Reported relationships
Latest disclosed role at each company.
| Company | Last reported as | Report date | Published |
|---|---|---|---|
| COLUMBIA BANKING SYSTEM, INC.COLB · Entity 707 | Chief Financial Officer | February 25, 2025 | March 15, 2025 |
Disclosed balances
About these balances
Latest available filing per company, not a reconstructed current portfolio. Matching sequences show the last reported balance with all source rows expandable; grouping alone does not establish account ownership. Do not add unresolved positions together. Filings may omit unchanged positions, and amendments may correct only part of an older disclosure. Jointly reported shares are not necessarily this owner's personal holdings.
COLUMBIA BANKING SYSTEM, INC.
Report date February 25, 2025 · Filed March 15, 2025 · Amendment
Amendment: balances below belong to this corrected disclosure, not necessarily a complete replacement of earlier positions.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 31,807 |
Reported balance
After 2025-02-25 transaction · row 1
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 1 · 2025-02-25 · Grant · Acquired 12,781 · Balance 31,807 F1: Restricted stock units granted 02/25/2025. The grant will vest 33.33% per year over three years. F2: The Form 4 filed February 26, 2025, inadvertently included incorrect amounts for the number of restricted stock units and performance stock units. This amendment reports the correct amounts. |
| Performance Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 38,124 |
Reported balance
After 2025-02-25 transaction · row 2
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 2 · 2025-02-25 · Grant · Acquired 9,586 · Balance 38,124 F3: Performance restricted stock units granted 02/25/2025. The grant will vest approximately three years following the grant date based on the issuer's relative total shareholder return performance for fiscal years 2025-2027 compared to a Compensation Committee approved group of peers. F2: The Form 4 filed February 26, 2025, inadvertently included incorrect amounts for the number of restricted stock units and performance stock units. This amendment reports the correct amounts. |
| Performance Restricted Stock UnitSEC Table II · derivative / convertible security | Direct | 47,710 |
Reported balance
After 2025-02-25 transaction · row 3
Amendment: may correct only part of an earlier disclosure.
1 source rowRow 3 · 2025-02-25 · Grant · Acquired 9,586 · Balance 47,710 F4: Performance restricted stock units granted 02/25/2025. The grant will vest approximately three years following the grant date based on the issuer's relative return on tangible common equity for fiscal years 2025-2027 compared to a Compensation Committee approved group of peers. F2: The Form 4 filed February 26, 2025, inadvertently included incorrect amounts for the number of restricted stock units and performance stock units. This amendment reports the correct amounts. |
Filing footnotes · ownership attribution and instrument terms
F1: Restricted stock units granted 02/25/2025. The grant will vest 33.33% per year over three years.
F2: The Form 4 filed February 26, 2025, inadvertently included incorrect amounts for the number of restricted stock units and performance stock units. This amendment reports the correct amounts.
F3: Performance restricted stock units granted 02/25/2025. The grant will vest approximately three years following the grant date based on the issuer's relative total shareholder return performance for fiscal years 2025-2027 compared to a Compensation Committee approved group of peers.
F4: Performance restricted stock units granted 02/25/2025. The grant will vest approximately three years following the grant date based on the issuer's relative return on tangible common equity for fiscal years 2025-2027 compared to a Compensation Committee approved group of peers.
Past disclosures · reporting ended (1)
No longer tracked through insider filings. These historical balances do not imply present ownership or a zero position.
UMPQUA HOLDINGS CORP
Report date February 28, 2023 · Filed March 02, 2023
Section 16 reporting ended · disclosed 2023-03-02. Current position is not established by this disclosure.
