred Share Units · Derivative | 100 | $22.35 | $2,235.00 |
DisclosureSEC source: 0000874501-17-000032 · wf-form4_148883664999264.xml · derivative · entry 4 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,697 Underlying: Common Stock · 100 shares Expires not disclosed Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F1 · derivative.exercise_date: On March 2, 2017, the Grant Date, 100 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. F1 · derivative.expiration_date: On March 2, 2017, the Grant Date, 100 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:44 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | GrantDeferred Share Units · Derivative | 2,797 | Not disclosed | Not disclosed |
DisclosureSEC source: 0000874501-17-000032 · wf-form4_148883664999264.xml · derivative · entry 3 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 2,797 Underlying: Common Stock · 2,797 shares Expires not disclosed F2 · derivative.exercise_price: Each DSU represents a contingent right to receive one share of the Company's common stock. F4 · price: The DSUs were awarded under the Company's 2013 Incentive Compensation Plan. The number of DSUs granted was calculated based on the closing price of the Company's common stock on March 2, 2017. F3 · derivative.exercise_date: The DSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2018, and the remaining 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2019; provided however, that if the reporting person's employment with the Company is terminated for any reason, all of the DSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested DSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. F3 · derivative.expiration_date: The DSUs shall vest immediately and shall settle and convert into shares of common stock as follows: 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2018, and the remaining 50% of the DSUs shall settle and convert into shares of common stock on March 2, 2019; provided however, that if the reporting person's employment with the Company is terminated for any reason, all of the DSUs will settle and convert into shares of common stock immediately. Notwithstanding the foregoing, a number of vested DSUs sufficient to satisfy certain tax withholding obligations imposed upon the Company may be converted into shares of common stock and withheld by the Company to satisfy such tax withholding obligations. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:44 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Tax withholdingCommon Stock | 100 | $22.35 | $2,235.00 |
DisclosureSEC source: 0000874501-17-000032 · wf-form4_148883664999264.xml · nonDerivative · entry 2 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 F1 · security: On March 2, 2017, the Grant Date, 100 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
| March 02, 2017 Filed Mar 6, 2017 21:44 UTC | OCTAVE SPECIALTY GROUP INC AMBC · Entity 6308 | Exercise / conversionCommon Stock | 100 | $22.35 | $2,235.00 |
DisclosureSEC source: 0000874501-17-000032 · wf-form4_148883664999264.xml · nonDerivative · entry 1 BARRANCO DAVID · CIK 0001562313 · Senior Managing Director 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 100 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F1 · security: On March 2, 2017, the Grant Date, 100 deferred share units ("DSUs") vested, were converted into shares of common stock and withheld by Ambac Financial Group, Inc. (the "Company") to satisfy certain tax withholding obligations. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.