| Security / award | Ownership account | Disclosed shares / units | Disclosure context |
|---|---|---|---|
| Common StockSEC Table I · non-derivative | Direct | 0 |
Ending reported balance
After 2023-02-28 transaction · row 2
2 source rows · reconciled sequenceRow 1 · 2023-02-28 · Tax withholding · Disposed 5,062 · Balance 293,760 F1: Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3. Row 2 · 2023-02-28 · Disposition to issuer · Disposed 293,760 · Balance 0 F2: Disposed of with the Issuer's merger with Columbia Banking System. Each share of Issuer stock converted into a right to receive 0.5958 of a share of Columbia stock, with a market value of $17.71 per share of Issuer stock based on the closing price of Columbia stock on the last trading day prior to the merger of $29.73 per share. Each Issuer restricted and performance stock unit award was disposed of in exchange for restricted stock unit awards in respect of Columbia stock equal to the product of the number of shares of Issuer stock subject to the award multiplied by 0.5958. Each Columbia award will be subject to the terms and conditions (excluding performance-based vesting) of the converted Issuer award prior to the merger. The number of shares subject to the performance award was determined based on performance levels deemed satisfied as set forth in the merger agreement. As a result of the merger the reporting person no longer beneficially owns any shares of Issuer stock. |
| Common StockSEC Table I · non-derivative | Indirectby 401(k) | 0 |
Reported balance
After 2023-02-28 transaction · row 3
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 3 · 2023-02-28 · Disposition to issuer · Disposed 1,661 · Balance 0 F2: Disposed of with the Issuer's merger with Columbia Banking System. Each share of Issuer stock converted into a right to receive 0.5958 of a share of Columbia stock, with a market value of $17.71 per share of Issuer stock based on the closing price of Columbia stock on the last trading day prior to the merger of $29.73 per share. Each Issuer restricted and performance stock unit award was disposed of in exchange for restricted stock unit awards in respect of Columbia stock equal to the product of the number of shares of Issuer stock subject to the award multiplied by 0.5958. Each Columbia award will be subject to the terms and conditions (excluding performance-based vesting) of the converted Issuer award prior to the merger. The number of shares subject to the performance award was determined based on performance levels deemed satisfied as set forth in the merger agreement. As a result of the merger the reporting person no longer beneficially owns any shares of Issuer stock. |
| Common StockSEC Table I · non-derivative | Indirectby IRA | 0 |
Reported balance
After 2023-02-28 transaction · row 4
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 4 · 2023-02-28 · Disposition to issuer · Disposed 4,179 · Balance 0 F2: Disposed of with the Issuer's merger with Columbia Banking System. Each share of Issuer stock converted into a right to receive 0.5958 of a share of Columbia stock, with a market value of $17.71 per share of Issuer stock based on the closing price of Columbia stock on the last trading day prior to the merger of $29.73 per share. Each Issuer restricted and performance stock unit award was disposed of in exchange for restricted stock unit awards in respect of Columbia stock equal to the product of the number of shares of Issuer stock subject to the award multiplied by 0.5958. Each Columbia award will be subject to the terms and conditions (excluding performance-based vesting) of the converted Issuer award prior to the merger. The number of shares subject to the performance award was determined based on performance levels deemed satisfied as set forth in the merger agreement. As a result of the merger the reporting person no longer beneficially owns any shares of Issuer stock. |
| Common StockSEC Table I · non-derivative | Indirectby Spouse IRA | 0 |
Reported balance
After 2023-02-28 transaction · row 5
Account identity is unresolved; indirect or unspecified ownership is not merged.
1 source rowRow 5 · 2023-02-28 · Disposition to issuer · Disposed 2,274 · Balance 0 F2: Disposed of with the Issuer's merger with Columbia Banking System. Each share of Issuer stock converted into a right to receive 0.5958 of a share of Columbia stock, with a market value of $17.71 per share of Issuer stock based on the closing price of Columbia stock on the last trading day prior to the merger of $29.73 per share. Each Issuer restricted and performance stock unit award was disposed of in exchange for restricted stock unit awards in respect of Columbia stock equal to the product of the number of shares of Issuer stock subject to the award multiplied by 0.5958. Each Columbia award will be subject to the terms and conditions (excluding performance-based vesting) of the converted Issuer award prior to the merger. The number of shares subject to the performance award was determined based on performance levels deemed satisfied as set forth in the merger agreement. As a result of the merger the reporting person no longer beneficially owns any shares of Issuer stock. |
Filing footnotes · ownership attribution and instrument terms
F1: Payment of a portion of the tax liability by delivering or withholding securities incident to the receipt or vesting of a security issued in accordance with Rule 16b-3.
F2: Disposed of with the Issuer's merger with Columbia Banking System. Each share of Issuer stock converted into a right to receive 0.5958 of a share of Columbia stock, with a market value of $17.71 per share of Issuer stock based on the closing price of Columbia stock on the last trading day prior to the merger of $29.73 per share. Each Issuer restricted and performance stock unit award was disposed of in exchange for restricted stock unit awards in respect of Columbia stock equal to the product of the number of shares of Issuer stock subject to the award multiplied by 0.5958. Each Columbia award will be subject to the terms and conditions (excluding performance-based vesting) of the converted Issuer award prior to the merger. The number of shares subject to the performance award was determined based on performance levels deemed satisfied as set forth in the merger agreement. As a result of the merger the reporting person no longer beneficially owns any shares of Issuer stock.
Transaction history
JSON APIPurchases/sales include open-market and private transactions. Plan disclosure applies to the filing; individual rows may differ. “Not disclosed” is not “unplanned.”
The cutoff filters transaction history only. Company summaries and owner relationships show the latest available disclosures. Parser corrections can improve historical records.
| Transaction date | Company | Activity / security | Shares / units | Reported price | Reported value | Details |
|---|---|---|---|---|---|---|
| November 15, 2016 Filed Nov 15, 2016 18:09 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Exercise / conversionNon-Qualified Stock Option (right to buy) · Derivative | 8,000 | Not disclosed Strike: $11.89 | Not disclosed |
DisclosureSEC source: 0001077771-16-000446 · edgardoc.xml · derivative · entry 7 FARNSWORTH RON L · CIK 0001322289 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 0 Underlying: Common Stock · 8,000 shares Expires 2020-02-05 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. F4 · price: Not required. F5 · derivative.exercise_date: Options are fully vested. Read SEC document |
| November 15, 2016 Filed Nov 15, 2016 18:09 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | OtherCommon Stock | 26 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001077771-16-000446 · edgardoc.xml · nonDerivative · entry 4 FARNSWORTH RON L · CIK 0001322289 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Indirect · by 401(k) Disclosed balance after: 1,258 F3 · shares: Holdings reported include shares acquired in the 401(k)/Profit Sharing plan through dividend reinvestment, payroll deferrals and/or employer contributions in transactions that were exempt under Rule 16b-3(c). F4 · price: Not required. Read SEC document |
| November 15, 2016 Filed Nov 15, 2016 18:09 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 1,369 | $17.90 | $24,505.10 |
DisclosureSEC source: 0001077771-16-000446 · edgardoc.xml · nonDerivative · entry 3 FARNSWORTH RON L · CIK 0001322289 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 177,068 F2 · shares: Payment of tax liability by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| November 15, 2016 Filed Nov 15, 2016 18:09 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Tax withholdingCommon Stock | 5,313 | $17.90 | $95,102.70 |
DisclosureSEC source: 0001077771-16-000446 · edgardoc.xml · nonDerivative · entry 2 FARNSWORTH RON L · CIK 0001322289 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 178,437 F1 · shares: Payment of purchase price by delivering or withholding securities incident to the receipt, exercise or vesting of a security issued in accordance with Rule 16b-3. Read SEC document |
| November 15, 2016 Filed Nov 15, 2016 18:09 UTC | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Exercise / conversionCommon Stock | 8,000 | $11.89 | $95,120.00 |
DisclosureSEC source: 0001077771-16-000446 · edgardoc.xml · nonDerivative · entry 1 FARNSWORTH RON L · CIK 0001322289 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 183,750 Exercise/conversion can include RSU settlement. Transaction price and option strike are different fields; a missing price is not zero. Derivative and underlying rows can describe the same event. Read SEC document |
| January 31, 2016 Filed Jan 30, 2017 20:08 UTC Amendment | UMPQUA HOLDINGS CORP UMPQ · Entity 116177 | Disposition to issuerCommon Stock | 1,745 | Not disclosed | Not disclosed |
DisclosureSEC source: 0001077771-17-000007 · primary_doc.xml · nonDerivative · entry 1 FARNSWORTH RON L · CIK 0001322289 · EVP/CFO 10b5-1 filing: Not disclosed Ownership: Direct Disclosed balance after: 155,651 F1 · shares: The portion of a performance-based Restricted Stock Award forfeited (in accordance with Rule 16b-3(e)) due to the performance criteria not being met at 100%. F2 · price: Not required. Read SEC document |
Value uses the disclosed total when available, otherwise shares × reported transaction price. It is not an estimate of exercise cash cost or investment performance.